0001520138-21-000588.txt : 20210928 0001520138-21-000588.hdr.sgml : 20210928 20210928181345 ACCESSION NUMBER: 0001520138-21-000588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210820 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20210928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahlem Clarence N. CENTRAL INDEX KEY: 0001884599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39015 FILM NUMBER: 211288720 MAIL ADDRESS: STREET 1: 5305 RENAISSANCE AVE. CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER NAME: FORMER CONFORMED NAME: Alhem Clarence N. DATE OF NAME CHANGE: 20210923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOVIE INC. CENTRAL INDEX KEY: 0001580149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 462510769 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2120 COLORADO AVE. STREET 2: SUITE 230 CITY: LOS ANGELES STATE: CA ZIP: 90404 BUSINESS PHONE: 310-444-4300 MAIL ADDRESS: STREET 1: 2120 COLORADO AVE. STREET 2: SUITE 230 CITY: LOS ANGELES STATE: CA ZIP: 90404 FORMER COMPANY: FORMER CONFORMED NAME: NANOANTIBIOTICS, INC. DATE OF NAME CHANGE: 20130625 4 1 ownership.xml X0306 4 2021-08-20 0 0001580149 BIOVIE INC. BIVI 0001884599 Ahlem Clarence N. C/O BIOVIE 2120 COLORADO AVE SUITE 230 SANTA MONICA CA 90404 0 1 0 0 EVP Neuroscience Product Dev. Stock Option (right to buy) 7.74 2021-08-20 4 A 0 124167 0 A 2031-08-19 COMMON STOCK 124167 124167 D This option was 20% vested upon grant, with an additional 16% on each of the first five anniversaries of the grant. Exhibit List: Exhibit 24 - Power of Attorney /s/ Joanne Wendy Kim as Attorney-In-Fact 2021-09-28 EX-24 2 exhibit_24.htm EX-24

LIMITED POWER OF ATTORNEY

 

With respect to holdings of and transactions in securities issued by BioVie Inc. (the “Company”), the undersigned hereby constitutes and appoints each of Joanne Wendy Kim and Cuong Do, signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to:

 

(1)       execute for and on behalf of the undersigned, Schedules 13D and 13G in accordance with Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, and Forms 3, 4, and 5 in accordance with Section 16 of the Exchange Act and the rules thereunder;

 

(2)       do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, Schedule 13D or 13G or any amendment(s) thereto, and timely file such form(s) with the SEC and any securities exchange, national association or similar authority; and

 

(3)       take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such

attorney-in-fact's discretion.

 

The undersigned hereby grants to each such attorney-in-fact, acting singly, full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.

 

The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 or Regulation 13D-G of the Securities Exchange Act of 1934, as amended. The undersigned hereby agrees to indemnify the attorney in fact and the Company from and against any demand, damage, loss, cost or expense arising from any false or misleading information provided by the undersigned to the attorney-in fact.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file such forms with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

  

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be

executed as of September 15, 2021.

  

 

     /s/ Clarence N Ahlem
     Name: Clarence N Ahlem