0000899243-21-043301.txt : 20211105 0000899243-21-043301.hdr.sgml : 20211105 20211105163522 ACCESSION NUMBER: 0000899243-21-043301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howe Jill Ann CENTRAL INDEX KEY: 0001892397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39334 FILM NUMBER: 211385125 MAIL ADDRESS: STREET 1: C/O DTX PHARMA, INC. STREET 2: 10655 SORRENTO VALLEY ROAD, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGENITY, INC. CENTRAL INDEX KEY: 0001580063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 273950390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 855-293-2639 MAIL ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: ASCENDANT MDX, INC. DATE OF NAME CHANGE: 20130625 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-03 0 0001580063 PROGENITY, INC. PROG 0001892397 Howe Jill Ann C/O PROGENITY, INC. 4330 LA JOLLA VILLAGE DRIVE, SUITE 200 SAN DIEGO CA 92122 1 0 0 0 Common Stock 2021-11-03 4 A 0 76754 0.00 A 76754 D Stock Option (Right to Buy) 3.11 2021-11-03 4 A 0 82879 0.00 A 2031-11-03 Common Stock 82879 82879 D Represents 76,754 restricted stock units, which vest in equal installments on the first, second, third and fourth anniversaries of November 3, 2021, subject to the Reporting Person's continued service to the Issuer. This option represents the right to purchase 82,879 shares of the Issuer's common stock, which vest in equal installments on the first, second, third and fourth anniversaries of November 3, 2021, subject to the Reporting Person's continued service to the Issuer. /s/ Will Pridgen, Attorney-in-Fact for Jill Howe 2021-11-05