EX-99.(H)(3)(III) 11 tm2132342d1_ex99-h3iii.htm EXHIBIT 99.(H)(3)(III)

 

Exhibit (h)(3)(iii)

 

AMENDMENT

TRANSFER AGENCY AND SERVICE AGREEMENT

 

AMENDMENT made this 18th day of December, 2020 to the Transfer Agency and Service Agreement dated September 8, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon, (“Bank”), a New York corporation authorized to do a banking business (“Agreement”).

 

WHEREAS, the Trust desires to add a new series to the Agreement under the same terms and conditions of the Agreement and the Bank has agreed to add such series to the Agreement; and

 

WHEREAS, the Trust and the Bank desire to amend Appendix A to the Agreement to reflect these changes.

 

NOW THEREFORE, in consideration of the promises and covenants contained herein, the Trust and the Bank agree to amend the Agreement as follows:

 

1.

Appendix A of the Agreement is hereby replaced with the attached Appendix A effective as of December 18, 2020.

 

2.

All other terms and conditions of the Agreement not modified in this Amendment shall remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below on the day and year first above written.

 

  ARK ETF TRUST on behalf of each Series of
the Trust listed on Appendix A

 

  By: /s/ Kellen Carter
  Name: Kellen Carter
  Title: Chief Legal Officer

 

  THE BANK OF NEW YORK MELLON

 

  By: /s/ Jeffrey B. McCarthy
  Name: Jeffrey B. McCarthy
  Title: Segment Head, Exchange-Traded Funds

 

 

Appendix A

 

To Transfer Agency and Service Agreement

Between ARK ETF Trust and The Bank of New York Mellon

 

As of December 18, 2020

 

SERIES
 
ARK Innovation ETF
ARK Genomic Revolution ETF
ARK Next Generation Internet ETF
ARK Autonomous Technology & Robotics ETF
The 3D Printing ETF
ARK Israel Innovative Technology ETF
ARK Fintech Innovation ETF
ARK Space Exploration ETF