EX-10.46 65 d543373dex1046.htm EX-10.46 EX-10.46

Exhibit 10.46

COAL MINING LEASE

THIS COAL MINING LEASE (the “Lease”), made this 27th day of October, 2010, (the “Effective Date”) between Alcoa Fuels, Inc., an Indiana corporation of 4700 Darlington Road, Newburgh, Indiana 47630 (“Lessor”), and Armstrong Coal Company, Inc., a Delaware corporation, with an address of 407 Brown Road, Madisonville, Kentucky 42431 (“Lessee”).

WITNESSETH:

That for and in consideration of the promises and undertakings herein contained, Lessor does hereby exclusively demise, lease and let unto Lessee, its successors and assigns, all of its right, title and interest in and to the No. 6 coal, and all coal lying above the No. 6 coal, underlying the following described real estate, and the right to enter in, upon and under the herein demised real estate for the purpose of mining and removing therefrom said coal which can be commercially mined and removed by underground method of mining (now known or hereafter developed), within and underlying the land, situated in Webster and Union Counties, Kentucky, more particularly described in

Exhibit A

and containing approximately 20,000 acres of coal and 1,500 acres of surface, more or less (hereinafter called the “Leased Premises”),

TOGETHER with the right to mine and otherwise to develop, survey, work and process for market said coal by any method or machinery now or hereafter employed, including the free and uninterrupted right and right-of-way into, upon, over, across, under and through the Leased Premises at such points and in such manner as may be convenient or necessary for the purpose of all operations, in connection with coal herein leased and other coal now owned or hereafter acquired by Lessee in the General Mining Area (defined below), and in the No. 6 seam of coal and in the strata above the same, including, but not limited to, (i) the transportation of personnel, supplies, equipment, coal, soils, refuse, and other materials, whether originating from the Leased Premises or other lands, (ii) the right to explore, test, drill, dig, mine, drain, ventilate, extract, transport, process and carry away the coal, (iii) the right to erect and maintain on the Leased Premises such buildings, tipples, processing plants, shafts, engines, machinery, appliances, devices, wells, roadways, railroad tracks, powerlines, pipelines, dams, ditches, water and slurry impoundments, and all other structures and improvements necessary or convenient to said operations, without being required to leave or provide subjacent or lateral support to the overlying strata or surface or anything therein, thereon or thereunder, including structures or improvements now or hereafter erected thereon, (iv) the right to stockpile, store, process, ship, backfill, market (without limitation) or permanently dispose of, on, under the Leased Premises, coal, lignite, water, earth, coal preparation waste and slurry, but excluding the right to dispose of any other substance, including without limitation, flyash, bottom ash, scrubber sludge or any

 

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other coal combustion product, (v) the right to use any water located upon or below the Leased Premises and to appropriate, develop, consume, drain and dispose of all water on, under and appurtenant to the Leased Premises, including the right to alter drainage patterns on the Leased Premises and other lands in the General Mining Area (defined below) as may be permitted by law; and (vi) the right to subside the surface of the Leased Premises without liability to Lessor, EXCEPT that any slurry impoundment facility must be approved by Lessor in writing prior to construction or expansion, and such consent shall not be unreasonably withheld.

For the consideration aforesaid, Lessor does hereby covenant to WAIVE AND RELEASE all surface damage, damages to subsurface strata, damages and other damages of any sort howsoever caused by or arising from the removal of the coal or arising from any physical conditions now present or which may hereafter develop in, about or above the same and, if in connection with operations hereunder. Use of the terms “other coal now owned or hereafter acquired” includes ownership of coal, leasehold of coal, license to remove coal or any other right in any form which enables Lessee to mine such coal; it is the intention that all rights granted hereunder shall apply to the mining of coal on other lands and shall survive so long as mining operations are continued on the Leased Premises or on any lands located within the General Mining Area described below.

All rights granted by Lessor above, in Paragraph 17, and elsewhere in this Lease are granted only insofar as Lessor owns sufficient interest in the Leased Premises to grant such rights. All grants are subject to rights-of-way, easements and other rights appearing of record, apparent on the premises or disclosed to Lessee prior to the Effective Date.

TO HAVE AND TO HOLD the Leased Premises for a term commencing on the Effective Date and extending through June 1, 2016 (the period of time extending from the Effective Date through the fifth anniversary of the Effective Date being sometimes called the “Primary Term” herein), and so long thereafter as any recovery of coal herein leased, or any of the mining operations described in and permitted by the preceding paragraphs, are being conducted in, on or under the Leased Premises or the area described or shown on Exhibit B (referred to herein as the “General Mining Area”), or until all reclamation activities related thereto have been completed.

IN CONSIDERATION WHEREOF, the parties hereto covenant and agree as follows:

1. LESSEE TO COMPLY WITH LAWS. (a) Lessee shall conduct its operations on the Leased Premises in a workmanlike and prudent manner, and shall, at all times, comply with all applicable laws, rules, regulations and requirements now and hereafter in effect. Lessor hereby grants Lessee the authority to take whatever actions are necessary on the Leased Premises in order to comply with said laws, rules and regulations. Lessee shall completely reclaim the Leased Premises. Such obligation to reclaim the Leased Premises shall be in addition to, and completely independent of, Lessee’s obligation to pay royalties as provided herein. Lessor further agrees that, subject to subparagraphs (b) and (c) below, Lessee’s sole responsibility for the reclamation of the Leased Premises shall be to comply with the requirements set forth in all applicable federal, state and local laws, rules and regulations or other requirements now and hereafter in effect. Lessee shall be solely responsible for obtaining all necessary permits and authorization for its reclamation activities.

 

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(b) Reclamation of woodlands, where required, shall be by planting of oak, hard maple, ash or other commercial hardwood species of tree (and other tree species if required by state or federal regulatory agencies.)

(c) All reclamation plans must be approved in writing by Lessor which may impose changes, provided that (a) such changes comply with applicable state or federal statutes, rules and regulations and (b) do not cause any substantial increase in reclamation costs (unless Lessor agrees to pay for a substantial increase in costs).

2. EARNED ROYALTIES. (a) Lessee shall deliver to Lessor, in kind and in lieu of the payment of a royalty in cash, Six percent (6%) of all merchantable coal mined from the Leased Premises, if any, which coal shall be: (i) washed and processed in the same manner as washed and processed coal which is shipped from the mine to third party purchasers and (ii) delivered f.o.b., rail(, barge) or truck, the mine. If delivered by rail car (or barge), the loading rate shall be consistent with Lessor’s rail (or barge) contracts. Freeze conditioning shall be applied when requested by Lessor or its transportation contractor at Lessor’s cost. Delivery shall be in the quantities and at the times designated by Lessor, but Lessee shall not be required to store coal for delivery to Lessor for more than three (3) consecutive months at a time. If more than one manner of washing or process is used for the coal by Lessee, then the in kind royalty shall be washed and processed in the manner selected by Lessor. Lessee may deliver coal from another source as in kind royalty so long as it meets the minimum standards set forth in Exhibit C (the “Minimum Standard”).

(b) The minimum royalty per calendar year (prorated for partial calendar years) is delivery of 60,000 tons of coal from the Leased Premises or from another source meeting the Minimum Standards, beginning two years from the date of receipt of all necessary mining permits and the expiration of any right of challenge the issuance of such permits, but no later than June 1, 2016. This obligation to deliver the minimum royalty shall terminate when both (i) all tons of coal have been mined from the Leased Premises pursuant to the Mine Plan (defined hereinbelow), and (ii) all royalties owed thereon, whether in kind or in cash, have been paid to Lessor.

(c) At any time and at various times, Lessor may elect to temporarily receive all or part of the earned royalty in cash rather than in kind, provided that such elections may be made no more frequently than once each calendar quarter. Each election shall be effective thirty (30) days after delivery of notice to Lessee.

(d) For time periods when Lessor elects to receive any of the earned royalty in cash, Lessee shall pay to Lessor on or before the 28th day of each calendar month (“Month”) any earned royalty for all coal mined, sold and shipped from the Leased Premises, or consumed in synthetic fuel facilities on the mine site, during the preceding Month for such preceding Month in an amount equal to six percent (6%) of the Gross Realization, as hereinafter defined. No earned royalty shall be paid for coal refuse, including without limitation coal slurry deposited in cleaning slurry ponds, but if such refuse is sold by Lessee, Lessor shall be entitled to a royalty of three percent (3%) of the sale price of such material.

 

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(e) Measurement of weights for purposes of computing the earned royalties shall be in the case of such coal (i) shipped by rail, determined by the rail carrier in accordance with its customary practices employed for invoicing such shipments, (ii) delivered other than by rail, determined by Lessee by use of accurate scales or (iii) commingled with other coal not mined from the Leased Premises, determined by an accurate system of weights and measurements commonly used in the bituminous coal industry. If (i) through (iii) are not applicable (e.g., coal is stored by Lessee and not delivered), measurement of weights for purposes of computing the earned royalties shall be by such other accurate means as may be commonly used in the industry.

(f) As used in this Lease, the following terms shall have the following respective meanings:

“Gross Realization” shall be the “Average Gross Sales Price” per ton of coal actually mined, removed, sold and shipped from the Leased Premises during any month which shall be an amount equal to the total gross proceeds from all such sales of such coal (excluding sales to affiliates or otherwise not arms length transactions) during such month divided by the total number of tons of such coal, except that deductions shall be made from the total gross proceeds for the following items to the extent included in such total gross proceeds (i) any tax assessed upon or measured by the production of such coal, the severance thereof from the Leased Premises, or the sale thereof, (ii) any royalty, assessment, levy or charge upon the mining, extracting or removing of such coal made for the purpose of providing health and/or welfare (including, without limitation, black lung) benefits for any employees of Lessee, its successors or assigns, or other persons similarly employed by the coal mining industry, pursuant to any applicable law, rule, regulation or contract of employment covering such employees and/or such other persons, and (iii) transportation or delivery costs incurred by Lessee in transporting such coal from the tipple at which such coal is processed to point of sale.

“Mine Plan” shall mean the mining plan proposed by Lessee and approved by Lessor. The Mine Plan shall be agreed upon by Lessor and Lessee within twelve (12) months of the Effective Date and shall identify all portions of the Leased Premises to be mined and shall include the number and location of No. 6 coal acres and No. 9 coal acres comprising the Leased Premises. Lessee agrees, within ten (10) days following a request from Lessor, to execute any document(s) necessary and otherwise to release all portions of the Leased Premises not to be mined under the Mine Plan.

“Ton” shall mean a ton of 2,000 pounds avoirdupois. Measurement of weights for purposes of computing the “Average Gross Sales Price” of coal mined from the Leased Premises shall be per Paragraph 2(e).

 

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3. MINIMUM ROYALTIES. Lessee covenants and agrees to pay to Lessor an annual advance minimum royalty (“Minimum Royalty”) of 16,000 tons of coal, delivered f.o.b., barge, the mine, or to such other location mutually agreed to by Lessor and Lessee. Minimum Royalty for the first lease year shall be delivered to Lessor sixty (60) days following the execution of this Agreement, and all Minimum Royalty after the first lease year shall be due and delivered in full on or before each anniversary of the date of this Agreement. Minimum Royalty shall be of a quality equal to the minimum standards set forth on Exhibit C. Minimum Royalty shall be recoupable against earned royalty for coal mined at a rate not to exceed Five Hundred Thousand Dollars ($500,000) per calendar year. Recoupment against in kind earned royalty shall be calculated at the rate per ton equal to the Average Gross Sales Price per ton for coal sold to third parties of a quality equal to the minimum standards set forth on Exhibit C, as the same is calculated under subparagraph 2(e).

4. DILIGENT PURSUIT OF MINING PERMIT. Lessee shall diligently pursue all permits necessary for the mining of the Leased Premises and must have submitted a substantially complete mine permit application to the appropriate Kentucky regulatory authority by June 30th, 2012. If Lessee has not submitted the required permit application in accordance with this paragraph, then an additional royalty of Two Hundred Fifty Thousand Dollars ($250,000) shall be paid to Lessor on July 31st, 2012 (one month later), and an identical amount shall be paid to Lessor on each 6 month anniversary thereafter until such permit application is submitted; (such payments being herein referred to as “Additional Royalty”). Additional Royalty shall be recoupable against earned royalty for coal mined at a rate not to exceed Two Hundred Fifty Thousand Dollars ($250,000) per calendar year. Recoupment against in kind earned royalty shall be calculated at the rate per ton equal to the Average Gross Sales Price per ton for coal sold to third parties of a quality equal to the minimum standards set forth on Exhibit C, as the same is calculated under subparagraph 2(e).

5. RECORDS, MAPS AND ACCOUNTS. Lessee shall furnish to Lessor, on or before the 28th day of each month, a complete and accurate statement showing the quantity of coal mined, removed, shipped and sold from the Leased Premises, together with a statement showing the earned royalty due by such day or delivered in kind. Unless either party hereto shall give notice to the other of a dispute or question with respect to such statement within one (1) year from the date the same is delivered to Lessor, such statement shall be final and binding upon the parties hereto, except in cases of fraud which shall be governed by the applicable limitations acts. Lessor shall, at all reasonable times and upon at least three (3) days’ prior written notice to Lessee, at Lessor’s sole cost, have access to those books, maps and records of Lessee reasonably necessary to accurately determine the Tons of coal mined and sold by Lessee from the Leased Premises and the earned royalties due to Lessor.

6. TAXES. Lessee covenants and agrees that during the Lease Term, Lessee will pay all taxes assessed upon or levied against the Leased Premises (including ad valorem) and all taxes assessed upon or levied against all improvements, machinery, equipment or other property of Lessee installed or placed in or upon the Leased Premises by Lessee. Lessor shall provide to Lessee all real estate tax statements within thirty days of receipt and Lessee shall pay the same on or prior to the date due. Payments by Lessee of ad valorem taxes assessed against Lessor shall be fully recoupable by Lessee from Earned Royalties thereafter due.

 

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7. INDEMNIFICATION. Lessee shall pay, at its own cost and expense, all wages, worker’s compensation claims, claims for material, equipment and supplies contracted for by Lessee in connection with its operations and use of the Leased Premises and shall not permit any mechanics lien or other claims against the Leased Premises to remain a cloud on Lessor’s interest for more than sixty (60) days. Lessee hereby agrees to indemnify, protect, defend, save and hold harmless Lessor, its officers, directors, shareholders, employees, representatives, subsidiaries and affiliated companies (collectively “Indemnitees”), from and against any and all liabilities, costs, claims, penalties, forfeitures, demands, suits or causes of action in law or in equity and the costs and expenses incident thereto (including costs of defense, settlement, and attorneys’ fees, including the costs of attorneys in the employ of Indemnitees) which Indemnitees may suffer, incur, become responsible for or pay out as a result of death or bodily injuries to any person, destruction, loss or damage to any property, real or personal, contamination of or adverse effect on the environment, or violation or alleged violation of federal, state, or local law, rule regulation, ordinance, order, decree, decision, restriction, permit or license, caused by or resulting from the negligence or willful acts or omissions of Lessee, subcontractors or materialmen under the Lease, or the representatives, agents, employees, or invitees of any of them, as a consequence of or in any manner connected with performance of the Lease, whether any act, omission or negligence of any Indemnitee actually, or allegedly contributed thereto. With respect to claims against Lessor by Lessee’s employees, Lessee agrees to, and herein does, expressly waive its immunity, as a complying employer under Worker’s Compensation law, for any and all acts of negligence, whether passive or active, but only to the extent that such immunity would bar or affect recovery under or enforcement of this indemnification obligation. This waiver shall apply to any immunity conferred upon an employer by any state’s constitution or Workers’ Compensation laws with respect to liability for claims asserted against a third party by Lessee’s employee. Lessor and Lessee expressly intend by the foregoing that Lessee will indemnify and protect Indemnitees from the consequences of any of Indemnitees’ negligence, including without limitation all instances in which Indemnitees’s negligent actions, including the concurrent negligence of Indemnitee(s), whether active or passive, actually or allegedly caused or contributed to, injury, death, destruction, loss or damage; provided that nothing contained in the Lease will obligate lessee to indemnify Indemnitees from any claim which may arise from the sole negligence or the willful actions or inactions of the Indemnitees. This indemnification provision is in addition and cumulative to any other right of indemnification or contribution which any of the Indemnitees may have at law, in equity, or otherwise, and will survive completion of the Lease. Lessor shall have the right, but not the obligation, to inspect the property at all times in order to confirm that Lessee is in compliance with all environmental laws; provided, however, that Lessor shall have no control over any such compliance or over any mining operations.

8. TITLE; LESSER INTEREST. Lessor does not warrant title to the Leased Premises, except that Lessor warrants that it has not created or suffered any lien or encumbrance against the Leased Premises other than real estate taxes not yet due and payable. During the term of this Lease, Lessor shall not impair or suffer by act or omission any impairment of its title to the Leased Premises which would interfere with Lessee’s exercise of its rights under this Lease. Lessor agrees that Lessee, at its option, may discharge any tax, mortgage or other lien or encumbrance suffered or permitted upon or against the Leased Premises and that any expenses

 

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incurred by Lessee in connection therewith may be credited against amounts then or thereafter due Lessor hereunder. Lessor shall cooperate with Lessee in resolving any title problems affecting the Leased Premises. Lessor shall provide to Lessee, at Lessee’s request, such abstracts of title and title insurance policies as are available to Lessor, but all additional title information shall be acquired at the cost of Lessee.

Lessor also represents and warrants that there is no claim, legal action, suit, proceeding, arbitration, dispute, governmental investigation or administrative proceeding, nor any order, decree, or judgment, pending or in effect, or, to Lessor’s knowledge, threatened, against or affecting (i) the Leased Premises, (ii) the ability of Lessor to execute this Lease, or (iii) the accuracy and completeness of any representation and warranty of Lessor made herein.

Prior to conducting any mining operations on any part of the Leased Premises, Lessee shall obtain a title opinion indicating that it has the rights to conduct such operations on that part.

If Lessor owns an interest in any portion of the Leased Premises less than the entire coal estate therein, the earned royalties shall be paid to Lessor, with regard to that portion, only in the proportion that Lessor’s actual interest in that portion bears to the entire estate therein.

This Lease shall extend to the successors, sublessees and assigns of the parties hereto, but no change in or division of the ownership of the Leased Premises or royalties payable hereunder, however accomplished, shall operate to enlarge the obligations or diminish the rights of Lessee hereunder and no such change or division shall be binding upon Lessee for any purpose until Lessee has been furnished with a duly recorded written instrument or instruments evidencing and effecting the same. In the event of any question or dispute as to ownership of, or mining rights to, the Leased Premises or as to royalties or other sums payable hereunder, all cash royalties and other cash payments due Lessor hereunder may be held in a non-interest bearing escrow account by Lessee until such dispute is finally resolved. Any sums so held in escrow by Lessee shall be deemed payment of earned royalties or other sums due hereunder.

9. POSSESSION. Lessor may retain possession of the Leased Premises until such time that Lessee determines, in its sole discretion, that possession of the Leased Premises, or a portion thereof, is necessary or desirable for its mining operations. Lessee shall notify Lessor of such determination by providing Lessor with thirty (30) days prior written notice thereof. As of the date specified in such notice, Lessor’s right to farm or otherwise occupy the Leased Premises or such designated portion shall terminate and Lessor shall thereupon yield exclusive possession of the Leased Premises or such designated portion to Lessee, subject to the provisions of Paragraph 24 below. In the event that (i) as of the date Lessee gives any such notice to Lessor there are any crops planted but not harvested from the Leased Premises or such designated portion, and (ii) Lessor would not be able to harvest such crops prior to the date specified in the notice, Lessee shall pay to Lessor the value of such crops. In the event the parties hereto are unable to agree upon the value by the time of possession by Lessee, each party shall select an appraiser and the two appraisers selected shall agree upon a fair value for such crops; provided, however, that in the event the two appraisers cannot so agree within 30 days after their selection, they shall select a third appraiser and the decision of the majority of the appraisers shall be binding upon both

 

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parties hereto. Notwithstanding the foregoing, the payment of the agreed upon amount or fair value as determined by the appraisers shall not be a condition precedent to Lessee’s right to immediate possession of the Leased Premises or such designated portion on the date specified in the written notice.

10. NOTICES; PAYMENTS. Notices and other communications required or permitted to be made or given hereunder shall be in writing and shall be delivered (a) personally; (b) by depositing the same, postage prepaid, in the United States Mail, (first class, certified or registered (return receipt requested)), or (c) by private express or other delivery service, at the respective addresses of the parties set forth hereinabove; provided, however, that either party hereto may from time to time change such address by giving written notice, delivered as aforesaid, of the new or changed address. Notice by facsimile (fax), electronic mail or by any other method not authorized above shall not constitute notice. The day upon which any such notice shall have been received by the party to whom it is addressed or delivered shall constitute the date such notice was given and the first day of any subsequent period herein provided for response to such notice.

All payments shall be made by wire transfer of immediately available funds according to wiring instructions provided by Lessor, or by automated clearinghouse, if so elected by Lessor. All payments shall be made by Lessee to Lessor by the date specified in this Lease. In the event that there is a good faith dispute between Lessor and Lessee regarding any amounts owed hereunder from time to time, Lessee shall make payment when due of all amounts not in dispute and, within ten (10) days of resolution of any dispute, it shall pay all additional amounts owed to Lessor with interest at the then effective prime commercial lending rate per annum announced by Citibank from time to time, at its principal office in New York City.

11. LESSEE’S RIGHT TO SURRENDER OR TERMINATE LEASE. (a) Upon payment of the termination fee set forth in subparagraph (b) below, Lessee shall have the right at any time, and from time to time, during the Lease Term to execute and deliver to Lessor and file for record in the official records of the county or counties where the Leased Premises are located, a release or releases covering all or any portion of the Leased Premises and from and after the date of such release all its obligations and liabilities in respect to such properties shall terminate, except that if mining has occurred on the surrendered property then Lessee shall (a) pay any royalty due by reason of mining prior to the release and (b) comply with all reclamation laws and regulations applicable to the released property. Recording shall be considered delivery to Lessor. A partial release shall not affect the amount of minimum earned royalties to be paid or delivered to Lessor.

(b) In the event Lessee terminates this Lease prior to June 1, 2016, then Lessee will pay to Lessor a fee (“Termination Fee”) as follows:

(i) For a termination on or after the Effective Date but before June 1, 2012, the Termination Fee shall be Ten Dollars ($10.00) per coal acre in the Leased Premises.

 

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(ii) For a termination on or after June 2, 2012, but before June 1, 2013, the Termination Fee shall be Twenty Dollars ($20.00) per coal acre in the Leased Premises.

(iii) For a termination on or after June 2, 2013, but before June 1, 2014, the Termination Fee shall be Thirty Dollars ($30.00) per coal acre in the Leased Premises.

(iv) For a termination on or after June 2, 2014, but before June 1, 2015, the Termination Fee shall be Forty Dollars ($40.00) per coal acre in the Leased Premises.

(ii) For a termination on or after June 2, 2015, but before June 1, 2016, the Termination Fee shall be Fifty Dollars ($50.00) per coal acre in the Leased Premises.

For purposes of this subparagraph (b), the parties agree that the Leased Premises consists of 15,000 coal acres. All unrecouped Minimum Royalty and unrecouped Additional Royalty shall be recoupable against the Termination Fee.

12. NO IMPLIED COVENANTS WITH RESPECT TO MINING. Except for the diligent pursuit of a mining permit, as required by Paragraph 4, Lessee has no obligation, implied or express, to commence exploration, development or mining upon the Leased Premises, to diligently prosecute mining operations once such mining has commenced or to mine any coal which Lessee deems not to be merchantable or economically mineable or which it otherwise, in Lessee’s sole discretion, decides not to mine, it being expressly understood that the payment made this date fully compensates Lessor for any such failure.

13. FORCE MAJEURE. Lessee shall not be deemed to be in default for any failure to perform or observe any of the terms, conditions, provisions, obligations or covenants to be performed or observed by it hereunder other than payment or delivery of minimum earned royalties, during periods in which such performance or observance is prevented by any event reasonably beyond Lessee’s control (any such event being herein called “Force Majeure”), including, without limitation, fire, flood, windstorm, other damage from the elements, strike, riot, unavailability of transportation or necessary equipment, actions of governmental authority, acts of God and acts of the public enemy, provided that such Force Majeure is eliminated insofar as possible and economically practicable with all reasonable dispatch. The Lease Term shall be extended, unless sooner terminated by Lessee, for a period equal to any period of Force Majeure. Lessee shall notify Lessor of the beginning and ending date of each period of Force Majeure.

14. WAIVER, MODIFICATION OR AMENDMENT. No failure or delay on the part of either Lessee or Lessor in exercising any of such party’s respective rights hereunder upon any failure by the other party to perform or observe any condition, covenant or provision herein contained shall operate as a waiver thereof, nor shall any single or partial exercise of any of such rights preclude any other or further exercise thereof or the exercise of any other right hereunder. No waiver, release, modification or amendment of any of the terms, conditions or provisions of this Lease shall be valid or effective unless the same is in writing, duly executed by Lessor and Lessee.

 

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15. DEFAULT. In the event Lessee shall fail to make any cash payment at the time the same is due and payable hereunder, and such default shall continue for a period of 30 days after written notice thereof shall have been given to Lessee by Lessor (10 days after such written notice in the case of Additional Royalty due under Paragraph 3), or if Lessee shall otherwise be in default and such default shall continue for a period of 60 days after written notice thereof shall have been given to Lessee by Lessor, Lessor shall have the right to terminate this Lease by giving written notice of such termination to Lessee and such termination shall be effective immediately or upon such later date as specified in the notice, and Lessor shall retain all sums previously paid hereunder. Provided, however, for all matters other than a failure to pay Additional Royalty due under Paragraph 3 above, if Lessee in good faith disputes that it is in default hereunder, Lessee shall so notify Lessor in writing within 30 days after receiving the notice of default from Lessor and, in that event, the foregoing 30 day or 60-day period, as the case may be, shall begin on the date either (a) Lessor and Lessee resolve such dispute or (b) a final judicial determination is rendered with respect to the default hereunder as specified in Lessor’s notice to Lessee. In the event of a dispute, Lessee shall pay all amounts determined to be due and owing upon resolution of the dispute, or a final determination, as the case may be, with interest thereon at the then effective prime commercial lending rate per annum announced by Citibank from time to time, at its principal office in New York City. Termination by reason of default shall not relieve Lessee of (a) Lessee’s obligation to pay all sums or in kind deliveries due Lessor for coal mined prior to termination, (b) Lessee’s obligation to pay all other sums which are otherwise due Lessor, (c) any obligation which Lessee has incurred by reason of its activities on the property (by way of example and not limitation, the obligation to report and the obligation to reclaim) or (d) any additional obligation to Lessor by reason of Lessor’s default.

16. USE, DEVELOPMENT AND DISPOSITION OF CERTAIN MINERAL INTERESTS. The rights hereby granted to Lessee shall not include mining rights with respect to any seam of coal below the No. 6 seam of coal, coal bed methane, coal mine methane in old works, or oil or gas. Except as provided in recorded mineral leases entered into prior to the date of this Lease, Lessor agrees that any operations to remove coal bed methane, oil, gas or other mineral not herein leased to Lessee shall not interfere with the existing or contemplated coal mining operations of Lessee hereunder, and Lessee is hereby given the sole discretion to determine whether such operations interfere or will interfere with the coal mining operations of Lessee provided, however, that Lessor may develop without restriction, coal bed methane production from coal seams below the No. 6 coal so long as (a) plastic, ceramic or other similar casing is used to facilitate mining through well sites and (b) any well site will be timely plugged if Lessee deems it necessary to mine through such site.

17. CHANGING BOUNDARIES. If a water-course constitutes a boundary of the Leased Premises, then any land contiguous to such boundary, which is at any time and from time to time acquired by Lessor by accretion or reliction, shall be included in the Leased Premises; likewise, any such land lost by Lessor by avulsion shall be excluded from the Leased Premises at such time.

 

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18. EXPLORATION RIGHTS. Notwithstanding anything contained herein to the contrary, Lessee, prior to taking exclusive possession of the Leased Premises for its mining operations, shall have the right to enter into, upon, over, across and through the Leased Premises at any time, and from time to time, to examine, explore, prospect, drill, test and evaluate as it deems appropriate all of the Leased Premises for coal and substances mixed with the coal, using such persons, tools, machinery and equipment as Lessee may deem necessary or convenient for the purpose of determining whether such coal exists; provided, however, that prior to the movement of drilling equipment onto any of the Leased Premises, Lessor shall be notified of such exploration activities by Lessee; and, provided further, however, that upon completion of such exploration, all drill holes shall be plugged in accordance with applicable state and federal laws, rules and regulations.

In the event there are growing crops on the Leased Premises which are damaged or destroyed by Lessee’s exploration, drilling or other activities on the Leased Premises, Lessee shall pay the fair market value of such damaged crops to Lessor. In the event the parties hereto are unable to agree upon the value within 30 days of completion of exploration activities, each party shall select an appraiser and the two appraisers selected shall agree upon a fair value for such crops; provided, however, that in the event the two appraisers cannot so agree within 30 days after their selection, they shall select a third appraiser and the decision of the majority of the appraisers shall be binding upon both parties hereto.

19. IMPROVEMENTS. At such time as Lessee shall require all or a portion of the Leased Premises for its mining operations, Lessee shall have the right to remove or destroy any or all improvements situated thereon, at Lessee’s expense, whether constructed prior to or subsequent to the date of this Lease; provided, however, that any rail now located on the Leased Premises shall be returned to Lessor in substantially the same condition as it is on the Effective Date and further, that the maintenance shop, office, warehouse and any other existing structures, if used by Lessee, shall be returned to Lessor in substantially the same condition as found and any structure hereafter built on the Leased Premises shall be removed only if necessary for mining purposes or if requested by Lessor. Unless otherwise agreed to in writing by Lessor, all such improvements, including the maintenance shop, office and warehouse shall be insured by Lessee against fire and other hazards in an amount equal to their replacement value.

20. SURRENDER OF POSSESSION AND REMOVAL OF EQUIPMENT. At such times as Lessee has received the release of all bonds, security deposits and other funds or indemnity documents pertaining to the mining and reclamation of the Leased Premises then, within ninety (90) days following such release, Lessee shall surrender possession of the Leased Premises to Lessor. Lessee shall be permitted during the period of twelve (12) months following the termination or surrender of this Lease, or any part thereof, to remove any improvements, structures, fixtures, machinery, equipment and supplies or other property from the Leased Premises, or that portion of the Leased Premises, as the case may be.

21. CONDUCT AND SUSPENSION OF OPERATIONS. (a) Lessee shall conduct all operations in a workmanlike manner and shall not waste any coal or render any coal more difficult to mine unless required by prudent operation, taking into account Lessor’s interest in the entire Leased Premises.

 

11


(b) Suspension of actual mining operations by Lessee during the Primary Term shall be without prejudice to (i) its rights to resume operations on the Leased Premises, or (ii) any of the rights of Lessee to continue occupation and use of the Leased Premises in connection with its mining operations upon any other adjacent, neighboring or coterminous lands, or lands within the General Mining Area.

(c) In the event that Lessee decides to suspend or abandon mining, whether during or after the Primary Term, Lessee shall give prior written notice to Lessor not less than thirty (30) days prior to the effective date of suspension or abandonment. Lessee shall have, and agrees to assume the full cost and expense of, for no additional consideration, the duty to preserve and maintain the mine for an additional ninety (90) days from the effective date of suspension or abandonment, as may be reasonably necessary for the mine to remain a working mine, and otherwise, in compliance with all applicable federal, state and local laws, rules and regulations. The obligation to preserve and maintain the mining as provided in the preceding sentence shall terminate when both (i) all tons of coal have been mined from the Leased Premises pursuant to the Mine Plan and (ii) all royalties owed thereon, whether in kind or in cash, have been paid to Lessor.

22. PARTITION. In the event Lessor owns less than a fee simple absolute interest in the whole of the surface or coal estate of the Leased Premises, Lessor shall, at Lessee’s request, bring any partition or other suit deemed advisable by Lessee in order to secure all interest necessary or reasonably convenient for mining. Lessee shall pay the costs of said action, including attorney fees, court costs, abstracting and other expenses associated therewith. Lessor shall cooperate with Lessee in such action and will be available at reasonable times for consultations, appearance for depositions, appearance in court and other as may be necessary or convenient for the furtherance of said action. If Lessor purchases additional interests at a partition sale under this Paragraph 21, then such interests shall be subject to this Lease. Lessee is authorized to purchase the Leased Premises at a partition sale. If, as a result of a partition sale requested by Lessee, Lessor no longer holds any interest in any part of the Leased Premises, then this Lease shall terminate as to that part. If, as a result of a partition sale requested by Lessee, Lessor owns a fractional interest in either the coal or surface estate, then the lesser interest clause in Section 7 shall apply.

23. ASSIGNMENT. This Lease may be assigned by Lessor, in whole or in part. Lessee may not assign this Lease, or sublease any part of the Leased Premises, to any entity other than an affiliate without the written consent of Lessor, which consent shall not be unreasonably withheld and may be conditioned upon (a) demonstration of financial ability to perform by the proposed assignee, (b) a guarantee of the assignee’s performance by Lessee, (c) other reasonable conditions which protect the interests of Lessor or (d) any combination of (a) (b) and (c).

Lessee may assign this lease to an affiliate without the consent of Lessor; provided, however, in the event of such assignment to an affiliate, Lessee shall remain jointly and severally liable for all of the obligations contained herein notwithstanding such assignment. An affiliate is defined as any entity which controls at least 50% of beneficial interest of Lessee (“Controlling Entity”) or any entity the beneficial interest of which is at least 50% controlled by Lessee or a Controlling Entity.

 

12


24. INSURANCE. Lessee shall procure and maintain at its own cost and expense the following types of insurance coverage, written by an insurance company with a Best’s Guide Rating of at least A- or comparable from a similarly recognized rating agency:

Worker’s Compensation insurance to satisfy statutory requirements of the laws of the state or governmental authority under which the work is performed. The policy shall be endorsed to include coverage under the Federal Coal Mine Health and Safety Act, as amended.

Employer’s Liability Insurance covering the common law liability of an employer to an employee with limits of not less than Five Million Dollars ($5,000,000) for bodily injury by accident and by disease;

Commercial General Liability insurance for bodily injury and property damage written with a combined single limit of not less than Twenty Five Million Dollars ($25,000,000.00) per occurrence. Coverage shall include but not be limited to premises, independent contractors, products and completed operations, contractual liability, underground resources and pollution liability. The applicable insurance policy exclusions for collapse, explosion and underground hazards shall be deleted [XCU coverage]. The policy shall not contain a mining limitations endorsement.

Automobile Liability Insurance for bodily injury and property damage for all owned, non-owned and hired vehicles to satisfy the law where the vehicle is being operated or with combined limits of not less than U.S. Five Million Dollars ($5,000,000) per accident, whichever is greater.

Lessee may satisfy the insurance requirements of this Lease with any combination of primary and umbrella/excess insurance policies.

All of Lessee’s liability insurance policies shall be written on an occurrence-based policy form, and Lessor will be named as an additional insured on all of Lessee’s liability insurance policies. The insurance shall contain a waiver of subrogation in favor of Lessor and provision for a 30-day notice of cancellation or material change to Lessor. Lessee shall provide Lessor with certificates to evidence all insurance required hereunder on or before the Effective Date of the Lease and not later than 10 days prior to the expiration of any insurance policy.

The requirements in this Insurance Section are separate and distinct from any other obligations of Lessee under this Lease.

25. LESSEE PROPERTY. Lessee assumes the risk of loss for all Lessee owned, leased or used personal property, equipment, improvements, stock, inventory located on or at the Leased Premises. Lessee will maintain property insurance consistent with common, prudent industry practice, with coverage written in the manner in which Lessee customarily insures comparable property risks. Lessee, on behalf of itself and its respective insurers, hereby waives rights of subrogation against Lessor.

 

13


26. SHORT FORM. Lessor and Lessee agree to execute, acknowledge and deliver a short form or memorandum of this Lease and to record the short form or memorandum in the counties where the Leased Premises are located.

27. GOVERNING LAW. This Lease shall be construed in accordance with and governed by the laws of the Commonwealth of Kentucky.

28. MISCELLANEOUS. This Lease and all of its terms, covenants and conditions shall be binding upon and inure to the benefit of the parties hereto and upon their respective heirs, executors, administrators, successors and assigns. As used in this instrument, the singular shall include the plural, the plural the singular, and the use of any gender shall be applicable to all genders. Unless otherwise designated, any party other than Lessee who signs this Lease shall be deemed a Lessor whether or not so named herein, and Lessor does hereby surrender and release any rights of dower and homestead insofar as the same affect the Leased Premises. Should any portion of this Lease be declared invalid and unenforceable, then such portion shall be deemed to be severed from this Lease and shall not affect the remainder thereof. Section headings are for convenience only and shall not be deemed to constitute or affect any provision hereof. This Lease may be executed in one or more counterparts and all of such counterparts shall constitute but one and the same instrument.

WITNESS the due execution of this Lease by the parties hereto as of the date first above written.

 

ALCOA FUELS, INC:
By:   /s/ G. Royce Haws
  G. Royce Haws, President
  Alcoa Inc., Attorney in Fact
ARMSTRONG COAL COMPANY, INC.
By:   /s/ Kenneth E. Allen
  Kenneth Allen, Vice President — Operations

 

14


STATE OF Indian    )   
   ) SS:   
COUNTY OF Warrick    )   

I, Ruth A. Carrell, a Notary Public in and for said County and State, do hereby certify that G. Royce Haws, personally known to me to be the same person whose name is subscribed to the foregoing instrument as President of ALCOA FUELS, INC., an Indiana Corporation, Alcoa Inc., Attorney in Fact, appeared before me this day in person and acknowledged that he, being thereunto authorized, signed, and delivered the said instrument as his free and voluntary act of said company and as his free and voluntary act as such officer thereof.

Given under my hand and Notarial Seal this 28th day of October, 2010.

 

/s/ Ruth A. Carrell

Notary Public

 

My Commission Expires:   County of Residence:
July 19, 2017   Warrick

 

STATE OF KENTUCKY    )   
   ) SS:   
COUNTY OF HENDERSON    )   

I, John H. Henderson, a Notary Public in and for said County and State, do hereby certify that Kenneth Allen, personally known to me to be the same person whose name is subscribed to the foregoing instrument as Vice President — Operations, of Armstrong Coal, Inc., appeared before me this day in person and acknowledged that he, being thereunto authorized, signed, and delivered the said instrument as his free and voluntary act of said company and as his free and voluntary act as such officer thereof.

Given under my hand and Notarial Seal this 27th day of October, 2010.

 

/s/ John H. Henderson

Notary Public

 

My Commission Expires:   County of Residence:
8-13-2012   Henderson

 

15


Exhibit A

Leased Premises

All coal tracts, coal mining rights, and surface rights relating to mining bounded as follows:

On the southwest by a line running from a point at the intersection of Kentucky Highway 132 and the Williams-Clay Road (also known as the Williams Station Road), running northwestwardly along the Williams-Clay Road from the vicinity of the town of Clay to the community of Williams in Webster County, Kentucky, and thence from the community of Williams in a straight line to a point where Kentucky Highway 141 crosses a ditch approximately six-tenths (0.6) of a mile south of the community of Pride in Union County, Kentucky;

On the northwest by Kentucky Highway 141 and running northeastwardly along Kentucky Highway 141 to the intersection of Kentucky Highway 141 and Kentucky Highway 56;

On the north and northeast by Kentucky Highway 56, running eastwardly to the intersection of Kentucky Highway 56 and U. S. Highway 41-A;

On the east by U. S. Highway 41-A, running southwardly through the City of Dixon to the intersection of U. S. Highway 41-A and Kentucky Highway 1340 near Fairview Church;

On the south by Kentucky Highway 1340, running westwardly to the intersection of Kentucky Highway 1340 and Kentucky Highway 132 and running southwesterly to the intersection of Kentucky Highway 132 and the Williams-Clay Road (also known as William Station Road), the point of beginning;1,2

as shown on the maps attached hereto and including, but not limited to, the properties attached hereto as:

Exhibit A-1 Alcoa Coal Properties (Excluding Those Previously Sold By Alcoa And Re-Acquired From Lodestar);

Exhibit A-2 Alcoa Coal Properties (Previously Sold To And Re-Acquired From Lodestar); and,

Exhibit A-3 Alcoa Coal Properties (Acquired from Lodestar).

 

1 The USGS Topographic Maps have Kentucky Highway 132 and Kentucky Highway 1340 incorrectly reversed from Dixon and from Fairview Church on U.S. Highway 41-A, respectively, to their common intersection near Clay. See Dixon Quad – 1961; Providence Quad – 1954; and, Nebo Quad – 1954.
2 This description is not intended to imply any warranty of title.

 

16


EXHIBIT A-1

ALCOA COAL PROPERTIES

(EXCLUDING THOSE PREVIOUSLY SOLD BY ALCOA AND RE-ACQUIRED

FROM LODESTAR)

 

                      ORIGINAL    ALCOA
                      RECORDING    RECORDING
                      INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES      UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
1    PR 7 (7) T. 2    Franklin, J. W.      72          48/135       116/226
                     116/234
2    PR7(10)    Franklin, G. A.      47.4          48/118       116/226
                     116/234
3    PR7(11) T.2 thru T.9    Kuykendall, J.F.      144.2          48/124       116/226
                     116/234
4    PR7(34)(35)T.7    Moore, W. I.      76.5          48/103       116/226
               CDB 2/613       116/234
5    PR 10 (10)    Price, Ruth      47.5          109/28       116/226
                     116/234
6    PR 10(14.1)    Virgin, Clore      39.5          125/126       116/226
                     116/234
7    PR 10 (22)    Mitchell, G. H.      260.25          113/141       116/226
                     116/234
8    PR 10 (25)    Shields, Georgia      81          113/149       116/226
                     116/234
9    PR 10 (30) T. 1    Clark, H. Z.      194          115/94       116/226
                     116/234
10    PR 10 (30), T. 2 & 3    Clark, H. Z.      68.05          115/94       116/226
116/234
11    PR 10 (32) T. 1, 2, 3, 4 & 5    Nall, James R., et al      8.33          113/419       116/226
           15                116/234
           100               
           28.625               
           25.06               
12    PR 10 (36)    Mitchell, J. T.      141.75          114/118       116/226
               114/103       116/234
13    PR 10 (37) T. 1, 2 & 3    Grigg, Melvin      62          114/480       116/226
           73                116/234
           20.19               

 

17


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
14    PR 10 (38) T. 1, 2, 3 & 4    Kelley, D. H.    64.1       114/278A       116/226
         4             116/234
         1.75            
         3            
15    PR 10 (39), T. 1    Haner, Myrtle, et al    72       115/10       116/226
                     116/234
16    PR 10 (39), T. 2    Haner, Myrtle, et al    6.4       115/10       116/226
                     116/234
17    PR 10 (40) T. 1    Freer, Lilly White, et al    60 less       115/6       116/226
         34.3             116/234
18    PR 10 (40) T. 2    Freer, Lilly White, et al    35.7       115/6       116/226
                     116/234
19    PR 10 (40) T.3)    Freer, Lilly White, et al    55       115/6       116/226
                     116/234
20    PR 10 (41)    Shields, H. L.    19.83       115/564       116/226
                     116/234
21    PR 10 (42)    Lynn, Omer    27       115/538       116/226
                     116/234
22    PR 10 (43)    Shields, H. L.    65.81       115/558       116/226
                     116/234
23    PR 10 (44)    Simonds, Effie, et al    101.7       115/548       116/226
               115/559       116/234
               115/562      
24    PR 10 (46) T. 2, 3, 4 & 5    Unknown    22.25       unkn       116/226
         14.25             116/234
         4.5            
         9            
25    PR 10 (47), T. 1, T. 2 & T. 3    Potts, J. H. — partial interest (See SRW 113)    55       115/539       116/226
         52             116/234
         21.75            
26    PR 10 (49)    Clark, H. Z.    109       115/92       116/226
                     116/234
27    PR 10 (50)    Hill, C.    144.88       116/53       116/226
                     116/234
28    PR 10 (51) T. 1C    White, T. C.    16.75       116/56       116/226
                     116/234
29    PR 10 (51) T.2a, 2b, 2c & 2d    White, T. C.    111.75       116/56       116/226
                     116/234
30    PR 10 (51) T. 2e & 2f    White, T. C.    23.25       116/56       116/226
                     116/234
31    PR 10 (53), T. 3 & 3A    Kelley, D. H.    34       115/47       116/226
                     116/234

 

18


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
32    PR 11 (33)    Timmons, Nola, et al    50    145/273       160/150   
                  160/164   
33    PR 11 (34)    Townsend, J. Roy, et ux    71.98    145/275       160/150   
                  160/164   
34    PR 11 (37)    Hearin, Ellis L.    31.1    145/459       160/150   
                  160/164   
35    PR 11 (57) T. 1    Woodward/Carney/-Hammack    140.17    148/73       160/150   
            148/32       160/164   
            148/75         
36    PR 11 (58)    See PR 11 (31)             160/150   
                  160/164   
37    SRU 29, T. 1 & T. 2    Williams, E. O., et al    121.7    182/547       220/489   
            181/593       220/498   
            181/489         
38    SRU 39, T. 1    Willett, Eldon    60    177/158       220/489   
                  220/498   
39    SRU 39, T. 2 & 4    Willett, Eldon    55.12    177/158       220/489   
                  220/498   
40    SRU 39, T. 3    Willett, Eldon    19.89    177/158       220/489   
                  220/498   
41    SRU 39, T. 5    Willett, Eldon    45    177/158       220/489   
                  220/498   
42    SRU 39, T. 6    Willett, Eldon    15    177/158       220/489   
                  220/498   
43    SRU 39, T. 7    Alcoa    21    177/158       220/489   
                  220/498   
44    SRU 41, T. 1 & T. 2    Baker, Joe L., et al    46    181/487       220/489   
                  220/498   
                  260/298   
45    SRU 42, T. 1, T. 2 & T. 3    Moffit, James W.    143.5    177/190       220/489   
            177/185       220/498   
46    SRU 43    Baker, Joe L. et al    88.25    181/501,       220/489   
            181/494,       220/498   
            182/109,         
            182/371,         
            182/368 &         
            181/491         
47    SRU 51    Jenkins, Lee    112.5    175/209       220/489   
                  220/498   
48    SRU 52    See SRU 57               
49    SRU 53    Jenkins, Landon, et al    78    175/350       220/489   
                  220/498   

 

19


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
50    SRU 57 & SRU 52    Hill, Charles N., et al (1/2 int. in 174 ac) (Also See SRU 52)    169    177/646

178/10

      220/489

220/498

  
            175/174         
            178/13         
            178/4         
            178/7         
            178/1         
            177/643         
            177/640         
            177/201         
51    SRU 60    Jenkins, Landon, et al    132.8    183/471       220/489   
            183/469       220/498   
            199/421       220/512   
            199/360       220/513   
            199/358       220/514   
            199/356       220/515   
            200/38       220/516   
            199/422       220/517   
            183/475       220/518   
            200/233         
52    SRU 67    Wells, Walter    51    177/204       220/489   
                  220/498   
53    SRU 68, T. 1 & T. 2    Horne, John H.    71.25    177/247       220/489   
            177/243       220/498   
54    SRU/SRW 74    Grisham/Baker (Also See SRW 74)    88.5    181/497       220/489   
            185/131       220/498   
55    SRU 93    Gibson, L. D., et ux    50.625    177/508       220/489   
            177/511       220/498   
56    SRU 95    Brown, W. H.    29.8    183/148       220/489   
                  220/498   
57    SRU 96, T. 1 & T. 2    Kelley, C. E.    107.85    177/258       220/489   
                  220/498   
58    SRU 97, T. 1 thru T. 5    Shelton, Ruth E.    200.05    177/250    130/337    220/489    169/366
                  220/498   
59    SRU 99, T. 1, T. 2    Evans, Joe    28.87    175/222       220/489   
         24          220/498   
60    SRU 100, T. 1, T. 2, T. 3, T. 4, T. 5, T. 6, & T. 7    Russell, Mrs. Ossie    12.64

9.76

   182/64       220/489

220/498

  
         10.81            
         7.26            
         8.76 7.76            
         7.26            

 

20


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
61    SRU 101, T. 1    Russell, Dorris    28.71    175/285       220/489   
                  220/498   
62    SRU 101, T. 2    Russell, Dorris    48.1    175/285       220/489   
                  220/498   
63    SRU 101, T. 3 & T. 4    Russell, Dorris    42.69    175/285       220/489   
                  220/498   
64    SRU 105    Ponder, Lanie M., et al    41.4    190/183       220/489   
            190/185       220/498   
            190/181       220/508   
            187/56         
            194/499         
65    SRU 109    Whitledge, R. M.    191    175/293       220/489   
                  220/498   
66    SRU 110 (240), T. 1 thru T. 4    Householder, Inez, et al    207-7/8    175/413       220/489   
            175/422       220/498   
            175/416         
            175/419         
67    SRU 111    Blue, Clifton Eugene -partial interest (SRW 114)    89.75    175/288       220/489

220/498

  
68    SRU/SRW 112    Powell, Rowland (Also see SRW 112)    69.23    183/91       220/489   
                  220/498   
69    SRU 133    O’Neal, Essel    104    182/229       220/489   
            180/480       220/498   
70    SRU 137    Stull, Lula Villines, et al    128    179/436       220/489   
            178/179       220/498   
71    SRU 138    Springer, Maurice    91.12    182/386       220/489   
                  220/498   
72    SRU 139, T. 1, T. 2 & T. 3    Powell, Jess    67    182/394       220/489   
         2.5          220/498   
         13.06            
73    SRU 146 & SRU 186    Baker, Raymond K, et al    129.5    162/103       220/489   
            196/103       220/498   
            196/105       220/509   
                  220/510   
74    SRU 148, T. 1, T. 2 & T. 3    Collins, Robert B., et al    61.24    182/390       220/489   
         43.37    183/144       220/498   
         46.25    183/151         
75    SRU 154    Heddens, Virginia, et al    139.14    178/26       220/489   
            178/29       220/498   
            178/32         
            178/35         
            178/38         
            178/41         

 

21


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
     WEBSTER
DB/P
76    SRU 157, T. 1 thru T. 16    Irwin, Ora Lee, et al    537.87 ac    178/238         220/489      
         & 58    178/278         220/498      
         poles    178/230         
            178/234         
            178/242         
            178/226         
77    SRU 159    Page, Charlie, et al    121.75    194/470         220/489      
            182/521         220/498      
            182/531         220/507      
            182/529         
            182/523         
            182/525         
            182/527         
            185/72         
78    SRU 164, T. 1 & 2    Baker, Rufus K., Jr.    52.2    185/127         220/489      
                    220/498      
79    SRU 165    Freer, Lilly White, et al    5.5    161/247         220/489      
                    220/498      
80    SRU 168    Carrier, R.    13.8    183/67         220/489      
            185/74         220/498      
81    SRU 169    Oglesby, Loralee    43.1    182/67         220/489      
            183/297         220/498      
82    SRU 186    See SRU 146               
83    SRU 204 & SRU 205, T. 1    Shelton, Roy, et al; Matthews, Dora E.    32.2    177/527         220/489      
            177/516         220/498      
84    SRU 204 & SRU 205, T. 2    Shelton, Roy, et al; Matthews, Dora E.    25    177/527         220/489      
            177/516         220/498      
85    SRU 206 & SRU 207    Stull, Lula Villines, et al    141    183/324         220/489      
            183/327         220/498      
            184/242         
86    SRU/SRW 218    Todd, R. M.    214.5    185/350         220/489      
                    220/498      
87    SRU 222    Baker, Joe E., et ux    15    185/43         220/489      
                    220/498      
88    SRU 223, T.1 & T. 2    Willett, Eldon, et al    63.06    190/35         220/489      
         62    190/163         220/498      
89    SRU 226, T. 1 & 2    Townsend, Stella, et al    14.75    184/474         220/489      
            184/471         220/498      
90    SRU 232, T. 1, T. 2, T. 3, T. 4, T. 5    Hill, Essie    7.99    179/259         220/489      
         12.45            220/498      
         9.75            
         10.5            
         1.8            

 

22


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
91    SRU 236    Waller, Lyle B.    10    161/104       220/489   
                  220/498   
92    SRU 248, T. 1 & T. 2    Russell, Morris    157.35    162/587       220/489   
            194/91       220/498   
93    SRU 265, T. 1    Watson, Ida, et al (1/2 int. in 83.75 ac.)    321.08    190/75       220/489   
            174/152       220/498   
            174/285       220/502   
            194/8       220/503   
            193/539       220/504   
            193/536       220/505   
            193/538         
94    SRU 266    Franklin, Inez, et al    99    190/104       220/489   
                  220/498   
95    SRU/SRW 274    See SRW 274               
96    SRU 289    Rakestraw, Tony, et al    100    190/167       220/489   
                  220/498   
97    SRU 314    Shelton, William R., et al (5/6 int.)    60    185/23    162/376    220/489    169/545
            185/25    162/434    220/498    169/544
            189/308       220/519   
            189/304       220/520   
            211/648       220/521   
            211/646       220/522   
            212/276       220/523   
            212/437       220/524   
            212/301       220/525   
            212/610       220/526   
            212/612       220/617   
            213/96       220/618   
            214/395         
98    SRU 315    Quinn, Wm., et al    48.875    183/452       220/489   
            183/450       220/498   
99    SRU 320    Oakley/Jenkins    67.5    185/382       220/489   
            215/483       220/498   
                  220/525   
100    SRW 61, T. 1 & T. 2    Ware, Sibbie R.    82       133/226       169/366
                     169/376
101    SRW 62, T. 1-T. 3    Ware, Sam P.    115       133/55       169/366
               133/462       169/376
102    SRW 63, T. 1 & T. 2    Gibson, Cordie, et al    45.75       130/183       169/366
                     169/376

 

23


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P

103

   SRW 64    Taylor, Everett    231.75       130/188       169/366
               130/186       169/376

104

   SRW 65, T. 1, T. 2, & T. 4    Gibson, Cordie, et al    50       128/76       169/366
         114.5       128/73       169/376
         60            

105

   SRW 66 and 130    Tapp, Helburn, et al (1/5 int. T. 2 & 4/5 int. in T. 3)    216.3    178/176    130/241    220/489
220/498
   169/366

169/376

106

   SRW 69, T. 2 (there are duplicate T. 2s, but diff. Acreage    Householder, Ida, et al Jenkins, Roscoe    13.83    175/326    128/107    220/489
220/498
   169/366
            183/322    135/90       169/376

107

   SRW 69, T. 2    Householder, Ida, et al Jenkins, Roscoe    75.25    175/326

183/322

   128/107

135/90

   220/489
220/498
   169/366

169/376

108

   SRW 70, T. 1, T. 2    Fraser, Lonnie, et al    30       128/594       169/366
         52.75       128/591       169/376
               128/589      

109

   SRW 71, T. 1 through T. 5    Martin, Arthur A., et al    77       134/453       169/366
               134/450       169/376

110

   SRW 72    Leslie, J. B.    74       130/340       169/366
                     169/376

111

   SRW 73, T. 1 thru — T. 3    Hicks, Ollie Belle    82       133/231       169/366
               133/376       169/376
               134/244      

112

   SRW/SRU 74, T. 1, T. 2, T. 3, T. 4    Grisham, Beulah, et al    17       133/147       169/366
         21.75       135/303       169/376
         24            
         25            

113

   SRW 75    Gardner/White/Alcoa (1/9)    188       130/190       169/366
                     169/376

114

   SRW 75, T. 2B    Gardner, W. F., et ux    41       130/190       169/366
                     169/376

115

   SRW 75, T. 2C    Gardner, W. F. et ux    86.5       130/190       169/366
                     169/376

116

   SRW 76, T. 1 & T. 2    Wilson, Odis, et ux    130.25       130/349       169/366
                     169/376

 

24


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P

117

  

SRW 77

  

Mooney, Calvin C.

   194.5       130/166       169/366
                     169/376

118

  

SRW 78

  

Hill, Norman, et ux

   139.5       133/52       169/366
               133/459       169/376

119

   SRW 79, T. 1, T. 2, T. 3, T. 4, T. 5 & T. 6   

Baker/Clements

   30

30

      135/336

147/471

      169/366

169/376

         30       198/192      
         11.6            
         6            
         16            

120

  

SRW 80, T. 1 & T. 2

  

Woodring, Etta, et al

   91.6       130/362       169/366
               130/358       169/376
               130/360      

121

  

SRW 80, T. 2

  

Woodring, Etta, et al

   75       130/362       169/366
               130/358       169/376
               130/360      

122

  

SRW 81, T. 1, T. 2 & T. 3

  

Franklin, Noah

   220.29       133/223       169/366
               134/13       169/376

123

  

SRW 97

  

Shelton, Ruth

   200.05    177/250    130/337    220/489    169/366
                  220/498    169/376

124

  

SRW 99, T. 2

  

Evans, Joe

   24       unknown       169/366
                     169/376

125

  

SRW 102, T. A, B, C & D

  

Gibson, Tom, et al

   93       133/276       169/366
                     169/376

126

  

SRW 103, T. 1

  

Asher, E. M.

   38.6       130/592       169/366
                     169/376

127

  

SRW 103, T. 2

  

Asher, E. M.

   20       130/592       169/366
                     169/376

128

  

SRW 103, T. 3 & T. 6

  

Asher, E. M. et al — partial int.

(See SRW 107)

   78.5       130/592

130/585

      169/366

169/376

               130/590      

129

  

SRW 104

  

Shoulders, George, et ux

   143.51       128/128       169/366
               128/124       169/376
               128/126      

130

  

SRW 106

  

Caldwell, A. W., et ux

   Approx.       133/47       169/366
         100 and       133/510       169/376
         80.71            

 

25


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P

131

  

SRW 107, T. 1

  

Asher, J. H., et al (See SRW 103)

   60       130/585       169/366
               130/590       169/376

132

  

SRW 107, T. 2

  

Asher, J. H., et al (See SRW 103)

   43       130/585       169/366
               130/590       169/376

133

  

SRW 107. T. 3

  

Asher, J. H., et al (See SRW 103)

   22.72       130/585       169/366
               130/590       169/376

134

  

SRW 107, T. 4 & 5

  

Asher, J. H., et al (See SRW 103)

   60       130/585       169/366
               130/590       169/376

135

  

SRW 111 & SRW 114

  

Householder/Blue — partial interest

   195.75       130/370       169/366
                     169/376

136

  

SRW 112

  

Powell, Roland

   69.23       133/229       169/366
               183/91       169/376

137

  

SRW 113, T. 1

   Potts, John H. — partial int. (See PR 10 (47) T. 1)    55       130/366       169/366

169/376

138

  

SRW 113, T. 2

   Potts, John, et al — partial int. (See PR 10 (47) T. 2)    52       130/366       169/366

169/376

139

  

SRW 114

  

See SRW 111

              

140

  

SRW 115, T. 1, T. 2, T. 3, T. 4, T. 5

  

Duncan, Starling R., et ux

   31.4       133/224       169/366
         20       134/241       169/376
         31            
         38            
         94.8            

141

  

SRW 116, T. 1 & T. 2

  

Watson, Glen, et ux

   84       133/273       169/366
                     169/376

142

  

SRW 117, T. 26

  

Clark, Clarky, et al

   45    191/334,    139/430    220/489    169/366
            191/348    138/183    220/498    169/376
            191/363    139/411      
               139/408      
               138/115      
               144/89      
               144/9      
               144/91      

143

  

SRW 118, T. 1 thru 4

  

Swain, Thomas, et ux

      67.72    124/474       169/366
                     169/376

 

26


                   ORIGINAL    ALCOA
                   RECORDING    RECORDING
                   INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES   UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P

144

  

SRW 118, T. 5

  

Swain, Thomas, et ux

   28.75      124/474       169/366
                    169/376

145

  

SRW 118, T. 6

  

Swain, Thomas, et ux

   32.75      124/474       169/366
                    169/376

146

  

SRW 120, T. 1 & T. 2

  

Duncan, Edna, et al

   Approx.      133/337       169/366
         50 & 191            169/376

147

  

SRW 121

  

Tapp, F. A.

   104      129/450       169/366
                    169/376

148

  

SRW 122, T. 1

  

Watson, Addie, et al

   84 less 1-      128/332       169/366
         1/2      128/329       169/376
              128/338      
              128/335      

149

  

SRW 122, T. 2

  

Watson, Addie, et al

   50      128/332       169/366
              128/329       169/376
              128/338      
              128/335      

150

  

SRW 122, T. 3

  

Watson, Addie, et al

   11 (-) 1/2      128/332       169/366
              128/329       169/376
              128/338      
              128/335      

151

  

SRW 122, T. 4

  

Watson, Addie, et al

   21      128/332       169/366
              128/329       169/376
              128/338      
              128/335      

152

  

SRW 123, T. 1 & T. 2

   Shelton, Paul Truitt; Clark, Jimmy C., et ux    50

51

     130/395

130/400

      169/366

169/376

153

  

SRW 125, T. 1

  

Asher, Stella, et al

   28.73      128/399       169/366
                    169/376

154

  

SRW 125, T. 2

  

Asher, Stella, et al

   45      128/399       169/366
                    169/376

155

  

SRW 125, T. 3 & T. 4

  

Asher, Stella, et al

   140      128/399       169/366
                    169/376

156

  

SRW 125, T. 5

  

Asher, Stella, et al

   25      128/399       169/366
                    169/376

157

  

SRW 125, T. 6

  

Asher, Stella, et al

   63.5      128/399       169/366
                    169/376

 

27


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P

158

  

SRW 126

   McLeod, Elvan, et ux; Willard, Mary Lillian    311.03       131/98

131/101

      169/366

169/376

159

  

SRW 127, T. 1

  

Rayburn, Joseph, et ux

   108.97       128/39       169/366
                     169/376

160

  

SRW 128, T. 1

  

Whitledge, Chester, et ux

   50       128/42       169/366
                     169/376

161

  

SRW 129

   Crook, T. M., et al; Crook, George T., et ux    263       130/577

141/414

      169/366

169/376

                     169/448

162

  

SRW 130 & SRW 66

  

See SRW 66

              

163

  

SRW 131, T. 1

  

Clark, Clarky, et al

   70       139/430       169/366
               139/411       169/376

164

  

SRW 131, T. 2

  

Clark, Clarky, et al

   139.73       139/430       169/366
               139/411       169/376

165

  

SRW 131, T. 3

  

Clark, Clarky, et al

   3.56       139/430       169/366
               139/411       169/376

166

  

SRW 131, T. 4

  

Clark, Clarky, et al

   60       139/430       169/366
               139/411       169/376

167

  

SRW 131, T. 5

  

Clark, Clarky, et al

   197.25       139/430       169/366
               139/411       169/376

168

  

SRW 131, T. 6

  

Clark, Clarky, et al

   113.88       139/430       169/366
               139/411       169/376

169

  

SRW 131, T. 7, T. 8 & T. 9

  

Clark, Clarky, et al

   69       139/430       169/366
               139/411       169/376

170

  

SRW 131, T. 11

  

Clark, Clarky, et al

   25       139/430       169/366
               139/411       169/376

171

  

SRW 131, T. 12

  

Clark, Clarky, et al

   25       139/430       169/366
               139/411       169/376

172

  

SRW 131, T. 13

  

Clark, Clarky, et al

   66       139/430       169/366
               139/411       169/376

 

28


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION
Item                   UNION    WEBSTER    UNION    WEBSTER

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    DB/P    DB/P    DB/P    DB/P
173    SRW 131, T. 14    Clark, Clarky, et al    46.5       139/430       169/366
               139/411       169/376
174    SRW 131, T. 15    Clark, Clarky, et al    22       139/430       169/366
               139/411       169/376
175    SRW 131, T. 16    Clark, Clarky, et al    95.75       139/430       169/366
               139/411       169/376
176    SRW 131, T. 17    Clark, Clarky, et al    37.25       139/430       169/366
               139/411       169/376
177    SRW 131, T. 22    Clark, Clarky, et al (1/4 int.)    22       139/430       169/366
               139/411       169/376
178    SRW 131, T. 23    Clark, Clarky, et al (1/4 int.)    10.5       139/430       169/366
               139/411       169/376
179    SRW 131, T. 24    Clark, Clarky, et al (1/4 int.)    30.75       139/430       169/366
               139/411       169/376
180    SRW 131, T. 25    Clark, Clarky, et al (1/2 int.)    63.25       139/430       169/366
               139/411       169/376
181    SRW 131, T. 26    See SRW 117, T. 26               
182    SRW 132, T. 1 & T. 2    Riggs, Mary, et al    120       134/5       169/366
                     169/376
183    SRW 135, T. 1 & T. 2    Clark, Carville, et al    126.5       133/217       169/366
         17.67             169/376
184    SRW 140, T. 1    Clark, Choice, Sr., et al    50       133/520       169/366
               133/518       169/376
185    SRW 140, T. 2 thru T. 4    Clark, Choice, Sr., et al; Clark,    140       133/520       169/366
      Choice, Jr., et ux          133/518       169/376
186    SRW 141    Whitledge/Rich    35       135/240       169/366
               &       169/376
               135/243      
187    SRW 142    Combs, Hardy, et ux    75       130/477       169/366
                     169/376
188    SRW 143, T. 1    Duncan, Choice    115.25       130/352       169/366
                     169/376
189    SRW 143, T. 4    Duncan, Choice    34.25       130/352       169/366
                     169/376
190    SRW 147 and SRW 152, T. 1, T.    Clark/Gibson    217       135/24       169/366
   2A & T. 2B             135/22       169/376

 

29


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION
Item                   UNION    WEBSTER    UNION    WEBSTER

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    DB/P    DB/P    DB/P    DB/P
191    SRW 149 and SRW 200, T. 1    Watson, Bettie, et al    213.96       128/214       169/366
   thru T. 3             128/220       169/376
               134/5      
               133/217      
192    SRW 150    Holeman, Georgie Nancy,    184    183/315    134/425    220/489    169/366
      et al (1/2 int.)             220/498    169/376
193    SRW 151, T. 1-A, 1-B, & 2    Polley, Wayne, et ux    170.5       133/528       169/366
                     169/376
194    SRW 152    See SRW 147               
195    SRW 153, T. 1    Watson, Glen, et ux    49.65       130/602       169/366
               130/598       169/376
196    SRW 153, T. 2    Watson, Glen, et ux    300       130/602       169/366
               130/598       169/376
197    SRW 153, T. 3    Watson, Glen, et ux    15.4       130/602       169/366
               130/598       169/376
198    SRW 153, T. 4    Watson, Glen, et ux    50       130/602       169/366
               130/598       169/376
199    SRW 153, T. 6    Watson, Glen, et ux    50       130/602       169/366
               130/598       169/376
200    SRW 153, T. 7 & 8    Watson, Glen, et ux    37.1       130/602       169/366
               130/598       169/376
201    SRW 153, T. 9    Watson, Glen, et ux (1/2 int.)    50       130/602       169/366
               130/598       169/376
202    SRW 153, T. 10    Watson, Glen, et ux (1/2 int.)    50       130/602       169/366
               130/598       169/376
203    SRW 153, T. 11    Watson, Glen, et ux (1/2 int.)    98.5       130/602       169/366
               130/598       169/376
204    SRW 155       50             Unknown
205    SRW 167, T. 1 & T. 2    Todd, Everett, et ux    58       133/531       169/366
         73.5             169/376
206    SRW 170    Mooney, Claude    49.25       133/525       169/366
                     169/376
207    SRW 172    Springer, Lyhue    34       131/439       169/366
               131/441       169/376
208    SRW 173, T 1 & 2    Taylor, A. N.    136.7       135/359       169/366
                     169/376
209    SRW 175, T. 1    Ramsey, C. L., et ux    101.5       128/62       169/366
                     169/376
210    SRW 175, T. 2    Ramsey, C. L., et ux    102       128/62       169/366
                     169/376
211    SRW 175, T. 5    Ramsey, C. L., et ux    125.25       128/62       169/366
                     169/376

 

30


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION
Item                   UNION    WEBSTER    UNION    WEBSTER

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    DB/P    DB/P    DB/P    DB/P
212    SRW 175, T. 6    Ramsey, C. L., et ux    30       128/62       169/366
                     169/376
213    SRW 175, T. 7    Ramsey, C. L., et ux    88.21       128/62       169/366
                     169/376
214    SRW 175, T. 8    Ramsey, C. L., et ux    40.38       128/62       169/366
                     169/376
215    SRW 176, T. ?, T. 4 & T. 5    Leslie, Fred, et al    178       134/43       169/366
         25       134/41       169/376
         25            
216    SRW 177, T. 1    Branson, E. C., et al    60.14       131/207       169/366
               131/205       169/376
217    SRW 177, T. 2 thru T. 11    Branson, E. C., et al (1/2 int. 17    128.28       131/207       169/366
      ac./ 1/2 int. 71.69 ac.)          131/205       169/376
218    SRW 178, T. 3    Branson, E. C., et al    115       131/217       169/366
      (1/2 int. 76.69 ac.)          131/214       169/376
               131/212      
219    SRW 179, T. 1, T. 2, T. 3, T. 4    Branson, Buford, C., et al    2       131/296       169/366
   & T. 5       48       131/299       169/376
         33.5            
         49            
         5            
220    SRW 180, T. 1, T. 4 & T. 5    Jones, Asher    Approx.       131/91       169/366
         25             169/376
         18            
         50            
221    SRW 181    Duncan, Stargle Ray    60.14       128/210       169/366
                     169/376
222    SRW 182, T. 1    Shelton, Rosa B., et al    60.14       135/348       169/366
      (5/6 int. in 5 ac.)          135/345       169/376
               135/350      
223    SRW 183    Leslie, Raymond, et al    199.65       128/252       169/366
               128/255       169/376
               128/257      
               128/259      
               128/261      
224    SRW 183, T. 1    Leslie, Raymond, et al    71       128/259       169/366
               128/255       169/376
               128/252      
               128/257      
               128/261      

 

31


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION
Item                   UNION    WEBSTER    UNION    WEBSTER

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    DB/P    DB/P    DB/P    DB/P
225    SRW 183, T. 10    Leslie, Raymond, et al    32.1       128/252       169/366
               128/255       169/376
               128/257      
               128/259      
               128/261      
226    SRW 184, T. 2    Branson, Buford, C., et al    54       128/586       169/366
               129/195       169/376
               135/527      
               135/530      
227    SRW 188, T. 1, T. 2, T. 3, T. 4    Melton, Rankin, et al    40       136/349       169/366
         40       155/279       169/376
         40       157/372       169/483
         62       157/374      
228    SRW 189    Taylor, Inez, et al    96.7       139/403       169/366
               139/512       169/376
               138/547      
               139/465      
229    SRW 190    Mooney, S. D.    76.5       129/215       169/366
                     169/376
230    SRW 191, T. 1 & T. 2    Mooney, Lloyd, et ux    119       135/362       169/366
         40             169/376
231    SRW 192, T. 1A, T. 1-B & T. 2    Brogan, Delmar    110       137/464       169/366
                     169/376
232    SRW 193, T. 1 thru T. 6    Taylor, E. A.    163.775       134/46       169/366
                     169/376
233    SRW 194, T. 1 thru T. 3 (See    Clark, Peachie, et al    143.67       134/39       169/366
   SRW 201)                   169/376
234    SRW 195, T. 1    Winters/Ramsey (See SRW 262)    45       131/416       169/366
                     169/376
235    SRW 195, T. 2    Williams/Alcoa    38       131/412       169/366
      (partial interest)                169/376
236    SRW 195, T. 3    Branson/Melton/    42       131/412       169/366
      Alcoa (1/4 int.)                169/376
237    SRW 195, T. 4    Melton, et al    90       131/412       169/366
                     169/376
238    SRW 195, T. 5    Melton, et al    14       131/412       169/366
                     169/376
239    SRW 197, T. 1 & T. 2    Grayson, Chester, et al    85.25       134/27       169/366
                     169/376
240    SRW 198    Abell, Hattie    111.5       134/36       169/366
               re-       169/376
               recorded      
               135/353      

 

32


                    ORIGINAL    ALCOA
                    RECORDING    RECORDING
                    INFORMATION    INFORMATION
Item                   UNION    WEBSTER    UNION    WEBSTER

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    DB/P    DB/P    DB/P    DB/P
241    SRW 200 and SRW 149    See SRW 149               
242    SRW 201, T. 1    Watson, Roy, et al -1/2 int. in    60       136/333       169/366
      20.5 ac. (See SRW 194))          136/340       169/376
               133/367      
243    SRW 201, T. 2    Watson, Roy, et al (partial int.)    50       136/333       169/366
               136/340       169/376
               133/367      
244    SRW 201, T. 5    Watson, Roy, et al    31.53       136/333       169/366
               136/340       169/376
               133/367      
245    SRW 213, T. 1, T. 2, T. 3, T.    Whitledge, Elmon    92.95       117/372       169/366
   4, T. 5       32.6       149/232       169/376
         24.2             169/481
         15.62            
         19.2            
246    SRW 214, T. 2A    Asher, Coleman    36.5       132/440       169/366
               132/443       169/376
247    SRW 214, T. 2B    Asher, Coleman    3       132/440       169/366
               132/443       169/376
248    SRW 214, T. 3    Asher, Coleman (2/5 int.)    23.5       132/440       169/366
               132/443       169/376
249    SRW 214, T.1    Asher, Coleman (1/2 int.)    50       132/440       169/366
               132/443       169/376
250    SRW 216, T. 1    Carnal, Arthur L.    86 less       128/387       169/366
         1.5             169/376
251    SRW 216, T. 2    Carnal, Arthur    30       128/387       169/366
                     169/376
252    SRW 216, T. 3    Carnal, Arthur    8.23       128/387       169/366
                     169/376
253    SRW 216, T. 4    Carnal, Arthur (partial int.)    10       128/387       169/366
                     169/376
254    SRW 216, T. 5    Carnal, Arthur    53       128/387       169/366
                     169/376
255    SRW 216, T. 6    Carnal, Arthur (1/2 int.)    100 less       128/387       169/366
         38.73             169/376
256    SRW 216, T. 7    Carnal, Arthur et ux    30       128/387       169/366
                     169/376
257    SRW 216, T. 8    Carnal/Williams/Alcoa    14.28       128/387       169/366
                     169/376
258    SRW 217, T. 1    Franklin, Boyd, et ux    140 less       128/222       169/366
         19             169/376

 

33


                    ORIGINAL
RECORDING
INFORMATION
   ALCOA RECORDING
INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
259    SRW 218    Todd, R. M.    214.5    185/350    131/104    220/489    169/366
                  220/498    169/376
260    SRW 231    Todd, Carville, et ux    75       130/610       169/366
                     169/376
261    SRW 233    Arnold, Alloway    1.3       117/125       169/366
                     169/376
262    SRW 235, T. 1    Oakley, Zeta    101.38       133/237       169/366
                     169/376
263    SRW 238    Madden, E. G.    179.5       135/342       169/366
                     169/376
264    SRW 239    Graham, Amie    30       117/388       169/366
               143/1       169/376
                     169/456
265    SRW 241, T.1 & T.2    Liggett, Chester    100       135/301       169/366
                     169/376
266    SRW 242, T. 1 thru T. 3    Carnal, Maudel, et al    82       137/471       169/366
         80.67       137/477       169/376
         110 less       137/480      
         11       137/483      
               137/474      
               139/554      
267    SRW 246, T. 1 & T. 2    Duncan, Ray L., et ux    140       136/479       169/366
                     169/376
268    SRW 247, T. 1 & T. 2    Harris, Tom D., et al    59       139/527       169/366
               139/530       169/376
               188/197      
               188/200      
269    SRW 249    Newman, Melvin, et ux    96       136/477       169/366
                     169/376
270    SRW 252, T. 1    Rayburn, Mack    82.6       139/540       169/366
                     169/376
271    SRW 252, T. 2 A & B    Rayburn, Mack, et al    40       139/540       169/366
                     169/376
272    SRW 252, T. 3    Alcoa — 1/2 int.    135       139/540       169/366
                     169/376
273    SRW 252, T. 4    Rayburn, Mack, et al    9.08       139/540       169/366
                     169/376
274    SRW 253, T. 1 & T. 2    Rayburn, Mack, et al    73.75       137/262       169/366
         3       137/265       169/376
               137/268      
275    SRW 262, T. 1, T. 2, T. 3    Winters, Lester B.    115       131/416       169/366
      (Also see SRW 195)                169/376

 

34


                    ORIGINAL
RECORDING
INFORMATION
   ALCOA
RECORDING
INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
276    SRW 263, T. 1 & T. 2    Davis, Harry, et al    126.7       118/594       169/366
               142/512       169/376
               142/525       169/447
                     169/455
277    SRW 267, T. 1 thru T. 9    Bradley, Roy L, et al    122.5       118/648       169/366
               142/112       169/376
               142/118       169/449
               142/126       169/450
               142/134       169/451
                     169/451
278    SRW 268    Divine, Thurman, et al    40.125       119/185       169/366
               146/277       169/376
               146/283       169/465
               146/284       169/468
               146/285       169/469
               146/286       169/470
               146/287       169/471
               146/288       169/472
               146/290       169/473
               147/253       169/474
               148/98       169/475
               147/209       169/476
                     169/479
                     169/480
279    SRW 269, T. 1 thru T. 5    Duncan, Wynena S.,et al    148       119/187       169/366
               142/213       169/376
                     169/477
280    SRW 270, T. 1 & T. 2    Todd, William R., et al    100.63       119/249       169/366
         80       143/146       169/376
               143/149       169/457
               144/77       169/458
                     169/462

 

35


                    ORIGINAL
RECORDING
INFORMATION
   ALCOA RECORDING
INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
281    SRW 274, T. 1, T. 2, T. 3 and T. 4    Mason, A. G., et al    30    176/502    129/450    220/604    169/531
         100    193/334    129/452    220/619    169/546
         9.5    197/299    146/305    220/615    169/542
         62    197/415    146/496    220/498    169/366
            197/281    147/314    220/501    169/539
            197/454    146/506    220/612    169/541
            197/307    147/202    220/614    169/540
               146/511    220/613    169/533
               146/471    220/606    169/535
               146/481    220/608    169/534
               146/476    220/607    169/536
               146/491    220/609    169/538
               146/501    220/611    169/532
               146/470    220/605    169/543
               147/471    220/616    169/537
               146/491    220/610   
282    SRW 275, T. 1 & 2    Mooney, James D.    45       137/277       169/366
                     169/376
283    SRW 275, T. 3    Mooney, James D. (1/2 int.)    50       137/277       169/366
                     169/376
284    SRW 275, T. 4    Mooney, James D.    50       137/277       169/366
                     169/376
285    SRW 275, T. 5    Mooney, James D.    43-1/2       137/277       169/366
         less 9             169/376
286    SRW 275, T. 6    Mooney, James D.    58       137/277       169/366
                     169/376
287   

SRW 276 (Lot 3) (Lot 4) (Lot 5)

(Lot 6)

   Householder, James W. /Alcoa    54    191/363    139/408    220/489    169/366
               139/411    220/498    169/376
               139/430       169/461
                     169/463
                     169/464
288    SRW 277    Ware, Sam, et ux    13.37       137/171       169/366
                     169/376
289    SRW 279, T. 1    Clark, C. B., et ux    18.62       137/271       169/366
                     169/376
290    SRW 279, T. 2    Clark, C. B., et ux    67       137/271       169/366
                     169/376
291    SRW 280, T. 1, T. 2, T. 3 & T. 4    Shelton, Ora M., et al    52.5       120/54       169/490
         15.5       146/135      
         27            
         18            
292    SRW 281, T. 1 & T. 2    Shelton, C. P.    41.38       120/50       169/490
         20.25       146/135      

 

36


                    ORIGINAL
RECORDING
INFORMATION
   ALCOA
RECORDING
INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
293    SRW 282, T. 1    Shelton, Ora M., et al    58.5       120/46       169/490
               146/135      
294    SRW 283    Shelton, Ora, et al    47.61       120/52       169/490
               146/135      
295    SRW 284, T. 1 & T. 2    Shelton, C. P.    53.5       120/48       169/490
         95.2       146/135      
296    SRW 285, T. 1 thru T. 3    Mooney, S. D.    132.5       137/259       169/366
                     169/376
297    SRW 286, T. 1    Ramsey, C. L., et ux    73.75       136/344       169/366
         less 8.9             169/376
298    SRW 290    Townsend, Weaver    29.13       122/583       169/366
               147/216       169/376
299    SRW 291    Winstead, Iley Brogan, et al    97.5       138/364       169/366
               138/357       169/376
300    SRW 292, T. 1, T. 2, T. 3    Ramsey, Chester, et al    188       136/405       169/366
               136/408       169/376
301    SRW 293    Brill, Jesse, et vir.    35       139/366       169/366
                     169/376
302    SRW 295    Ramsey, Chester L., et al    25       136/347       169/366
               136/384       169/376
303    SRW 296, T. 4    Bumpus, Euyne, et al    70       138/103       169/366
               138/598       169/376
304    SRW 297, T. 2    Bumpus, Euyne Lorene, et al    25       138/598       169/366
               138/591       169/376
305    SRW 297, T. 3    Bumpus, Nealie    33.5       138/598       169/366
               138/591       169/376
306    SRW 297A    Bumpus, Nealie, et al    39.15       138/598       169/366
               138/591       169/376
307    SRW 298, T. 3    Bumpus, Euyne L., et al    60       138/106       169/366
               138/111       169/376
308    SRW 312    Rich, Joel C., et al    40       129/267       169/366
               142/482       69/376
               142/484       169/453
                     169/454
309    SRW 313, T. 4 & T. 5    Woodward, Virgil    52       130/541       169/366
         10.8       161/569       169/276
                     169/485
                     169/486
310    SRW 314    See SRU 314               
311    SRW 316, T. 1, T. 2 & T. 3    Rich, Frank, et al    13.23       134/282       169/366
         35       165/215       169/376
         30       165/211       169/487
                     169/488

 

37


                    ORIGINAL
RECORDING
INFORMATION
   ALCOA
RECORDING
INFORMATION

Item

No.

  

FILE NUMBER(S)

  

FILE NAME(S)

   ACRES    UNION
DB/P
   WEBSTER
DB/P
   UNION
DB/P
   WEBSTER
DB/P
312    SRW 317 & 318, T. 1 & T. ?    Duncan/Kostblade    Approx.       134/283       169/366
         25       143/373       169/376
         50             169/460
313    SRW 318, T. 1    Kostblade, George (1/2 int.)    77       134/285       169/366
               143/344       169/376
                     169/459
314    SRW 318, T. 2 thru T. 4    Kostbade, George, Sr., et ux    104       134/285       169/366
               143/344       169/376
                     169/459
315    SRW 319    Crowley, Henry, et ux    126.94       135/440       169/366
         less 1       165/798       169/376
                     169/489
316    SRW 321 & SRW 322    Mabry, Effie B., et vir    40       135/548       169/366
               146/279       169/376
               146/281       169/466
                     169/467

AND BEING the same property conveyed to Alcoa Properties, Inc. or Alcoa Fuels, Inc. as shown in the deed books and page numbers listed above in the column entitled “Alcoa Recording Information”.

Alcoa Properties, Inc., an Indiana corporation, changed its name on May 31, 1963, to Alcoa Fuels, Inc., an Indiana corporation, as shown in Corporation Book 2, page 516 in the Office of the Union County Clerk and in Miscellaneous Book 62, page 512, in the Webster County Clerk’s Office.

See also Quitclaim Deed of Conveyance between Alcoa Fuels, Inc. and Dyson Creek Coal Company, LLC, dated October 25, 2005, of record in Deed Book 320, at Page 560, in the Union County Clerk’s Office, and in Deed Book 258, at Page 483, in the Webster County Clerk’s Office.

See also Quitclaim Deed of Conveyance between Dyson Creek Coal Company, LLC, and Alcoa Fuels, Inc., dated July 23, 2009, of record in Deed Book 336, at Page 157, in the Union County Clerk’s Office, and in Deed Book 272, at Page 398, in the Webster County Clerk’s Office.

 

38


EXHIBIT A-2

ALCOA COAL PROPERTIES

(PREVIOUSLY SOLD TO AND RE-ACQUIRED FROM LODESTAR)

 

               ORIGINAL
RECORDING INFORMATION

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    UNION
DB/P
   WEBSTER
DB/P

PR 7 (6)

   Todd, O. E.    102.5    136/459    48/127

PR 7 (7) T. 1, T. 4, & T. 6

   Franklin, J. W.    128       48/135

PR 7 (7) T. 3, 5, 7, 8, 9 & 10

   Franklin, J. W.    92.39       48/135

PR 7 (8)

   Nall, Ben/George, et al    38.75       48/621

PR 7 (11) T. 1

   Kuykendall, J. F.    61.50       48/124

PR 7 (12) T. 1 & T. 4

   Kuykendall, W. L.    102
15.5
      48/112

PR 7 (12) T. 5, 6, 7, 8, 11A, 11B & 12

   Kuykendall, W. L.    82       48/112

PR 7 (12) T. 9

   Kuykendall, W. L.    30       48/112

PR 7 (12) T. 10

   Kuykendall, W. L.    39.75       48/112

PR 7 (12) T. 3

   Kuykendall, W. L.    15.5       48/112

PR 7 (14) T. 1

   Nall, J. W.    127.75       48/101

PR 7 (14) T. 2

   Nall, J. W.    70       48/101

PR 7 (14) T. 3

   Nall, J. W.    75       48/101

PR 7 (14) T. 4

   Nall, J. W.    10       48/101

PR 7 (15) T. 1

   Mitchell, George    138.25       48/133

PR 7 (15) T. 2

   Mitchell, George    31.75       48/133

PR 7 (15) T. 3

   Mitchell, George    80       48/133

PR 7 (15) T. 4

   Mitchell, George    18       48/133

PR 7 (16) T. 1

   Nall, S. P.    80       48/117

PR 7 (16) T. 2

   Nall, S. P.    31       48/117

PR 7 (16) T. 3

   Nall, S. P.    20.5       48/117

 

39


               ORIGINAL
RECORDING INFORMATION

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    UNION
DB/P
   WEBSTER
DB/P

PR 7 (16) T. 4

   Nall, S. P.    119.19       48/117

PR 7 (16) T. 5

   Nall, S. P.    60 less 35       48/117

PR7 (17.1)

   O’Nan, J.T.    100       48/129

PR 7 (18)

   Johnson, T. E.    100       48/122

PR 7 (26) T. 1

   Watson, G. T. & M. E.    46.66       48/92

PR 7 (26) T. 2

   Watson, G. T. & M. E.    12.75       48/92

PR 7 (26) T. 3

   Watson, G. T. & M. E.    81.67       48/92

PR 7 (28)

   Gibson, M. C.    15.5       48/120

PR 7 (30)

   Vanover, Thomas    88.6       48/109

PR 7 (31)

   Hill, Sidney, et ux    101       48/131

PR 7 (33), T. 1 & 2

   Dunkley, Nancy B.    53.22       48/96

PR 7 (34.3) (35, T. 3)

   Moore, W. I.    100       48/103

CDB

2/613

PR 7 (34.3) (35, T. 4)

   Moore, W. I.    64.25       48/103

CDB

2/613

PR 7 (34.3) (35, T. 5)

   Moore, W. I.    40       48/103

CDB

2/613

PR 7 (34.3) (35, T. 6)

   Moore, W. I.    25       48/103

CDB

2/613

PR 7 (36)

   Skinner, Sallie    150       48/98

CDB 2/502

PR 7 (107)

   Nall, J. W.    35       50/251

PR 7 (255), T. 1, T. 2 & T. 3

   Babb, Leonard, et al    100       CDB 2/504

PR 10 (1), T. 1, T. 2 & T. 3

   Blackwell/Arnold    90

18.53

11

      108/616

PR 10 (2) T. 1, 2 & 3

   Kelley Estate    19

78.5

2.5

      109/113

PR 10 (4)

   Williams, Caryl    270.5       108/652

 

40


               ORIGINAL
RECORDING INFORMATION

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    UNION
DB/P
   WEBSTER
DB/P

PR 10 (5) (5.1A)(5.1B) (5.2)

   Hearin/Cotton    128

19.63

18.6

15.79

      109/4

PR 10 (7) T. 1, 2 & 3

   Kuykendall, Clarence    61

38

35

      109/196

PR 10 (11)

   Williams, Willie D.    42.62       109/29

PR 10 (12), T. 1

   Hill, Warren    35       109/30

PR 10 (13)

   Arnold, Alloway    15       109/128

PR 10 (14.2) T. 1 & T. 2

   Virgin, Clore    13.4       112/556

PR 10 (15), T. 1, 2 & 3

   Virgin, Clore    6

8.37

13

      109/127

PR 10 (16)

   Lipford/Moore    41.5       112/542
109/299

PR 10 (17) T. 1 & 2

   Kuykendall, Hugh A.    35

18.56

      112/536

PR 10 (18)

   Mitchell, J. V.    184       112/510

PR 10 (19) T. A-1, A-2 & A-3

   Powell, Illie    50

45

30

      113/28

PR 10 (20), T. 1 & 2

   Mitchell, C. A.    78.6
181.75
      113/49

PR 10 (21) T. 1

   Grigg, H. R.    16       113/47

PR 10 (23) T. 1 & 2

   Lipford, Sampson    5

22.27

      113/46

PR 10 (24)

   Springer, Thomas    100       113/264

PR 10 (26), T. 1 & 2

   McGaw, Edwin    58

13.25

      113/163

PR 10 (27) T. 1, 2 & 3

   Shofner, Jimmie L.    6.75

20

8

      113/225

PR 10 (28)

   Foster, W. C.    16       113/168

 

41


               ORIGINAL
RECORDING INFORMATION

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    UNION
DB/P
   WEBSTER
DB/P

PR 10 (29) T. 1 & 2)

   Lipford Heirs    67.25

20

      114/264 or

(267)

PR 10 (31) T. 1

   Morehead/Tucker    22.86       113/417

PR 10 (33)

   Townsend heirs    92       113/627

PR 10 (34) T. 1 & 2

   Bennett/Mart    10

6

      114/85 & 87

PR 10 (35)

   Martin, Richard L.    38.5       114/82

PR 10 (45)

   Riggs/Hearin    93       115/536

PR 10 (48) T. 1 & 2

   Townsend, Agnes R.    27.25       115/510

PR 10 (48) T. 3

   Townsend, Agnes R.    29.76       115/510

PR 10 (51) T. 1A & 1B

   White, T. C.    29       116/56

PR 10 (52) T. 1

   White, J. L.    18       116/57

PR 10 (52) T. 2 & 3

   White, J. L.    6.5       116/57

PR 10 (53) T. 1 & 2

   Kelley, D. H.    99.12       115/47

PR 10 (53) T. 4

   Kelley, D. H.    60       115/47

PR 10 (54) T. 1

   Stodghill, A. A.    42.23       110/92

PR 10 (54), T. 2

   Stodghill, A. A.    37.8       110/92

PR 11 (1) T. 1 & T. 2, T. 3

   Freer, C. E.    55

68
4.5

   145/34   

PR 11 (3), T. 1

   Brown, Denny    146    145/41   

PR 11 (5), T. 1, T. 2 & T. 3

   Blackwell, Lloyd    53.75

7.9

79.74

   145/29   

PR 11 (8)

   Hearin, Ollie, et al    25.8    145/95   

PR 11 (9)

   Kuykendall, Audie May    41.8    145/143
145/144

145/263

  

 

42


               ORIGINAL
RECORDING INFORMATION

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    UNION
DB/P
   WEBSTER
DB/P

PR 11 (10), T. 3

   Duncan, L. T.    48.8    147/155   

PR 11 (31), T. 3 & T. 7

   Wells/Sigler    72.5    145/269
148/172
  

PR 11 (31) T. 1 and (58), T. 1

   Wells/Sigler    85    145/269
148/172
  

PR 11 (31) T. 2 and (58) T. 2

   Wells/Sigler    18.5    145/269
148/172
  

PR 11 (31) T. 4A and (58) T. 4C

   Wells/Sigler    36.25    145/269
148/172
  

PR 11 (38)

   Tate, Jerry    39.62    145/365   

PR 11 (52) T. 1 & T. 2

   Freer/Sigler    21.64

8.48

   145/461
145/489
  

PR 11 (52) T. 3 & T. 4

   Freer, S., et ux    40 10    145/461   

PR 11 (54)

   Tate, Fannie, et al    55.35    145/310   

PR 11 (56.1)(56.2)

   Freer/Sigler    65

39.5

   145/491
145/464
  

PR 11 (59/59A) T. 1

   Brown/Arnold    45.75    153/230
153/225
  

PR 11 (59/59A), T. 2

   Brown/Arnold    40    153/230
153/225
  

PR 11 (59/59A), T. 3

   Brown/Arnold    15    153/230
153/225
  

PR 11 (59/59A), T. 4

   Brown/Arnold    32.25    153/230
153/225
  

PR 11 (60), T. 1 & 2

   Davis, Harry E.    52.75    153/308   
      100      

PR 11 (61)

   Wells, Walter    58.5    153/287   

PR 11 (62)

   Wells, Walter    35    153/289   

PR 11 (63)

   Freer, Allen    63    153/285   

PR 11 (64)

   Robinett, Mont    12    153/283   

 

43


               ORIGINAL
RECORDING  INFORMATION

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    UNION
DB/P
   WEBSTER
DB/P

PR 11 (66)

   Russell, Dorris    94    154/93   

PR 11 (67), T. 1, 2, 3 & 4

   Brown, Bessie, et al    43.24    154/94

156/280

156/279

156/68

156/125

  

PR 11 (68) T. 1

   Pride, J. W.    101.36    154/193   

PR 11 (68), T. 2, 3, 4, 5 & 6

   Pride, J. W.    23    154/193   

PR 11 (69), T. 1

   Strouse, R. H.    40    154/476   

PR 11 (70), T. 1

   Watson/Liles    117    154/471
155/425

154/415

  

PR 11 (71), T. 1

   Schreiber, Dorothy    55.25    155/511
156/222

154/473

  

PR 11 (72)

   Pride, J. W.    40    156/117   

PR 11 (76)

   Kuykendall, Hugh A.    10.23    149/32   

PR 11 (78)

   Perry, Thomas R., Jr.    50    155/509   

AND BEING a portion of the same properties conveyed by Alcoa Fuels, Inc., an Indiana corporation, to Tradewater Mining Co., an Illinois corporation, an undivided fifty percent (50%) interest and to Costain Land (Pyro), Inc., a Delaware corporation, an undivided fifty percent (50%) interest:

 

(a) by “Short Form of Deed” dated September 30, 1982, recorded in the Webster County Clerk’s Office in Deed Book 185, page 769, and in the Union County Clerk’s Office in Deed Book 240, page 343; and,

 

(b) by “Short Form of Deed” dated October 25, 1982, recorded in Webster County Clerk’s Office in Deed Book 186, page 80, and in the Union County Clerk’s Office in Deed Book 240, page 469.

 

44


By Certificates issued by the Kentucky Secretary of State dated September 8, 1992, effective December 31, 1991:

 

(a) Costain Land (Pyro), Inc., a Delaware corporation filed with the Kentucky Secretary of State a Certificate of Ownership and Merger into Costain Coal Holdings, Inc., a Delaware corporation. This certification is recorded in Miscellaneous Book 117, page 480, and re-recorded in Miscellaneous Book 117, page 522, of the Webster County Clerk’s Office and in Corporation Book 5, page 490 of the Union County Clerk’s Office; and,

 

(b) Costain Coal Holdings, Inc., a Delaware corporation, filed an Application for Amended Certificate of Authority changing its corporate name to Costain Coal, Inc. This certification is recorded in Miscellaneous Book 117, page 481, and Miscellaneous Book 117, page 523, of the Webster County Clerk’s Office and in Corporation Book 5, page 491, of the Union County Clerk’s Office.

By Unanimous Written Consent of the Board of Directors of Costain Coal Holdings, Inc., a Delaware corporation, and by a Sworn Certificate of Board Resolution, of Lodestar Energy, Inc., effective December 31, 1991, Tradewater Mining Company, an Illinois corporation, was merged into Costain Coal Holdings, Inc., as is recorded in Miscellaneous Book 124, page 489, of the Webster County Clerk’s Office and in Corporation Book 7, page 155 of the Union County Clerk’s Office.

By Certificate of Amendment of Certificate of Incorporation as verified by a Certification of the Delaware Secretary of State, Costain Coal, Inc., a Delaware corporation, changed its name to Lodestar Energy, Inc., effective July 21, 1997. This Certification is recorded in Miscellaneous Book 122, page 194, and re-recorded in Miscellaneous Book 124, page 488, of the Webster County Clerk’s Office and in Corporation Book 6, page 155, in the Union County Clerk’s Office.

AND BEING part of the same property conveyed to Alcoa Fuels, Inc. by Lodestar Energy, Inc., by William D. Bishop, its Chapter 7 Bankruptcy Trustee, by Correction and Confirmation Deed dated October 30, 2005, but effective August 21, 2003, of record in Deed Book 258, page 404, in the Office of the Webster County Clerk, and in Deed Book 320, page 344, in the Office of the Union County Clerk.

See also Quitclaim Deed of Conveyance between Alcoa Fuels, Inc. and Dyson Creek Coal Company, LLC, dated October 25, 2005, of record in Deed Book 320, at Page 560, in the Union County Clerk’s Office, and in Deed Book 258, at Page 483, in the Webster County Clerk’s Office.

See also Quitclaim Deed of Conveyance between Dyson Creek Coal Company, LLC, and Alcoa Fuels, Inc., dated July 23, 2009, of record in Deed Book 336, at Page 157, in the Union County Clerk’s Office, and in Deed Book 272, at Page 398, in the Webster County Clerk’s Office.

 

45


EXHIBIT A-3

ALCOA COAL PROPERTIES

(ACQUIRED FROM LODESTAR)

 

               ORIGINAL
               RECORDING INFORMATION
               UNION    WEBSTER

FILE NUMBER(S)

  

FILE NAME(S)

   ACREAGE    DB/P    DB/P

P-045-00

   Nall, J. O.    102.6       180/682

P-080-00

   Clements (1/300th);    62    257/177   

Also See:

   Clements (1/300th);       257/180   

SRW 274, T. 4

   and Fournier       257/183   
  

(1/540th)

        

P-092-00

   Woodring Heirs    94.5    260/137   

Also See: SRW 39,

   (partial interest)         

T. 7 (21 ac.)

           

P-103-00

   Moore, W. I. Moore    37.5       202/712

P-123-00

   Clements, Aaron    30       212/710
   Clements, Florence    30       214/93
   Fournier, Timothy    6       213/562
      11.6      
      30      
      10.1      

P-142-00

   Young, James E., et ux    2.21       220/260

P-144-00

   Lodestar/Cotton (1/4)    11       222/170

P-145-00

   Lodestar (Render)    11 & 1       225/117
  

(1/4)

        

P-146-00

   Lodestar (Free Union    1       222/448
  

Church)

        

P-149-00

   Lodestar (Mooney)    6.7       222/772

P-152-00

   Lodestar (Brogan)    8.55       224/346
            225/672

P-177-00

   Clark, Eugene (1/8th)    49       234/602

No “P” #

   Blackwell, Mary    90    245/386   
  

Taylor, et al

        

No “P” #

   Moore, W. I. Heirs    150       194/467

AND BEING part of the same property conveyed to Alcoa Fuels, Inc. by Lodestar Energy, Inc., by William D. Bishop, its Chapter 7 Bankruptcy Trustee, by Correction and Confirmation Deed dated October 30, 2005, but effective August 21, 2003, of record in Deed Book 258, page 404, in the Office of the Webster County Clerk, and in Deed Book 320, page 344, in the Office of the Union County Clerk.

 

46


See also Quitclaim Deed of Conveyance between Alcoa Fuels, Inc. and Dyson Creek Coal Company, LLC, dated October 25, 2005, of record in Deed Book 320, at Page 560, in the Union County Clerk’s Office, and in Deed Book 258, at Page 483, in the Webster County Clerk’s Office.

See also Quitclaim Deed of Conveyance between Dyson Creek Coal Company, LLC, and Alcoa Fuels, Inc., dated July 23, 2009, of record in Deed Book 336, at Page 157, in the Union County Clerk’s Office, and in Deed Book 272, at Page 398, in the Webster County Clerk’s Office.

THERE IS EXCEPTED from Exhibits A-1, A-2 and A-3 that portion of the above-described subject to that unrecorded Coal Mining Lease dated February 1, 1962, by and between Aluminum Company of America and Sentry Royalty Company, as amended.

THERE IS FURTHER EXCEPTED from the Leased Premises that property identified as the Caseyville Dock and conveyed to Alcoa Fuels, Inc. by deed from Dyson Creek Coal Company, LLC, dated July 23, 2009, of record in Deed Book 336, at Page 156, in the Union County Clerk’s Office, and by deed from Dyson Creek Coal Company, LLC, dated July 23, 2009, of record in Deed Book 336, at Page 194, in the Union County Clerk’s Office.

 

47


Exhibit B

[legal description or map of General Mining Area]

See separate files.

 

48


Exhibit C

Quality

The coal to be supplied hereunder shall be of uniform quality, washed from the Seller’s Wash Plant 2” x 0” crushed, with no intermediate sizes removed or added, and shall have characteristics equal to or better than the following respective characteristics on an “as received” time-based (as defined in Section 6.4 of the Armstrong — Alcoa Fuels Coal Supply Agreement) Weighted Average and per Shipment (as defined in the next paragraph below this table) basis:

 

     Monthly              
     Weighted           Penalty Limits  
     Average     Per Shipment     Monthly Average  

Moisture

     11     14.0     11

Ash

     10.00     12.00     10

Caloric Value

     11,200 Btu        11,000 Btu        +/-11,200 Btu   

Sulfur Dioxide*

     <6.0     6.5     6.0

Grindabiltiy (Hargrove Index)

     48        48     

Ash Fusion Temp. (H=W Red)

     2,085 deg F        2,085 deg F min     

 

*       #SO2 shall be calculated as follows:

 

% Sulfur, as received x 19,500

Btu/lb., as received

  

A “Shipment” for purposes of this Quality Section of this Agreement is defined to be a minimum of fifteen hundred (1,500) tons of coal delivered by barge. In the event three (3) consecutive shipments of coal, or four (4) Shipments in a thirty (30) day period, delivered by Seller to Buyer on an “as received” basis have any characteristics for sulfur dioxide, moisture, ash, or calorific value greater than the maximum or less than the minimum limits, as the case may be, for said coal as set forth in the “Per Shipment” column in above table, then the remedies provided in the Armstrong — Alcoa Fuels, Inc. Coal Supply Agreement shall be available to the Parties.

 

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