0000950142-20-000926.txt : 20200326
0000950142-20-000926.hdr.sgml : 20200326
20200326160056
ACCESSION NUMBER: 0000950142-20-000926
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200227
FILED AS OF DATE: 20200326
DATE AS OF CHANGE: 20200326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reyes Alejandro
CENTRAL INDEX KEY: 0001720810
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 20746119
MAIL ADDRESS:
STREET 1: C/O HMH; 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
4/A
1
es2000520_4a-reyes.xml
OWNERSHIP DOCUMENT
X0306
4/A
2020-02-27
2020-03-02
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001720810
Reyes Alejandro
C/O HOUGHTON MIFFLIN HARCOURT CO.,
125 HIGH STREET
BOSTON
MA
02110
0
1
0
0
See remarks.
Common Stock
2020-02-27
4
M
0
5714
0.00
A
11893
D
Common Stock
2020-03-05
4
M
0
5161
0.00
A
17054
D
Common Stock
2020-03-05
4
S
0
3595
4.65
D
13459
D
Common Stock
2020-03-11
4
S
0
3210
4.03
D
10249
D
Restricted Stock Units
2020-02-27
4
M
0
5714
0.00
D
Common Stock
5714
5715
D
Restricted Stock Units
2020-03-05
4
M
0
5161
0.00
D
Common Stock
5161
10323
D
5,714 restricted stock units held by Mr. Reyes vested on February 27, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company?s (the ?Company?) common stock, subject to the Company?s sale of 3,595 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
5,161 restricted stock units held by Mr. Reyes vested on March 5, 2020 and were settled in exchange for a like amount of shares of the Company?s common stock, subject to the Company?s sale of 3,210 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.99, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.26, inclusive.
Each restricted stock unit represents a contingent right to receive one share of the Company?s common stock.
The remaining restricted stock unit shall vest on February 27, 2021, subject to continued employment with the Company.
The remaining restricted stock unit shall vest in two equal installments on March 5, 2021 and March 5, 2022, subject to continued employment with the company.
Senior Vice President, Chief People Officer. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. // Note: This form 4 amendment is being filed to correct certain errors with previous form 4's filed on March 2 and 5 with respect to the transaction dates, transaction codes, and sale prices of the transactions recorded in rows 3 and 4.
/s/ William F. Bayers, Attorney-in-Fact
2020-03-26