0001085146-15-001569.txt : 20150803
0001085146-15-001569.hdr.sgml : 20150801
20150803154601
ACCESSION NUMBER: 0001085146-15-001569
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150803
DATE AS OF CHANGE: 20150803
EFFECTIVENESS DATE: 20150803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpha Cubed Investments, LLC
CENTRAL INDEX KEY: 0001580830
IRS NUMBER: 453688199
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16098
FILM NUMBER: 151022319
BUSINESS ADDRESS:
STREET 1: 3333 MICHAELSON DR.
STREET 2: SUITE 620
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 800-701-2457
MAIL ADDRESS:
STREET 1: 3333 MICHAELSON DR.
STREET 2: SUITE 620
CITY: IRVINE
STATE: CA
ZIP: 92612
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001580830
XXXXXXXX
06-30-2015
06-30-2015
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Alpha Cubed Investments, LLC
3333 MICHAELSON DR.
SUITE 620
IRVINE
CA
92612
13F HOLDINGS REPORT
028-16098
N
Christina Walsh
Chief Complaince Officer
800-701-2457
/s/ Christina Walsh
Newport Beach
CA
08-01-2015
0
183
372860
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
88579Y101
1305
8458
SH
SOLE
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0
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ABBOTT LABS
COM
002824100
931
18963
SH
SOLE
0
0
18963
ABBVIE INC
COM
00287Y109
5211
77554
SH
SOLE
0
0
77554
ACE LTD
SHS
H0023R105
211
2075
SH
SOLE
0
0
2075
AFLAC INC
COM
001055102
457
7350
SH
SOLE
0
0
7350
AKAMAI TECHNOLOGIES INC
COM
00971T101
1173
16801
SH
SOLE
0
0
16801
ALCOA INC
COM
013817101
1904
170745
SH
SOLE
0
0
170745
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2073
25196
SH
SOLE
0
0
25196
ALLSTATE CORP
COM
020002101
359
5530
SH
SOLE
0
0
5530
ALTERA CORP
COM
021441100
596
11642
SH
SOLE
0
0
11642
ALTRIA GROUP INC
COM
02209S103
334
6823
SH
SOLE
0
0
6823
AMAZON COM INC
COM
023135106
2084
4801
SH
SOLE
0
0
4801
AMBARELLA INC
SHS
G037AX101
308
3000
SH
SOLE
0
0
3000
AMERICAN AIRLS GROUP INC
COM
02376R102
4005
100277
SH
SOLE
0
0
100277
AMERICAN INTL GROUP INC
COM NEW
026874784
5395
87266
SH
SOLE
0
0
87266
AMERICAN STS WTR CO
COM
029899101
243
6500
SH
SOLE
0
0
6500
AMGEN INC
COM
031162100
6106
39771
SH
SOLE
0
0
39771
APPLE INC
COM
037833100
29321
233765
SH
SOLE
0
0
233765
APPLIED MATLS INC
COM
038222105
442
22974
SH
SOLE
0
0
22974
ASTRAZENECA PLC
SPONSORED ADR
046353108
2195
34447
SH
SOLE
0
0
34447
AT&T INC
COM
00206R102
1582
44548
SH
SOLE
0
0
44548
AUTOMATIC DATA PROCESSING IN
COM
053015103
225
2801
SH
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0
2801
BAIDU INC
SPON ADR REP A
056752108
219
1100
SH
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0
0
1100
BANK AMER CORP
COM
060505104
9356
549722
SH
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0
0
549722
BANK NEW YORK MELLON CORP
COM
064058100
286
6810
SH
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0
0
6810
BARRACUDA NETWORKS INC
COM
068323104
1391
35100
SH
SOLE
0
0
35100
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
205
1
SH
SOLE
0
0
1
BLACKROCK FLOAT RATE OME STR
COM
09255X100
5988
442863
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0
442863
BOEING CO
COM
097023105
3496
25202
SH
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0
0
25202
BRISTOL MYERS SQUIBB CO
COM
110122108
332
4984
SH
SOLE
0
0
4984
CAFEPRESS INC
COM
12769A103
200
44476
SH
SOLE
0
0
44476
CAPITAL ONE FINL CORP
COM
14040H105
375
4265
SH
SOLE
0
0
4265
CATERPILLAR INC DEL
COM
149123101
514
6060
SH
SOLE
0
0
6060
CELGENE CORP
COM
151020104
970
8382
SH
SOLE
0
0
8382
CEPHEID
COM
15670R107
1701
27817
SH
SOLE
0
0
27817
CHEVRON CORP NEW
COM
166764100
464
4807
SH
SOLE
0
0
4807
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
1612
25145
SH
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0
0
25145
CIGNA CORPORATION
COM
125509109
1087
6710
SH
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0
0
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CINTAS CORP
COM
172908105
901
10650
SH
SOLE
0
0
10650
CISCO SYS INC
COM
17275R102
7261
264426
SH
SOLE
0
0
264426
CITIGROUP INC
COM NEW
172967424
3067
55514
SH
SOLE
0
0
55514
COCA COLA CO
COM
191216100
261
6656
SH
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COLGATE PALMOLIVE CO
COM
194162103
540
8260
SH
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8260
COMCAST CORP NEW
CL A
20030N101
3907
64957
SH
SOLE
0
0
64957
CONSOLIDATED EDISON INC
COM
209115104
511
8832
SH
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0
8832
CORMEDIX INC
COM
21900C100
39
10000
SH
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0
0
10000
CYMABAY THERAPEUTICS INC
COM
23257D103
54
20000
SH
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DEUTSCHE BANK AG
NAMEN AKT
D18190898
4987
165365
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DISNEY WALT CO
COM DISNEY
254687106
393
3446
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3446
DOLLAR TREE INC
COM
256746108
772
9775
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DOW CHEM CO
COM
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2798
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DUKE ENERGY CORP NEW
COM NEW
26441C204
272
3852
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E M C CORP MASS
COM
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E TRADE FINANCIAL CORP
COM NEW
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253
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EAST WEST BANCORP INC
COM
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EBAY INC
COM
278642103
380
6300
SH
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6300
EMERSON ELEC CO
COM
291011104
907
16357
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SOLE
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16357
ESSEX PPTY TR INC
COM
297178105
231
1089
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0
1089
EVERBANK FINL CORP
COM
29977G102
236
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SH
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EVERSOURCE ENERGY
COM
30040W108
348
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EXPRESS SCRIPTS HLDG CO
COM
30219G108
1100
12371
SH
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0
0
12371
EXXON MOBIL CORP
COM
30231G102
909
10920
SH
SOLE
0
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10920
EZCORP INC
CL A NON VTG
302301106
134
18000
SH
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18000
FACEBOOK INC
CL A
30303M102
4485
52286
SH
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FIREEYE INC
COM
31816Q101
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121760
SH
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FORD MTR CO DEL
COM PAR $0.01
345370860
2292
152695
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152695
GENERAL ELECTRIC CO
COM
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8062
303424
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GENERAL MTRS CO
COM
37045V100
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220071
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GENWORTH FINL INC
COM CL A
37247D106
76
10000
SH
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0
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10000
GILEAD SCIENCES INC
COM
375558103
12387
105801
SH
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105801
GOLDMAN SACHS GROUP INC
COM
38141G104
920
4407
SH
SOLE
0
0
4407
GOODYEAR TIRE & RUBR CO
COM
382550101
366
12127
SH
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0
12127
GOOGLE INC
CL A
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1575
2917
SH
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0
0
2917
GOOGLE INC
CL C
38259P706
2337
4489
SH
SOLE
0
0
4489
HARTFORD FINL SVCS GROUP INC
COM
416515104
3560
85637
SH
SOLE
0
0
85637
HCC INS HLDGS INC
COM
404132102
353
4600
SH
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0
0
4600
HOME DEPOT INC
COM
437076102
4266
38386
SH
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0
0
38386
HONEYWELL INTL INC
COM
438516106
387
3797
SH
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0
3797
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
252
10000
SH
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0
0
10000
ILLINOIS TOOL WKS INC
COM
452308109
649
7075
SH
SOLE
0
0
7075
INTEL CORP
COM
458140100
5535
181964
SH
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0
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181964
INTELIQUENT INC
COM
45825N107
184
10000
SH
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0
10000
INTERNATIONAL BUSINESS MACHS
COM
459200101
5143
31616
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31616
INTUITIVE SURGICAL INC
COM NEW
46120E602
323
667
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667
ISHARES
1-3 YR CR BD ETF
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228
2165
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5722
146074
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146074
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TIPS BD ETF
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5586
49853
SH
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ISHARES TR
IBOXX INV CP ETF
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2344
20259
SH
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20259
ISHARES TR
20+ YR TR BD ETF
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2607
22197
SH
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ISHARES TR
RUSSELL 2000 ETF
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1181
9455
SH
SOLE
0
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ISHARES TR
CHINA ETF
46429B671
398
7100
SH
SOLE
0
0
7100
JOHNSON & JOHNSON
COM
478160104
5440
55814
SH
SOLE
0
0
55814
JPMORGAN CHASE & CO
COM
46625H100
5588
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SH
SOLE
0
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KINDER MORGAN INC DEL
COM
49456B101
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20190
SH
SOLE
0
0
20190
KLA-TENCOR CORP
COM
482480100
673
11976
SH
SOLE
0
0
11976
KOHLS CORP
COM
500255104
408
6520
SH
SOLE
0
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LAM RESEARCH CORP
COM
512807108
2343
28796
SH
SOLE
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LINCOLN NATL CORP IND
COM
534187109
1711
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SH
SOLE
0
0
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LOWES COS INC
COM
548661107
1109
16562
SH
SOLE
0
0
16562
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1954
18878
SH
SOLE
0
0
18878
MACYS INC
COM
55616P104
262
3879
SH
SOLE
0
0
3879
MASTERCARD INC
CL A
57636Q104
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SH
SOLE
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MCDONALDS CORP
COM
580135101
6328
66567
SH
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MCGRAW HILL FINL INC
COM
580645109
415
4134
SH
SOLE
0
0
4134
MERCK & CO INC NEW
COM
58933Y105
5689
99931
SH
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METLIFE INC
COM
59156R108
2906
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SH
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0
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MGIC INVT CORP WIS
COM
552848103
114
10000
SH
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0
10000
MICROSOFT CORP
COM
594918104
5314
120357
SH
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0
0
120357
MONSANTO CO NEW
COM
61166W101
219
2050
SH
SOLE
0
0
2050
MORGAN STANLEY
COM NEW
617446448
4024
103746
SH
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0
0
103746
MORGAN STANLEY
CUSHNG MLP ETN
61760E846
201
16500
SH
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16500
MYRIAD GENETICS INC
COM
62855J104
338
9950
SH
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9950
NETFLIX INC
COM
64110L106
2149
3271
SH
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NEUROCRINE BIOSCIENCES INC
COM
64125C109
1719
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SH
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NOVARTIS A G
SPONSORED ADR
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1178
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11979
NUVEEN ARIZ PREM INCOME MUN
COM
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594
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SH
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0
40726
ONE LIBERTY PPTYS INC
COM
682406103
247
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SH
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11600
ORACLE CORP
COM
68389X105
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154096
PEPSICO INC
COM
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217
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SH
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PFIZER INC
COM
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1031
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PG&E CORP
COM
69331C108
589
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SH
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11989
PNC FINL SVCS GROUP INC
COM
693475105
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SH
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27640
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DWA MOMENTUM PTF
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861
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UNIT SER 1
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13850
PRICELINE GRP INC
COM NEW
741503403
3899
3386
SH
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0
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3386
PROCTER & GAMBLE CO
COM
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11335
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PROSHARES TR
ULTRPRO DOW30
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PROSHARES TR
ULTRPRO S&P500
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PROSHARES TR
ULSH 20YRTRE NEW
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884
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SH
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0
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PRUDENTIAL FINL INC
COM
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SH
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37096
PUBLIC SVC ENTERPRISE GROUP
COM
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268
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SH
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PUTNAM MANAGED MUN INCOM TR
COM
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116
16400
SH
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0
0
16400
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
1398
20647
SH
SOLE
0
0
20647
QUALCOMM INC
COM
747525103
1640
26188
SH
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0
0
26188
ROSS STORES INC
COM
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290
5970
SH
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ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
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209
8400
SH
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8400
ROYAL DUTCH SHELL PLC
SPONS ADR A
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282
4941
SH
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SEMPRA ENERGY
COM
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283
2859
SH
SOLE
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SK TELECOM LTD
SPONSORED ADR
78440P108
374
15100
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0
15100
SPDR S&P 500 ETF TR
TR UNIT
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SPDR SERIES TRUST
BRC CNV SECS ETF
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1863
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S&P DIVID ETF
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SH
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STARBUCKS CORP
COM
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STRATASYS LTD
SHS
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STRYKER CORP
COM
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STUDENT TRANSN INC
COM
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SUN LIFE FINL INC
COM
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SH
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TARGET CORP
COM
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TESLA MTRS INC
COM
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SH
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0
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TEVA PHARMACEUTICAL INDS LTD
ADR
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1109
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SH
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0
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18769
TIME WARNER CABLE INC
COM
88732J207
421
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SH
SOLE
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TIME WARNER INC
COM NEW
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488
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SH
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TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
201
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SH
SOLE
0
0
1500
TWITTER INC
COM
90184L102
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SH
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TYSON FOODS INC
CL A
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482
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UNION PAC CORP
COM
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COM
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UNITED PARCEL SERVICE INC
CL B
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UNITED TECHNOLOGIES CORP
COM
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UNITEDHEALTH GROUP INC
COM
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US BANCORP DEL
COM NEW
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VALEANT PHARMACEUTICALS INTL
COM
91911K102
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VANGUARD INDEX FDS
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922908769
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VERIZON COMMUNICATIONS INC
COM
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VISA INC
COM CL A
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VMWARE INC
CL A COM
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WALGREENS BOOTS ALLIANCE INC
COM
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COM
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WELLS FARGO & CO NEW
COM
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WESTAMERICA BANCORPORATION
COM
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WESTERN REFNG INC
COM
959319104
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8699
SH
SOLE
0
0
8699
WHIRLPOOL CORP
COM
963320106
1919
11088
SH
SOLE
0
0
11088
WISDOMTREE INVTS INC
COM
97717P104
3675
167288
SH
SOLE
0
0
167288
WISDOMTREE TR
EMERG MKTS ETF
97717W315
441
10144
SH
SOLE
0
0
10144
WISDOMTREE TR
DIV EX-FINL FD
97717W406
471
6408
SH
SOLE
0
0
6408
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
762
12367
SH
SOLE
0
0
12367
YELP INC
CL A
985817105
1152
26779
SH
SOLE
0
0
26779