0001172661-23-003241.txt : 20230911 0001172661-23-003241.hdr.sgml : 20230911 20230911144409 ACCESSION NUMBER: 0001172661-23-003241 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNTAX ETF TRUST CENTRAL INDEX KEY: 0001580843 IRS NUMBER: 376551880 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-92491 FILM NUMBER: 231247542 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2128832290 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Vantage Consulting Group Inc CENTRAL INDEX KEY: 0001843547 IRS NUMBER: 541333680 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3500 PACIFIC AVE CITY: VIRGINIA BEACH STATE: VA ZIP: 23451 BUSINESS PHONE: 757-491-1200 MAIL ADDRESS: STREET 1: 3500 PACIFIC AVE CITY: VIRGINIA BEACH STATE: VA ZIP: 23451 SC 13G/A 1 vantage_largecap083123a3.htm



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)*


 

Syntax ETF Trust/ Stratified Large Cap ETF
(Name of Issuer)

 

 

ETF Shares
(Title of Class of Securities)

 

 

87166N106
(CUSIP Number)

 

 

August 31, 2023
(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

 

CUSIP No.  87166N106
 Schedule 13G/A
Page 2 of 6 Pages
         
1
NAME OF REPORTING PERSONS
 
Vantage Consulting Group Inc
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
717,132
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
717,132
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
717,132
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
52.16%
12
TYPE OF REPORTING PERSON
 
IA

 

 
 

 

CUSIP No.  87166N106
 Schedule 13G/A
Page 3 of  6 Pages

 

Item 1.(a) Name of Issuer

Syntax ETF Trust/ Stratified Large Cap ETF

(b) Address of Issuer’s Principal Executive Offices

One Liberty Plaza, 46th Floor

New York, NY 10006

Item 2.(a) Name of Person Filing

Vantage Consulting Group Inc

(b) Address of Principal Business Office, or, if none, Residence

3500 Pacific Ave

Virginia Beach, VA 23451

(c) Citizenship

USA

 (d) Title of Class of Securities

ETF Shares

 (e) CUSIP No.:

87166N106

 
 

 

CUSIP No.  87166N106
 Schedule 13G/A
Page 4 of 6 Pages

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
  (k) ¨ A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                            
       

 
 

 

CUSIP No.  87166N106
 Schedule 13G/A
Page 5 of 6 Pages

 

 

Item 4. Ownership

 

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

  

(a) Amount beneficially owned: 717,132

(b) Percent of class: 52.16%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 717,132

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 717,132

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [].

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

 

On behalf of its shareholders, the Syntax Stratified U.S. Total Market ETF has the right to receive dividends from, or the proceeds from the sale of, the securities that are subject of this report.

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not Applicable

Item 8. Identification and Classification of Members of the Group

 

Not Applicable

Item 9. Notice of Dissolution of Group

 

Not Applicable

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 
 
CUSIP No.  87166N106
 Schedule 13G/A
Page 6 of 6 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: September 11, 2023

 

 

  Vantage Consulting Group Inc
       
  By:  Mark Terrence Finn
    Name:  Mark Terrence Finn
    Title:  CEO/CCO