The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AES CORP | UNIT 02/15/2024 | 00130H204 | 3,564,331 | 34,941 | SH | OTR | 1 | 27,049 | 7,892 | 0 | ||
| AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 373,750 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
| BECTON DICKINSON & CO | 6% DP CONV PFD B | 075887406 | 6,276,076 | 125,321 | SH | OTR | 1 | 93,152 | 32,169 | 0 | ||
| BOSTON SCIENTIFIC CORP | 5.50% CNV PFD A | 101137206 | 655,048 | 5,705 | SH | OTR | 1 | 4,312 | 1,393 | 0 | ||
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 | 3,102,524 | 81,904 | SH | OTR | 1 | 65,972 | 15,932 | 0 | ||
| COUPA SOFTWARE INC | COM | 22266L106 | 14,881,822 | 187,973 | SH | OTR | 1 | 146,973 | 41,000 | 0 | ||
| FIRST HORIZON CORPORATION | COM | 320517105 | 2,761,322 | 112,707 | SH | OTR | 1 | 100,332 | 12,375 | 0 | ||
| HERBALIFE NUTRITION LTD | NOTE 2.625% 3/1 | 42703MAD5 | 931,893 | 1,000 | PRN | OTR | 1 | 766 | 234 | 0 | ||
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 4,531,630 | 39,821 | SH | OTR | 1 | 30,652 | 9,169 | 0 | ||
| COHERENT CORP | 6% CONV PFD A | 19247G206 | 8,156,019 | 51,007 | SH | OTR | 1 | 42,624 | 8,383 | 0 | ||
| IMAGO BIOSCIENCES INC | COM | 45250K107 | 8,590,684 | 238,962 | SH | OTR | 1 | 183,980 | 54,982 | 0 | ||
| IROBOT CORP | COM | 462726100 | 5,534,950 | 115,000 | SH | OTR | 1 | 107,461 | 7,539 | 0 | ||
| KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 | 939,686 | 1,000 | PRN | OTR | 1 | 770 | 230 | 0 | ||
| KNOWBE4 INC | CL A | 49926T104 | 3,781,800 | 152,615 | SH | OTR | 1 | 117,145 | 35,470 | 0 | ||
| LIMESTONE BANCORP INC | COM | 53262L105 | 2,410,718 | 98,719 | SH | OTR | 1 | 82,542 | 16,177 | 0 | ||
| MAXAR TECHNOLOGIES INC | COM | 57778K105 | 1,065,844 | 20,600 | SH | OTR | 1 | 15,850 | 4,750 | 0 | ||
| 1LIFE HEALTHCARE INC | COM | 68269G107 | 4,680,471 | 280,100 | SH | OTR | 1 | 225,600 | 54,500 | 0 | ||
| OYSTER PT PHARMA INC | COM | 69242L106 | 2,370,654 | 212,234 | SH | OTR | 1 | 168,119 | 44,115 | 0 | ||
| PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 10,628,304 | 383,140 | SH | OTR | 1 | 349,998 | 33,142 | 0 | ||
| RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 | 632,611 | 6,167 | SH | OTR | 1 | 4,671 | 1,496 | 0 | ||
| SABRE CORP | 6.50% CONV PFD A | 78573M203 | 7,752,562 | 92,106 | SH | OTR | 1 | 87,078 | 5,028 | 0 | ||
| SEASPINE HLDGS CORP | COM | 81255T108 | 1,507,442 | 180,532 | SH | OTR | 1 | 138,688 | 41,844 | 0 | ||
| STORE CAP CORP | COM | 862121100 | 13,099,716 | 408,600 | SH | OTR | 1 | 322,089 | 86,511 | 0 | ||
| USERTESTING INC | COM | 91734E101 | 1,932,774 | 257,360 | SH | OTR | 1 | 198,163 | 59,197 | 0 | ||