0001580808-21-000136.txt : 20210820
0001580808-21-000136.hdr.sgml : 20210820
20210820194610
ACCESSION NUMBER: 0001580808-21-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210819
FILED AS OF DATE: 20210820
DATE AS OF CHANGE: 20210820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Brian
CENTRAL INDEX KEY: 0001826095
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 211194999
MAIL ADDRESS:
STREET 1: 230 HOWES DRIVE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A10 Networks, Inc.
CENTRAL INDEX KEY: 0001580808
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 201446869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 325-8668
MAIL ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_162950313795545.xml
FORM 4
X0306
4
2021-08-19
0
0001580808
A10 Networks, Inc.
ATEN
0001826095
Becker Brian
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
Chief Financial Officer
Common Stock
2021-08-19
4
M
0
9315
0
A
62688
D
Performance-based Restricted Stock Units
2021-08-19
4
M
0
9315
0
D
2025-02-02
Common Stock
9315.0
9315
D
Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I.
/s/ Robert Cochran as attorney-in-fact
2021-08-20