0001225208-17-001313.txt : 20170118 0001225208-17-001313.hdr.sgml : 20170118 20170118160345 ACCESSION NUMBER: 0001225208-17-001313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170113 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BACON ASHLEY CENTRAL INDEX KEY: 0001580075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 17533487 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2017-01-13 0000019617 JPMORGAN CHASE & CO JPM 0001580075 BACON ASHLEY JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Chief Risk Officer Common Stock 2017-01-13 4 M 0 44047.0000 0 A 67670.0000 D Common Stock 2017-01-13 4 M 0 37581.0000 0 A 105251.0000 D Common Stock 2017-01-13 4 F 0 38367.0000 87.1350 D 66884.0000 D Common Stock 2017-01-17 4 S 0 12986.0000 84.1498 D 53898.0000 D Restricted Stock Units 2017-01-13 4 M 0 37581.0000 0.0000 D 2017-01-13 Common Stock 37581.0000 0.0000 D Restricted Stock Units 2017-01-13 4 M 0 44047.0000 0.0000 D 2018-01-13 Common Stock 44047.0000 44048.0000 D Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Sale pursuant to 10b5-1 Plan dated November 15, 2016. Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. /s/ Molly Carpenter under POA 2017-01-18