The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN NATIONAL GROUP INC | COM NEW | 02772A109 | 2,817 | 14,900 | SH | OTR | 1 | 12,729 | 2,171 | 0 | |
| PREFERRED APT CMNTYS INC | COM | 74039L103 | 4,068 | 163,095 | SH | SOLE | 163,095 | 0 | 0 | ||
| AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 3 | 29 | SH | OTR | 1 | 22 | 7 | 0 | |
| CERNER CORP | COM | 156782104 | 17,005 | 181,760 | SH | OTR | 1 | 166,302 | 15,458 | 0 | |
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 | 227 | 3,349 | SH | OTR | 1 | 2,539 | 810 | 0 | |
| CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 10,078 | 414,390 | SH | OTR | 1 | 402,777 | 11,613 | 0 | |
| DOMINION ENERGY INC | DEBT 7.250% 6/0 | 25746U133 | 1,791 | 17,638 | SH | OTR | 1 | 14,695 | 2,943 | 0 | |
| US ECOLOGY INC | COM | 91734M103 | 18,308 | 382,377 | SH | OTR | 1 | 314,377 | 68,000 | 0 | |
| BOTTOMLINE TECH DEL INC | COM | 101388106 | 14,413 | 254,280 | SH | OTR | 1 | 211,000 | 43,280 | 0 | |
| FIRST HORIZON CORPORATION | COM | 320517105 | 5,695 | 242,457 | SH | OTR | 1 | 215,836 | 26,621 | 0 | |
| GUARANTY FED BANCSHARES INC | COM | 40108P101 | 2,259 | 69,055 | SH | OTR | 1 | 65,952 | 3,103 | 0 | |
| HUTTIG BLDG PRODS INC | COM | 448451104 | 178 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 9,091 | 432,700 | SH | OTR | 1 | 332,200 | 100,500 | 0 | |
| HEALTHCARE TR AMER INC | CL A NEW | 42225P501 | 261 | 8,332 | SH | OTR | 1 | 6,322 | 2,010 | 0 | |
| INTRICON CORP | COM | 46121H109 | 6,222 | 260,752 | SH | OTR | 1 | 230,341 | 30,411 | 0 | |
| LEVEL ONE BANCORP INC | COM | 52730D208 | 12,249 | 306,752 | SH | OTR | 1 | 277,145 | 29,607 | 0 | |
| LHC GROUP INC | COM | 50187A107 | 169 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| MONEYGRAM INTL INC | COM NEW | 60935Y208 | 4,288 | 406,095 | SH | OTR | 1 | 352,525 | 53,570 | 0 | |
| MACQUARIE INFRASTR HOLD LLC | COMMON UNITS | 55608B105 | 19 | 5,000 | SH | OTR | 1 | 3,670 | 1,330 | 0 | |
| MIMECAST LTD | ORD SHS | G14838109 | 13,498 | 169,659 | SH | OTR | 1 | 131,693 | 37,966 | 0 | |
| MERITOR INC | COM | 59001K100 | 1,823 | 51,256 | SH | OTR | 1 | 46,417 | 4,839 | 0 | |
| NISOURCE INC | UNIT 12/01/2023 | 65473P121 | 150 | 1,262 | SH | OTR | 1 | 1,142 | 120 | 0 | |
| PRUDENTIAL BANCORP INC NEW C | COM | 74431A101 | 6,662 | 404,716 | SH | OTR | 1 | 372,743 | 31,973 | 0 | |
| ANAPLAN INC | COM | 03272L108 | 5,712 | 87,810 | SH | SOLE | 87,810 | 0 | 0 | ||
| PLANTRONICS INC NEW | COM | 727493108 | 39 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| PARTNERS BANCORP | COM | 70213Q108 | 1 | 153 | SH | OTR | 1 | 112 | 41 | 0 | |
| RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 15,029 | 247,799 | SH | OTR | 1 | 238,200 | 9,599 | 0 | |
| SOUTHERN CO | UNIT 08/01/2022 | 842587602 | 39 | 715 | SH | OTR | 1 | 545 | 170 | 0 | |
| TRISTATE CAP HLDGS INC | COM | 89678F100 | 7,314 | 220,107 | SH | OTR | 1 | 168,107 | 52,000 | 0 | |
| WELBILT INC | COM | 949090104 | 408 | 17,200 | SH | OTR | 1 | 14,800 | 2,400 | 0 | |
| INTERSECT ENT INC | COM | 46071F103 | 3,953 | 141,111 | SH | OTR | 1 | 138,014 | 3,097 | 0 | |
| ZYNGA INC | CL A | 98986T108 | 11,572 | 1,252,339 | SH | OTR | 1 | 954,339 | 298,000 | 0 | |