0000950142-20-000926.txt : 20200326 0000950142-20-000926.hdr.sgml : 20200326 20200326160056 ACCESSION NUMBER: 0000950142-20-000926 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200227 FILED AS OF DATE: 20200326 DATE AS OF CHANGE: 20200326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reyes Alejandro CENTRAL INDEX KEY: 0001720810 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 20746119 MAIL ADDRESS: STREET 1: C/O HMH; 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4/A 1 es2000520_4a-reyes.xml OWNERSHIP DOCUMENT X0306 4/A 2020-02-27 2020-03-02 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001720810 Reyes Alejandro C/O HOUGHTON MIFFLIN HARCOURT CO., 125 HIGH STREET BOSTON MA 02110 0 1 0 0 See remarks. Common Stock 2020-02-27 4 M 0 5714 0.00 A 11893 D Common Stock 2020-03-05 4 M 0 5161 0.00 A 17054 D Common Stock 2020-03-05 4 S 0 3595 4.65 D 13459 D Common Stock 2020-03-11 4 S 0 3210 4.03 D 10249 D Restricted Stock Units 2020-02-27 4 M 0 5714 0.00 D Common Stock 5714 5715 D Restricted Stock Units 2020-03-05 4 M 0 5161 0.00 D Common Stock 5161 10323 D 5,714 restricted stock units held by Mr. Reyes vested on February 27, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company?s (the ?Company?) common stock, subject to the Company?s sale of 3,595 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. 5,161 restricted stock units held by Mr. Reyes vested on March 5, 2020 and were settled in exchange for a like amount of shares of the Company?s common stock, subject to the Company?s sale of 3,210 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.99, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.26, inclusive. Each restricted stock unit represents a contingent right to receive one share of the Company?s common stock. The remaining restricted stock unit shall vest on February 27, 2021, subject to continued employment with the Company. The remaining restricted stock unit shall vest in two equal installments on March 5, 2021 and March 5, 2022, subject to continued employment with the company. Senior Vice President, Chief People Officer. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. // Note: This form 4 amendment is being filed to correct certain errors with previous form 4's filed on March 2 and 5 with respect to the transaction dates, transaction codes, and sale prices of the transactions recorded in rows 3 and 4. /s/ William F. Bayers, Attorney-in-Fact 2020-03-26