0001209191-21-016321.txt : 20210302 0001209191-21-016321.hdr.sgml : 20210302 20210302173305 ACCESSION NUMBER: 0001209191-21-016321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210227 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abbott Joseph Patrick Jr. CENTRAL INDEX KEY: 0001669907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 21705440 MAIL ADDRESS: STREET 1: C/O HMH; 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-27 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001669907 Abbott Joseph Patrick Jr. C/O HOUGHTON MIFFLIN HARCOURT 125 HIGH STREET BOSTON MA 02110 0 1 0 0 EVP, Chief Financial Officer Common Stock 2021-02-27 4 M 0 26667 0.00 A 118313 D Common Stock 2021-03-01 4 S 0 14397 6.24 D 103.916 D Common Stock 2021-02-27 4 A 0 32382 0.00 A 136298 D Common Stock 2021-03-01 4 S 0 16940 6.24 D 119358 D Restricted Stock Units 2021-02-27 4 M 0 26667 0.00 D Common Stock 26667 0 D 26,667 restricted stock units held by Mr. Abbott vested on February 27, 2021 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the sale of 14,397 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. 32,382 performance stock units held by Mr. Abbott vested on February 27, 2021 and were settled in exchange for a like amount of shares of Company common stock, subject to the sale of 16,940 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the performance stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. s/ William F. Bayers, Attorney-in-Fact 2021-03-02