Chief Complaince Officer

0001085146-21-002900.txt : 20211026 0001085146-21-002900.hdr.sgml : 20211026 20211026120127 ACCESSION NUMBER: 0001085146-21-002900 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211026 DATE AS OF CHANGE: 20211026 EFFECTIVENESS DATE: 20211026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Cubed Investments, LLC CENTRAL INDEX KEY: 0001580830 IRS NUMBER: 453688199 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16098 FILM NUMBER: 211347236 BUSINESS ADDRESS: STREET 1: 18301 VON KARMAN AVE, STREET 2: SUITE 900 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 800-701-2457 MAIL ADDRESS: STREET 1: 18301 VON KARMAN AVE, STREET 2: SUITE 900 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001580830 XXXXXXXX 09-30-2021 09-30-2021 false Alpha Cubed Investments, LLC

18301 VON KARMAN AVE, SUITE 900 IRVINE CA 92612

13F HOLDINGS REPORT 028-16098 N Christina Walsh Chief Complaince Officer 800-701-2457 /s/ Christina Walsh Newport Beach CA 10-24-2021 0 266 1329396 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 9 3000 SH SOLE 0 0 3000 22ND CENTY GROUP INC COM 90137F103 0 10000 SH Call SOLE 0 0 10000 3M CO COM 88579Y101 27118 154591 SH SOLE 0 0 154591 ABBOTT LABS COM 002824100 955 8087 SH SOLE 0 0 8087 ABBVIE INC COM 00287Y109 2204 20433 SH SOLE 0 0 20433 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 244 762 SH SOLE 0 0 762 ADOBE SYSTEMS INCORPORATED COM 00724F101 9403 16333 SH SOLE 0 0 16333 ADVANCED MICRO DEVICES INC COM 007903107 583 5663 SH SOLE 0 0 5663 AGNC INVT CORP COM 00123Q104 1340 84940 SH SOLE 0 0 84940 AKAMAI TECHNOLOGIES INC COM 00971T101 447 4275 SH SOLE 0 0 4275 ALASKA AIR GROUP INC COM 011659109 200 3405 SH SOLE 0 0 3405 ALLSTATE CORP COM 020002101 337 2649 SH SOLE 0 0 2649 ALPHABET INC CAP STK CL A 02079K305 20101 7519 SH SOLE 0 0 7519 ALPHABET INC CAP STK CL C 02079K107 4481 1681 SH SOLE 0 0 1681 ALPS ETF TR ALERIAN MLP 00162Q452 1411 42335 SH SOLE 0 0 42335 ALTRIA GROUP INC COM 02209S103 578 12703 SH SOLE 0 0 12703 AMAZON COM INC COM 023135106 37759 11494 SH SOLE 0 0 11494 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 506 28647 SH SOLE 0 0 28647 AMERICA MOVIL SAB DE CV SPONSORED ADR 02364W204 488 27775 SH SOLE 0 0 27775 AMERICAN ELEC PWR CO INC COM 025537101 20134 248011 SH SOLE 0 0 248011 AMERICAN EXPRESS CO COM 025816109 366 2186 SH SOLE 0 0 2186 AMERICAN TOWER CORP NEW COM 03027X100 381 1434 SH SOLE 0 0 1434 AMGEN INC COM 031162100 16463 77416 SH SOLE 0 0 77416 ANALOG DEVICES INC COM 032654105 326 1945 SH SOLE 0 0 1945 APPLE INC COM 037833100 87749 620132 SH SOLE 0 0 620132 APPLIED MATLS INC COM 038222105 776 6030 SH SOLE 0 0 6030 ASML HOLDING N V N Y REGISTRY SHS N07059210 4136 5551 SH SOLE 0 0 5551 AT&T INC COM 00206R102 849 31427 SH SOLE 0 0 31427 AUTODESK INC COM 052769106 365 1279 SH SOLE 0 0 1279 AUTOMATIC DATA PROCESSING IN COM 053015103 975 4879 SH SOLE 0 0 4879 AXOS FINANCIAL INC COM 05465C100 557 10800 SH SOLE 0 0 10800 BANC OF CALIFORNIA INC COM 05990K106 259 14000 SH SOLE 0 0 14000 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 946 32335 SH SOLE 0 0 32335 BERKSHIRE HATHAWAY INC DEL CL A 084670108 823 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19488 71400 SH SOLE 0 0 71400 BHP GROUP LTD SPONSORED ADS 088606108 223 4168 SH SOLE 0 0 4168 BK OF AMERICA CORP COM 060505104 1791 42193 SH SOLE 0 0 42193 BLACKSTONE INC COM 09260D107 321 2759 SH SOLE 0 0 2759 BOEING CO COM 097023105 513 2333 SH SOLE 0 0 2333 BOOKING HOLDINGS INC COM 09857L108 2236 942 SH SOLE 0 0 942 BRISTOL-MYERS SQUIBB CO COM 110122108 308 5199 SH SOLE 0 0 5199 BROADCOM INC COM 11135F101 541 1116 SH SOLE 0 0 1116 CAPITAL ONE FINL CORP COM 14040H105 669 4132 SH SOLE 0 0 4132 CATERPILLAR INC COM 149123101 2240 11670 SH SOLE 0 0 11670 CHEVRON CORP NEW COM 166764100 708 6976 SH SOLE 0 0 6976 CHIPOTLE MEXICAN GRILL INC COM 169656105 2804 1543 SH SOLE 0 0 1543 CIGNA CORP NEW COM 125523100 283 1414 SH SOLE 0 0 1414 CINTAS CORP COM 172908105 702 1845 SH SOLE 0 0 1845 CISCO SYS INC COM 17275R102 29370 539587 SH SOLE 0 0 539587 CITIGROUP INC COM NEW 172967424 374 5329 SH SOLE 0 0 5329 CNS PHARMACEUTICALS INC COM 18978H102 16 11000 SH SOLE 0 0 11000 COCA COLA CO COM 191216100 26910 512867 SH SOLE 0 0 512867 COSTCO WHSL CORP NEW COM 22160K105 8911 19831 SH SOLE 0 0 19831 CVS HEALTH CORP COM 126650100 3740 44072 SH SOLE 0 0 44072 DBX ETF TR XTRACK MSCI EAFE 233051200 227 6009 SH SOLE 0 0 6009 DEERE & CO COM 244199105 521 1554 SH SOLE 0 0 1554 DIGITAL RLTY TR INC COM 253868103 9984 69116 SH SOLE 0 0 69116 DISNEY WALT CO COM 254687106 9142 54039 SH SOLE 0 0 54039 DOLLAR GEN CORP NEW COM 256677105 267 1258 SH SOLE 0 0 1258 DOMINION ENERGY INC COM 25746U109 276 3781 SH SOLE 0 0 3781 DOMINOS PIZZA INC COM 25754A201 458 961 SH SOLE 0 0 961 DUKE ENERGY CORP NEW COM NEW 26441C204 445 4565 SH SOLE 0 0 4565 EATON CORP PLC SHS G29183103 14241 95380 SH SOLE 0 0 95380 EATON VANCE TAX-MANAGED GLOB COM 27829F108 218 21775 SH SOLE 0 0 21775 EATON VANCE TX ADV GLBL DIV COM 27828S101 200 9390 SH SOLE 0 0 9390 EBAY INC. COM 278642103 362 5200 SH SOLE 0 0 5200 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 253 26428 SH SOLE 0 0 26428 EOG RES INC COM 26875P101 1386 17261 SH SOLE 0 0 17261 ESSEX PPTY TR INC COM 297178105 457 1428 SH SOLE 0 0 1428 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 146 10171 SH SOLE 0 0 10171 EVERSOURCE ENERGY COM 30040W108 420 5136 SH SOLE 0 0 5136 EXXON MOBIL CORP COM 30231G102 998 16963 SH SOLE 0 0 16963 FACEBOOK INC CL A 30303M102 16838 49614 SH SOLE 0 0 49614 FIRST LONG IS CORP COM 320734106 237 11500 SH SOLE 0 0 11500 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1936 94240 SH SOLE 0 0 94240 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 841 14024 SH SOLE 0 0 14024 FIRSTENERGY CORP COM 337932107 392 11000 SH SOLE 0 0 11000 FISERV INC COM 337738108 4176 38492 SH SOLE 0 0 38492 FISKER INC CL A COM STK 33813J106 1330 90777 SH SOLE 0 0 90777 FORD MTR CO DEL COM 345370860 304 21489 SH SOLE 0 0 21489 FRANKLIN RESOURCES INC COM 354613101 342 11500 SH SOLE 0 0 11500 GAMING & LEISURE PPTYS INC COM 36467J108 532 11482 SH SOLE 0 0 11482 GENERAL DYNAMICS CORP COM 369550108 239 1219 SH SOLE 0 0 1219 GENERAL MLS INC COM 370334104 220 3686 SH SOLE 0 0 3686 GENERAL MTRS CO COM 37045V100 370 7022 SH SOLE 0 0 7022 GENWORTH FINL INC COM CL A 37247D106 75 20000 SH SOLE 0 0 20000 GILEAD SCIENCES INC COM 375558103 1812 25947 SH SOLE 0 0 25947 GOLDMAN SACHS GROUP INC COM 38141G104 497 1314 SH SOLE 0 0 1314 GRAN TIERRA ENERGY INC COM 38500T101 7 10000 SH SOLE 0 0 10000 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 2315 94560 SH SOLE 0 0 94560 HEWLETT PACKARD ENTERPRISE C COM 42824C109 627 43980 SH SOLE 0 0 43980 HOME DEPOT INC COM 437076102 25260 76950 SH SOLE 0 0 76950 HONEYWELL INTL INC COM 438516106 546 2573 SH SOLE 0 0 2573 HUNTINGTON BANCSHARES INC COM 446150104 659 42648 SH SOLE 0 0 42648 ILLINOIS TOOL WKS INC COM 452308109 225 1091 SH SOLE 0 0 1091 INTEL CORP COM 458140100 1778 33366 SH SOLE 0 0 33366 INTERCONTINENTAL EXCHANGE IN COM 45866F104 8354 72756 SH SOLE 0 0 72756 INTERNATIONAL BUSINESS MACHS COM 459200101 1281 9217 SH SOLE 0 0 9217 INTUITIVE SURGICAL INC COM NEW 46120E602 5867 5902 SH SOLE 0 0 5902 INVESCO CALIF VALUE MUN INCO COM 46132H106 152 11000 SH SOLE 0 0 11000 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 494 17790 SH SOLE 0 0 17790 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 351 3920 SH SOLE 0 0 3920 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1709 11404 SH SOLE 0 0 11404 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 1505 30998 SH SOLE 0 0 30998 INVESCO QQQ TR UNIT SER 1 46090E103 7416 20717 SH SOLE 0 0 20717 IRON MTN INC NEW COM 46284V101 487 11210 SH SOLE 0 0 11210 ISHARES TR 1 3 YR TREAS BD 464287457 4064 47168 SH SOLE 0 0 47168 ISHARES TR BARCLAYS 7 10 YR 464287440 1710 14844 SH SOLE 0 0 14844 ISHARES TR CALIF MUN BD ETF 464288356 495 7978 SH SOLE 0 0 7978 ISHARES TR CORE S&P MCP ETF 464287507 343 1304 SH SOLE 0 0 1304 ISHARES TR CORE S&P SCP ETF 464287804 487 4461 SH SOLE 0 0 4461 ISHARES TR CORE S&P TTL STK 464287150 1178 11972 SH SOLE 0 0 11972 ISHARES TR CORE S&P500 ETF 464287200 2096 4866 SH SOLE 0 0 4866 ISHARES TR FLTG RATE NT ETF 46429B655 38536 757976 SH SOLE 0 0 757976 ISHARES TR GL CLEAN ENE ETF 464288224 434 20034 SH SOLE 0 0 20034 ISHARES TR GLOBAL ENERG ETF 464287341 956 35593 SH SOLE 0 0 35593 ISHARES TR GNMA BOND ETF 46429B333 651 13020 SH SOLE 0 0 13020 ISHARES TR INTL SEL DIV ETF 464288448 418 13732 SH SOLE 0 0 13732 ISHARES TR ISHARES BIOTECH 464287556 11243 69541 SH SOLE 0 0 69541 ISHARES TR MBS ETF 464288588 424 3918 SH SOLE 0 0 3918 ISHARES TR MSCI ACWI EX US 464288240 648 11697 SH SOLE 0 0 11697 ISHARES TR MSCI CHINA ETF 46429B671 338 5000 SH SOLE 0 0 5000 ISHARES TR MSCI EAFE ETF 464287465 291 3735 SH SOLE 0 0 3735 ISHARES TR MSCI EMG MKT ETF 464287234 365 7246 SH SOLE 0 0 7246 ISHARES TR NATIONAL MUN ETF 464288414 735 6325 SH SOLE 0 0 6325 ISHARES TR RUS 1000 ETF 464287622 3199 13237 SH SOLE 0 0 13237 ISHARES TR RUS 1000 GRW ETF 464287614 327 1195 SH SOLE 0 0 1195 ISHARES TR RUS 1000 VAL ETF 464287598 205 1312 SH SOLE 0 0 1312 ISHARES TR RUSSELL 2000 ETF 464287655 1914 8748 SH SOLE 0 0 8748 ISHARES TR RUSSELL 3000 ETF 464287689 224 879 SH SOLE 0 0 879 ISHARES TR S&P 500 GRWT ETF 464287309 1702 23024 SH SOLE 0 0 23024 ISHARES TR SHORT TREAS BD 464288679 6450 58385 SH SOLE 0 0 58385 ISHARES TR TIPS BD ETF 464287176 14424 112965 SH SOLE 0 0 112965 JOHNSON & JOHNSON COM 478160104 29068 179988 SH SOLE 0 0 179988 JPMORGAN CHASE & CO COM 46625H100 42269 258229 SH SOLE 0 0 258229 LAS VEGAS SANDS CORP COM 517834107 345 9421 SH SOLE 0 0 9421 LEIDOS HOLDINGS INC COM 525327102 1154 12000 SH SOLE 0 0 12000 LIBERTY ALL-STAR GROWTH FD I COM 529900102 94 10905 SH SOLE 0 0 10905 LILLY ELI & CO COM 532457108 11436 49496 SH SOLE 0 0 49496 LINDE PLC SHS G5494J103 648 2208 SH SOLE 0 0 2208 LOCKHEED MARTIN CORP COM 539830109 17734 51387 SH SOLE 0 0 51387 LOWES COS INC COM 548661107 887 4372 SH SOLE 0 0 4372 LULULEMON ATHLETICA INC COM 550021109 9291 22958 SH SOLE 0 0 22958 LUMEN TECHNOLOGIES INC COM 550241103 139 11225 SH SOLE 0 0 11225 MAGNA INTL INC COM 559222401 202 2684 SH SOLE 0 0 2684 MAMAMANCINI S HLDGS INC COM 56146T103 116 48200 SH SOLE 0 0 48200 MARATHON PETE CORP COM 56585A102 310 5014 SH SOLE 0 0 5014 MASTERCARD INCORPORATED CL A 57636Q104 1719 4943 SH SOLE 0 0 4943 MCDONALDS CORP COM 580135101 28318 117447 SH SOLE 0 0 117447 MEDTRONIC PLC SHS G5960L103 12009 95805 SH SOLE 0 0 95805 MERCK & CO INC COM 58933Y105 21910 291708 SH SOLE 0 0 291708 MESA LABS INC COM 59064R109 659 2180 SH SOLE 0 0 2180 METLIFE INC COM 59156R108 28476 461295 SH SOLE 0 0 461295 MGIC INVT CORP WIS COM 552848103 150 10000 SH SOLE 0 0 10000 MGM GROWTH PPTYS LLC CL A COM 55303A105 211 5500 SH SOLE 0 0 5500 MICRON TECHNOLOGY INC COM 595112103 222 3122 SH SOLE 0 0 3122 MICROSOFT CORP COM 594918104 65421 232055 SH SOLE 0 0 232055 MORGAN STANLEY COM NEW 617446448 416 4277 SH SOLE 0 0 4277 NETFLIX INC COM 64110L106 10380 17007 SH SOLE 0 0 17007 NEWMONT CORP COM 651639106 2126 39161 SH SOLE 0 0 39161 NEXTERA ENERGY INC COM 65339F101 12924 164596 SH SOLE 0 0 164596 NIKE INC CL B 654106103 674 4644 SH SOLE 0 0 4644 NUSTAR ENERGY LP UNIT COM 67058H102 646 41064 SH SOLE 0 0 41064 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 157 10000 SH SOLE 0 0 10000 NUVEEN CALIF SELECT TAX FREE SH BEN INT 67063R103 211 13381 SH SOLE 0 0 13381 NVIDIA CORPORATION COM 67066G104 13795 66589 SH SOLE 0 0 66589 NXP SEMICONDUCTORS N V COM N6596X109 943 4815 SH SOLE 0 0 4815 OLD REP INTL CORP COM 680223104 1328 57414 SH SOLE 0 0 57414 OMEGA HEALTHCARE INVS INC COM 681936100 1290 43065 SH SOLE 0 0 43065 ONE LIBERTY PPTYS INC COM 682406103 324 10613 SH SOLE 0 0 10613 ORACLE CORP COM 68389X105 5715 65592 SH SOLE 0 0 65592 OXFORD LANE CAP CORP COM 691543102 591 82030 SH SOLE 0 0 82030 PALO ALTO NETWORKS INC COM 697435105 15010 31337 SH SOLE 0 0 31337 PAYPAL HLDGS INC COM 70450Y103 14856 57093 SH SOLE 0 0 57093 PENN NATL GAMING INC COM 707569109 2030 28010 SH SOLE 0 0 28010 PEPSICO INC COM 713448108 339 2254 SH SOLE 0 0 2254 PFIZER INC COM 717081103 17284 401856 SH SOLE 0 0 401856 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4748 46577 SH SOLE 0 0 46577 PRICE T ROWE GROUP INC COM 74144T108 241 1223 SH SOLE 0 0 1223 PROCTER AND GAMBLE CO COM 742718109 13616 97399 SH SOLE 0 0 97399 PRUDENTIAL FINL INC COM 744320102 769 7306 SH SOLE 0 0 7306 QUALCOMM INC COM 747525103 4043 31345 SH SOLE 0 0 31345 RAYTHEON TECHNOLOGIES CORP COM 75513E101 470 5465 SH SOLE 0 0 5465 REALTY INCOME CORP COM 756109104 1267 19538 SH SOLE 0 0 19538 REGENERON PHARMACEUTICALS COM 75886F107 211 349 SH SOLE 0 0 349 REINSURANCE GRP OF AMERICA I COM NEW 759351604 4404 39581 SH SOLE 0 0 39581 RELIANCE STEEL & ALUMINUM CO COM 759509102 3664 25729 SH SOLE 0 0 25729 ROSS STORES INC COM 778296103 604 5552 SH SOLE 0 0 5552 S&P GLOBAL INC COM 78409V104 867 2040 SH SOLE 0 0 2040 SALESFORCE COM INC COM 79466L302 10744 39613 SH SOLE 0 0 39613 SCHWAB CHARLES CORP COM 808513105 219 3010 SH SOLE 0 0 3010 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3469 33400 SH SOLE 0 0 33400 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1296 19213 SH SOLE 0 0 19213 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 758 9891 SH SOLE 0 0 9891 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 741 7399 SH SOLE 0 0 7399 SCIENCE APPLICATIONS INTL CO COM 808625107 299 3500 SH SOLE 0 0 3500 SELECT SECTOR SPDR TR ENERGY 81369Y506 2606 50033 SH SOLE 0 0 50033 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 228 3569 SH SOLE 0 0 3569 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 442 2962 SH SOLE 0 0 2962 SEMPRA COM 816851109 553 4374 SH SOLE 0 0 4374 SERVICE PPTYS TR COM SH BEN INT 81761L102 139 12400 SH SOLE 0 0 12400 SERVICENOW INC COM 81762P102 240 386 SH SOLE 0 0 386 SHERWIN WILLIAMS CO COM 824348106 5213 18635 SH SOLE 0 0 18635 SHOPIFY INC CL A 82509L107 767 566 SH SOLE 0 0 566 SIMON PPTY GROUP INC NEW COM 828806109 476 3666 SH SOLE 0 0 3666 SOUTHERN CO COM 842587107 587 9467 SH SOLE 0 0 9467 SOUTHWEST AIRLS CO COM 844741108 835 16238 SH SOLE 0 0 16238 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 245 725 SH SOLE 0 0 725 SPDR GOLD TR GOLD SHS 78463V107 2077 12647 SH SOLE 0 0 12647 SPDR S&P 500 ETF TR TR UNIT 78462F103 9732 22678 SH SOLE 0 0 22678 SPDR SER TR PRTFLO S&P500 GW 78464A409 468 7303 SH SOLE 0 0 7303 SPDR SER TR S&P DIVID ETF 78464A763 5646 48030 SH SOLE 0 0 48030 SQUARE INC CL A 852234103 804 3351 SH SOLE 0 0 3351 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 15152 313576 SH SOLE 0 0 313576 STARBUCKS CORP COM 855244109 10740 97364 SH SOLE 0 0 97364 STRYKER CORPORATION COM 863667101 450 1705 SH SOLE 0 0 1705 SVB FINANCIAL GROUP COM 78486Q101 656 1014 SH SOLE 0 0 1014 SYSCO CORP COM 871829107 232 2953 SH SOLE 0 0 2953 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 225 2017 SH SOLE 0 0 2017 TARGET CORP COM 87612E106 642 2806 SH SOLE 0 0 2806 TESLA INC COM 88160R101 3640 4694 SH SOLE 0 0 4694 TEXAS INSTRS INC COM 882508104 23532 122430 SH SOLE 0 0 122430 THE TRADE DESK INC COM CL A 88339J105 374 5325 SH SOLE 0 0 5325 THERMO FISHER SCIENTIFIC INC COM 883556102 290 507 SH SOLE 0 0 507 TRAVELERS COMPANIES INC COM 89417E109 216 1419 SH SOLE 0 0 1419 TWO HBRS INVT CORP COM NEW 90187B408 63 10000 SH SOLE 0 0 10000 TYSON FOODS INC CL A 902494103 27584 349436 SH SOLE 0 0 349436 UNION PAC CORP COM 907818108 12597 64269 SH SOLE 0 0 64269 UNITED PARCEL SERVICE INC CL B 911312106 26002 142792 SH SOLE 0 0 142792 UNITEDHEALTH GROUP INC COM 91324P102 12688 32473 SH SOLE 0 0 32473 US BANCORP DEL COM NEW 902973304 330 5550 SH SOLE 0 0 5550 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 279 1983 SH SOLE 0 0 1983 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2050 25019 SH SOLE 0 0 25019 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 268 3139 SH SOLE 0 0 3139 VANGUARD INDEX FDS GROWTH ETF 922908736 520 1793 SH SOLE 0 0 1793 VANGUARD INDEX FDS MID CAP ETF 922908629 2278 9622 SH SOLE 0 0 9622 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4736 12007 SH SOLE 0 0 12007 VANGUARD INDEX FDS SMALL CP ETF 922908751 2143 9798 SH SOLE 0 0 9798 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4852 21850 SH SOLE 0 0 21850 VANGUARD INDEX FDS VALUE ETF 922908744 584 4315 SH SOLE 0 0 4315 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1957 32110 SH SOLE 0 0 32110 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6050 92214 SH SOLE 0 0 92214 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3434 33719 SH SOLE 0 0 33719 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 41117 498936 SH SOLE 0 0 498936 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 248 1241 SH SOLE 0 0 1241 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10092 65701 SH SOLE 0 0 65701 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 708 14014 SH SOLE 0 0 14014 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1069 10342 SH SOLE 0 0 10342 VANGUARD WORLD FD MEGA CAP INDEX 921910873 343 2252 SH SOLE 0 0 2252 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 3048 31147 SH SOLE 0 0 31147 VANGUARD WORLD FD MEGA GRWTH IND 921910816 4151 17680 SH SOLE 0 0 17680 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 213 2295 SH SOLE 0 0 2295 VANGUARD WORLD FDS INF TECH ETF 92204A702 510 1271 SH SOLE 0 0 1271 VERIZON COMMUNICATIONS INC COM 92343V104 27921 516956 SH SOLE 0 0 516956 VISA INC COM CL A 92826C839 19353 86883 SH SOLE 0 0 86883 VISTRA CORP COM 92840M102 188 11000 SH SOLE 0 0 11000 VULCAN MATLS CO COM 929160109 1923 11368 SH SOLE 0 0 11368 WALMART INC COM 931142103 19815 142162 SH SOLE 0 0 142162 WASTE MGMT INC DEL COM 94106L109 208 1393 SH SOLE 0 0 1393 WEC ENERGY GROUP INC COM 92939U106 368 4173 SH SOLE 0 0 4173 WELLS FARGO CO NEW COM 949746101 6258 134840 SH SOLE 0 0 134840 WESTERN DIGITAL CORP. COM 958102105 309 5470 SH SOLE 0 0 5470 WHIRLPOOL CORP COM 963320106 558 2737 SH SOLE 0 0 2737 WP CAREY INC COM 92936U109 321 4400 SH SOLE 0 0 4400 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 9 10000 SH SOLE 0 0 10000 ZOETIS INC CL A 98978V103 338 1743 SH SOLE 0 0 1743