0001127602-16-067474.txt : 20161116 0001127602-16-067474.hdr.sgml : 20161116 20161116174754 ACCESSION NUMBER: 0001127602-16-067474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unum Group CENTRAL INDEX KEY: 0000005513 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 621598430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-294-1011 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE CITY: CHATTANOOGA STATE: TN ZIP: 37402 FORMER COMPANY: FORMER CONFORMED NAME: UNUMPROVIDENT CORP DATE OF NAME CHANGE: 19990702 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT COMPANIES INC /DE/ DATE OF NAME CHANGE: 19961204 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jerome Christopher J CENTRAL INDEX KEY: 0001580672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11294 FILM NUMBER: 162003356 MAIL ADDRESS: STREET 1: 1 FOUNTAIN SQUARE STREET 2: LAW DEPT. (7S730) CITY: CHATTANOOGA STATE: TN ZIP: 37402 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-14 0000005513 Unum Group UNM 0001580672 Jerome Christopher J 1 FOUNTAIN SQUARE CHATTANOOGA TN 37402 1 EVP, Global Services Common Stock 2016-11-14 4 S 0 8000 41.4913 D 23994 D Common Stock 15011.05 I By 401(k) Plan Common Stock 310.91 I By N-Q 401(k) Plan Reflects the weighted average price for multiple sale transactions ranging in price from $41.491 per share to $41.495 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 15,231 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,763 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 544.424 shares of common stock under the issuer's employee stock purchase plan and 166.404 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. /s/ Jullienne, J. Paul, Attorney-in-Fact 2016-11-16