0001127602-17-018559.txt : 20170517 0001127602-17-018559.hdr.sgml : 20170517 20170517195432 ACCESSION NUMBER: 0001127602-17-018559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Facebook Inc CENTRAL INDEX KEY: 0001326801 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 201665019 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-618-7714 MAIL ADDRESS: STREET 1: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stretch Colin CENTRAL INDEX KEY: 0001580549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35551 FILM NUMBER: 17853245 MAIL ADDRESS: STREET 1: C/O FACEBOOK, INC. STREET 2: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-15 0001326801 Facebook Inc FB 0001580549 Stretch Colin C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK CA 94025 1 VP and General Counsel Class A Common Stock 2017-05-15 4 C 0 7681 0 A 86761 D Class A Common Stock 2017-05-15 4 F 0 3985 150.33 D 82776 D Class A Common Stock 2017-05-15 4 M 0 6444 0 A 89220 D Class A Common Stock 2017-05-15 4 F 0 3339 150.33 D 85881 D Class A Common Stock 2017-05-15 4 M 0 8018 0 A 93899 D Class A Common Stock 2017-05-15 4 F 0 4146 150.33 D 89753 D Class A Common Stock 2017-05-15 4 M 0 4953 0 A 94706 D Class A Common Stock 2017-05-15 4 F 0 2550 150.33 D 92156 D Class A Common Stock 2017-05-16 4 S 0 750 150.0994 D 91406 D Restricted Stock Unit (RSU) (Class B) 2017-05-15 4 M 0 7681 0 D 2022-05-02 Class B Common Stock 7681 15363 D Class B Common Stock 2017-05-15 4 M 0 7681 0 A Class A Common Stock 7681 7681 D Class B Common Stock 2017-05-15 4 C 0 7681 0 D Class A Common Stock 7681 0 D Restricted Stock Units (RSU) (Class A) 2017-05-15 4 M 0 6444 0 D 2023-05-05 Class A Common Stock 6444 12888 D Restricted Stock Units (RSU) (Class A) 2017-05-15 4 M 0 8018 0 D 2024-03-16 Class A Common Stock 8018 56126 D Restricted Stock Units (RSU) (Class A) 2017-05-15 4 M 0 4953 0 D 2025-03-15 Class A Common Stock 4953 49525 D Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.145 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. The RSUs vest as to 1/16th of the total shares on February 15, 2014 and then an additional 1/16th of the total shares vest quarterly thereafter, subject to continued service through each vesting date. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs vest as to 1/5th of the total shares on February 15, 2015, after which 1/20th of the total shares vest quarterly, subject to continued service through each vesting date. The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2016, subject to continued service through each vesting date. /s/ Michael Johnson as attorney-in-fact for Colin Stretch 2017-05-17