0000950142-20-000694.txt : 20200303
0000950142-20-000694.hdr.sgml : 20200303
20200303201451
ACCESSION NUMBER: 0000950142-20-000694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200228
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Ellen
CENTRAL INDEX KEY: 0001660677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 20685243
MAIL ADDRESS:
STREET 1: C/O HMH; 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
4
1
es2000428_4-archer.xml
OWNERSHIP DOCUMENT
X0306
4
2020-02-28
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001660677
Archer Ellen
C/O HOUGHTON MIFFLIN HARCOURT CO.,
125 HIGH STREET
BOSTON
MA
02110
0
1
0
0
See remarks.
Common Stock
2020-02-28
4
M
0
6034
0.00
A
33547
D
Common Stock
2020-02-28
4
F
0
3154
5.47
D
30393
D
Common Stock
2020-02-28
4
M
0
10306
0.00
A
40699
D
Common Stock
2020-02-28
4
F
0
5087
5.47
D
35612
D
Restricted Stock Units
2020-02-28
4
M
0
6034
0.00
D
Common Stock
6034
0
D
6,034 restricted stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 3,154 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
10,306 performance stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 5,087 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the performance stock units.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
President, Houghton Mifflin Harcourt Books & Media. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2020-03-03