0000950142-20-000694.txt : 20200303 0000950142-20-000694.hdr.sgml : 20200303 20200303201451 ACCESSION NUMBER: 0000950142-20-000694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Archer Ellen CENTRAL INDEX KEY: 0001660677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 20685243 MAIL ADDRESS: STREET 1: C/O HMH; 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4 1 es2000428_4-archer.xml OWNERSHIP DOCUMENT X0306 4 2020-02-28 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001660677 Archer Ellen C/O HOUGHTON MIFFLIN HARCOURT CO., 125 HIGH STREET BOSTON MA 02110 0 1 0 0 See remarks. Common Stock 2020-02-28 4 M 0 6034 0.00 A 33547 D Common Stock 2020-02-28 4 F 0 3154 5.47 D 30393 D Common Stock 2020-02-28 4 M 0 10306 0.00 A 40699 D Common Stock 2020-02-28 4 F 0 5087 5.47 D 35612 D Restricted Stock Units 2020-02-28 4 M 0 6034 0.00 D Common Stock 6034 0 D 6,034 restricted stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 3,154 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. 10,306 performance stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 5,087 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the performance stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. President, Houghton Mifflin Harcourt Books & Media. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2020-03-03