0001209191-21-019823.txt : 20210311
0001209191-21-019823.hdr.sgml : 20210311
20210311170854
ACCESSION NUMBER: 0001209191-21-019823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210309
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fields Matthew M.
CENTRAL INDEX KEY: 0001720813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 21734156
MAIL ADDRESS:
STREET 1: C/O HMH; 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-09
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001720813
Fields Matthew M.
C/O HOUGHTON MIFFLIN HARCOURT
125 HIGH STREET
BOSTON
MA
02110
0
1
0
0
EVP, GM, Suppl Curriculum
Common Stock
2021-03-09
4
M
0
12668
0.00
A
46421
D
Common Stock
2021-03-10
4
S
0
5082
6.66
D
41339
D
Restricted Stock Units
2021-03-09
4
M
0
12668
0.00
D
Common Stock
12668
25336
D
12,668 restricted stock units held by Mr. Fields vested on March 9, 2021 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the sale of 5,082 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
The remaining restricted stock units shall vest on March 9, 2022 and March 9, 2023, subject to continued employment with the Company.
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
s/ William F. Bayers, Attorney-in-Fact
2021-03-11