0001085146-16-004254.txt : 20160812 0001085146-16-004254.hdr.sgml : 20160812 20160811203944 ACCESSION NUMBER: 0001085146-16-004254 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160811 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Cubed Investments, LLC CENTRAL INDEX KEY: 0001580830 IRS NUMBER: 453688199 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16098 FILM NUMBER: 161825993 BUSINESS ADDRESS: STREET 1: 3333 MICHELSON DR. STREET 2: SUITE 620 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 800-701-2457 MAIL ADDRESS: STREET 1: 3333 MICHELSON DR. STREET 2: SUITE 620 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001580830 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT false Alpha Cubed Investments, LLC
3333 MICHELSON DR. SUITE 620 IRVINE CA 92612
13F HOLDINGS REPORT 028-16098 N
Christina Walsh Chief Complaince Officer 800 701-2457 /s/ Christina Walsh Newport Beach CA 08-11-2016 0 145 290035 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1017704398SHSOLE 439800ABBOTT LABSCOM00282410054313823SHSOLE 1382300ABBVIE INCCOM00287Y109545088026SHSOLE 8802600ABM INDS INCCOM0009571003048328SHSOLE 832800ACTIVISION BLIZZARD INCCOM00507V1092295777SHSOLE 577700ADOBE SYS INCCOM00724F101142014822SHSOLE 1482200AFLAC INCCOM0010551023574950SHSOLE 495000AKAMAI TECHNOLOGIES INCCOM00971T1014908756SHSOLE 875600ALCOA INCCOM01381710151956026SHSOLE 5602600ALPHABET INCCAP STK CL C02079K10711471657SHSOLE 165700ALPHABET INCCAP STK CL A02079K30532274587SHSOLE 458700ALTRIA GROUP INCCOM02209S1034286207SHSOLE 620700AMAZON COM INCCOM02313510615852215SHSOLE 221500AMERICA MOVIL SAB DE CVSPON ADR L SHS02364W10547939091SHSOLE 3909100AMERICA MOVIL SAB DE CVSPON ADR A SHS02364W20447038575SHSOLE 3857500AMERICAN AIRLS GROUP INCCOM02376R102221978397SHSOLE 7839700AMERICAN INTL GROUP INCCOM NEW0268747842434585SHSOLE 458500AMERICAN TOWER CORP NEWCOM03027X1002592284SHSOLE 228400AMGEN INCCOM031162100607139900SHSOLE 3990000ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1083132380SHSOLE 238000APPLE INCCOM03783310015175158737SHSOLE 15873700AT&T INCCOM00206R1022776421SHSOLE 642100BANK AMER CORPCOM06050510436127171SHSOLE 2717100BARRACUDA NETWORKS INCCOM06832310445430000SHSOLE 3000000BERKSHIRE HATHAWAY INC DELCL A0846701082171SHSOLE 100BERKSHIRE HATHAWAY INC DELCL B NEW0846707025653902SHSOLE 390200BOEING COCOM0970231052872208SHSOLE 220800BRISTOL MYERS SQUIBB COCOM1101221083304486SHSOLE 448600BROADCOM LTDSHSY098271092071332SHSOLE 133200CATERPILLAR INC DELCOM1491231013995264SHSOLE 526400CELGENE CORPCOM1510201048528640SHSOLE 864000CHARTER COMMUNICATIONS INC NCL A16119P108228996SHSOLE 99600CHEVRON CORP NEWCOM1667641002582460SHSOLE 246000CHUBB LIMITEDCOMH1467J1047435683SHSOLE 568300CIGNA CORPORATIONCOM1255091094623606SHSOLE 360600CISCO SYS INCCOM17275R1027045245549SHSOLE 24554900COCA COLA COCOM191216100360079421SHSOLE 7942100COLGATE PALMOLIVE COCOM1941621033594904SHSOLE 490400COMCAST CORP NEWCL A20030N1013064698SHSOLE 469800CORMEDIX INCCOM21900C1002010000SHSOLE 1000000COSTCO WHSL CORP NEWCOM22160K105170210837SHSOLE 1083700CVS HEALTH CORPCOM1266501005545788SHSOLE 578800CYMABAY THERAPEUTICS INCCOM23257D1033520000SHSOLE 2000000DIREXION SHS ETF TRDLY SMCAP BULL3X25459W8472483941SHSOLE 394100DISNEY WALT COCOM DISNEY254687106369137738SHSOLE 3773800DOW CHEM COCOM260543103426285737SHSOLE 8573700EMERSON ELEC COCOM2910111043967592SHSOLE 759200ESSEX PPTY TR INCCOM2971781052951293SHSOLE 129300EVERBANK FINL CORPCOM29977G10217812000SHSOLE 1200000EVERSOURCE ENERGYCOM30040W1084597666SHSOLE 766600EXXON MOBIL CORPCOM30231G10295010133SHSOLE 1013300FACEBOOK INCCL A30303M102315327593SHSOLE 2759300FIREEYE INCCOM31816Q101116270527SHSOLE 7052700FORD MTR CO DELCOM PAR $0.013453708606821542613SHSOLE 54261300GABELLI EQUITY TR INCCOM36239710115728536SHSOLE 2853600GENERAL ELECTRIC COCOM369604103196162282SHSOLE 6228200GENERAL MLS INCCOM3703341047699107943SHSOLE 10794300GENERAL MTRS COCOM37045V10076927164SHSOLE 2716400GILEAD SCIENCES INCCOM375558103798095657SHSOLE 9565700GOLDMAN SACHS GROUP INCCOM38141G1047184835SHSOLE 483500HOME DEPOT INCCOM437076102567744455SHSOLE 4445500HONEYWELL INTL INCCOM4385161064303694SHSOLE 369400HSBC HLDGS PLCADR A 1/40PF A40428060426110068SHSOLE 1006800ILLINOIS TOOL WKS INCCOM4523081094294118SHSOLE 411800INTEL CORPCOM4581401006001182968SHSOLE 18296800INTERCONTINENTAL EXCHANGE INCOM45866F1046792652SHSOLE 265200INTUITIVE SURGICAL INCCOM NEW46120E602403609SHSOLE 60900ISHARES TRCORE US AGGBD ET4642872263553153SHSOLE 315300ISHARES TR20 YR TR BD ETF4642874323432470SHSOLE 247000ISHARES TR7-10 Y TR BD ETF464287440516345713SHSOLE 4571300ISHARES TRRUS 1000 ETF4642876223192732SHSOLE 273200ISHARES TRRUSSELL 2000 ETF4642876558617485SHSOLE 748500ISHARES TRINTL SEL DIV ETF4642884484305150368SHSOLE 15036800ISHARES TRMBS ETF464288588117310665SHSOLE 1066500ISHARES TR1-3 YR CR BD ETF4642886462332193SHSOLE 219300ISHARES TRU.S. PFD STK ETF4642886877488187709SHSOLE 18770900ISHARES TRCHINA ETF46429B6713017100SHSOLE 710000JOHNSON & JOHNSONCOM478160104678055890SHSOLE 5589000JPMORGAN CHASE & COCOM46625H10071011418SHSOLE 1141800KLA-TENCOR CORPCOM4824801005968357SHSOLE 835700L BRANDS INCCOM5017971042173234SHSOLE 323400LOCKHEED MARTIN CORPCOM539830109686227650SHSOLE 2765000LOWES COS INCCOM54866110782110372SHSOLE 1037200MASTERCARD INCCL A57636Q1042042320SHSOLE 232000MCDONALDS CORPCOM580135101863671763SHSOLE 7176300MGIC INVT CORP WISCOM5528481036010000SHSOLE 1000000MICROSOFT CORPCOM5949181047744151337SHSOLE 15133700MOLSON COORS BREWING COCL B60871R2092022000SHSOLE 200000NETFLIX INCCOM64110L10698510771SHSOLE 1077100NEUROCRINE BIOSCIENCES INCCOM64125C109163636000SHSOLE 3600000NIKE INCCL B6541061032043704SHSOLE 370400NOVO-NORDISK A SADR67010020584415688SHSOLE 1568800ONE LIBERTY PPTYS INCCOM68240610325010500SHSOLE 1050000ORACLE CORPCOM68389X105140834397SHSOLE 3439700PAYPAL HLDGS INCCOM70450Y10346412719SHSOLE 1271900PEPSICO INCCOM7134481082502359SHSOLE 235900PFIZER INCCOM71708110385224209SHSOLE 2420900PHILIP MORRIS INTL INCCOM7181721093173120SHSOLE 312000PIONEER ENERGY SVCS CORPCOM7236641084610000SHSOLE 1000000POWERSHARES ETF TR IIS&P500 LOW VOL73937B7792976953SHSOLE 695300POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15377618430SHSOLE 1843000POWERSHARES QQQ TRUSTUNIT SER 173935A104455242330SHSOLE 4233000PRICELINE GRP INCCOM NEW74150340313471079SHSOLE 107900PROCTER & GAMBLE COCOM74271810911378134383SHSOLE 13438300PROSHARES TRSHRT 20+YR TRE74347X84949223392SHSOLE 2339200QUALCOMM INCCOM7475251037933148082SHSOLE 14808200REALTY INCOME CORPCOM75610910482111832SHSOLE 1183200ROSS STORES INCCOM7782961033385970SHSOLE 597000S&P GLOBAL INCCOM78409V1043703450SHSOLE 345000SEMPRA ENERGYCOM8168511093262859SHSOLE 285900SOUTHERN COCOM8425871076122114159SHSOLE 11415900SPDR S&P 500 ETF TRTR UNIT78462F10317598398SHSOLE 839800SPDR SERIES TRUSTS&P DIVID ETF78464A76390410769SHSOLE 1076900SSGA ACTIVE ETF TRSPDR TR TACTIC78467V8486159123372SHSOLE 12337200STARBUCKS CORPCOM855244109118120672SHSOLE 2067200SUN LIFE FINL INCCOM8667961052868725SHSOLE 872500SUNRUN INCCOM86771W1056410829SHSOLE 1082900TARGET CORPCOM87612E106579683009SHSOLE 8300900TESORO CORPCOM8816091012132845SHSOLE 284500TIME WARNER INCCOM NEW8873173033975396SHSOLE 539600TOTAL S ASPONSORED ADR89151E1095541115206SHSOLE 11520600UNDER ARMOUR INCCL A90431110748612108SHSOLE 1210800UNDER ARMOUR INCCL C90431120637410265SHSOLE 1026500UNITED PARCEL SERVICE INCCL B911312106781472535SHSOLE 7253500UNITED TECHNOLOGIES CORPCOM913017109719270129SHSOLE 7012900UNITEDHEALTH GROUP INCCOM91324P102156211059SHSOLE 1105900US BANCORP DELCOM NEW9029733042606445SHSOLE 644500VANGUARD INDEX FDSMID CAP ETF92290862911719472SHSOLE 947200VANGUARD INDEX FDSGROWTH ETF9229087362712525SHSOLE 252500VANGUARD INDEX FDSVALUE ETF9229087442052416SHSOLE 241600VANGUARD INDEX FDSTOTAL STK MKT9229087692202056SHSOLE 205600VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409544767375SHSOLE 6737500VANGUARD SCOTTSDALE FDSLONG-TERM GOV92206C8473233800SHSOLE 380000VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844121414587SHSOLE 1458700VENTAS INCCOM92276F1004816603SHSOLE 660300VERIZON COMMUNICATIONS INCCOM92343V1047434133125SHSOLE 13312500VISA INCCOM CL A92826C8396638934SHSOLE 893400VULCAN MATLS COCOM929160109288924000SHSOLE 2400000WALGREENS BOOTS ALLIANCE INCCOM93142710885810300SHSOLE 1030000WAL-MART STORES INCCOM931142103109615003SHSOLE 1500300WELLS FARGO & CO NEWCOM9497461017550159527SHSOLE 15952700WELLTOWER INCCOM95040Q1046077967SHSOLE 796700WESTERN DIGITAL CORPCOM9581021057429157186SHSOLE 15718600WISDOMTREE INVTS INCCOM97717P10466167548SHSOLE 6754800WISDOMTREE TREUROPE HEDGED EQ97717X7014098098SHSOLE 809800