UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22883
ARK ETF Trust
(Exact name of registrant as specified in charter)
c/o ARK Investment Management LLC
3 East 28th Street, 7th Floor
New York, NY 10016
(Address of principal executive offices) (Zip code)
Corporation Service Company
2711 Centerville Road
Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 426-7040
Date of fiscal year end: July 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ARK Fintech Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker: ADYEN NA
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker: ADYEN NA
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
BASE,INC. Agenda Number: 713648268
--------------------------------------------------------------------------------------------------------------------------
Security: J0433G101
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker: 4477 JP
ISIN: JP3835260005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend the Articles Mgmt For For
Related to Substitute Corporate Auditors
2.1 Appoint a Director Tsuruoka, Yuta Mgmt For For
2.2 Appoint a Director Harada, Ken Mgmt For For
2.3 Appoint a Director Shimura, Masayuki Mgmt For For
2.4 Appoint a Director Iijima, Michi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Hoshi, Chie
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY LIMITED Agenda Number: 713301670
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker: DSY SJ
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 CONSIDERATION OF ANNUAL FINANCIAL Mgmt For For
STATEMENTS
2.O.2 RE-APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS INC. (PWC)
3O3.1 RE-ELECTION AND ELECTION OF DIRECTOR: MS Mgmt For For
SINDI ZILWA
4O3.2 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
MARK TUCKER
5O3.3 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
DAVID MACREADY
6O4.1 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MR Mgmt For For
DAVID MACREADY
7O4.2 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SINDI ZILWA
8O4.3 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt Against Against
SONJA DE BRUYN
9O5.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
REMUNERATION POLICY
10O52 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
IMPLEMENTATION OF THE REMUNERATION POLICY
11O.6 DIRECTORS' AUTHORITY TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
AFORESAID ORDINARY RESOLUTIONS AND THE
SPECIAL RESOLUTIONS MENTIONED BELOW
12O71 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 10 000 000 A
PREFERENCE SHARES
13O72 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 12 000 000 B
PREFERENCE SHARES
14O73 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 20 000 000 C
PREFERENCE SHARES
15S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION - 2020 OR 2021
16S.2 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
TERMS OF THE JSE LISTINGS REQUIREMENTS
17S.3 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
IN TERMS OF SECTION 44 AND 45 OF THE
COMPANIES ACT
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.O.2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr Against For
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC. Agenda Number: 935299429
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Brown Mgmt For For
1b. Election of Director: Margaret Dillon Mgmt For For
1c. Election of Director: Michael Keller Mgmt For For
1d. Election of Director: Catherine P. Lego Mgmt For For
1e. Election of Director: Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future non-binding, advisory
votes to approve the compensation of the
Company's named executive officers.
5. To approve the Guidewire Software, Inc. Mgmt For For
2020 Stock Plan.
6. To consider a stockholder proposal Shr For For
regarding adoption of a simple majority
voting standard in the Company's
Certificate of Incorporation and Bylaws for
all actions that require a vote by
stockholders, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935346002
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt For For
1B. Election of Director: Earl H. Nemser Mgmt For For
1C. Election of Director: Milan Galik Mgmt For For
1D. Election of Director: Paul J. Brody Mgmt For For
1E. Election of Director: Lawrence E. Harris Mgmt For For
1F. Election of Director: Gary Katz Mgmt For For
1G. Election of Director: John M. Damgard Mgmt For For
1H. Election of Director: Philip Uhde Mgmt For For
1I. Election of Director: William Peterffy Mgmt For For
1J. Election of Director: Nicole Yuen Mgmt For For
2. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm of
Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr Against For
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
KASPI.KZ JSC Agenda Number: 713633471
--------------------------------------------------------------------------------------------------------------------------
Security: 48581R205
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker: KSPI
ISIN: US48581R2058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE AGENDA Mgmt No vote
2 APPROVAL OF JSC KASPI.KZ'S 2020 ANNUAL Mgmt No vote
AUDITED ACCOUNTS
3 APPROVAL OF THE PROCEDURE TO DISTRIBUTE JSC Mgmt No vote
KASPI.KZ'S NET INCOME FOR THE YEAR 2020 AND
THE AMOUNT OF DIVIDEND PER COMMON SHARE OF
JSC KASPI.KZ
4 INFORMATION ON SHAREHOLDERS' APPEALS ON JSC Mgmt No vote
KASPI.KZ'S AND ITS OFFICERS' ACTIONS AND
RESULTS OF CONSIDERATION THEREOF IN 2020
5 DETERMINATION OF THE TERM OF POWERS OF JSC Mgmt No vote
KASPI.KZ'S BOARD OF DIRECTORS
CMMT PLEASE NOTE THAT THE VOTING OPTIONS 'YES' Non-Voting
MEANS 'FAVOUR' AND 'NO' MEANS 'AGAINST' FOR
RESOLUTION NUMBER 6. THANK YOU
6 AS A HOLDER OF THE DEPOSITARY RECEIPTS, I Mgmt No vote
HEREBY CERTIFY THAT I HAVE COMPLIED WITH
THE REQUIREMENTS OF CLAUSE 5 OF ARTICLE 17
OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN
"ON BANKS AND BANKING ACTIVITY IN THE
REPUBLIC OF KAZAKHSTAN" AND REPRESENT THAT
I AM NOT A LEGAL ENTITY INCORPORATED IN OR
HAVING SHAREHOLDER(S) (PARTICIPANT(S))
INCORPORATED IN, OR AN INDIVIDUAL WHICH
PARTICIPATES (AS A PRINCIPAL OR A
SHAREHOLDER) IN LEGAL ENTITIES INCORPORATED
IN ANY "OFFSHORE ZONES" INCLUDED IN THE
LIST OF WHICH IS SET BY THE AUTHORIZED BODY
OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION
OF BANKING ACTIVITY IN THE REPUBLIC OF
KAZAKHSTAN PURSUANT TO CLAUSE 5 OF ARTICLE
17 OF THE LAW OF THE REPUBLIC OF KAZAKHSTAN
"ON BANKS AND BANKING ACTIVITIES". FOR
PARTICIPATION OF BNY MELLON IN ANNUAL
GENERAL MEETING OF JSC KASPI.KZ IN FAVOR OF
HOLDER, HOLDER ENTITLES BNY MELLON TO
DISCLOSE INFORMATION ABOUT HOLDER IN
CENTRAL SECURITIES DEPOSITARY OF REPUBLIC
OF KAZAKHSTAN AND REGISTER OF SHAREHOLDERS
OF JSC KASPI.KZ
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 935410035
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Allan Landon Mgmt For For
1B. Election of Class I Director: Timothy Mgmt For For
Mayopoulos
1C. Election of Class I Director: Patricia Mgmt For For
McCord
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation (the
Declassification Amendment) that would
phase in the declassification of our Board.
5. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation that
would add a federal forum selection
provision.
6. Recommend, by a non-binding advisory vote, Mgmt 1 Year For
the frequency of future advisory votes on
named executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935415629
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Robin Henderson Mgmt For For
1D. Election of Director: Douglas Lebda Mgmt For For
1E. Election of Director: Steven Ozonian Mgmt For For
1F. Election of Director: Saras Sarasvathy Mgmt For For
1G. Election of Director: G. Kennedy Thompson Mgmt For For
1H. Election of Director: Jennifer Witz Mgmt For For
2. To approve our Employee Stock Purchase Mgmt For For
Plan.
3. To approve an Amendment and Restatement to Mgmt For For
our Sixth Amended and Restated 2008 Stock
and Annual Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LIGHTSPEED POS INC Agenda Number: 712890688
--------------------------------------------------------------------------------------------------------------------------
Security: 53227R106
Meeting Type: AGM
Meeting Date: 06-Aug-2020
Ticker: LSPD US
ISIN: CA53227R1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: PATRICK PICHETTE Mgmt For For
1.2 ELECTION OF DIRECTOR: DAX DASILVA Mgmt For For
1.3 ELECTION OF DIRECTOR: JEAN PAUL CHAUVET Mgmt For For
1.4 ELECTION OF DIRECTOR: MARIE-JOSEE LAMOTHE Mgmt For For
1.5 ELECTION OF DIRECTOR: PAUL MCFEETERS Mgmt For For
1.6 ELECTION OF DIRECTOR: ROB WILLIAMS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
("PWC") AS AUDITORS OF THE COMPANY
3 APPROVAL OF THE CONVERSION OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN
FROM A "FIXED PLAN" TO A "ROLLING PLAN",
WHEREBY THE MAXIMUM NUMBER OF SUBORDINATE
VOTING SHARES OF THE COMPANY WHICH MAY BE
RESERVED AND SET ASIDE FOR ISSUANCE UNDER
THE COMPANY'S AMENDED AND RESTATED OMNIBUS
INCENTIVE PLAN AND THE 2012 AND 2016 LEGACY
OPTION PLANS (AS DEFINED IN THE MANAGEMENT
INFORMATION CIRCULAR (THE "CIRCULAR")) WILL
BE CHANGED FROM A FIXED NUMBER OF
SUBORDINATE VOTING SHARES TO A MAXIMUM
AGGREGATE NUMBER OF SUBORDINATE VOTING
SHARES EQUAL TO 15% OF ALL MULTIPLE VOTING
SHARES AND SUBORDINATE VOTING SHARES ISSUED
AND OUTSTANDING FROM TIME TO TIME ON A
NON-DILUTED BASIS, AS MORE FULLY DESCRIBED
IN THE CIRCULAR. THE FULL TEXT OF THE
RESOLUTION IS AVAILABLE AT SCHEDULE "B" OF
THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935410491
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Kourtney Gibson Mgmt For For
1I. Election of Director: Justin G. Gmelich Mgmt For For
1J. Election of Director: Richard G. Ketchum Mgmt For For
1K. Election of Director: Emily H. Portney Mgmt For For
1L. Election of Director: Richard L. Prager Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2021
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MEITUAN Agenda Number: 714199987
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker: 3690 HK
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100405.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100429.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020 AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY ("DIRECTORS") AND INDEPENDENT
AUDITOR OF THE COMPANY THEREON
2 TO RE-ELECT MR. WANG HUIWEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3 TO RE-ELECT MR. LAU CHI PING MARTIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. NEIL NANPENG SHEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO AUTHORIZE THE BOARD OF DIRECTORS Mgmt For For
("BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
6 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL CLASS B SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2021
10.A TO APPROVE THE SUBSCRIPTION AGREEMENT (THE Mgmt For For
"TENCENT SUBSCRIPTION AGREEMENT") DATED
APRIL 19, 2021 AND ENTERED INTO BY THE
COMPANY AS ISSUER AND TENCENT MOBILITY
LIMITED ("TENCENT") AS SUBSCRIBER IN
RELATION TO THE SUBSCRIPTION OF 11,352,600
NEW SHARES (THE "TENCENT SUBSCRIPTION
SHARES") AT THE SUBSCRIPTION PRICE OF HKD
273.80 PER SHARE
10.B TO APPROVE THE GRANT OF A SPECIFIC MANDATE Mgmt For For
TO THE DIRECTORS OF THE COMPANY TO EXERCISE
ALL THE POWERS OF THE COMPANY TO ALLOT AND
ISSUE THE TENCENT SUBSCRIPTION SHARES,
SUBJECT TO AND IN ACCORDANCE WITH THE TERMS
AND CONDITIONS SET OUT IN THE TENCENT
SUBSCRIPTION AGREEMENT
10.C TO AUTHORIZE ANY ONE DIRECTOR OF THE Mgmt For For
COMPANY TO SIGN, EXECUTE, PERFECT AND
DELIVER ALL SUCH DOCUMENTS AND DEEDS, AND
DO ALL SUCH ACTS, MATTERS AND THINGS AS
ARE, IN THE OPINION OF SUCH DIRECTOR OF THE
COMPANY, DESIRABLE OR EXPEDIENT TO GIVE
EFFECT TO THE TENCENT SUBSCRIPTION
AGREEMENT, ALL THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND/OR ANY MATTER
ANCILLARY OR INCIDENTAL THERETO (INCLUDING
WITHOUT LIMITATION THE ALLOTMENT AND ISSUE
OF THE TENCENT SUBSCRIPTION SHARES PURSUANT
THERETO), TO AGREE TO SUCH VARIATIONS,
AMENDMENTS OR WAIVERS TO OR OF ANY OF THE
PROVISIONS OF THE TENCENT SUBSCRIPTION
AGREEMENT AND ALL DOCUMENTS ANCILLARY OR
INCIDENTAL THERETO AS ARE, IN THE OPINION
OF SUCH DIRECTOR OF THE COMPANY, NOT OF A
MATERIAL NATURE AND IN THE INTEREST OF THE
COMPANY, AND TO EFFECT OR IMPLEMENT ANY
OTHER MATTER REFERRED TO IN THIS RESOLUTION
11 TO AMEND THE MEMORANDUM AND ARTICLES OF Mgmt For For
ASSOCIATION TO UPDATE THE NAME OF THE
COMPANY FROM "MEITUAN DIANPING" TO
"MEITUAN"
--------------------------------------------------------------------------------------------------------------------------
MEITUAN DIANPING Agenda Number: 713104874
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: EGM
Meeting Date: 29-Sep-2020
Ticker: 3690 HK
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0911/2020091100448.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0911/2020091100420.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO APPROVE, SUBJECT TO AND CONDITIONAL UPON Mgmt For For
THE APPROVAL OF THE REGISTRAR OF COMPANIES
OF THE CAYMAN ISLANDS, THE CHANGE OF THE
ENGLISH NAME OF THE COMPANY FROM "MEITUAN
DIANPING" TO "MEITUAN" AND THE ADOPTION OF
THE CHINESE NAME OF ("AS SPECIFIED") AS THE
DUAL FOREIGN NAME OF THE COMPANY IN PLACE
OF ITS EXISTING CHINESE NAME OF ("AS
SPECIFIED") WITH EFFECT FROM THE DATE OF
REGISTRATION AS SET OUT IN THE CERTIFICATE
OF INCORPORATION ON CHANGE OF NAME ISSUED
BY THE REGISTRAR OF COMPANIES OF THE CAYMAN
ISLANDS
1.B TO AUTHORIZE ANY ONE DIRECTOR OF THE Mgmt For For
COMPANY ON BEHALF OF THE COMPANY TO DO ALL
SUCH ACTS AND THINGS AND EXECUTE AND
DELIVER ALL SUCH DOCUMENTS WHICH HE
CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT
FOR THE PURPOSE OF, OR IN CONNECTION WITH,
THE IMPLEMENTATION OF AND GIVING EFFECT TO
RESOLUTION NO. 1(A) ABOVE AND TO ATTEND TO
ANY REGISTRATION AND/OR FILING IN THE
CAYMAN ISLANDS AND HONG KONG ON BEHALF OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OPENDOOR TECHNOLOGIES, INC. Agenda Number: 935417560
--------------------------------------------------------------------------------------------------------------------------
Security: 683712103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OPEN
ISIN: US6837121036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cipora Herman Mgmt For For
Jonathan Jaffe Mgmt For For
Glenn Solomon Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm.
3. Approval, on an Advisory (Non-Binding) Mgmt For For
Basis, of the compensation of our named
executive officers ("say-on-pay" vote).
4. Approval, on an Advisory (Non-Binding) Mgmt 1 Year For
Basis, of the frequency of future
say-on-pay votes.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935246959
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Zheng Mgmt For
Huang be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Haifeng Mgmt For
Lin be re-elected as a director of the
Company.
3. As an ordinary resolution: THAT Mr. Nanpeng Mgmt For
Shen be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. George Mgmt For
Yong-Boon Yeo be re-elected as a director
of the Company.
6. As an ordinary resolution: THAT Mr. Anthony Mgmt For
Kam Ping Leung be re-elected as a director
of the Company.
7. As an ordinary resolution: THAT Mr. Lei Mgmt For
Chen be elected as a director of the
Company.
--------------------------------------------------------------------------------------------------------------------------
PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED Agenda Number: 713694619
--------------------------------------------------------------------------------------------------------------------------
Security: G71139102
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker: 1833 HK
ISIN: KYG711391022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0317/2021031700428.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0317/2021031700390.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND OF THE INDEPENDENT
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
2.A.I TO RE-ELECT THE FOLLOWING RETIRING Mgmt Against Against
DIRECTOR: MR. YAO JASON BO AS A
NON-EXECUTIVE DIRECTOR
2A.II TO RE-ELECT THE FOLLOWING RETIRING Mgmt Against Against
DIRECTOR: MS. CAI FANGFANG AS A
NON-EXECUTIVE DIRECTOR
2AIII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTOR: MR. LIU XIN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
2A.IV TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTOR: DR. CHOW WING KIN ANTHONY AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX ITS REMUNERATION FOR THE YEAR
ENDING 31 DECEMBER 2021
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES UP TO 20% OF THE AGGREGATE NUMBER OF
ISSUED SHARES OF THE COMPANY
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE
AGGREGATE NUMBER OF ISSUED SHARES OF THE
COMPANY
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 4(A) TO ISSUE ADDITIONAL SHARES
REPRESENTING THE NUMBER BOUGHT-BACK BY THE
COMPANY UNDER ORDINARY RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt For For
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt For For
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOCIAL CAPITAL HEDOSOPHIA HLDGS CORP II Agenda Number: 935312479
--------------------------------------------------------------------------------------------------------------------------
Security: G8250T109
Meeting Type: Special
Meeting Date: 17-Dec-2020
Ticker: IPOB
ISIN: KYG8250T1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The BCA Proposal: to consider and vote upon Mgmt For For
a proposal to approve by ordinary
resolution and adopt the Agreement and Plan
of Merger, dated as of September 15, 2020
(the "Merger Agreement"), by and among SCH,
Hestia Merger Sub Inc., a Delaware
corporation and a direct wholly owned
subsidiary of SCH ("Merger Sub") and
Opendoor Labs Inc., a Delaware corporation
(the "Opendoor"), a copy of which is
attached to this proxy statement/prospectus
statement as Annex A.
2. The Domestication Proposal: to consider and Mgmt For For
vote upon a proposal to approve by special
resolution, the change of SCH's
jurisdiction of incorporation by
deregistering as an exempted company in the
Cayman Islands and continuing and
domesticating as a corporation incorporated
under the laws of the State of Delaware
(the "Domestication" and, together with the
Merger, the "Business Combination") (the
"Domestication Proposal").
3. Organizational Documents Proposal A: to Mgmt For For
authorize the change in the authorized
capital stock of SCH from 500,000,000 Class
A ordinary shares, par value $0.0001 per
share (the "SCH Class A ordinary shares"),
50,000,000 Class B ordinary shares, par
value $0.0001 per share (the "Class B
ordinary shares" and, together with the
Class A ordinary shares, the "ordinary
shares"), and 5,000,000 preferred shares,
par value $0.0001 per share (the "SCH
preferred shares"), to 3,000,000,000 shares
of common stock,.
4. Organizational Documents Proposal B: to Mgmt For For
authorize the board of directors of
Opendoor Technologies to issue any or all
shares of Opendoor Technologies preferred
stock in one or more classes or series,
with such terms and conditions as may be
expressly determined by Opendoor
Technologies' board of directors and as may
be permitted by the DGCL ("Organizational
Documents Proposal B").
5. Organizational Documents Proposal C: to Mgmt For For
provide that Opendoor Technologies' board
of directors be divided into three classes
with only one class of directors being
elected in each year and each class serving
a three-year term ("Organizational
Documents Proposal C").
6. Organizational Documents Proposal D: to Mgmt For For
authorize all other changes in connection
with the replacement of Cayman
Constitutional Documents with the Proposed
Certificate of Incorporation and Proposed
Bylaws in connection with the consummation
of the Business Combination (copies of
which are attached to this proxy
statement/prospectus as Annex I and Annex
J, respectively),.
7. The Director Election Proposal: to consider Mgmt For For
and vote upon a proposal, assuming the BCA
Proposal, the Domestication Proposal and
the Organizational Documents Proposals are
approved, to elect seven directors who,
upon consummation of the Business
Combination, will be the directors of
Opendoor Technologies (the "Director
Election Proposal").
8. The Stock Issuance Proposal: to consider Mgmt For For
and vote upon a proposal to approve by
ordinary resolution for purposes of
complying with the applicable provisions of
NYSE Listing Rule 312.03, the issuance of
Opendoor Technologies common stock (the
"Stock Issuance Proposal").
9. The Incentive Award Plan Proposal: to Mgmt For For
consider and vote upon a proposal to
approve by ordinary resolution, the
Opendoor Technologies Inc. 2020 Incentive
Award Plan (the "Incentive Award Plan
Proposal").
10. The ESPP Proposal: to consider and vote Mgmt For For
upon a proposal to approve by ordinary
resolution, the Opendoor Technologies Inc.
2020 Employee Stock Purchase Plan (the
"ESPP Proposal").
11. The Adjournment Proposal: to consider and Mgmt For For
vote upon a proposal to approve the
adjournment of the extraordinary general
meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for the approval of
one or more proposals at the extraordinary
general meeting (the "Adjournment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TCS GROUP HOLDING PLC Agenda Number: 712988609
--------------------------------------------------------------------------------------------------------------------------
Security: 87238U203
Meeting Type: AGM
Meeting Date: 24-Aug-2020
Ticker: TCS LI
ISIN: US87238U2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF CHAIRPERSON OF THE MEETING Mgmt For For
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
LIMITED, CYPRUS AS AUDITORS OF THE COMPANY
AND TO AUTHORISE THE BOARD OF DIRECTORS TO
DETERMINE THE REMUNERATION OF THE AUDITORS
IN ACCORDANCE WITH THEIR TERMS OF
ENGAGEMENT
3 TO RE-APPOINT MR. JACQUES DER MEGREDITCHIAN Mgmt For For
AS A DIRECTOR OF THE COMPANY
4 TO APPROVE THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS
5 TO AUTHORISE THE BOARD OF DIRECTORS TO BUY Mgmt For For
BACK CLASS A SHARES, OR INTERESTS IN CLASS
A SHARES INCLUDING GLOBAL DEPOSITORY
RECEIPTS, IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr Against For
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
concerning the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 713147292
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: EGM
Meeting Date: 13-Oct-2020
Ticker: 9923 HK
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0923/2020092300424.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0923/2020092300558.pdf
1 TO APPROVE THE ADOPTION OF THE SHARE OPTION Mgmt For For
SCHEME AND TO AUTHORIZE THE DIRECTORS OF
THE COMPANY TO GRANT OPTIONS THEREUNDER AND
TO ALLOT AND ISSUE SHARES PURSUANT TO
EXERCISE OF OPTIONS
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 713575237
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: EGM
Meeting Date: 22-Feb-2021
Ticker: 9923 HK
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0128/2021012800558.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0128/2021012800590.pdf
1 (A) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
SHARE PURCHASE AGREEMENT (THE "AGREEMENT")
DATED DECEMBER 24, 2020 ENTERED INTO AMONG
(I) THE COMPANY AS THE PURCHASER, (II)
SOURCEWINNER LIMITED, BRIGHT USENING
LIMITED, BETTER ONE LIMITED, NICE GLOBE
LIMITED AND SUMMER.A LIMITED AS THE VENDORS
(COLLECTIVELY, THE "VENDORS"); AND (III)
MR. QIN LINGJIN (AS SPECIFIED), MR. ZHANG
GUOXIAN (AS SPECIFIED), MR. PEI XIAO (AS
SPECIFIED) AND MR. ZHANYANG (AS SPECIFIED)
AS THE FOUNDERS AND CHUANGXINZHONG LTD IN
RELATION TO THE ACQUISITION BY THE COMPANY
OF ADDITIONAL 42.5% EQUITY INTEREST IN
BEIJING CHUANGXINZHONG TECHNOLOGY CO., LTD.
(AS SPECIFIED) FOR AN AGGREGATE
CONSIDERATION OF RMB170,000,000 AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER; (B)
TO APPROVE THE ALLOTMENT AND ISSUE OF
4,902,718 NEW SHARES OF USD 0.000025 EACH
IN THE SHARE CAPITAL OF THE COMPANY (THE
"CONSIDERATION SHARES"), CREDITED AS FULLY
PAID, AT THE ISSUE PRICE OF HKD 37.50 PER
CONSIDERATION SHARE TO THE VENDORS PURSUANT
TO THE TERMS AND CONDITIONS OF THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER; AND (C) TO AUTHORIZE ANY ONE
DIRECTOR OF THE COMPANY (THE "DIRECTOR") TO
DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL
SUCH DOCUMENTS WHICH HE/SHE CONSIDERS
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF, OR IN CONNECTION WITH, THE
IMPLEMENTATION OF AND GIVING EFFECT TO THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER, INCLUDING THE ALLOTMENT AND
ISSUE OF THE CONSIDERATION SHARES, AS ARE,
IN THE OPINION OF THE DIRECTOR, IN THE
INTERESTS OF THE COMPANY AND ITS
SHAREHOLDERS AS A WHOLE
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 713938275
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker: 9923 HK
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900930.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900944.pdf
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR ENDED
DECEMBER 31, 2020
2.A1 MR. LIU YINGQI AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
2.A2 MR. YAO ZHIJIAN AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
2.A3 MR. LUO XIAOHUI AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
2.A4 MR. MATHIAS NICOLAUS SCHILLING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A5 MR. AKIO TANAKA AS A NON-EXECUTIVE DIRECTOR Mgmt For For
OF THE COMPANY
2.A6 MR. TAM BING CHUNG BENSON AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A7 MR. YAO WEI AS AN INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.A8 MR. YANG TAO AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt For For
FIX THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITORS AND AUTHORISE THE BOARD OF THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
6 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt For For
RESOLUTIONS 4 AND 5, THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 4 BY ADDING
THERETO THE SHARES OF THE COMPANY
REPURCHASED PURSUANT TO THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 5
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 714218143
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker: 4689 JP
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawabe,
Kentaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Idezawa,
Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jungho Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masuda, Jun
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Usumi, Yoshio
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 713447868
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: EGM
Meeting Date: 29-Dec-2020
Ticker: 6060 HK
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1210/2020121000823.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1210/2020121000861.pdf
1.A THAT THE REVISED ANNUAL CAP FOR THE Mgmt For For
CONTINUING CONNECTED TRANSACTIONS UNDER THE
ONLINE PLATFORM COOPERATION FRAMEWORK
AGREEMENT (AS DEFINED IN THE CIRCULAR OF
THE COMPANY DATED DECEMBER 11, 2020) (THE
"CIRCULAR")) FOR THE YEAR ENDING DECEMBER
31, 2020 (THE "REVISED 2020 ANNUAL CAP"),
BE AND ARE HEREBY APPROVED, CONFIRMED AND
RATIFIED
1.B THAT THE NEW ONLINE PLATFORM COOPERATION Mgmt For For
FRAMEWORK AGREEMENT (AS DEFINED IN THE
CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER BE AND ARE HEREBY APPROVED,
CONFIRMED AND RATIFIED
1.C THAT ANY ONE DIRECTOR OF THE COMPANY BE AND Mgmt For For
ARE HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND
THINGS AND TO SIGN AND EXECUTE ALL SUCH
OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL
SUCH STEPS AS HE/SHE MAY CONSIDER
NECESSARY, DESIRABLE, APPROPRIATE OR
EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO OR OTHERWISE IN CONNECTION WITH THE NEW
ONLINE PLATFORM COOPERATION FRAMEWORK
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER, AND THE REVISED 2020 ANNUAL CAP
2.A THAT THE RULES OF THE PROPOSED SHARE OPTION Mgmt For For
SCHEME OF ZHONGAN TECHNOLOGIES
INTERNATIONAL GROUP LIMITED (AS SPECIFIED)
(THE "ZATI SHARE OPTION SCHEME"), A COPY OF
WHICH IS TABLED AT THE MEETING AND MARKED
"A" AND INITIALED BY THE CHAIRMAN OF THE
MEETING FOR IDENTIFICATION PURPOSE, BE AND
IS HEREBY APPROVED AND ADOPTED; AND THE
DIRECTORS OF THE COMPANY BE AND ARE HEREBY
AUTHORISED TO DO ALL SUCH ACTS AND TO ENTER
INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS
AND AGREEMENTS AS MAY BE NECESSARY OR
EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO
THE ZATI SHARE OPTION SCHEME
2.B THAT THE RULES OF THE PROPOSED SHARE OPTION Mgmt For For
SCHEME OF ZA LIFE LIMITED (AS SPECIFIED)
(THE "ZA LIFE SHARE OPTION SCHEME"), A COPY
OF WHICH IS TABLED AT THE MEETING AND
MARKED "B" AND INITIALED BY THE CHAIRMAN OF
THE MEETING FOR IDENTIFICATION PURPOSE, BE
AND IS HEREBY APPROVED AND ADOPTED; AND THE
DIRECTORS OF THE COMPANY BE AND ARE HEREBY
AUTHORISED TO DO ALL SUCH ACTS AND TO ENTER
INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS
AND AGREEMENTS AS MAY BE NECESSARY OR
EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO
THE ZA LIFE SHARE OPTION SCHEME
2.C THAT THE RULES OF THE PROPOSED SHARE OPTION Mgmt For For
SCHEME OF ZA TECH GLOBAL LIMITED
CORPORATION (THE "ZA TECH SHARE OPTION
SCHEME"), A COPY OF WHICH IS TABLED AT THE
MEETING AND MARKED "C" AND INITIALED BY THE
CHAIRMAN OF THE MEETING FOR IDENTIFICATION
PURPOSE, BE AND IS HEREBY APPROVED AND
ADOPTED; AND THE DIRECTORS OF THE COMPANY
BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH
ACTS AND TO ENTER INTO ALL SUCH
TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS
AS MAY BE NECESSARY OR EXPEDIENT IN ORDER
TO GIVE FULL EFFECT TO THE ZA TECH SHARE
OPTION SCHEME
3 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
SHUANG ZHANG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 713734386
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker: 6060 HK
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0326/2021032601204.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0326/2021032601198.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED DECEMBER 31, 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2020
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED DECEMBER
31, 2020
4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2021: PRICEWATERHOUSECOOPERS AS
INTERNATIONAL AUDITORS AND
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
PRC AUDITORS
5 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt Against Against
XING JIANG AS AN EXECUTIVE DIRECTOR OF THE
THIRD SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE THIRD SESSION OF THE
BOARD OF DIRECTORS
6 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION OF THE DIRECTORS OF THE COMPANY
FOR THE YEAR 2020
7 TO CONSIDER AND APPROVE THE GRANT OF A Mgmt Against Against
GENERAL MANDATE TO THE BOARD OF DIRECTORS
OF THE COMPANY TO ISSUE SHARES
8 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt For For
Amit Sinha Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
ARK Genomic Revolution ETF
--------------------------------------------------------------------------------------------------------------------------
10X GENOMICS, INC. Agenda Number: 935414728
--------------------------------------------------------------------------------------------------------------------------
Security: 88025U109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TXG
ISIN: US88025U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Bryan E. Roberts,
Ph.D.
1B. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Kimberly J.
Popovits
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm to audit our
financial statements for our fiscal year
ending December 31, 2021.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
paid to our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
1LIFE HEALTHCARE, INC. Agenda Number: 935401276
--------------------------------------------------------------------------------------------------------------------------
Security: 68269G107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: ONEM
ISIN: US68269G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Dunlevie Mgmt For For
David P. Kennedy Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
908 DEVICES INC Agenda Number: 935421735
--------------------------------------------------------------------------------------------------------------------------
Security: 65443P102
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: MASS
ISIN: US65443P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fenel M. Eloi Mgmt For For
Jeffrey P. George Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION Agenda Number: 935406012
--------------------------------------------------------------------------------------------------------------------------
Security: 00650F109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ADPT
ISIN: US00650F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle Griffin Mgmt For For
Peter Neupert Mgmt For For
Leslie Trigg Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on named executive officers'
compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AQUABOUNTY TECHNOLOGIES, INC. Agenda Number: 935296170
--------------------------------------------------------------------------------------------------------------------------
Security: 03842K200
Meeting Type: Special
Meeting Date: 19-Nov-2020
Ticker: AQB
ISIN: US03842K2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to our third Mgmt For For
Amended and Restated Certification of
Incorporation, as amended, to increase the
number of authorized shares of our common
stock, $0.001 par value per share, from
50,000,000 to 80,000,000.
--------------------------------------------------------------------------------------------------------------------------
AQUABOUNTY TECHNOLOGIES, INC. Agenda Number: 935421711
--------------------------------------------------------------------------------------------------------------------------
Security: 03842K200
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: AQB
ISIN: US03842K2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Clothier Mgmt For For
Ricardo J. Alvarez Mgmt For For
Theodore J. Fisher Mgmt For For
Gail Sharps Meyers Mgmt For For
Alana D. Kirk Mgmt For For
Christine St.Clare Mgmt For For
Rick Sterling Mgmt For For
James C. Turk, Jr. Mgmt For For
Sylvia Wulf Mgmt For For
2. To ratify the appointment of Wolf & Mgmt For For
Company, P.C. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935285139
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of shares of common stock we are
authorized to issue from 30,000,000 shares
to 60,000,000 shares.
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935429957
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BEAM THERAPEUTICS INC. Agenda Number: 935402278
--------------------------------------------------------------------------------------------------------------------------
Security: 07373V105
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: BEAM
ISIN: US07373V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Kristina Mgmt For For
Burow
1B. Election of Class I Director: Graham Cooper Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BERKELEY LIGHTS INC. Agenda Number: 935366977
--------------------------------------------------------------------------------------------------------------------------
Security: 084310101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BLI
ISIN: US0843101017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Lucier Mgmt For For
Elizabeth Nelson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr Against For
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr Against For
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CAREDX, INC. Agenda Number: 935424325
--------------------------------------------------------------------------------------------------------------------------
Security: 14167L103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CDNA
ISIN: US14167L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. W. Bickerstaff, III Mgmt For For
Grace E. Colon, Ph.D. Mgmt For For
Ralph Snyderman, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation and Bylaws to
eliminate certain supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
CASTLE BIOSCIENCES INC. Agenda Number: 935410504
--------------------------------------------------------------------------------------------------------------------------
Security: 14843C105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CSTL
ISIN: US14843C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mara G. Aspinall Mgmt For For
Daniel M. Bradbury Mgmt For For
2. To ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935289290
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Special
Meeting Date: 04-Nov-2020
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Appointment of Mr. Jean-Pierre Garnier as a Mgmt For For
new board member.
E2 Amendment to the age limit applicable to Mgmt For For
directors, the chief executive officer and
deputy chief executive officers.
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935444404
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Resolution 1: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O2 Resolution 2: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O3 Resolution 3: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O4 Resolution 4: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O5 Resolution 5: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O6 Resolution 6: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O7 Resolution 7: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O8 Resolution 8: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O9 Resolution 9: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E10 Resolution 10: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E11 Resolution 11: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E12 Resolution 12: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E13 Resolution 13: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E14 Resolution 14: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E15 Resolution 15: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E16 Resolution 16: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E17 Resolution 17: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E18 Resolution 18: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E19 Resolution 19: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E20 Resolution 20: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E21 Resolution 21: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E22 Resolution 22: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E23 Resolution 23: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E24 Resolution 24: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E25 Resolution 25: Please see attached copy of Mgmt Against For
the Company's Notice of Meeting for
details.
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 935404032
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Swisher, Jr. Mgmt For For
Frank Witney, Ph.D. Mgmt For For
Eric Bjerkholt Mgmt For For
2. The approval of a certificate of amendment Mgmt For For
of the Company's Amended and Restated
Certificate of Incorporation, as amended,
to increase the total number of authorized
shares of common stock from 225,000,000
shares to 400,000,000 shares.
3. The approval of an amendment and Mgmt For For
restatement of the Company's Amended and
Restated 2008 Equity Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance
thereunder by 7,600,000 shares and to make
certain other changes thereto as described
further in the accompanying Proxy
Statement.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. The ratification of the selection by the Mgmt For For
Audit Committee of the Board of Directors
of Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CODEXIS, INC. Agenda Number: 935420707
--------------------------------------------------------------------------------------------------------------------------
Security: 192005106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CDXS
ISIN: US1920051067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Aaker, Ph.D. Mgmt For For
E. Martinborough, Ph.D. Mgmt For For
John Nicols Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935260771
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-election of Director: Paul Sekhri Mgmt For For
1B Re-election of Director: Anat Cohen-Dayag, Mgmt For For
Ph.D.
1C Re-election of Director: Eran Perry Mgmt For For
1D Re-election of Director: Gilead Halevy Mgmt For For
1E Re-election of Director: Jean-Pierre Mgmt For For
Bizzari, M.D.
1F Re-election of Director: Kinneret Livnat Mgmt For For
Savitzky, Ph.D.
1G Re-election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2 To approve the Amended and Restated Mgmt For For
Compensation Policy of the Company.
2A Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 2?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 2.
3A To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A gross
monthly base salary of NIS 134,125
effective as of March 1, 2020.
3AA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3A?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3A.
3B To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A
payment of a special cash bonus in the
amount of NIS 395,840.
3BA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3B?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3B.
3C To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
cash bonus plan for the years 2021, 2022
and 2023.
3CA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3C?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3C.
3D To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
equity award plan for the years 2021, 2022
and 2023 and an employee share purchase
plan for the years 2020, 2021, 2022 and
2023.
3DA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3D?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3D.
4 To approve an annual equity award plan to Mgmt For For
the non-executive members of the Board of
Directors.
5 To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst & Young Global), as the
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020, and until the
next annual general meeting and to
authorize the Board, upon recommendation of
the Audit Committee, to determine the
remuneration of Kost Forer Gabbay &
Kasierer (a member of Ernst & Young
Global), in accordance with the volume and
nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE, INC. Agenda Number: 935400565
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meeta Chatterjee, Ph.D. Mgmt For For
Andrew Hirsch Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EVOGENE LTD. Agenda Number: 935272966
--------------------------------------------------------------------------------------------------------------------------
Security: M4119S104
Meeting Type: Annual
Meeting Date: 19-Oct-2020
Ticker: EVGN
ISIN: IL0011050551
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Ms. Sarit Firon Mgmt For For
1B. Re-election of Director: Mr. Martin S. Mgmt For For
Gerstel
1C. Re-election of Director: Mr. Ziv Kop Mgmt For For
1D. Re-election of Director: Dr. Adrian Percy Mgmt For For
1E. Re-election of Director: Mr. Leon Y. Mgmt For For
Recanati
1F. Re-election of Director: Dr. Oded Shoseyov Mgmt For For
2. Approval and ratification of past and Mgmt For For
future annual option grants for each of Mr.
Martin S. Gerstel and Mr. Leon Y. Recanati.
3. Approval of grant of options to purchase Mgmt For For
500,000 of the Company's ordinary shares to
the Company's President & CEO, Mr. Ofer
Haviv.
3A. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 3 [MUST COMPLETE]. Please confirm
if you are a controlling shareholder/have a
personal interest if you do not vote FOR or
AGAINST the vote on the corresponding
proposal will not count.
4. Approval and ratification of the Company's Mgmt For For
obtaining coverage under its renewed
director and officer liability, or D&O,
insurance policies.
5. Approval of amendment to the Company's Mgmt For For
Officers Compensation Policy that inserts
detail as to D&O insurance coverage levels,
premiums and deductibles.
5A. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 5 [MUST COMPLETE]. Please confirm
if you are a controlling shareholder/have a
personal interest if you do not vote FOR or
AGAINST the vote on the corresponding
proposal will not count.
6. Approval of the re-appointment of Kost Mgmt For For
Forer Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's next annual general meeting of
shareholders, and the authorization of the
Company's Board of Directors or the audit
committee thereof to fix such accounting
firm's annual compensation.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FATE THERAPEUTICS, INC. Agenda Number: 935398710
--------------------------------------------------------------------------------------------------------------------------
Security: 31189P102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FATE
ISIN: US31189P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Hershberg, M.D, Ph.D Mgmt For For
Michael Lee Mgmt For For
W.H. Rastetter, Ph.D. Mgmt For For
2. To approve the ratification of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's Amended and Restated
Certificate of Incorporation to increase
the amount of authorized common stock from
150,000,000 shares to 250,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
GUARDANT HEALTH, INC. Agenda Number: 935420810
--------------------------------------------------------------------------------------------------------------------------
Security: 40131M109
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: GH
ISIN: US40131M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Helmy Mgmt For For
Eltoukhy, Ph.D.
1B. Election of Class III Director: AmirAli Mgmt For For
Talasaz, Ph.D.
1C. Election of Class III Director: Bahija Mgmt For For
Jallal, Ph.D.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Guardant Health, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 935380864
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul J. Clancy Mgmt For For
1.4 Election of Director: Wendy L. Dixon Mgmt For For
1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.6 Election of Director: Edmund P. Harrigan Mgmt For For
1.7 Election of Director: Katherine A. High Mgmt For For
1.8 Election of Director: Herve Hoppenot Mgmt For For
2. Approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Approve amendments to the Company's Amended Mgmt For For
and Restated 2010 Stock Incentive Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935424705
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred Cohen, M.D D.Phil Mgmt For For
J. Francois Formela, MD Mgmt For For
Frank Verwiel, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935268335
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Special
Meeting Date: 01-Oct-2020
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to adopt the Mgmt For For
Agreement and Plan of Merger and Plan of
Reorganization, dated as of June 21, 2020,
by and among Invitae Corporation, Apollo
Merger Sub A Inc., Apollo Merger Sub B LLC,
ArcherDX, Inc. and Kyle Lefkoff, solely in
his capacity as holders' representative,
and approve the merger contemplated
thereby.
2. To vote on a proposal to approve, for the Mgmt For For
purpose of complying with the applicable
provisions of NYSE Listing Rule 312.03, the
issuance of up to an aggregate of
approximately 16.3 million shares of
Invitae common stock in a private placement
and the issuance of warrants to purchase
1.0 million shares of Invitae common stock
in connection with a senior secured term
loan facility.
3. To vote on a proposal to approve the Mgmt For For
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
in the event there are not sufficient votes
at the time of the special meeting to
approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr Against For
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935403977
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett Monia Mgmt For For
Frederick Muto Mgmt For For
Peter Reikes Mgmt For For
2. To approve an amendment of the Ionis Mgmt For For
Pharmaceuticals, Inc. 2011 Equity Incentive
Plan to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
6,700,000 shares to an aggregate of
29,700,000 shares and add a fungible share
counting ratio.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LONGVIEW ACQUISITION CORP. Agenda Number: 935330275
--------------------------------------------------------------------------------------------------------------------------
Security: 543195101
Meeting Type: Special
Meeting Date: 12-Feb-2021
Ticker: LGVW
ISIN: US5431951012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - to Mgmt For For
approve the Business Combination Agreement,
dated as of November 19, 2020 (as may be
amended, the "Business Combination
Agreement"), by and among Longview
Acquisition Corp. ("Longview"), Clay Merger
Sub, Inc., a wholly-owned subsidiary of
Longview, and Butterfly Network, Inc.
("Butterfly"), and the transactions
contemplated thereby, pursuant to which
Clay Merger Sub, Inc. will merge with and
into Butterfly (the "Merger"), with
Butterfly surviving the Merger as a wholly
owned subsidiary of Longview.
2. The Charter Amendment Proposal, including Mgmt For For
the Advisory Charter Amendment Proposals -
to approve, assuming Proposal 1 is
approved, the proposed amended and restated
certificate of incorporation (the "Proposed
Charter") to replace Longview's current
amended and restated certificate of
incorporation, dated May 20, 2020 (the
"Current Charter") and to be in effect as
of the effective time of the Merger; and to
approve, on a non- binding advisory basis,
the following material differences between
the Proposed Charter and Current Charter.
2A. The Proposed Charter will authorize the Mgmt Against Against
issuance of (i) 600,000,000 shares of New
Butterfly Class A common stock, (ii)
27,000,000 shares of New Butterfly Class B
common stock, and (iii) 1,000,000 shares of
preferred stock, as opposed to the Current
Charter, which authorizes the issuance of
(a) 220,000,000 shares of common stock,
including 200,000,000 shares of Longview
Class A common stock and 20,000,000 shares
of Longview Class B common stock, and (b)
1,000,000 shares of Longview preferred
stock.
2B. Under the Proposed Charter, holders of New Mgmt Against Against
Butterfly Class A common stock will be
entitled to cast one vote per share and
holders of New Butterfly Class B common
stock will be entitled to cast 20 votes per
share, as opposed to the Current Charter,
which provides that each share of Longview
Class A common stock and Longview Class B
common stock is entitled to one vote per
share on each matter properly submitted to
Longview's stockholders entitled to vote.
2C. Under the Proposed Charter, any action Mgmt Against Against
required or permitted to be taken by the
stockholders of New Butterfly may be taken
by written consent until the time the
issued and outstanding shares of New
Butterfly Class B common stock represent
less than 50% of the voting power of the
then outstanding shares of capital stock of
New Butterfly that would be entitled to
vote for the election of directors, as
opposed to the Bylaws of Longview, which
permit holders of Longview capital stock to
take stockholder action by written consent.
2D. Amendments to the Proposed Charter relating Mgmt Against Against
to stockholders' rights will require the
affirmative vote of (i) so long as any
shares of Class A or Class B common stock
are outstanding, at least a majority or
two-thirds of the outstanding shares of
such class, respectively, voting
separately; and (ii) a majority of the
voting power of the then-outstanding
capital stock entitled to vote in the
election of directors, as opposed to the
Current Charter, which requires any such
amendment be approved in accordance with
Delaware law.
2E. The proposed Bylaws may be amended by (i) Mgmt Against Against
the majority vote of the Board at any
meeting at which a quorum is present or
(ii) depending on whether the voting power
of the outstanding Class B common stock is
more or less than 50% of the total voting
power, the vote of a majority or 2/3,
respectively, of the holders of capital
stock entitled to vote, as opposed to the
current Bylaws, which may be amended by a
majority of the Board or the holders of a
majority of the outstanding shares entitled
to vote generally in the election of
directors.
2F. The Proposed Charter provides that the Mgmt Against Against
number of directors will be fixed and may
be modified solely by the Board, but cannot
exceed a certain threshold without the
affirmative vote of the holders of,
depending on whether the voting power of
the outstanding Class B common stock is
more or less than 50% of the total voting
power, the vote of a majority or 2/3,
respectively, of the holders of capital
stock entitled to vote, as opposed to the
Current Charter, which provides that the
number of directors will be determined by
the Board.
3. The NYSE Proposal - to approve, assuming Mgmt For For
Proposals 1 and 2 are approved, the
issuance of up to 7,500,000 shares of Class
A common stock pursuant to the Forward
Purchase; 17,500,000 shares of Class A
common stock to the Pipe Investors pursuant
to the Subscription Agreements, plus any
additional shares pursuant to Subscription
Agreements entered into prior to Closing;
and 118,401,695 shares of capital stock to
existing Butterfly stockholders per the
Business Combination Agreement, assuming a
January 31, 2021 closing date.
4A. Election of Director: Jonathan M. Rothberg, Mgmt For For
Ph.D.
4B. Election of Director: Larry Robbins Mgmt For For
4C. Election of Director: Todd M. Fruchterman, Mgmt For For
M.D., Ph.D.
4D. Election of Director: Dawn Carfora Mgmt For For
4E. Election of Director: John Hammergren Mgmt For For
4F. Election of Director: Gianluca Pettiti Mgmt For For
4G. Election of Director: S. Louise Phanstiel Mgmt For For
5. The Equity Incentive Plan Proposal - to Mgmt Against Against
approve, assuming Proposals 1, 2 and 3 are
approved and adopted, the 2020 Equity
Incentive Plan (the "Plan"), including the
authorization of the initial share reserve
under the Plan, including with respect to
the number of shares that may be issued
pursuant to the exercise of incentive stock
options granted.
6. The Adjournment Proposal - to approve the Mgmt For For
adjournment of the Special Meeting to a
later date or dates, if necessary, to
permit further solicitation and vote of
proxies if, based upon the tabulated vote
at the time of the Special Meeting, any of
Proposals 1, 2, 3 or 5 would not be duly
approved and adopted by the stockholders or
we determine that one or more of the
closing conditions under the Business
Combination Agreement is not satisfied or
waived.
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 935421216
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elisha W. Finney Mgmt For For
1B. Election of Director: Gregory Norden Mgmt For For
1C. Election of Director: Janet George Mgmt For For
1D. Election of Director: Charles P. Waite Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935332584
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020.
4. Reduction of Share Capital. Mgmt For For
5. Further Share Repurchases. Mgmt For For
6A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
6B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2022.
6C. Advisory Vote on the 2020 Compensation Mgmt For For
Report.
7A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Chairman.
7B. Re-election of Nancy C. Andrews Mgmt For For
7C. Re-election of Ton Buechner Mgmt For For
7D. Re-election of Patrice Bula Mgmt For For
7E. Re-election of Elizabeth Doherty Mgmt For For
7F. Re-election of Ann Fudge Mgmt For For
7G. Re-election of Bridgette Heller Mgmt For For
7H. Re-election of Frans van Houten Mgmt For For
7I. Re-election of Simon Moroney Mgmt For For
7J. Re-election of Andreas von Planta Mgmt For For
7K. Re-election of Charles L. Sawyers Mgmt For For
7L. Re-election of Enrico Vanni Mgmt For For
7M. Re-election of William T. Winters Mgmt For For
8A. Re-election of Patrice Bula to the Mgmt For For
Compensation Committee.
8B. Re-election of Bridgette Heller to the Mgmt For For
Compensation Committee.
8C. Re-election of Enrico Vanni to the Mgmt For For
Compensation Committee.
8D. Re-Election of William T. Winters to the Mgmt For For
Compensation Committee.
8E. Election of Simon Moroney to the Mgmt For For
Compensation Committee.
9. Re-election of the Statutory Auditor. Mgmt For For
10. Re-election of the Independent Proxy. Mgmt For For
11. Amendment to Article 20 Paragraph 3 of the Mgmt For For
Articles of Incorporation.
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935257419
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith E. Murphy Mgmt For For
Adam Stern Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Board's appointment of three additional
directors to our Board immediately
following the final adjournment of the 2020
Annual Meeting.
3. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935242189
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 04-Aug-2020
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election Of Class I Director: Christian O. Mgmt For For
Henry
1.2 Election Of Class I Director: John F. Mgmt For For
Milligan, Ph.D.
1.3 Election Of Class I Director: Lucy Shapiro, Mgmt For For
Ph.D
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approval of the Company's 2020 Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935421533
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Randy Mgmt For For
Livingston
1.2 Election of Class II Director: Marshall Mgmt For For
Mohr
1.3 Election of Class II Director: Hannah Mgmt For For
Valantine, MD
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PERSONALIS, INC. Agenda Number: 935366597
--------------------------------------------------------------------------------------------------------------------------
Security: 71535D106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: PSNL
ISIN: US71535D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: John West Mgmt For For
1.2 Election of Class II Director: Alan Mgmt For For
Colowick, M.D.
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPEUTICS, INC. Agenda Number: 935398936
--------------------------------------------------------------------------------------------------------------------------
Security: 72940R300
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: PSTI
ISIN: US72940R3003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next annual meeting: Zami Aberman
1B. Election of Director to serve until the Mgmt For For
next annual meeting: Mark Germain
1C. Election of Director to serve until the Mgmt For For
next annual meeting: Moria Kwiat
1D. Election of Director to serve until the Mgmt For For
next annual meeting: Maital
Shemesh-Rasmussen
1E. Election of Director to serve until the Mgmt For For
next annual meeting: Rami Levi
1F. Election of Director to serve until the Mgmt For For
next annual meeting: Doron Shorrer
1G. Election of Director to serve until the Mgmt For For
next annual meeting: Yaky Yanay
2. To ratify the selection of Kesselman & Mgmt For For
Kesselman, Certified Public Accountants
(Isr.), a member firm of
PricewaterhouseCoopers International
Limited, as independent registered public
accounting firm of the Company for the
fiscal year ending June 30, 2021.
3. To consider and approve, by a nonbinding Mgmt For For
advisory vote, the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt For For
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REPARE THERAPEUTICS INC. Agenda Number: 935379164
--------------------------------------------------------------------------------------------------------------------------
Security: 760273102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: RPTX
ISIN: US7602731025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerel Davis, Ph.D. Mgmt For For
Todd Foley Mgmt For For
Ann D. Rhoads Mgmt For For
2. To appoint Ernst & Young LLP as the Mgmt For For
independent registered public accounting
firm of the Company for its fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935409450
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to hold Mgmt For For
office until the 2023 Annual meeting:
Richard J. Barry
1.2 Election of Class II Director to hold Mgmt For For
office until the 2023 Annual meeting: M.
Kathleen Behrens, Ph.D.
1.3 Election of Class II Director to hold Mgmt For For
office until the 2023 Annual meeting:
Claude Nicaise, M.D.
2. To hold an advisory vote to approve, on a Mgmt For For
non-binding basis, named executive officer
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the current year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SCHRODINGER, INC. Agenda Number: 935414906
--------------------------------------------------------------------------------------------------------------------------
Security: 80810D103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SDGR
ISIN: US80810D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Ramy Farid
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Gary Ginsberg
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SEER, INC. Agenda Number: 935417370
--------------------------------------------------------------------------------------------------------------------------
Security: 81578P106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: SEER
ISIN: US81578P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine Friedman Mgmt For For
Omead Ostadan Mgmt For For
Mostafa Ronaghi, Ph.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SERES THERAPEUTICS, INC. Agenda Number: 935419134
--------------------------------------------------------------------------------------------------------------------------
Security: 81750R102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: MCRB
ISIN: US81750R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Behar Mgmt For For
Paul R. Biondi Mgmt For For
Kurt C. Graves Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SURFACE ONCOLOGY, INC. Agenda Number: 935411481
--------------------------------------------------------------------------------------------------------------------------
Security: 86877M209
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SURF
ISIN: US86877M2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffrey McDonough M.D Mgmt For For
Laurie D. Stelzer Mgmt For For
Elliott Sigal, M.D Ph.D Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Surface
Oncology, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 935417558
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. Akkaraju, M.D Ph.D. Mgmt For For
Phillip A. Sharp, Ph.D. Mgmt For For
Richard A. Young, Ph.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935457437
--------------------------------------------------------------------------------------------------------------------------
Security: 874060205
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: TAK
ISIN: US8740602052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appropriation of Surplus Mgmt For
2 Partial Amendment to the Articles of Mgmt For
Incorporation
3A Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Christophe
Weber
3B Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masato
Iwasaki
3C Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Andrew Plump
3D Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Costa
Saroukos
3E Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Masahiro
Sakane
3F Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Oliver Bohuon
3G Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Jean-Luc
Butel
3H Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Ian Clark
3I Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Yoshiaki
Fujimori
3J Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Steven Gillis
3K Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Shiro Kuniya
3L Election of Director who is not Audit and Mgmt For
Supervisory Committee Member: Toshiyuki
Shiga
4.1 Election of Director who is an Audit and Mgmt For
Supervisory Committee Member: Masami Iijima
5 Payment of Bonuses to Directors who are not Mgmt For
Audit and Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. S?rensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 3 Years For
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935410085
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji Mgmt For For
John L. Bishop Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr Against For
at the meeting, regarding a report on
political spending.
ARK Autonomous Technology & Robotics ETF (fka Ark Industrial Innovation ETF)
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935404222
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
Robert M. Stavis Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal to elect each director Shr For
annually, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
3D SYSTEMS CORPORATION Agenda Number: 935383606
--------------------------------------------------------------------------------------------------------------------------
Security: 88554D205
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: DDD
ISIN: US88554D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Malissia R. Clinton Mgmt For For
1B. Election of Director: William E. Curran Mgmt For For
1C. Election of Director: Thomas W. Erickson Mgmt For For
1D. Election of Director: Jeffrey A. Graves Mgmt For For
1E. Election of Director: Charles W. Hull Mgmt For For
1F. Election of Director: William D. Humes Mgmt For For
1G. Election of Director: Jim D. Kever Mgmt For For
1H. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1I. Election of Director: Kevin S. Moore Mgmt For For
1J. Election of Director: Vasant Padmanabhan Mgmt For For
1K. Election of Director: John J. Tracy Mgmt For For
1L. Election of Director: Jeffrey Wadsworth Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal to reduce the Shr Against For
ownership required for stockholders to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935262232
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catharine Merigold Mgmt For For
Wahid Nawabi Mgmt For For
Stephen F. Page Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm.
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr Against For
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr Against For
Policy.
5. Shareholder Proposal - Report on Diversity Shr Against For
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935250833
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Special
Meeting Date: 10-Aug-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF MR. NOAZ BAR NIR AS AN EXTERNAL Mgmt For For
DIRECTOR FOR A FIRST THREE-YEAR TERM
COMMENCING ON THE CLOSE OF THE MEETING.
1A. Please indicate if you are a Controlling Mgmt Against
Shareholder of the Company or have a
Personal Interest (the terms "Controlling
Shareholder" and "Personal Interest," as
defined in the Company's Proxy Statement of
July 6, 2020) in the approval of the above
resolution. (Please note: if you do not
mark either Yes or No, your shares will not
be voted) Mark "for" = yes or "against" =
no.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935294962
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. RE-ELECTION OF DIRECTOR: Michael Federmann Mgmt For For
1b. RE-ELECTION OF DIRECTOR: Rina Baum Mgmt For For
1c. RE-ELECTION OF DIRECTOR: Yoram Ben-Zeev Mgmt For For
1d. RE-ELECTION OF DIRECTOR: David Federmann Mgmt For For
1e. RE-ELECTION OF DIRECTOR: Dov Ninveh Mgmt For For
1f. RE-ELECTION OF DIRECTOR: Ehood (Udi) Nisan Mgmt For For
1g. RE-ELECTION OF DIRECTOR: Yuli Tamir Mgmt For For
2. EXTENDING THE INDEMNIFICATION LETTERS OF Mgmt For For
MR. M. FEDERMANN AND MR. D. FEDERMANN BY AN
ADDITIONAL THREE YEARS.
2A. Solely for the purpose of voting on Mgmt Against
Proposal 2, please indicate if you are a
Controlling Shareholder of the Company, or
if you have a Personal Interest (as each of
these terms is defined in the Proxy
Statement), in the approval of Proposal 2.
(Please note: if you do not mark either Yes
or No, your shares will NOT be voted). Mark
"for" = yes or "against" = no.
3. RE-APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For
AUDITOR, KOST, FORER, GABBAY & KASIERER, A
MEMBER OF ERNST & YOUNG GLOBAL, AS THE
INDEPENDENT AUDITOR OF THE COMPANY FOR THE
FISCAL YEAR 2020 AND UNTIL THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935352043
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE AMENDED COMPENSATION POLICY Mgmt No vote
OF THE COMPANY, SUBSTANTIALLY IN THE FORM
OF EXHIBIT A ATTACHED TO THE ACCOMPANYING
PROXY STATEMENT.
1A Solely for the purpose of voting on Mgmt No vote
Proposal 1, please indicate if you are a
Controlling Shareholder of the Company, or
if you have a Personal Interest (as each of
these terms is defined in the Proxy
Statement), in the approval of Proposal 1.
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not mark FOR=YES or AGAINST=NO your
shares will not be voted for the Proposal
1.
2 APPROVAL OF THE AMENDED EMPLOYMENT Mgmt No vote
AGREEMENT OF THE COMPANY'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER, MR. BEZHALEL
MACHLIS.
2A Solely for the purpose of voting on Mgmt No vote
Proposal 2, please indicate if you are a
Controlling Shareholder of the Company, or
if you have a Personal Interest (as each of
these terms is defined in the Proxy
Statement), in the approval of Proposal
2.Please confirm you are a controlling
shareholder/have a personal interest. If
you do not mark FOR=YES or AGAINST=NO your
shares will not be voted for the Proposal
2.
3A APPROVAL OF THE PROVISION OF EXEMPTION Mgmt No vote
LETTERS, SUBSTANTIALLY IN THE FORM OF
EXHIBIT B ATTACHED TO THE ACCOMPANYING
PROXY STATEMENT, TO MR. BEZHALEL MACHLIS,
MR. MICHAEL FEDERMANN AND MR. DAVID
FEDERMANN.
3AA Solely for the purpose of voting on Mgmt No vote
Proposal 3a, please indicate if you are a
Controlling Shareholder of the Company, or
if you have a Personal Interest (as each of
these terms is defined in the Proxy
Statement), in the approval of Proposal 3a.
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not mark FOR=YES or AGAINST=NO your
shares will not be voted for the Proposal
3A.
3B APPROVAL OF THE PROVISION OF EXEMPTION Mgmt No vote
LETTERS, SUBSTANTIALLY IN THE FORM OF
EXHIBIT B ATTACHED TO THE ACCOMPANYING
PROXY STATEMENT, TO CURRENT AND FUTURE
DIRECTORS OF THE COMPANY WHO ARE NOT DIRECT
OR INDIRECT CONTROLLING SHAREHOLDERS OF THE
COMPANY OR RELATIVES THEREOF.
--------------------------------------------------------------------------------------------------------------------------
EXPERIENCE INVESTMENT CORP. Agenda Number: 935394421
--------------------------------------------------------------------------------------------------------------------------
Security: 30217C109
Meeting Type: Special
Meeting Date: 05-May-2021
Ticker: EXPC
ISIN: US30217C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the business combination Mgmt For For
described in the accompanying proxy
statement, including (a) adopting the
Agreement and Plan of Merger, dated as of
December 14, 2020 (as the same has been or
may be amended, modified, supplemented or
waived from time to time, the "Merger
Agreement"), by and among EIC, Experience
Merger Sub, Inc., subsidiary of EIC
("Merger Sub") and BLADE Urban Air
Mobility, Inc. ("Blade"), a copy of which
is attached to the accompanying proxy
statement as Annex A which, among other
things, provides for the merger of Merger.
2. To approve and adopt the second amended and Mgmt For For
restated certificate of incorporation of
EIC in the form attached to the
accompanying proxy statement as Annex F
(the "second amended and restated
certificate of incorporation").
3A. To approve, on a non-binding advisory Mgmt Against Against
basis, certain governance provisions in the
second amended and restated certificate of
incorporation, presented separately below
in accordance with the United States
Securities and Exchange Commission
requirements: To cause EIC to not be
governed by Section 203 of the Delaware
General Corporate Law ("DGCL") and,
instead, include a provision in the second
amended and restated certificate of
incorporation that is substantially similar
to Section 203 of the DGCL.
3B. To approve, on a non-binding advisory Mgmt For For
basis, certain governance provisions in the
second amended and restated certificate of
incorporation, presented separately below
in accordance with the United States
Securities and Exchange Commission
requirements: To approve an increase of
EIC's total number of authorized shares of
all classes of capital stock from
111,000,000 shares to 402,000,000 shares.
3C. To approve provisions in the second amended Mgmt For For
and restated certificate of incorporation
that provide that certain transactions are
not "corporate opportunities" and that each
of the Sponsor and each member of the EIC
Board who is not an employee of EIC and
their respective affiliates and the
investment funds.
4. To approve and adopt the Experience Mgmt For For
Investment Corp. 2021 Omnibus Incentive
Plan and the materials thereunder,
including the authorization of the initial
share reserve thereunder. A copy of such
incentive plan is attached to the
accompanying proxy statement as Annex E.
5. DIRECTOR
Edward Philip Mgmt For For
David Zaslav Mgmt For For
Eric Affeldt Mgmt For For
Kenneth Lerer Mgmt For For
Jane Garvey Mgmt For For
Robert Wiesenthal Mgmt For For
Susan Lyne Mgmt For For
6. To approve, for purposes of complying with Mgmt For For
the applicable provisions of National
Association of Securities Dealers Automated
Quotations ("Nasdaq") Rules 5635(a), (b)
and (d), (a) the issuance of more than 20%
of EIC's issued and outstanding shares of
common stock in connection with the
Transactions (as described in the
accompanying proxy statement), including,
without limitation, the PIPE Investment and
the issuance of more than 20% of EIC's
issued and outstanding shares to a single
holder (as described in the accompanying
proxy statement).
7. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of Proposal Nos. 1 through 6.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC. Agenda Number: 935368971
--------------------------------------------------------------------------------------------------------------------------
Security: 46269C102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IRDM
ISIN: US46269C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Niehaus Mgmt For For
Thomas C. Canfield Mgmt For For
Matthew J. Desch Mgmt For For
Thomas J. Fitzpatrick Mgmt For For
L. Anthony Frazier Mgmt For For
Jane L. Harman Mgmt For For
Alvin B. Krongard Mgmt For For
Suzanne E. McBride Mgmt For For
Admiral Eric T. Olson Mgmt For For
Steven B. Pfeiffer Mgmt For For
Parker W. Rush Mgmt For For
Henrik O. Schliemann Mgmt For For
Barry J. West Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection by the Board of Mgmt For For
Directors of Ernst & Young LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 935447842
--------------------------------------------------------------------------------------------------------------------------
Security: 500458401
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: KMTUY
ISIN: US5004584018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appropriation of Surplus. Mgmt For
2.1 Election of Director: Tetsuji Ohashi Mgmt For
2.2 Election of Director: Hiroyuki Ogawa Mgmt For
2.3 Election of Director: Masayuki Moriyama Mgmt For
2.4 Election of Director: Kiyoshi Mizuhara Mgmt For
2.5 Election of Director: Makoto Kigawa Mgmt For
2.6 Election of Director: Takeshi Kunibe Mgmt For
2.7 Election of Director: Arthur M. Mitchell Mgmt For
2.8 Election of Director: Takeshi Horikoshi Mgmt For
2.9 Election of Director: Naoko Saiki Mgmt For
3.1 Election of Audit & Supervisory Board Mgmt For
Member: Kotaro Ohno
3.2 Election of Audit & Supervisory Board Mgmt For
Member: Yasuhiro Inagaki
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935395067
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Anderson Mgmt For For
Eric DeMarco Mgmt For For
William Hoglund Mgmt For For
Scot Jarvis Mgmt For For
Jane Judd Mgmt For For
Samuel Liberatore Mgmt For For
Amy Zegart Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers, as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr Against For
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 935373718
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Peter G. Bowie Mgmt For For
1B Election of Director: Mary S. Chan Mgmt For For
1C Election of Director: Hon. V. Peter Harder Mgmt For For
1D Election of Director: Seetarama S. Kotagiri Mgmt For For
(CEO)
1E Election of Director: Dr. Kurt J. Lauk Mgmt For For
1F Election of Director: Robert F. MacLellan Mgmt For For
1G Election of Director: Mary Lou Maher Mgmt For For
1H Election of Director: Cynthia A. Niekamp Mgmt For For
1I Election of Director: William A. Ruh Mgmt For For
1J Election of Director: Dr. Indira V. Mgmt For For
Samarasekera
1K Election of Director: Lisa S. Westlake Mgmt For For
1L Election of Director: William L. Young Mgmt For For
02 Reappointment of Deloitte LLP as the Mgmt For For
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
03 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the Board of Directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying management information
circular/proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935286838
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Dismissal and appointment statutory auditor Mgmt For For
E2. Amendment of the object and the purposes of Mgmt For For
the Company, as well as the
responsibilities of the Board of Directors,
following the acquisition of the B-Corp
label.
E4. Renewal of the authorisation to the Board Mgmt For For
of Directors to increase the capital in the
context of the authorised capital.
E5. Authorisation to the Board of Directors to Mgmt For For
(a) acquire own shares and (b) acquire or
dispose of own shares when this is
necessary to prevent an imminent serious
disadvantage for the Company.
E6. Amendment and restatement of the articles Mgmt For For
of association of the Company to bring
these in line with the Belgian Companies
and Associations Code
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935313572
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 31-Dec-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. I. Decision to merge, in accordance with Mgmt For For
the aforementioned merger proposal, by
absorption of the limited liability company
"AILANTHUS", with its registered office at
Huldenberg (B-3040 Huldenberg), Jan Van der
Vorstlaan 19, with company number 0461.745.
338 RPR Leuven ("company being absorbed"),
by way of transfer under universal title,
whereby all assets and liabilities, both
rights and obligations, resulting from the
dissolution without liquidation are
transferred to the limited ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935460585
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Approval of the statutory annual accounts Mgmt For For
of Materialise NV: Proposed resolution:
approval of the statutory annual accounts
of Materialise NV relating to the financial
year ended on 31 December 2020.
4. Appropriation of the result: Proposed Mgmt For For
resolution: approval to impute the net
profit of the financial year 2020 (Euro
1.603.404) to the loss carried forward of
the previous financial year (Euro
23.345.497), as a result of which the
aggregate loss amounts to Euro 21.742.093.
5. Discharge to the directors: Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
mandate during the financial year ended on
31 December 2020, including discharge for
the late convocation of this annual
meeting.
6. Discharge to the auditor: Proposed Mgmt For For
resolution: granting discharge to the
auditor for the performance of their
mandate during the financial year ended on
31 December 2020, including, insofar as
necessary, discharge for the late
convocation of this annual meeting.
7A. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7B. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7C. Proposed resolution: renewing the Mgmt For For
appointment as director of A TRE C CVOA,
permanently represented by Mr Johan De
Lille, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7D. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7E. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jurgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7F. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jos Vander
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7G. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7H. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7I. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Volker Hammes,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7J. Proposed resolution: approval of the Mgmt For For
appointment as director Mr Sander Vancraen
as of the date of the shareholders'
meeting, for a period of one year after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8. Powers: Proposed resolution: granting Mgmt For For
powers to Carla Van Steenbergen, Felix
Theus and Ben Schepers, each with power to
act alone and with power of substitution
and without prejudice to other delegations
of power to the extent applicable, for any
filings and publication formalities in
relation to the above resolutions.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935239423
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Annual
Meeting Date: 07-Jul-2020
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin as the Company's Mgmt For
independent registered public accounting
firm for the year ending December 31, 2020,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation.
2. To approve the Increase of Share Capital by Mgmt For
NIS 1,000,000,000, to NIS 1,250,000,000,
divided into 12,500,000,000 Ordinary
Shares, par value NIS 0.10 each, and to
amend the Company's articles of association
to effect the same, as set forth in the
Proxy Statement.
3. To approve the Additional Increase of Share Mgmt For
Capital by NIS 2,500,000,000, to NIS
3,750,000,000, divided into 37,500,000,000
Ordinary Shares, par value NIS 0.10 each,
and to amend Article 35 of the Company's
articles of association, as set forth in
the Proxy Statement.
4. To amend and restate the Compensation Mgmt For
Policy for the Company's directors and
officers, in the form attached as Exhibit A
to the Proxy Statement.
4A. Are you a controlling shareholder of the Mgmt Against
Company and or have a personal interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in the approval
of the proposal, as set forth in the Proxy
Statement. If you do not mark either Yes or
No, your shares will not be voted for
Proposal No. 4. Mark "for" = yes or
"against" = no.
5. To approve the proposed Amended Terms of Mgmt For
Mr. Yoav Stern, with regard to his position
as the Company's President and Chief
Executive Officer, as set forth in Exhibit
B of this proxy statement, and to authorize
the Company to enter into the Amended
Advisory Agreement with Mr. Stern
reflecting such Amended Terms.
5A. Are you a controlling shareholder of the Mgmt Against
Company and or have a personal interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in the approval
of the proposal, as set forth in the Proxy
Statement. If you do not mark either Yes or
No, your shares will not be voted for
Proposal No. 5. Mark "for" = yes or
"against" = no.
6. To approve the investment by Mr. Yoav Stern Mgmt For
and the issuance of warrants to Mr. Yoav
Stern, as set forth in Exhibit C to the
Proxy Statement.
6A. Are you a controlling shareholder of the Mgmt Against
Company and or have a personal interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in the approval
of the proposal, as set forth in the Proxy
Statement. If you do not mark either Yes or
No, your shares will not be voted for
Proposal No. 6. Mark "for" = yes or
"against" = no.
7. To grant Mr. Ofir Baharav, Mr. Simon Mgmt For
Anthony-Fried, Mr. Amit Dror, Mr. Yaron
Eitan, Mr. Roni Kleinfeld, Mr. Christopher
Moran, and Ms. Nira Poran, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
7A. Are you a controlling shareholder of the Mgmt Against
Company and or have a personal interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in the approval
of the proposal, as set forth in the Proxy
Statement?. If you do not mark either Yes
or No, your shares will not be voted for
Proposal No. 7. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935332863
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Special
Meeting Date: 15-Feb-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To increase the Company's registered share Mgmt For For
capital and to amend and restate the
Company's Amended and Restated Articles of
Association to reflect the same.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935429541
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation.
2. To re-appoint Mr. Amit Dror and Mr. Roni Mgmt For For
Kleinfeld as Class I directors of the
Company for a term of three years that
expires at the third annual general meeting
of shareholders following such re-election
or until they cease to serve in their
office in accordance with the provisions of
the Company's Amended and Restated Articles
of Association or any law, whichever is the
earlier.
3. To authorize Yoav Stern to serve as both Mgmt For For
the Company's Chairman of the Board of
Directors and Chief Executive Officer for a
three-year term following the date of the
Meeting.
3A. I/We confirm that I am/ we are NOT a Mgmt Take No Action
controlling shareholder of the Company and/
or do NOT have a personal interest in
Proposal No. 3. If you do not indicate a
response YES for this item 3a, your shares
will not be voted for Proposal No. 3. Mark
For=Yes or Against=No
4. To grant Mr. Simon Anthony-Fried, Mr. Amit Mgmt For For
Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld,
Mr. Christopher Moran, Dr. Eli David, Ms.
Nira Poran and Mr. Oded Gera, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935257419
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith E. Murphy Mgmt For For
Adam Stern Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Board's appointment of three additional
directors to our Board immediately
following the final adjournment of the 2020
Annual Meeting.
3. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 935351457
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark C. Pigott Mgmt For For
1B. Election of Director: Dame Alison J. Mgmt For For
Carnwath
1C. Election of Director: Franklin L. Feder Mgmt For For
1D. Election of Director: R. Preston Feight Mgmt For For
1E. Election of Director: Beth E. Ford Mgmt For For
1F. Election of Director: Kirk S. Hachigian Mgmt For For
1G. Election of Director: Roderick C. McGeary Mgmt For For
1H. Election of Director: John M. Pigott Mgmt For For
1I. Election of Director: Ganesh Ramaswamy Mgmt For For
1J. Election of Director: Mark A. Schulz Mgmt For For
1K. Election of Director: Gregory M. E. Mgmt For For
Spierkel
2. Stockholder proposal regarding Shr For Against
supermajority voting provisions if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 935374936
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Bodor Mgmt For For
1B. Election of Director: Archie C. Black Mgmt For For
1C. Election of Director: Sujeet Chand Mgmt For For
1D. Election of Director: Moonhie Chin Mgmt For For
1E. Election of Director: Rainer Gawlick Mgmt For For
1F. Election of Director: John B. Goodman Mgmt For For
1G. Election of Director: Donald G. Krantz Mgmt For For
1H. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC. Agenda Number: 935388098
--------------------------------------------------------------------------------------------------------------------------
Security: 754212108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: RAVN
ISIN: US7542121089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jason M. Andringa Mgmt For For
1.2 Election of Director: Thomas S. Everist Mgmt For For
1.3 Election of Director: Janet M. Holloway Mgmt For For
1.4 Election of Director: Kevin T. Kirby Mgmt For For
1.5 Election of Director: Marc E. LeBaron Mgmt For For
1.6 Election of Director: Lois M. Martin Mgmt For For
1.7 Election of Director: Richard W. Parod Mgmt For For
1.8 Election of Director: Daniel A. Rykhus Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our executive officers
disclosed in the proxy statement.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
Company's fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935289670
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 30-Nov-2020
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election or re-election of Director: Dov Mgmt For For
Ofer
1b. Election or re-election of Director: Zeev Mgmt For For
Holtzman
1c. Election or re-election of Director: John Mgmt For For
J. McEleney
1d. Election or re-election of Director: Ziva Mgmt For For
Patir
1e. Election or re-election of Director: David Mgmt For For
Reis
1f. Election or re-election of Director: Mgmt For For
Michael Schoellhorn
1g. Election or re-election of Director: Yair Mgmt For For
Seroussi
1h. Election or re-election of Director: Adina Mgmt For For
Shorr
2. Approval of the continuation of the payment Mgmt For For
of the current annual compensation packages
(consisting of annual cash fees for Board
and committee service, annual option grants
and per meeting cash fees) to the
non-employee directors of the Company in
respect of their directorship services on
the Company's Board of Directors (the
"Board").
3. Approval of compensation for the Company's Mgmt For For
new Chairman of the Board, Dov Ofer.
4. Approval of an increase by 500,000 in the Mgmt For For
number of ordinary shares available for
issuance under the Company's 2012 Omnibus
Equity Incentive Plan.
5. Approval of amendment to Compensation Mgmt For For
Policy to amend D&O insurance coverage and
premium/deductible parameters.
5a. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 5 [MUST COMPLETE].
6. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2020 and until the Company's
next annual general meeting of
shareholders, and authorization of the
Board (upon recommendation of the audit
committee of the Board) to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr Against For
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935345593
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denise R. Cade Mgmt For For
Simon M. Lorne Mgmt For For
Wesley W. von Schack Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution on the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935401834
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Special
Meeting Date: 13-May-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance (the "Teledyne Mgmt For For
Share Issuance Proposal") of Teledyne
Technologies Incorporated ("Teledyne")
common stock, $0.01 par value per share, in
connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated as of January 4, 2021, by and
among Teledyne, Firework Merger Sub I,
Inc., a Delaware corporation and a wholly
owned subsidiary of Teledyne, Firework
Merger Sub II, LLC, and FLIR Systems, Inc.
2. To approve one or more adjournments of the Mgmt For For
Teledyne Special Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
the Teledyne Share Issuance Proposal at the
time of the Teledyne Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr Against For
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 935369315
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: Paul A. Camuti Mgmt For For
1C. Election of Director: John F. Hartner Mgmt For For
1D. Election of Director: John Irvin Mgmt For For
1E. Election of Director: Gregory F. Pashke Mgmt For For
1F. Election of Director: William F. Strome Mgmt For For
1G. Election of Director: Roger W. Thiltgen Mgmt For For
1H. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. Approval of amendment to Certificate of Mgmt For For
Incorporation to provide for stockholder
removal of directors with or without cause.
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to named executive
officers in 2020.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935365393
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
James C. Dalton Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VUZIX CORPORATION Agenda Number: 935429515
--------------------------------------------------------------------------------------------------------------------------
Security: 92921W300
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: VUZI
ISIN: US92921W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul Travers
1b. Election of Director to serve until the Mgmt For For
2022 annual meeting: Grant Russell
1c. Election of Director to serve until the Mgmt For For
2022 annual meeting: Edward Kay
1d. Election of Director to serve until the Mgmt For For
2022 annual meeting: Timothy Harned
1e. Election of Director to serve until the Mgmt For For
2022 annual meeting: Emily Nagle Green
1f. Election of Director to serve until the Mgmt For For
2022 annual meeting: Raj Rajgopal
1g. Election of Director to serve until the Mgmt For For
2022 annual meeting: Azita Arvani
2. To ratify the appointment of Freed Maxick, Mgmt For For
CPAs, P.C. as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WORKHORSE GROUP INC. Agenda Number: 935259590
--------------------------------------------------------------------------------------------------------------------------
Security: 98138J206
Meeting Type: Annual
Meeting Date: 21-Sep-2020
Ticker: WKHS
ISIN: US98138J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Raymond Chess Mgmt For For
1B. Election of Director: Harry DeMott Mgmt For For
1C. Election of Director: H. Benjamin Samuels Mgmt For For
1D. Election of Director: Gerald B. Budde Mgmt For For
1E. Election of Director: Duane Hughes Mgmt For For
1F. Election of Director: Michael Clark Mgmt For For
1G. Election of Director: Jacqueline A. Dedo Mgmt For For
1H. Election of Director: Pamela S. Mader Mgmt For For
2. Proposal to approve, for purposes of NASDAQ Mgmt For For
Listing Rule 5635(d), the issuance of the
maximum number of shares of our common
stock issuable in connection with the
potential future (A) conversion of the Note
issued pursuant to the Securities Purchase
Agreement, dated June 30, 2020, by and
between the Company and HT Investments MA
LLC, and (B) delivery of shares of common
stock in lieu of cash payments of interest
and principal on the Note.
3. Proposal to ratify the appointment of GRANT Mgmt For For
THORNTON LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935346735
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated October 26, 2020, as it may
be amended from time to time, which is
referred to as the "merger agreement,"
among Advanced Micro Devices, Inc., which
is referred to as "AMD," Thrones Merger
Sub, Inc., a wholly owned subsidiary of
AMD, which is referred to as "Merger Sub,"
and Xilinx, which proposal is referred to
as the "Xilinx merger proposal".
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation that may
be paid or become payable to Xilinx's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement, which
proposal is referred to as the "Xilinx
compensation proposal".
3. Proposal to approve the adjournment of the Mgmt For For
Xilinx special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Xilinx special meeting to approve
the Xilinx merger proposal or to ensure
that any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Xilinx stockholders, which proposal is
referred to as the "Xilinx adjournment
proposal".
ARK Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
10X GENOMICS, INC. Agenda Number: 935414728
--------------------------------------------------------------------------------------------------------------------------
Security: 88025U109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TXG
ISIN: US88025U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Bryan E. Roberts,
Ph.D.
1B. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Kimberly J.
Popovits
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm to audit our
financial statements for our fiscal year
ending December 31, 2021.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
paid to our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935404222
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
Robert M. Stavis Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal to elect each director Shr For
annually, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BEAM THERAPEUTICS INC. Agenda Number: 935402278
--------------------------------------------------------------------------------------------------------------------------
Security: 07373V105
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: BEAM
ISIN: US07373V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Kristina Mgmt For For
Burow
1B. Election of Class I Director: Graham Cooper Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BERKELEY LIGHTS INC. Agenda Number: 935366977
--------------------------------------------------------------------------------------------------------------------------
Security: 084310101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BLI
ISIN: US0843101017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Lucier Mgmt For For
Elizabeth Nelson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 935404032
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Swisher, Jr. Mgmt For For
Frank Witney, Ph.D. Mgmt For For
Eric Bjerkholt Mgmt For For
2. The approval of a certificate of amendment Mgmt For For
of the Company's Amended and Restated
Certificate of Incorporation, as amended,
to increase the total number of authorized
shares of common stock from 225,000,000
shares to 400,000,000 shares.
3. The approval of an amendment and Mgmt For For
restatement of the Company's Amended and
Restated 2008 Equity Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance
thereunder by 7,600,000 shares and to make
certain other changes thereto as described
further in the accompanying Proxy
Statement.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. The ratification of the selection by the Mgmt For For
Audit Committee of the Board of Directors
of Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935260771
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-election of Director: Paul Sekhri Mgmt For For
1B Re-election of Director: Anat Cohen-Dayag, Mgmt For For
Ph.D.
1C Re-election of Director: Eran Perry Mgmt For For
1D Re-election of Director: Gilead Halevy Mgmt For For
1E Re-election of Director: Jean-Pierre Mgmt For For
Bizzari, M.D.
1F Re-election of Director: Kinneret Livnat Mgmt For For
Savitzky, Ph.D.
1G Re-election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2 To approve the Amended and Restated Mgmt For For
Compensation Policy of the Company.
2A Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 2?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 2.
3A To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A gross
monthly base salary of NIS 134,125
effective as of March 1, 2020.
3AA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3A?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3A.
3B To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A
payment of a special cash bonus in the
amount of NIS 395,840.
3BA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3B?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3B.
3C To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
cash bonus plan for the years 2021, 2022
and 2023.
3CA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3C?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3C.
3D To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
equity award plan for the years 2021, 2022
and 2023 and an employee share purchase
plan for the years 2020, 2021, 2022 and
2023.
3DA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3D?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3D.
4 To approve an annual equity award plan to Mgmt For For
the non-executive members of the Board of
Directors.
5 To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst & Young Global), as the
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020, and until the
next annual general meeting and to
authorize the Board, upon recommendation of
the Audit Committee, to determine the
remuneration of Kost Forer Gabbay &
Kasierer (a member of Ernst & Young
Global), in accordance with the volume and
nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE, INC. Agenda Number: 935400565
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meeta Chatterjee, Ph.D. Mgmt For For
Andrew Hirsch Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FATE THERAPEUTICS, INC. Agenda Number: 935398710
--------------------------------------------------------------------------------------------------------------------------
Security: 31189P102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FATE
ISIN: US31189P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Hershberg, M.D, Ph.D Mgmt For For
Michael Lee Mgmt For For
W.H. Rastetter, Ph.D. Mgmt For For
2. To approve the ratification of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's Amended and Restated
Certificate of Incorporation to increase
the amount of authorized common stock from
150,000,000 shares to 250,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935354768
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Mr. Tsang Wah Kwong be re-elected and Mgmt For
appointed as a director of the Company,
effective from the closing of this AGM.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935424705
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred Cohen, M.D D.Phil Mgmt For For
J. Francois Formela, MD Mgmt For For
Frank Verwiel, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr Against For
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935268335
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Special
Meeting Date: 01-Oct-2020
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to adopt the Mgmt For For
Agreement and Plan of Merger and Plan of
Reorganization, dated as of June 21, 2020,
by and among Invitae Corporation, Apollo
Merger Sub A Inc., Apollo Merger Sub B LLC,
ArcherDX, Inc. and Kyle Lefkoff, solely in
his capacity as holders' representative,
and approve the merger contemplated
thereby.
2. To vote on a proposal to approve, for the Mgmt For For
purpose of complying with the applicable
provisions of NYSE Listing Rule 312.03, the
issuance of up to an aggregate of
approximately 16.3 million shares of
Invitae common stock in a private placement
and the issuance of warrants to purchase
1.0 million shares of Invitae common stock
in connection with a senior secured term
loan facility.
3. To vote on a proposal to approve the Mgmt For For
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
in the event there are not sufficient votes
at the time of the special meeting to
approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr Against For
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC. Agenda Number: 935368971
--------------------------------------------------------------------------------------------------------------------------
Security: 46269C102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IRDM
ISIN: US46269C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Niehaus Mgmt For For
Thomas C. Canfield Mgmt For For
Matthew J. Desch Mgmt For For
Thomas J. Fitzpatrick Mgmt For For
L. Anthony Frazier Mgmt For For
Jane L. Harman Mgmt For For
Alvin B. Krongard Mgmt For For
Suzanne E. McBride Mgmt For For
Admiral Eric T. Olson Mgmt For For
Steven B. Pfeiffer Mgmt For For
Parker W. Rush Mgmt For For
Henrik O. Schliemann Mgmt For For
Barry J. West Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection by the Board of Mgmt For For
Directors of Ernst & Young LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935415629
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Robin Henderson Mgmt For For
1D. Election of Director: Douglas Lebda Mgmt For For
1E. Election of Director: Steven Ozonian Mgmt For For
1F. Election of Director: Saras Sarasvathy Mgmt For For
1G. Election of Director: G. Kennedy Thompson Mgmt For For
1H. Election of Director: Jennifer Witz Mgmt For For
2. To approve our Employee Stock Purchase Mgmt For For
Plan.
3. To approve an Amendment and Restatement to Mgmt For For
our Sixth Amended and Restated 2008 Stock
and Annual Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935286838
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Dismissal and appointment statutory auditor Mgmt For For
E2. Amendment of the object and the purposes of Mgmt For For
the Company, as well as the
responsibilities of the Board of Directors,
following the acquisition of the B-Corp
label.
E4. Renewal of the authorisation to the Board Mgmt For For
of Directors to increase the capital in the
context of the authorised capital.
E5. Authorisation to the Board of Directors to Mgmt For For
(a) acquire own shares and (b) acquire or
dispose of own shares when this is
necessary to prevent an imminent serious
disadvantage for the Company.
E6. Amendment and restatement of the articles Mgmt For For
of association of the Company to bring
these in line with the Belgian Companies
and Associations Code
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935313572
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 31-Dec-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. I. Decision to merge, in accordance with Mgmt For For
the aforementioned merger proposal, by
absorption of the limited liability company
"AILANTHUS", with its registered office at
Huldenberg (B-3040 Huldenberg), Jan Van der
Vorstlaan 19, with company number 0461.745.
338 RPR Leuven ("company being absorbed"),
by way of transfer under universal title,
whereby all assets and liabilities, both
rights and obligations, resulting from the
dissolution without liquidation are
transferred to the limited ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935460585
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Approval of the statutory annual accounts Mgmt For For
of Materialise NV: Proposed resolution:
approval of the statutory annual accounts
of Materialise NV relating to the financial
year ended on 31 December 2020.
4. Appropriation of the result: Proposed Mgmt For For
resolution: approval to impute the net
profit of the financial year 2020 (Euro
1.603.404) to the loss carried forward of
the previous financial year (Euro
23.345.497), as a result of which the
aggregate loss amounts to Euro 21.742.093.
5. Discharge to the directors: Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
mandate during the financial year ended on
31 December 2020, including discharge for
the late convocation of this annual
meeting.
6. Discharge to the auditor: Proposed Mgmt For For
resolution: granting discharge to the
auditor for the performance of their
mandate during the financial year ended on
31 December 2020, including, insofar as
necessary, discharge for the late
convocation of this annual meeting.
7A. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7B. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7C. Proposed resolution: renewing the Mgmt For For
appointment as director of A TRE C CVOA,
permanently represented by Mr Johan De
Lille, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7D. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7E. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jurgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7F. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jos Vander
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7G. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7H. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7I. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Volker Hammes,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7J. Proposed resolution: approval of the Mgmt For For
appointment as director Mr Sander Vancraen
as of the date of the shareholders'
meeting, for a period of one year after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8. Powers: Proposed resolution: granting Mgmt For For
powers to Carla Van Steenbergen, Felix
Theus and Ben Schepers, each with power to
act alone and with power of substitution
and without prejudice to other delegations
of power to the extent applicable, for any
filings and publication formalities in
relation to the above resolutions.
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 935421216
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elisha W. Finney Mgmt For For
1B. Election of Director: Gregory Norden Mgmt For For
1C. Election of Director: Janet George Mgmt For For
1D. Election of Director: Charles P. Waite Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935332584
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020.
4. Reduction of Share Capital. Mgmt For For
5. Further Share Repurchases. Mgmt For For
6A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
6B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2022.
6C. Advisory Vote on the 2020 Compensation Mgmt For For
Report.
7A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Chairman.
7B. Re-election of Nancy C. Andrews Mgmt For For
7C. Re-election of Ton Buechner Mgmt For For
7D. Re-election of Patrice Bula Mgmt For For
7E. Re-election of Elizabeth Doherty Mgmt For For
7F. Re-election of Ann Fudge Mgmt For For
7G. Re-election of Bridgette Heller Mgmt For For
7H. Re-election of Frans van Houten Mgmt For For
7I. Re-election of Simon Moroney Mgmt For For
7J. Re-election of Andreas von Planta Mgmt For For
7K. Re-election of Charles L. Sawyers Mgmt For For
7L. Re-election of Enrico Vanni Mgmt For For
7M. Re-election of William T. Winters Mgmt For For
8A. Re-election of Patrice Bula to the Mgmt For For
Compensation Committee.
8B. Re-election of Bridgette Heller to the Mgmt For For
Compensation Committee.
8C. Re-election of Enrico Vanni to the Mgmt For For
Compensation Committee.
8D. Re-Election of William T. Winters to the Mgmt For For
Compensation Committee.
8E. Election of Simon Moroney to the Mgmt For For
Compensation Committee.
9. Re-election of the Statutory Auditor. Mgmt For For
10. Re-election of the Independent Proxy. Mgmt For For
11. Amendment to Article 20 Paragraph 3 of the Mgmt For For
Articles of Incorporation.
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935257419
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith E. Murphy Mgmt For For
Adam Stern Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Board's appointment of three additional
directors to our Board immediately
following the final adjournment of the 2020
Annual Meeting.
3. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 935351457
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark C. Pigott Mgmt For For
1B. Election of Director: Dame Alison J. Mgmt For For
Carnwath
1C. Election of Director: Franklin L. Feder Mgmt For For
1D. Election of Director: R. Preston Feight Mgmt For For
1E. Election of Director: Beth E. Ford Mgmt For For
1F. Election of Director: Kirk S. Hachigian Mgmt For For
1G. Election of Director: Roderick C. McGeary Mgmt For For
1H. Election of Director: John M. Pigott Mgmt For For
1I. Election of Director: Ganesh Ramaswamy Mgmt For For
1J. Election of Director: Mark A. Schulz Mgmt For For
1K. Election of Director: Gregory M. E. Mgmt For For
Spierkel
2. Stockholder proposal regarding Shr For Against
supermajority voting provisions if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935421533
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Randy Mgmt For For
Livingston
1.2 Election of Class II Director: Marshall Mgmt For For
Mohr
1.3 Election of Class II Director: Hannah Mgmt For For
Valantine, MD
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935428169
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alec Gallimore Mgmt For For
Rathi Murthy Mgmt For For
Alex Solomon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of the Company for
its fiscal year ending January 31, 2022.
3. To conduct an advisory, non-binding vote to Mgmt For For
approve the compensation of our named
executive officers.
4. To conduct an advisory, non-binding vote on Mgmt 1 Year For
the frequency of future advisory,
non-binding votes to approve the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PALANTIR TECHNOLOGIES INC. Agenda Number: 935420012
--------------------------------------------------------------------------------------------------------------------------
Security: 69608A108
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: PLTR
ISIN: US69608A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander Karp Mgmt For For
Stephen Cohen Mgmt For For
Peter Thiel Mgmt For For
Alexander Moore Mgmt For For
Spencer Rascoff Mgmt For For
Alexandra Schiff Mgmt For For
Lauren Friedman Stat Mgmt For For
2. Advisory vote on frequency of executive Mgmt 3 Years For
compensation votes.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Palantir's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 935374936
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Bodor Mgmt For For
1B. Election of Director: Archie C. Black Mgmt For For
1C. Election of Director: Sujeet Chand Mgmt For For
1D. Election of Director: Moonhie Chin Mgmt For For
1E. Election of Director: Rainer Gawlick Mgmt For For
1F. Election of Director: John B. Goodman Mgmt For For
1G. Election of Director: Donald G. Krantz Mgmt For For
1H. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt For For
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SERES THERAPEUTICS, INC. Agenda Number: 935419134
--------------------------------------------------------------------------------------------------------------------------
Security: 81750R102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: MCRB
ISIN: US81750R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Behar Mgmt For For
Paul R. Biondi Mgmt For For
Kurt C. Graves Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt For For
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935289670
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 30-Nov-2020
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election or re-election of Director: Dov Mgmt For For
Ofer
1b. Election or re-election of Director: Zeev Mgmt For For
Holtzman
1c. Election or re-election of Director: John Mgmt For For
J. McEleney
1d. Election or re-election of Director: Ziva Mgmt For For
Patir
1e. Election or re-election of Director: David Mgmt For For
Reis
1f. Election or re-election of Director: Mgmt For For
Michael Schoellhorn
1g. Election or re-election of Director: Yair Mgmt For For
Seroussi
1h. Election or re-election of Director: Adina Mgmt For For
Shorr
2. Approval of the continuation of the payment Mgmt For For
of the current annual compensation packages
(consisting of annual cash fees for Board
and committee service, annual option grants
and per meeting cash fees) to the
non-employee directors of the Company in
respect of their directorship services on
the Company's Board of Directors (the
"Board").
3. Approval of compensation for the Company's Mgmt For For
new Chairman of the Board, Dov Ofer.
4. Approval of an increase by 500,000 in the Mgmt For For
number of ordinary shares available for
issuance under the Company's 2012 Omnibus
Equity Incentive Plan.
5. Approval of amendment to Compensation Mgmt For For
Policy to amend D&O insurance coverage and
premium/deductible parameters.
5a. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 5 [MUST COMPLETE].
6. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2020 and until the Company's
next annual general meeting of
shareholders, and authorization of the
Board (upon recommendation of the audit
committee of the Board) to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr Against For
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 935417558
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. Akkaraju, M.D Ph.D. Mgmt For For
Phillip A. Sharp, Ph.D. Mgmt For For
Richard A. Young, Ph.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr Against For
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr Against For
withdrawn
7. A stockholder proposal regarding a director Shr Against For
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935410085
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji Mgmt For For
John L. Bishop Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt For For
Amit Sinha Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
ARK Israel Innovative Technology ETF
--------------------------------------------------------------------------------------------------------------------------
ALLOT LTD. Agenda Number: 935273665
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION, EFFECTIVE
IMMEDIATELY UPON THE APPROVAL OF THIS
PROPOSAL 1, TO PROVIDE FOR THE ELIMINATION
OF THE DIFFERENT CLASSES OF MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD"), SO THAT AFTER COMPLETION OF THEIR
CURRENT TERM, THE TERM OF EACH DIRECTOR WHO
IS ELECTED OR REELECTED AT OR AFTER THE
ANNUAL MEETING (OTHER THAN OUTSIDE
DIRECTORS, WHO SHALL CONTINUE TO SERVE FOR
FIXED THREE-YEAR TERMS IN ACCORDANCE ..
(DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL).
2. TO REELECT ITSIK (ITZHAK) DANZIGER AS A Mgmt For For
CLASS II DIRECTOR, TO SERVE UNTIL THE 2023
ANNUAL MEETING OF SHAREHOLDERS (OR, IF
PROPOSAL 1 IS APPROVED, UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS), AND UNTIL
HIS SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
3. TO REELECT MIRON (RONNIE) KENNETH AS A Mgmt For For
CLASS II DIRECTOR, TO SERVE UNTIL THE 2023
ANNUAL MEETING OF SHAREHOLDERS (OR, IF
PROPOSAL 1 IS APPROVED, UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS), AND UNTIL
HIS SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
4. TO APPROVE A GRANT OF 30,000 RESTRICTED Mgmt For For
SHARE UNITS ("RSUS") OF THE COMPANY TO
YIGAL JACOBY, THE COMPANY'S CHAIRMAN OF THE
BOARD.
5. TO APPROVE A GRANT OF 60,000 RSUS OF THE Mgmt For For
COMPANY TO EREZ ANTEBI, THE COMPANY'S
PRESIDENT AND CHIEF EXECUTIVE OFFICER.
5A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt Against
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAEL COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 5, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 5
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU DO NOT CHECK THE BOX FOR (YES)
THEN YOUR VOTE WILL NOT COUNT FOR THE
PROPOSAL #5. MARK "FOR" = YES OR "AGAINST"
= NO.
6. TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt For For
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935263157
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
1A. PLEASE NOTE: with respect to Proposal 1, Mgmt For
please indicate by checking the "FOR" box
at the right, that you are NOT a
controlling shareholder and that you do NOT
have a personal interest in this resolution
(see explanation at the bottom of this
card). Please confirm you are a controlling
shareholder/have a personal interest If you
do not check the box FOR then your vote
will not count for the Proposal # 1.
2. TO REELECT MR. JOSEPH TENNE AS A CLASS II Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
3. TO ADOPT NEW ARTICLES OF ASSOCIATION AND Mgmt For For
MEMORANDUM OF ASSOCIATION.
4. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2020 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AUGWIND ENERGY TECH STORAGE LTD Agenda Number: 713626010
--------------------------------------------------------------------------------------------------------------------------
Security: M6058P108
Meeting Type: SGM
Meeting Date: 01-Apr-2021
Ticker: AUGN IT
ISIN: IL0011059073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT GABRIEL SELIGSOHN AS DIRECTOR Mgmt For For
2 APPROVE EMPLOYMENT TERMS OF GABRIEL Mgmt Against Against
SELIGSOHN, CHAIRMAN
CMMT 23 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
25 MAR 2021 TO 01 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AUGWIND ENERGY TECH STORAGE LTD Agenda Number: 713740505
--------------------------------------------------------------------------------------------------------------------------
Security: M6058P108
Meeting Type: SGM
Meeting Date: 27-Apr-2021
Ticker: AUGN IT
ISIN: IL0011059073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
2 APPROVE AMENDED EMPLOYMENT TERMS OF YOGEV Mgmt For For
OR, CEO
3 APPROVE ANNUAL BONUS TO YOGEV OR, CEO AND Mgmt For For
CONTROLLER
--------------------------------------------------------------------------------------------------------------------------
BATM ADVANCED COMMUNICATIONS LTD Agenda Number: 713408830
--------------------------------------------------------------------------------------------------------------------------
Security: M19199112
Meeting Type: AGM
Meeting Date: 17-Dec-2020
Ticker: BATM IT
ISIN: IL0010849045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 RECEIPT OF THE DIRECTORS' REPORT AND ANNUAL Mgmt For For
ACCOUNTS
2 APPROVAL OF THE REPORT OF THE REMUNERATION Mgmt For For
COMMITTEE
3 RE-APPOINTMENT OF THE AUDITORS AND Mgmt For For
AUTHORISING THE BOARD OF DIRECTORS TO FIX
THE AUDITOR'S REMUNERATION
4.1 ELECTION OF DIRECTOR: RE-APPOINTMENT OF DR. Mgmt For For
GIDEON CHITAYAT
4.2 ELECTION OF DIRECTOR: RE-APPOINTMENT OF DR. Mgmt For For
ZVI MAROM
4.3 ELECTION OF DIRECTOR: RE-APPOINTMENT OF MR. Mgmt For For
MOTI NAGAR
5 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION, BY ADDING NEW
ARTICLES 10A-10D, AS SET FORTH IN ANNEX A
TO THE NOTICE OF AGM
6 TO APPROVE AN AMENDMENT TO ARTICLE 35.2.1 Mgmt For For
OF THE COMPANY'S ARTICLES OF ASSOCIATION,
AS SET FORTH IN ANNEX B TO THE NOTICE OF
AGM
7 TO APPROVE THE EXTENSION OF THE CURRENT Mgmt For For
REMUNERATION POLICY FOR THE COMPANY'S
EXECUTIVE OFFICERS FOR AN ADDITIONAL
ONE-YEAR PERIOD UNTIL THE NEXT AGM OF THE
COMPANY
8 TO APPROVE THE PAYMENT OF A ONE-TIME ANNUAL Mgmt For For
BONUS TO THE CHIEF FINANCIAL OFFICER, MOTI
NAGAR, OF USD 120,000 FOR 2019 (AT THE
REPRESENTATIVE RATE OF THE ISRAELI NIS ON
THE DATE OF APPROVAL BY THE BOARD), IN
ACCORDANCE WITH HIS ENTITLEMENT UNDER HIS
EMPLOYMENT CONTRACT
CMMT 24 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
16 DEC 2020 TO 07 DEC 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BET SHEMESH ENGINES HOLDINGS (1997) LTD, BEIT SHEM Agenda Number: 713818295
--------------------------------------------------------------------------------------------------------------------------
Security: M20119109
Meeting Type: SGM
Meeting Date: 03-May-2021
Ticker: BSEN IT
ISIN: IL0010815616
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REELECT ITZCHAK AMITAY AS EXTERNAL DIRECTOR Mgmt For For
2 APPROVE GRANT OF UNREGISTERED OPTIONS Mgmt For For
EXERCISABLE INTO ORDINARY SHARES TO RAM
DRORI, CEO
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Agenda Number: 713005800
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 06-Sep-2020
Ticker: BEZQ IT
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPOINTMENT OF MR. GIL SHARON AS COMPANY Mgmt For For
DIRECTOR AND BOARD CHAIRMAN
2 REAPPOINTMENT OF MR. ZEEV VUREMBRAND AS AN Mgmt For For
EXTERNAL DIRECTOR
3 GRANT OF AN INDEMNIFICATION AND EXCULPATION Mgmt For For
UNDERTAKING INSTRUMENT TO COMPANY DIRECTOR,
MR. TOMER RAVED
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Agenda Number: 713455574
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: SGM
Meeting Date: 18-Jan-2021
Ticker: BEZQ IT
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE INCREASE REGISTERED SHARE CAPITAL Mgmt For For
AND AMEND ARTICLES ACCORDINGLY
2 APPROVE EMPLOYMENT TERMS OF GIL SHARON, Mgmt For For
CHAIRMAN, RETROACTIVELY
3 APPROVE GRANT OF OPTIONS TO DAVID MIZRAHI, Mgmt For For
CEO
4 APPROVE AMENDMENTS TO COMPENSATION POLICY Mgmt For For
FOR THE DIRECTORS AND OFFICERS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Agenda Number: 713722658
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: OGM
Meeting Date: 22-Apr-2021
Ticker: BEZQ IT
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT SOMEKH CHAIKIN AS AUDITORS Mgmt For For
3.1 REELECT GIL SHARONAS DIRECTOR Mgmt For For
3.2 REELECT DARREN GLATT AS DIRECTOR Mgmt For For
3.3 REELECT RAN FUHRER AS DIRECTOR Mgmt For For
3.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECT TOMER RABAD AS
DIRECTOR
3.5 REELECT DAVID GRANOT AS DIRECTOR Mgmt For For
3.6 REELECT YOSSI ABERGIL AS DIRECTOR ON BEHALF Mgmt For For
OF THE EMPLOYEES
3.7 REELECT EDITH LUSKY AS EXTERNAL DIRECTOR Mgmt For For
4 ELECT TZIPI TZIPORA MALKA LIVNI AS EXTERNAL Mgmt For For
DIRECTOR
5 ISSUE INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO TZIPI TZIPORA MALKA LIVNI,
EXTERNAL DIRECTOR (SUBJECT TO APPROVAL OF
ITEM 10)
6 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT 30 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM AND CHANGE
IN THE NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BIONDVAX PHARMACEUTICALS LTD Agenda Number: 935259108
--------------------------------------------------------------------------------------------------------------------------
Security: 09073Q105
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: BVXV
ISIN: US09073Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and ratify the appointment of Mgmt For For
Kost Forer Gabbay & Kasierer, certified
public accountants in Israel and a member
of Ernst & Young Global, as the Company's
auditors for the year 2020 and for an
additional period until the next Annual
General Meeting.
2A. To approve the re-election of Prof. Avner Mgmt For For
Rotman to the Board of Directors of the
Company, until the third annual meeting
held after the date of his appointment.
2B. To approve the re-election of Mr. Samuel Mgmt For For
Moed to the Board of Directors of the
Company, until the third annual meeting
held after the date of his appointment.
3. To approve amendments to the Company's Mgmt For
Compensation Policy.
3A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 3 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
4. To approve the grant of an annual bonus for Mgmt For
the year 2019 for Dr. Ron Babecoff, the CEO
and a director of the Company, previously
approved by the Board of Directors
primarily based on the achievement of
milestones.
4A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 4 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
5. To approve a plan for an annual cash bonus Mgmt For
for the year 2020 for Dr. Ron Babecoff, the
CEO and a director of the Company, based on
the achievement of milestones.
5A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 5 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
6. To approve the grant of options to purchase Mgmt For
82,000 American Depositary Shares ("ADSs")
of the Company to Mr. Samuel Moed, a
director of the Company, for additional
services related to strategic planning and
subject to a vesting schedule.
6A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 6 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
7. To approve the grant of 5,000 restricted Mgmt For
share units to Ms. Michal Marom Brikman, a
former director of the Company.
7A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 7 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
8. To approve the acceleration of vesting of Mgmt For
options to purchase 6,000 ADSs held by Dr.
Ruth Ben Yakar upon expiration of her term
of service as a director.
8A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 8 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
9. To approve an extension of the expiration Mgmt For
date of options to purchase a total of
9,750 ADSs that were previously granted to
certain officers of the Company.
9A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in approval of
proposal 9 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
10. To approve a change in the terms of the Mgmt For For
compensation of each of our external
directors and non-management directors.
11. To approve an amendment to the Company's Mgmt For For
articles of association to increase the
registered share capital of the Company.
--------------------------------------------------------------------------------------------------------------------------
BIONDVAX PHARMACEUTICALS LTD Agenda Number: 935345822
--------------------------------------------------------------------------------------------------------------------------
Security: 09073Q105
Meeting Type: Special
Meeting Date: 06-Apr-2021
Ticker: BVXV
ISIN: US09073Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the terms of office of the Mgmt No vote
Company's Chief Executive Officer, Mr. Amir
Reichman.
1A. Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 1 above (response required for
vote to be counted)? Mark "for" = yes or
"against" = no.
2. To approve a change in the terms of cash Mgmt No vote
compensation for Prof. Avner Rotman, Mr.
Adi Raviv, Prof. George H. Lowell, Dr.
Morris Laster, Dr. Yael Margolin and Mr.
Samuel Moed, directors of the Company.
3. To approve the grant of equity to Mr. Mark Mgmt No vote
Germain, chairman of the board of
directors, and Prof. Avner Rotman, Mr. Adi
Raviv, Prof. George H. Lowell, Dr. Morris
Laster, Dr. Yael Margolin and Mr. Isaac
Devash, directors of the Company, as
described in the Proxy Statement.
4. To approve amendments to the terms of Mgmt No vote
options previously granted to Mr. Samuel
Moed, a director of the Company.
5. To approve amendments to the terms of Mgmt No vote
options previously granted to Mr. Mark
Germain, chairman of the board of
directors, and Prof. Avner Rotman, Mr. Adi
Raviv, Prof. George H. Lowell, Dr. Morris
Laster, Dr. Yael Margolin and Mr. Isaac
Devash, directors of the Company.
6. To approve a one-time payment to certain Mgmt No vote
directors of the Company, including Mr.
Mark Germain, chairman of the board of
directors, for special recent efforts on
behalf of the Company.
7. To approve an amendment to the Company's Mgmt No vote
articles of association to increase the
registered share capital of the Company.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935239536
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Special
Meeting Date: 07-Jul-2020
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of a special cash bonus to the Mgmt For For
Company's CEO
1B Approval of the 2019 equity grant to the Mgmt For For
Company's CEO
1AA Do you have a "personal interest" in this Mgmt Against
item 1? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family or spouse, has a
personal interest in adoption of proposal
or if a company, other than Camtek, For
further information regarding "personal
interest", please see the Proxy Statement.
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
1; you do not have a personal interest in
adoption of this proposal because you own
our shares. Mark for=yes or against=NO
2 Approval of a new compensation policy for Mgmt For For
the Company's office holders, in accordance
with the requirements of the Israeli
Companies Law.
2A Do you have a "personal interest" in this Mgmt Against
item 2? [Please find explanation regarding
"personal interest" under item 1 above].
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
2; you do not have a personal interest in
the adoption of this proposal just because
you own our shares. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935267383
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of New Director: Orit Stav Mgmt For For
1B Re-election of Director: Rafi Amit Mgmt For For
1C Re-election of Director: Yotam Stern Mgmt For For
1D Re-election of Director: Leo Huang Mgmt For For
1E Re-election of Director: I-Shih Tseng Mgmt For For
1F Re-election of Director: Moty Ben-Arie Mgmt For For
2 Approval of equity grant to Rafi Amit, the Mgmt For For
Company's CEO, for the year 2020.
2A Do you have a "personal interest" in this Mgmt Against
item 2? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family, or the immediate
family of its spouse,.. (due to space
limits, see proxy material for full
proposal). PLEASE NOTE THAT IT IS HIGHLY
UNLIKELY THAT YOU HAVE A PERSONAL INTEREST
IN THIS ITEM 2; you do not have a personal
interest in the adoption of this proposal
just because you own Camtek shares. Mark
"For" = Yes or "Against" = No.
3A Re-approval of the grant of indemnification Mgmt For For
and exemption letters to Rafi Amit.
3AA Do you have a "personal interest" in this Mgmt Against
item 3A? [Please find explanation regarding
"personal interest" under item 2 above].
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
3A; you do not have a personal interest in
the adoption of this proposal just because
you own Camtek shares. Mark "for" = yes or
"against" = no.
3B Re-approval of the grant of indemnification Mgmt For For
and exemption letters to Yotam Stern.
3BA Do you have a "personal interest" in this Mgmt Against
item 3B? [Please find explanation regarding
"personal interest" under item 2 on the
reverse side]. PLEASE NOTE THAT IT IS
HIGHLY UNLIKELY THAT YOU HAVE A PERSONAL
INTEREST IN THIS ITEM 3B; you do not have a
personal interest in the adoption of this
proposal just because you own Camtek
shares. Mark "for" = yes or "against" = no.
4 Re-appointment of Somekh Chaikin, a member Mgmt For For
firm of KPMG International, as the
Company's independent auditors until the
conclusion of the 2021 annual general
meeting of shareholders and authorization
of the Company's Board of Directors to set
the annual compensation of the independent
auditors, at the Audit Committee's
recommendation, in accordance with the
volume and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
CELLCOM ISRAEL LTD Agenda Number: 712933806
--------------------------------------------------------------------------------------------------------------------------
Security: M2196U109
Meeting Type: AGM
Meeting Date: 12-Aug-2020
Ticker: CEL IT
ISIN: IL0011015349
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 435474 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 RE-ELECTION OF DORON COHEN AS A DIRECTOR Mgmt For For
2 RE-ELECTION OF GUSTAVO TRAIBER AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF AARON KAUFMAN AS A DIRECTOR Mgmt For For
4 RE-APPROVAL OF THE COMPANY'S COMPENSATION Mgmt For For
POLICY
5 RE-APPROVAL OF GRANTING AN INDEMNIFICATION Mgmt For For
AND EXEMPTION LETTER FOR OFFICE HOLDERS WHO
ARE, OR ARE RELATED TO, THE COMPANY'S
CONTROLLING SHAREHOLDERS, OR IN RESPECT OF
WHOM THE COMPANY'S CONTROLLING SHAREHOLDERS
HAVE A PERSONAL INTEREST IN THEIR RECEIVING
INDEMNIFICATION AND EXEMPTION LETTERS FROM
THE COMPANY
6 APPOINTMENT OF KESELMAN & KESELMAN, A Mgmt For For
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT AUDITORS
7 THE UNDERSIGNED HEREBY CONFIRMS THAT THE Mgmt For
HOLDING OF ORDINARY SHARES OF THE COMPANY,
DIRECTLY OR INDIRECTLY, BY THE UNDERSIGNED
DOES NOT CONTRAVENE ANY OF THE HOLDING OR
TRANSFER RESTRICTIONS SET FORTH IN THE
COMPANY'S TELECOMMUNICATIONS LICENSES. IF
ONLY A PORTION OF YOUR HOLDINGS SO
CONTRAVENES, YOU MAY BE ENTITLED TO VOTE
THE PORTION THAT DOES NOT CONTRAVENE
CMMT 27 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 27 JUL 2020 TO 12 AUG 2020. IF
YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 445843, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935243345
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 20-Jul-2020
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a cash bonus plan to our Chief Mgmt For For
Executive Officer for 2020.
1A. Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest. If
you do not vote AGAINST = NO your vote will
not count for Proposal 1. Mark For = Yes or
Against = No.
2. To approve an amendment to the Company's Mgmt For For
Executives & Directors Compensation Policy.
2A. Please confirm you are a controlling Mgmt Against
shareholder/have a personal interest. If
you do not vote AGAINST = NO your vote will
not count for Proposal 2. Mark For = Yes or
Against = No.
3. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt For For
a Member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2020 and
until immediately following the next annual
general meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935245729
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt No vote
1b. Election of Director: Jerry Ungerman Mgmt No vote
1c. Election of Director: Dan Propper Mgmt No vote
1d. Election of Director: Dr. Tal Shavit Mgmt No vote
1e. Election of Director: Eyal Waldman Mgmt No vote
1f. Election of Director: Shai Weiss Mgmt No vote
2a. To elect Irwin Federman as outside director Mgmt No vote
for an additional three-year term.
2b. To elect Ray Rothrock as outside director Mgmt No vote
for an additional three-year term
3. To ratify the appointment and compensation Mgmt No vote
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2020.
4. To approve compensation to Check Point's Mgmt No vote
Chief Executive Officer.
5. To amend the Company's non-executive Mgmt No vote
director compensation arrangement.
6a. The undersigned is not a controlling Mgmt No vote
shareholder and does not have a personal
interest in item 2.
6b. The undersigned is not a controlling Mgmt No vote
shareholder and does not have a personal
interest in item 4.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935260771
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-election of Director: Paul Sekhri Mgmt For For
1B Re-election of Director: Anat Cohen-Dayag, Mgmt For For
Ph.D.
1C Re-election of Director: Eran Perry Mgmt For For
1D Re-election of Director: Gilead Halevy Mgmt For For
1E Re-election of Director: Jean-Pierre Mgmt For For
Bizzari, M.D.
1F Re-election of Director: Kinneret Livnat Mgmt For For
Savitzky, Ph.D.
1G Re-election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2 To approve the Amended and Restated Mgmt For For
Compensation Policy of the Company.
2A Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 2?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 2.
3A To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A gross
monthly base salary of NIS 134,125
effective as of March 1, 2020.
3AA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3A?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3A.
3B To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A
payment of a special cash bonus in the
amount of NIS 395,840.
3BA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3B?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3B.
3C To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
cash bonus plan for the years 2021, 2022
and 2023.
3CA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3C?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3C.
3D To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
equity award plan for the years 2021, 2022
and 2023 and an employee share purchase
plan for the years 2020, 2021, 2022 and
2023.
3DA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3D?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3D.
4 To approve an annual equity award plan to Mgmt For For
the non-executive members of the Board of
Directors.
5 To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst & Young Global), as the
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020, and until the
next annual general meeting and to
authorize the Board, upon recommendation of
the Audit Committee, to determine the
remuneration of Kost Forer Gabbay &
Kasierer (a member of Ernst & Young
Global), in accordance with the volume and
nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935448678
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: Ehud (Udi) Mokady
1B. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: David Schaeffer
2. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2021 and until the
Company's 2022 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DANEL (ADIR YEOSHUA) LTD Agenda Number: 712780635
--------------------------------------------------------------------------------------------------------------------------
Security: M27013107
Meeting Type: EGM
Meeting Date: 06-Jul-2020
Ticker: DANE IT
ISIN: IL0003140139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT RAM ENTIN AS DIRECTOR Mgmt Against Against
1.2 REELECT DAN ASCHNER AS DIRECTOR Mgmt For For
1.3 REELECT ALON ADIR AS DIRECTOR Mgmt Against Against
1.4 REELECT NURIT TWEEZER ZAKS AS DIRECTOR Mgmt Against Against
1.5 REELECT IRIS ESTHER BECK CONDER AS DIRECTOR Mgmt Against Against
1.6 REELECT DORON DEBBIE AS DIRECTOR Mgmt Against Against
2 REAPPOINT SOMEKH CHAIKIN AS AUDITORS Mgmt For For
3 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
4 REELECT RIVKA GRANOT AS EXTERNAL DIRECTOR Mgmt For For
5 REELECT GIL OREN AS EXTERNAL DIRECTOR Mgmt For For
6 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
7 APPROVE AMENDED EMPLOYMENT TERMS OF RAM Mgmt For For
ENTIN, CHAIRMAN
8 APPROVE AMENDED EMPLOYMENT TERMS OF ILAN Mgmt For For
ISRAELI, CEO
9 ISSUE EXEMPTION AGREEMENT TO Mgmt Against Against
DIRECTORS/OFFICERS
10 APPROVE GRANT OF OPTIONS EXERCISABLE INTO Mgmt For For
ORDINARY SHARES TO RAM ENTIN, CHAIRMAN
11 APPROVE GRANT OF OPTIONS EXERCISABLE INTO Mgmt For For
ORDINARY SHARES TO ILAN ISRAELI, CEO
CMMT 02 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND CHANGE IN MEEITNG TYPE AGM
TO EGM AND CHANGE IN MEETING DATE FROM 05
JUL 2020 TO 06 JUL 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DARIOHEALTH CORP. Agenda Number: 935431801
--------------------------------------------------------------------------------------------------------------------------
Security: 23725P209
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: DRIO
ISIN: US23725P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Hila Karah
1B) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dennis Matheis
1C) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dennis M. McGrath
1D) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Erez Raphael
1E) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Yoav Shaked
1F) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Adam K. Stern
1G) Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Richard B. Stone
2) To consider and vote to amend the Company's Mgmt Against Against
2020 Equity Compensation Plan, to increase
the number of shares authorized for
issuance under the 2020 Equity Incentive
Plan by 700,000 shares from 1,828,890 to
2,528,890.
3) To approve an amendment to the Company's Mgmt Against Against
Certificate of Incorporation, as amended,
granting the Board of Directors the right
to amend the Company's bylaws.
4) To approve an amendment to the Company's Mgmt For For
bylaws, eliminating the Board of Director's
right to remove a director with or without
cause.
5) To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Kost Forer Gabbay
& Kasierer, a member of Ernst & Young
Global as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
E & M COMPUTING LTD, RAMAT GAN Agenda Number: 714177981
--------------------------------------------------------------------------------------------------------------------------
Security: M4026X105
Meeting Type: SGM
Meeting Date: 16-Jun-2021
Ticker: EMCO IT
ISIN: IL0003820102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE MANAGEMENT SERVICES AGREEMENT WITH Mgmt For For
GILLON BACK FOR CHAIRMAN SERVICE
2.1 ISSUE INDEMNIFICATION AGREEMENTS TO GILLON Mgmt For For
BACK, CHAIRMAN
2.2 ISSUE INDEMNIFICATION AGREEMENTS TO AMIT Mgmt For For
BEN-ZVI, DIRECTOR
2.3 ISSUE INDEMNIFICATION AGREEMENTS TO AHUD Mgmt For For
LAVIE, DIRECTOR
2.4 ISSUE INDEMNIFICATION AGREEMENTS TO OFER Mgmt For For
SHELAH, DIRECTOR
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 2 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING FOR RESOLUTIONS 3.1
TO 3.3. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR,
AGAINST OR ABSTAIN ON ONLY 2 OF THE 3
DIRECTORS AND TO SELECT 'CLEAR' FOR THE
OTHERS. THANK YOU
3.1 ELECT MEIRAV WOLKINSON AS EXTERNAL DIRECTOR Mgmt For For
AND APPROVE HER EMPLOYMENT TERMS
3.2 ELECT SHAI BEN GERA AS EXTERNAL DIRECTOR Mgmt For For
AND APPROVE HIS EMPLOYMENT TERMS
3.3 REELECT IRIS LOEWENSTEIN LEVY AS EXTERNAL Mgmt No vote
DIRECTOR AND APPROVE HIS EMPLOYMENT TERMS
4 APPROVE POSTPONED PRESERVATION GRANT TO Mgmt For For
YOAV WEINBERG, CEO
5 APPROVE GRANT OF UNREGISTERED OPTIONS Mgmt For For
EXERCISABLE INTO ORDINARY SHARES TO CEO
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712934048
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 10-Aug-2020
Ticker: ESLT IT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT NOAZ BAR NIR AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 713328917
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: AGM
Meeting Date: 02-Dec-2020
Ticker: ESLT IT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT MICHAEL FEDERMANN AS DIRECTOR Mgmt For For
1.2 REELECT RINA BAUM AS DIRECTOR Mgmt For For
1.3 REELECT YORAM BEN-ZEEV AS DIRECTOR Mgmt For For
1.4 REELECT DAVID FEDERMANN AS DIRECTOR Mgmt For For
1.5 REELECT DOV NINVEH AS DIRECTOR Mgmt For For
1.6 REELECT EHOOD (UDI) NISAN AS DIRECTOR Mgmt For For
1.7 REELECT YULI TAMIR AS DIRECTOR Mgmt For For
2 ISSUE EXTENSION OF INDEMNIFICATION Mgmt For For
AGREEMENT TO MICHAEL FEDERMANN AND DAVID
FEDERMANN, DIRECTORS
3 REAPPOINT KOST, FORER,GABBAY & KASIERER AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 713671015
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: EGM
Meeting Date: 07-Apr-2021
Ticker: ESLT IT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO APPROVE THE AMENDED COMPENSATION POLICY Mgmt For For
OF THE COMPANY, SUBSTANTIALLY IN THE FORM
ATTACHED AS EXHIBIT A TO THE PROXY
STATEMENT (AS SPECIFIED)
2 TO APPROVE THE AMENDED EMPLOYMENT AGREEMENT Mgmt For For
OF THE COMPANY'S PRESIDENT AND CHIEF
EXECUTIVE OFFICER, MR. BEZHALEL MACHLIS
3 TO APPROVE THE PROVISION OF EXEMPTION Mgmt Against Against
LETTERS, SUBSTANTIALLY IN THE FORM ATTACHED
AS EXHIBIT B TO THE PROXY STATEMENT (THE
"EXEMPTION LETTERS"), TO MR. BEZHALEL
MACHLIS, MR. MICHAEL FEDERMANN AND MR.
DAVID FEDERMANN
4 TO APPROVE THE PROVISION OF EXEMPTION Mgmt Against Against
LETTERS TO THE COMPANY'S CURRENT AND FUTURE
DIRECTORS WHO ARE NOT DIRECT OR INDIRECT
CONTROLLING SHAREHOLDERS OF THE COMPANY OR
RELATIVES THEREOF
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 3.A AND 3.B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTRA CONSUMER PRODUCTS (1970) LTD Agenda Number: 713642228
--------------------------------------------------------------------------------------------------------------------------
Security: M3798N105
Meeting Type: EGM
Meeting Date: 11-Apr-2021
Ticker: ECP IT
ISIN: IL0050101299
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVAL OF OFFICERS' REMUNERATION POLICY Mgmt For For
2 APPROVAL OF AN ENGAGEMENT UNDER AN Mgmt Against Against
AGREEMENT FOR THE RECEIPT OF MANAGEMENT
SERVICES BETWEEN THE COMPANY AND ELCO LTD.
FOR A 3-YEAR TERM AS OF APRIL 1ST 2021
3 UPDATE OF THE SERVICE AND EMPLOYMENT Mgmt Against Against
CONDITIONS OF COMPANY CEO AS OF JANUARY 1ST
2021
4 APPROVAL OF A SPECIAL BONUS TO COMPANY CEO Mgmt For For
AND VP FOR 2020
5 EXTENSION OF THE INDEMNIFICATION Mgmt For For
INSTRUMENTS GRANTED TO MESSRS. DANIEL
SALKIND AND MICHAEL SALKIND, COMPANY
CONTROLLING SHAREHOLDERS AND DIRECTORS FOR
A 3-YEAR TERM AS OF MAY 15TH 2021
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
04 APR 2021 TO 11 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTRA CONSUMER PRODUCTS (1970) LTD Agenda Number: 714246700
--------------------------------------------------------------------------------------------------------------------------
Security: M3798N105
Meeting Type: EGM
Meeting Date: 30-Jun-2021
Ticker: ECP IT
ISIN: IL0050101299
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPOINTMENT OF MR. GADI LESSIN AS AN Mgmt For For
EXTERNAL DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
FATTAL HOLDINGS (1998) LTD. Agenda Number: 713069309
--------------------------------------------------------------------------------------------------------------------------
Security: M4148G105
Meeting Type: OGM
Meeting Date: 16-Sep-2020
Ticker: FTAL IT
ISIN: IL0011434292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF COMPANY AUDITED FINANCIAL Non-Voting
STATEMENTS AND BOARD REPORT FOR THE YEAR
ENDED DECEMBER 31ST 2019
2 REAPPOINTMENT OF THE KOST FORER GABBAY AND Mgmt For For
KASIERER CPA FIRM AS COMPANY AUDITING
ACCOUNTANTS AND REPORT OF ITS COMPENSATION
3.1 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DAVID FATTAL, COMPANY CHAIRMAN AND CEO
3.2 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. HERZEL SHALEM
3.3 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. SHIMSHON HAREL
3.4 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. AMIR HAYEK, INDEPENDENT DIRECTOR
3.5 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. SHACHAR AKA, CFO
--------------------------------------------------------------------------------------------------------------------------
FATTAL HOLDINGS (1998) LTD. Agenda Number: 713839516
--------------------------------------------------------------------------------------------------------------------------
Security: M4148G105
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker: FTAL IT
ISIN: IL0011434292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT KOST, FORER, GABBAY & KASIERER AS Mgmt For For
AUDITORS AND REPORT ON FEES PAID TO THE
AUDITOR FOR 2018
3.1 REELECT DAVID FATTAL AS DIRECTOR Mgmt For For
3.2 REELECT SHIMSHON HAREL AS DIRECTOR Mgmt For For
3.3 REELECT AMIR HAYEK CADURI AS DIRECTOR Mgmt For For
3.4 REELECT SHAHAR AKA AS DIRECTOR Mgmt For For
4 REELECT YOCHEVED YACOBI AS EXTERNAL Mgmt For For
DIRECTOR
5 REELECT SHIMSHON ADLER AS EXTERNAL DIRECTOR Mgmt For For
CMMT 16 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTION AND CHANGE IN MEETING TYPE TO
OGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935252940
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 20-Aug-2020
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I Director: Philippe Mgmt For For
Botteri
1B. Re-election of Class I Director: Jonathan Mgmt For For
Kolber
2. To adopt the 2020 Employee Share Purchase Mgmt For For
Plan and approve the participation of the
chief executive officer.
3. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2020 and until the next Annual
General Meeting of Shareholders, and to
authorize the Company's board of directors
(with power of delegation to its audit
committee) to set the fees to be paid to
such auditors.
--------------------------------------------------------------------------------------------------------------------------
GALMED PHARMACEUTICALS LTD. Agenda Number: 935252421
--------------------------------------------------------------------------------------------------------------------------
Security: M47238106
Meeting Type: Annual
Meeting Date: 13-Aug-2020
Ticker: GLMD
ISIN: IL0011313900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To approve the re-election of Prof. David Mgmt For For
Sidransky as Class III director, to serve
as member of the Board until the annual
general meeting to be held in 2023 and to
approve the compensation paid to him as a
director.
1B. To approve the election of Mr. Amir Mgmt For For
Poshinski as Class III director, to serve
as member of the Board until the annual
general meeting to be held in 2023 and to
approve the compensation paid to him as a
director.
2. To approve the new Compensation Policy for Mgmt For For
the Company's directors and officers, in
accordance with the requirements of the
Israeli Companies Law, 5759-1999 (the
"Companies Law")
2A. Are you a controlling shareholder or do you Mgmt Against
have personal interest in the approval of
Proposal 2?
3. To ratify and approve a framework of terms Mgmt For For
and conditions for the extension, renewal
and entering into an insurance policy for
directors' and officers' liability, subject
to, and in accordance with, the provisions
of the Companies Law.
3A. Are you a controlling shareholder or do you Mgmt Against
have personal interest in the approval of
Proposal 3?
4. To approve certain amendments to the Mgmt For For
directors' compensation scheme.
4A. Are you a controlling shareholder or do you Mgmt Against
have personal interest in the approval of
Proposal 4?
5. To approve an annual cash bonus and related Mgmt For For
objectives and terms thereof for 2020, for
Mr. Allen Baharaff, the Company's President
and Chief Executive Officer.
5A. Are you a controlling shareholder or do you Mgmt Against
have personal interest in the approval of
Proposal 5?
6. To approve the grant of options to purchase Mgmt For For
ordinary shares of the Company to Mr. Allen
Baharaff, the President and Chief Executive
Officer of the Company.
6A. Are you a controlling shareholder or do you Mgmt Against
have personal interest in the approval of
Proposal 6?
7. To reappoint Brightman Almagor Zohar & Co., Mgmt For For
a member firm of Deloitte Touche Tohmatsu
Limited, as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020 until
the 2021 annual general meeting of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
GAMIDA CELL LTD. Agenda Number: 935261494
--------------------------------------------------------------------------------------------------------------------------
Security: M47364100
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: GMDA
ISIN: IL0011552663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Kenneth I. Moch Mgmt For For
1B. Election of Director: Dr. Michael S. Perry Mgmt For For
1C. Election of Director: Ms. Nurit Benjamini Mgmt For For
2. To approve an amendment to the terms of Mgmt For For
office and employment of the Company's
Chief Executive Officer (and a member of
the Board), Dr. Julian Adams.
3. To approve an amendment to the Company's Mgmt For For
compensation policy for executive officers
and Board members.
3A. Are you a controlling shareholder in the Mgmt Take No Action
Company, or do you have a personal interest
in the approval of Proposal No. 3? (If your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest.)
(Please note: If you do not mark either
"For" = Yes or "against" = No, your shares
will not be voted for Proposal No. 3.)
4. To approve and ratify a renewal of the Mgmt For For
Company's liability insurance coverage for
executive officers and Board members.
4A. Are you a controlling shareholder in the Mgmt Against
Company, or do you have a personal interest
in the approval of Proposal No. 4? (If your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest.)
(Please note: If you do not mark either
"For" = Yes or "against" = No, your shares
will not be voted for Proposal No. 4.)
5. To approve amendments to the Company's 2017 Mgmt Against Against
Share Incentive Plan.
6. To approve the re-appointment of Kost, Mgmt For For
Forer, Gabbay & Kasierer a member firm of
Ernst & Young Global, as the Company's
independent auditors for the fiscal year
ending December 31, 2020, and its service
until the annual general meeting of
shareholders to be held in 2021.
--------------------------------------------------------------------------------------------------------------------------
GILAT SATELLITE NETWORKS LTD. Agenda Number: 935313015
--------------------------------------------------------------------------------------------------------------------------
Security: M51474118
Meeting Type: Annual
Meeting Date: 28-Dec-2020
Ticker: GILT
ISIN: IL0010825102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Re-election of Director: Dov Baharav Mgmt For For
1B) Re-election of Director: Amiram Boehm Mgmt For For
1C) Re-election of Director: Ishay Davidi Mgmt For For
1D) Election of Director: Aylon (Lonny) Rafaeli Mgmt For For
1E) Re-election of Director: Meir Shamir Mgmt For For
1F) Re-election of Director: Dafna Sharir Mgmt For For
2) To elect Mr. Ami Shafran to serve as an Mgmt For For
external director for a three-year term.
2A) By marking the "YES" box, you confirm that Mgmt For
you are not a "controlling shareholder" and
do not have a "personal interest" in the
approval of Proposal 2. If you cannot make
such confirmation, please check the "NO"
box. Mark "for" = yes or "against" = no.
3) Subject to his election under Item 2, to Mgmt For For
approve a grant of options to Mr. Shafran.
4) To amend the Company's compensation policy Mgmt For For
for directors and officers.
4A) By marking the "YES" box, you confirm that Mgmt For
you are not a "controlling shareholder" and
do not have a "personal interest" in the
approval of Proposal 4. If you cannot make
such confirmation, please check the "NO"
box. Mark "for" = yes or "against" = no.
5) To approve the terms of service and Mgmt For For
compensation of the Chief Executive Officer
of the Company.
5A) By marking the "YES" box, you confirm that Mgmt For
you are not a "controlling shareholder" and
do not have a "personal interest" in the
approval of Proposal 5. If you cannot make
such confirmation, please check the "NO"
box. Mark "for" = yes or "against" = no.
6) To extend the term of the Company's Mgmt For For
existing indemnification agreements with
two Company directors who are affiliated
with the Company's controlling
shareholders, certain limited partnerships
managed by FIMI IV 2007 Ltd. and by FIMI
FIVE 2012 Ltd., for a three-year period.
6A) By marking the "YES" box, you confirm that Mgmt For
you are not a "controlling shareholder" and
do not have a "personal interest" in the
approval of Proposal 6. If you cannot make
such confirmation, please check the "NO"
box. Mark "for" = yes or "against" = no.
7) To ratify and approve the reappointment and Mgmt For For
compensation of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accountants for the fiscal year ending
December 31, 2020, and for such additional
period until the next annual general
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
GILAT SATELLITE NETWORKS LTD. Agenda Number: 935414146
--------------------------------------------------------------------------------------------------------------------------
Security: M51474118
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GILT
ISIN: IL0010825102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-Election of Director: Isaac Angel Mgmt For For
1B Re-Election of Director: Amiram Boehm Mgmt For For
1C Re-Election of Director: Ishay Davidi Mgmt For For
1D Re-Election of Director: Aylon (Lonny) Mgmt For For
Rafaeli
1E Re-Election of Director: Meir Shamir Mgmt For For
1F Re-Election of Director: Dafna Sharir Mgmt For For
2A To approve the terms of employment, the Mgmt For For
Base Compensation and the Chairman Bonus
Plan of Mr. Isaac Angel, Chairman of the
Board of the Company.
2B To approve the grant of options to Mr. Mgmt For For
Isaac Angel, Chairman of the Board of the
Company.
2BA By marking the "NO" box, you confirm that Mgmt Against
you are not a "controlling shareholder" and
do not have a "personal interest" in the
approval of Proposal (2) B. If you cannot
make such confirmation, please check the
"YES" box. Mark "for" = yes or "against" =
no.
3 To approve a grant of options to Mr. Adi Mgmt For For
Sfadia, the Company's Chief Executive
Officer.
3A By marking the "NO" box, you confirm that Mgmt Against
you are not a "controlling shareholder" and
do not have a "personal interest" in the
approval of Proposal (3). If you cannot
make such confirmation, please check the
"YES" box. Mark "for" = yes or "against" =
no.
4 To ratify and approve the reappointment and Mgmt For For
compensation of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accountants for the fiscal year ending
December 31, 2021, and for such additional
period until the next annual general
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 713184543
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: MIX
Meeting Date: 11-Nov-2020
Ticker: HLAN IT
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2.1 REELECT AVRAHAM BAUM AS DIRECTOR Mgmt For For
2.2 REELECT RAM ENTIN AS DIRECTOR Mgmt Against Against
2.3 REELECT MIRON OREN AS DIRECTOR Mgmt For For
3 REAPPOINT KOST, FORER, GABBAY AND KASIERER Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
4 AMEND ARTICLES EXCLUDING SECTION 137 Mgmt For For
5 AMEND ARTICLES: SECTION 137 Mgmt For For
CMMT 23 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS 4 & 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 714214056
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: SGM
Meeting Date: 23-Jun-2021
Ticker: HLAN IT
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REELECT NOGA KNAZ BREIER AS EXTERNAL Mgmt For For
DIRECTOR
2 APPROVE UPDATES TO COMPENSATION POLICY FOR Mgmt For For
THE DIRECTORS AND OFFICERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935342511
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect Dr. Michael Anghel to serve as Mgmt For For
a Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
1B. To re-elect Mr. Bruce Mann to serve as a Mgmt For For
Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
2. To approve the re-appointment of Kesselman Mgmt For For
& Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2021, and its service until
the annual general meeting of shareholders
to be held in 2022.
3. To approve and ratify the grant to each of Mgmt For For
the following Directors of the Company: Dr.
Michael Anghel, Mr. Bruce Mann and Dr.
Hadar Ron, 1,000 restricted share units
under the Company's 2018 Incentive Plan
totaling 3,000 restricted share units, half
of which shall vest on December 31, 2021
and the remaining half shall vest on
December 31, 2022, subject to their
continued services on the date of vesting.
--------------------------------------------------------------------------------------------------------------------------
INTERCURE LTD Agenda Number: 713663222
--------------------------------------------------------------------------------------------------------------------------
Security: M549GJ103
Meeting Type: EGM
Meeting Date: 24-Mar-2021
Ticker: INCR IT
ISIN: IL0011063760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TERMINATION OF COMPANY ENGAGEMENT WITH THE Mgmt Against Against
BRIGHTMAN ALMAGOR ZOHAR AND CO. (DELOITTE)
CPA FIRM AS COMPANY AUDITING ACCOUNTANT,
APPOINTMENT OF THE SOMECH HAIKIN (KPMG) CPA
FIRM AS COMPANY AUDITING ACCOUNTANT FOR
2021, AND AUTHORIZATION OF COMPANY BOARD TO
DETERMINE ITS COMPENSATION FOR THE 2020
ANNUAL STATEMENT AND FOR 2021
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
23 MAR 2021 TO 24 MAR 2021 AND MEETING TYPE
WAS CHANGED FROM SGM TO EGM AND
MODIFICATION OF THE TEXT IN RESOLUTION 1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERCURE LTD Agenda Number: 713647242
--------------------------------------------------------------------------------------------------------------------------
Security: M549GJ103
Meeting Type: MIX
Meeting Date: 01-Apr-2021
Ticker: INCR IT
ISIN: IL0011063760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2.1 REELECT EHUD BARAK AS DIRECTOR Mgmt For For
2.2 REELECT ALEXANDER RABINOVITCH AS DIRECTOR Mgmt For For
2.3 REELECT DAVID SALTON AS DIRECTOR AND Mgmt For For
APPROVE HIS EMPLOYMENT TERMS
2.4 ELECT ALON GRANOT AS DIRECTOR AND APPROVE Mgmt For For
DIRECTOR'S REMUNERATION
3 APPROVE CONSOLIDATION OF STOCK Mgmt For For
4 APPROVE INCREASE REGISTERED SHARE CAPITAL Mgmt For For
AND AMEND ARTICLES ACCORDINGLY (PENDING
APPROVAL OF ITEM 3)
5 AMEND ARTICLES RE: SECTION 7 Mgmt For For
6 AMEND ARTICLES RE: SECTION 4 Mgmt For For
7 APPROVE MERGER AGREEMENTS Mgmt For For
8 ELECT MICHAEL AUERBACH AS DIRECTOR AND Mgmt For For
APPROVE HIS EMPLOYMENT TERMS (PENDING
APPROVAL OF ITEM 7)
9 SWITCH TO REPORTING FORMAT REQUIRED BY THE Mgmt For For
SEC (PENDING APPROVAL OF ITEM 7)
10 APPROVE COMPENSATION POLICY FOR THE Mgmt Against Against
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 935299467
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Fahn Kanne & Co. as the Mgmt For For
Company's independent auditors for the
fiscal year 2020 and until the close of the
next Shareholders' Annual General Meeting.
2a. Election of Class B Director: Nir Sheratzky Mgmt Against Against
2b. Election of Class B Director: Yigal Shani Mgmt Against Against
2c. Election of Class B Director: Yehuda Kahane Mgmt Against Against
3. To re-elect Mr. Israel Baron, an external Mgmt For For
director of the Company, to office for an
additional term of three years which will
commence on December 21, 2020.
3a. Are you a "controlling shareholder" of the Mgmt Against
Company or do you have "personal interest"
in the appointment only due to your
relations with the "controlling
shareholder"? If you do not vote YES=FOR or
NO=AGAINST the vote on the corresponding
proposal 3 will not count.
4. To approve the extension of service Mgmt Against Against
agreements as independent contractors, of
Messrs. Izzy Sheratzky, Eyal Sheratzky, Nir
Sheratzky and Gil Sheratzky for a period of
additional three years.
--------------------------------------------------------------------------------------------------------------------------
JFROG LTD Agenda Number: 935406175
--------------------------------------------------------------------------------------------------------------------------
Security: M6191J100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: FROG
ISIN: IL0011684185
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shlomi Ben Haim Mgmt For For
1B. Election of Director: Jessica Neal Mgmt For For
1C. Election of Director: Jeff Horing Mgmt For For
2. To approve and ratify the re-appointment of Mgmt For For
Kost, Forer, Gabbay & Kasierer, a member of
Ernst & Young Global, as the independent
auditors of the Company for the period
ending at the close of the next annual
general meeting.
3. To approve changes to the compensation of Mgmt For For
Shlomi Ben Haim, our Chief Executive
Officer.
4. To approve changes to the compensation of Mgmt For For
Yoav Landman, our Chief Technology Officer.
5. To approve changes to the compensation of Mgmt For For
Frederic Simon, our Chief Data Scientist.
--------------------------------------------------------------------------------------------------------------------------
KAMADA LTD Agenda Number: 713357300
--------------------------------------------------------------------------------------------------------------------------
Security: M6240T109
Meeting Type: AGM
Meeting Date: 10-Dec-2020
Ticker: KMDA IT
ISIN: IL0010941198
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT LILACH ASHER TOPILSKY AS DIRECTOR Mgmt Against Against
1.2 REELECT AVRAHAM BERGER AS DIRECTOR Mgmt For For
1.3 REELECT AMIRAM BOEHM AS DIRECTOR Mgmt Against Against
1.4 REELECT ISHAY DAVIDI AS DIRECTOR Mgmt Against Against
1.5 REELECT KARNIT GOLDWASSER AS DIRECTOR Mgmt For For
1.6 REELECT JONATHAN HAHN AS DIRECTOR Mgmt Against Against
1.7 REELECT LEON RECANATI AS DIRECTOR Mgmt For For
1.8 ELECT ARI SHAMISS AS DIRECTOR Mgmt For For
1.9 REELECT DAVID TSUR AS DIRECTOR Mgmt Against Against
2 ISSUE INDEMNIFICATION AND EXCULPATION Mgmt Against Against
AGREEMENTS AND AWARD OF OPTIONS TO ARI
SHAMISS, DIRECTOR (PENDING APPROVAL OF ITEM
1.8)
3 APPROVE AMENDED COMPENSATION POLICY RE: Mgmt For For
LIABILITY INSURANCE POLICY
4 REAPPOINT KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
MALAM-TEAM LTD, PETAH TIKVA Agenda Number: 713574045
--------------------------------------------------------------------------------------------------------------------------
Security: M87437105
Meeting Type: EGM
Meeting Date: 09-Mar-2021
Ticker: MLTM IT
ISIN: IL0001560189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 COMPANY SHARE CAPITAL SPLIT SO THAT EACH Mgmt For For
COMPANY SHARE OF ILS 1 EACH WILL BE SPLIT
INTO TEN SHARES OF ILS 0.1 EACH, AND
ARTICLES' AMENDMENT ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
MATRIX IT LTD Agenda Number: 712857791
--------------------------------------------------------------------------------------------------------------------------
Security: M6859E153
Meeting Type: SGM
Meeting Date: 23-Jul-2020
Ticker: MTRX IT
ISIN: IL0004450156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE LIABILITY INSURANCE POLICY TO Mgmt For For
DIRECTORS/OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MATRIX IT LTD Agenda Number: 713360725
--------------------------------------------------------------------------------------------------------------------------
Security: M6859E153
Meeting Type: EGM
Meeting Date: 13-Dec-2020
Ticker: MTRX IT
ISIN: IL0004450156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT KOST, FORER, GABBAY AND KASIERER Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3.1 REELECT GUY BERNSTEIN AS DIRECTOR Mgmt For For
3.2 REELECT ELIEZER OREN AS DIRECTOR Mgmt For For
4 REELECT ITIEL EFRAT AS EXTERNAL DIRECTOR Mgmt For For
CMMT 27 NOV 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO EGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935332863
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Special
Meeting Date: 15-Feb-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To increase the Company's registered share Mgmt For For
capital and to amend and restate the
Company's Amended and Restated Articles of
Association to reflect the same.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935429541
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation.
2. To re-appoint Mr. Amit Dror and Mr. Roni Mgmt For For
Kleinfeld as Class I directors of the
Company for a term of three years that
expires at the third annual general meeting
of shareholders following such re-election
or until they cease to serve in their
office in accordance with the provisions of
the Company's Amended and Restated Articles
of Association or any law, whichever is the
earlier.
3. To authorize Yoav Stern to serve as both Mgmt For For
the Company's Chairman of the Board of
Directors and Chief Executive Officer for a
three-year term following the date of the
Meeting.
3A. I/We confirm that I am/ we are NOT a Mgmt Take No Action
controlling shareholder of the Company and/
or do NOT have a personal interest in
Proposal No. 3. If you do not indicate a
response YES for this item 3a, your shares
will not be voted for Proposal No. 3. Mark
For=Yes or Against=No
4. To grant Mr. Simon Anthony-Fried, Mr. Amit Mgmt For For
Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld,
Mr. Christopher Moran, Dr. Eli David, Ms.
Nira Poran and Mr. Oded Gera, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935263195
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Mgmt For For
Board of the Company: David Kostman
1B. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Yehoshua (Shuki)
Ehrlich
1D. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Leo Apotheker
1E. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Joe Cowan
2. To approve and ratify current D&O insurance Mgmt For For
and terms for future D&O insurance.
2A. Regarding proposal 2, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no.
3. To approve the extension of the CEO Bonus Mgmt For For
Plan.
3A. Regarding proposal 3, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no.
4. To re-appoint the Company's independent Mgmt For For
auditors and to authorize the Board to set
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935389418
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Mgmt For For
Board of the Company: David Kostman
1B. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Yehoshua (Shuki)
Ehrlich
1D. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Leo Apotheker
1E. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Joe Cowan
2. To Elect an outside Director to the Board Mgmt For For
of the Company: Zehava Simon
2B. Regarding proposal 2, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
3. To reapprove the Company's Compensation Mgmt Against Against
Policy.
3A. Regarding proposal 3, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
4. To approve CEO Equity Plan. Mgmt For For
4A. Regarding proposal 4, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
5. To re-appoint the Company's independent Mgmt For For
auditors and to authorize the Board to set
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 935445141
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Dr.
Michael Brunstein
1B. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Eitan
Oppenhaim
1C. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Avi
Cohen
1D. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Raanan
Cohen
1E. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Dafna
Gruber
1F. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Zehava
Simon
2. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.2,
if Proposal No. 3 is not approved). (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal No. 2, if Proposal No. 3
is not approved). Mark "for" = yes or
"against" = no.
3. Approval of amendments to the Company's Mgmt For For
compensation policy for directors and
officers.
3A. Are you a controlling shareholder in the Mgmt Take No Action
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.
3). (Please note: If you mark "Yes" or
leave this question blank, your shares will
not be voted for Proposal No. 3). Mark
"for" = yes or "against" = no.
4. Approval of amendments to the memorandum Mgmt Against Against
and articles of association of the Company.
5. Approval of an amendment to the Mgmt For For
indemnification agreements for directors
and executive officers.
6. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 712918880
--------------------------------------------------------------------------------------------------------------------------
Security: M9866H102
Meeting Type: MIX
Meeting Date: 04-Aug-2020
Ticker: ONE IT
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN, ALMAGOR, ZOHAR & CO. Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3.1 REELECT NITZAN SAPIR AS DIRECTOR Mgmt For For
3.2 REELECT ADI EYAL AS DIRECTOR Mgmt For For
3.3 REELECT DINA AMIR AS DIRECTOR Mgmt For For
3.4 REELECT IZHAK BADER AS DIRECTOR Mgmt For For
4 ELECT YACOV NIMKOVSKY AS DIRECTOR Mgmt For For
5 APPROVE LIABILITY INSURANCE POLICY TO Mgmt For For
DIRECTORS/OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 713431269
--------------------------------------------------------------------------------------------------------------------------
Security: M75260113
Meeting Type: EGM
Meeting Date: 04-Jan-2021
Ticker: ONE IT
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 UPDATE OF COMPANY REMUNERATION POLICY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 713944103
--------------------------------------------------------------------------------------------------------------------------
Security: M75260113
Meeting Type: SGM
Meeting Date: 18-May-2021
Ticker: ONE IT
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN, ALMAGOR, ZOHAR & CO. Mgmt For For
AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
3.1 REELECT NITZAN SAPIR AS DIRECTOR Mgmt For For
3.2 REELECT ADI EYAL AS DIRECTOR Mgmt For For
3.3 REELECT DINA AMIR AS DIRECTOR Mgmt For For
3.4 REELECT IZHAK BADER AS DIRECTOR Mgmt For For
3.5 REELECT YACOV NIMKOVSKY AS INDEPENDENT Mgmt For For
DIRECTOR
4 APPROVE SERVICE AGREEMENT WITH TECHLEASE Mgmt For For
AND COMPUTER DIRECT GROUP, CONTROLLER
CMMT 5 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE TO
SGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD Agenda Number: 714039472
--------------------------------------------------------------------------------------------------------------------------
Security: M75260113
Meeting Type: SGM
Meeting Date: 31-May-2021
Ticker: ONE IT
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE 1:10 STOCK SPLIT AND Mgmt For For
RE-DISTRIBUTION AND AMEND ARTICLES OF
ASSOCIATION ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD Agenda Number: 713170897
--------------------------------------------------------------------------------------------------------------------------
Security: M78465107
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker: PTNR IT
ISIN: IL0010834849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REAPPOINTMENT OF THE KESSELMAN AND Mgmt For For
KESSELMAN (PRICEWATERHOUSECOOPERS) CPA FIRM
AS COMPANY AUDITING ACCOUNTANT UNTIL THE
NEXT ANNUAL MEETING
2 DEBATE OF AUDITING ACCOUNTANT'S Non-Voting
COMPENSATION FOR 2019
3 DEBATE OF COMPANY AUDITED FINANCIAL Non-Voting
STATEMENTS AND BOARD REPORT FOR THE YEAR
ENDED DECEMBER 31ST 2019
4 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING DIRECTORS (NO SPLIT VOTE): 4.1.
MR. RICHARD HUNTER, 4.2. MR. YEHUDA SABAN,
4.3. MR. YOSSI SHACHAK, 4.4. MR. ARIE
(ARIK) STEINBERG, INDEPENDENT DIRECTOR,
4.5. MR. ORI YARON
5 APPOINTMENT OF MR. SHLOMI ZOHAR AS AN Mgmt For For
INDEPENDENT DIRECTOR
6.1 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MS. ROLY
KLINGER
6.2 SPLIT VOTE OVER THE APPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MS.
MAROM-BRIKMAN
7 APPROVAL OF AN AMENDMENT TO COMPANY'S Mgmt For For
OFFICERS' REMUNERATION POLICY
8 YOU MUST RESPOND TO THE FOLLOWING Mgmt For
STATEMENT. WRITE FOR IF: THE UNDERSIGNED
HEREBY CONFIRMS THAT THE HOLDING OF
ORDINARY SHARES OF THE COMPANY, DIRECTLY OR
INDIRECTLY, BY THE UNDERSIGNED DOES NOT
CONTRAVENE ANY OF THE HOLDING OR TRANSFER
RESTRICTIONS SET FORTH IN THE COMPANY'S
TELECOMMUNICATIONS LICENSES. IF ONLY A
PORTION OF YOUR HOLDING SO CONTRAVENES, YOU
MAY BE ENTITLED TO VOTE PORTION THAT DOES
NOT CONTRAVENE. SEE PAGE 9 OF THE PROXY
STATEMENT FOR MORE INFORMATIN.YOU MUST
RESPOND TO THIS STATEMENT. YOU MUST
REGISTER FOR OR AGAIN
--------------------------------------------------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD Agenda Number: 713944014
--------------------------------------------------------------------------------------------------------------------------
Security: M78465107
Meeting Type: AGM
Meeting Date: 03-May-2021
Ticker: PTNR IT
ISIN: IL0010834849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 537822 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 REAPPOINTMENT OF THE KESSELMEN AND Mgmt For For
KESSELMAN (PWC) CPA FIRM AS COMPANY
AUDITING ACCOUNTANTS FOR THE TERM ENDING AT
THE CLOSE OF THE NEXT ANNUAL MEETING
2 DISCUSSION OF AUDITING ACCOUNTANT'S Non-Voting
REMUNERATION FOR THE YEAR ENDED DECEMBER
31ST 2020
3 DEBATE OF COMPANY FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2020
4.1 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. RICHARD HUNTER
4.2 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. YEHUDA SABAN
4.3 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. YOSSI SHACHAK
4.4 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. SHLOMO ZOHAR
4.5 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. ORI YARON
5 REAPPOINTMENT OF DR. JONATHAN KOLODNY AS AN Mgmt For For
EXTERNAL DIRECTOR
6 YOU MUST RESPOND TO THE FOLLOWING Mgmt For
STATEMENT. WRITE FOR IF: THE UNDERSIGNED
HEREBY CONFIRMS THAT THE HOLDING OF
ORDINARY SHARES OF THE COMPANY, DIRECTLY OR
INDIRECTLY, BY THE UNDERSIGNED DOES NOT
CONTRAVENE ANY OF THE HOLDING OR TRANSFER
RESTRICTIONS SET FORTH IN THE COMPANY'S
TELECOMMUNICATIONS LICENSES. IF ONLY A
PORTION OF YOUR HOLDING SO CONTRAVENES, YOU
MAY BE ENTITLED TO VOTE PORTION THAT DOES
NOT CONTRAVENE. YOU MUST RESPOND TO TOPIC
NUMBER 6 ON THE AGENDA. STATEMENT. YOU MUST
REGISTER FOR OR AGAINST
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 935311201
--------------------------------------------------------------------------------------------------------------------------
Security: M78673114
Meeting Type: Annual
Meeting Date: 23-Dec-2020
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To approve the re-election of Mr. Michael Mgmt For For
Vorhaus, to serve as a director of the
Company for a period commencing on the date
of the Meeting and until the third annual
general meeting of the shareholders of the
Company following the Meeting or his
earlier resignation or removal, as
applicable.
1b. To approve the re-election of Ms. Joy Mgmt For For
Marcus, to serve as a director of the
Company for a period commencing on the date
of the Meeting and until the third annual
general meeting of the shareholders of the
Company following the Meeting or her
earlier resignation or removal, as
applicable.
2. To approve the amendment of equity-based Mgmt For For
compensation terms of the Company's
non-executive directors and chairperson, as
well as a special one-time grant for Mr.
Kaplan, our chairperson of the Board, as
detailed in the Proxy Statement, dated
November 16, 2020.
3. To approve amendments to the terms of Mgmt Against Against
employment of Mr. Doron Gerstel, Company's
Chief Executive Officer, as detailed in the
Proxy Statement, dated November 16, 2020.
4. To approve the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the independent public
auditors of the Company for the year ending
on December 31, 2020, and until the next
annual general meeting of shareholders, and
to authorize the board of directors, upon
the recommendation of the audit committee
of the Company, to determine the
compensation of said independent auditors
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
PLASSON INDUSTRIES LTD Agenda Number: 713589402
--------------------------------------------------------------------------------------------------------------------------
Security: M7933B108
Meeting Type: EGM
Meeting Date: 11-Mar-2021
Ticker: PLSN IT
ISIN: IL0010816036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MR. DORON
STANITSKY
1.2 SPLIT VOTE OVER THE REAPPOINTMENT OF THE Mgmt For For
FOLLOWING EXTERNAL DIRECTOR: MS. SHIFI
SCHLOSS
--------------------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPEUTICS, INC. Agenda Number: 935398936
--------------------------------------------------------------------------------------------------------------------------
Security: 72940R300
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: PSTI
ISIN: US72940R3003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next annual meeting: Zami Aberman
1B. Election of Director to serve until the Mgmt For For
next annual meeting: Mark Germain
1C. Election of Director to serve until the Mgmt For For
next annual meeting: Moria Kwiat
1D. Election of Director to serve until the Mgmt For For
next annual meeting: Maital
Shemesh-Rasmussen
1E. Election of Director to serve until the Mgmt For For
next annual meeting: Rami Levi
1F. Election of Director to serve until the Mgmt For For
next annual meeting: Doron Shorrer
1G. Election of Director to serve until the Mgmt For For
next annual meeting: Yaky Yanay
2. To ratify the selection of Kesselman & Mgmt For For
Kesselman, Certified Public Accountants
(Isr.), a member firm of
PricewaterhouseCoopers International
Limited, as independent registered public
accounting firm of the Company for the
fiscal year ending June 30, 2021.
3. To consider and approve, by a nonbinding Mgmt For For
advisory vote, the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
POLYPID LTD Agenda Number: 935364137
--------------------------------------------------------------------------------------------------------------------------
Security: M8001Q118
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: PYPD
ISIN: IL0011326795
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-appoint EY as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation,
as set forth in Proposal No. 1 of the Proxy
Statement.
2A. To re-appoint Mr. Jacob Harel as a member Mgmt For For
of the Company's Board of Directors, until
the next annual general meeting of the
Company's shareholders.
2B. To re-appoint Dr. Yechezkel Barenholz as a Mgmt For For
member of the Company's Board of Directors,
until the next annual general meeting of
the Company's shareholders.
2C. To re-appoint Mr. Nir Dror as a member of Mgmt For For
the Company's Board of Directors, until the
next annual general meeting of the
Company's shareholders.
2D. To re-appoint Mr. Chaim Hurvitz as a member Mgmt For For
of the Company's Board of Directors, until
the next annual general meeting of the
Company's shareholders.
2E. To re-appoint Dr. Itzhak Krinsky as a Mgmt For For
member of the Company's Board of Directors,
until the next annual general meeting of
the Company's shareholders.
2F. To re-appoint Ms. Anat Tsour Segal as a Mgmt For For
member of the Company's Board of Directors,
until the next annual general meeting of
the Company's shareholders.
2G. To re-appoint Dr. Robert B. Stein as a Mgmt For For
member of the Company's Board of Directors,
until the next annual general meeting of
the Company's shareholders.
2H. To re-appoint Mr. Stanley Stern as a member Mgmt For For
of the Company's Board of Directors, until
the next annual general meeting of the
Company's shareholders.
2I. To re-appoint Mr. Amir Weisberg as a member Mgmt For For
of the Company's Board of Directors, until
the next annual general meeting of the
Company's shareholders.
3. To approve the Weisberg Bonus, the Weisberg Mgmt For For
Amended Compensation and the June Options
Extension, as set forth in Proposal No. 3
of the Proxy Statement.
3A. Do you confirm that you are NOT a Mgmt For
controlling shareholder of the Company
and/or do NOT have a Personal Interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in Proposal No.
3?* * If you do not indicate a response for
this item 3a, your shares will not be voted
for Proposal No. 3. Please confirm you are
a controlling shareholder/have a personal
interest. If you do not vote For = YES or
Against = NO your vote will not count for
Proposal 3.
4. To approve the payment of the Partial Bonus Mgmt For For
in the amount of $35,738 to Ms. Czaczkes
Akselbrad, as set forth in Proposal No. 4
of the Proxy Statement.
4A. Do you confirm that you are NOT a Mgmt For
controlling shareholder of the Company
and/or do NOT have a Personal Interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in Proposal No.
4?* * If you do not indicate a response for
this item 4a, your shares will not be voted
for Proposal No. 4. Please confirm you are
a controlling shareholder/have a personal
interest. If you do not vote For = YES or
Against = NO your vote will not count for
Proposal 4.
5. To approve the increase to the annual fee Mgmt For For
paid to the Chairman of our Board of
Directors to $50,000.
6. To amend and restate the Compensation Mgmt For For
Policy for the Company's directors and
officers, in the form attached as Exhibit A
to the Proxy Statement.
6A. Do you confirm that you are NOT a Mgmt For
controlling shareholder of the Company
and/or do NOT have a Personal Interest (as
such terms are defined in the Companies Law
and in the Proxy Statement) in Proposal No.
6?* * If you do not indicate a response for
this item 6a, your shares will not be voted
for Proposal No. 6. Please confirm you are
a controlling shareholder/have a personal
interest. If you do not vote For = YES or
Against = NO your vote will not count for
Proposal 6.
--------------------------------------------------------------------------------------------------------------------------
RADA ELECTRONIC INDUSTRIES LTD. Agenda Number: 935442905
--------------------------------------------------------------------------------------------------------------------------
Security: M81863124
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: RADA
ISIN: IL0010826506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: YOSSI BEN
SHALOM
1B. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: JOSEPH
WEISS
1C. Re-election of Director for term expiring Mgmt For For
at 2022 Annual General Meeting: ALON
DUMANIS
1D. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: GUY ZUR
1E. Re-election of Director for term expiring Mgmt Against Against
at 2022 Annual General Meeting: HAIM REGEV
2. To approve the amendments of the Company's Mgmt Against Against
existing Articles of Association as marked
in the Form attached as Annex A to the
Proxy Statement.
3. To approve certain amendments to the Mgmt For For
Company's Compensation Policy mainly with
respect to the terms of payment of the
annual performance bonus to the Company's
CEO, the grant of long-term equity-based
compensation to the Company's directors and
the terms of the D&O insurance.
3A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Item 3 as such
terms are explained in the proxy statement?
If you do not vote YES=FOR or NO=AGAINST
the vote on the corresponding proposal will
not count.
4. To approve the terms of service including a Mgmt For For
grant of options to purchase the Company's
shares to all of the Company's directors
(other than the External Directors).
5. To approve the amendment of the terms of Mgmt For For
employment of Mr. Dov Sella, the Company's
Chief Executive Officer.
5A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Item 5 as such
terms are explained in the proxy statement?
If you do not vote YES=FOR or NO=AGAINST
the vote on the corresponding proposal will
not count.
6. To approve the reservation of additional Mgmt For For
Ordinary Shares under the Company's U.S.
Taxpayers Appendix to the Company's 2015
Share Option Plan.
7. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accounting firm, a member of Ernst &
Young Global, as the Company's independent
registered public accountants for the year
ending December 31, 2021 and to authorize
the Company's Board of Directors to
determine their compensation based on the
recommendation of the Company's Audit
Committee.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935284303
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Gabi
Seligsohn
1B. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Stanley
B. Stern
1C. Election of Class II director until the Mgmt For For
Annual General Meeting of 2022: Ms. Naama
Zeldis
2. To approve certain amendments to the Mgmt For For
Company's Articles of Association relating
to shareholder proposals
3. To approve grants of equity-based awards to Mgmt For For
the President and Chief Executive Officer
of the Company.
3A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in item 3 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
4. To approve amendments to the Company's Mgmt For For
Compensation Policy for Executive Officers
and Directors.
4A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
5. To authorize Mr. Yehuda Zisapel to act as Mgmt Against Against
Chairman of the Board of Directors for a
period of three years
5A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
6. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
REDHILL BIOPHARMA LTD. Agenda Number: 935278273
--------------------------------------------------------------------------------------------------------------------------
Security: 757468103
Meeting Type: Special
Meeting Date: 26-Oct-2020
Ticker: RDHL
ISIN: US7574681034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Compensation Policy regarding the D&O
insurance premium.
1a. Are you a controlling shareholder or do you Mgmt Take No Action
have a personal interest in the approval of
proposal 1 above? (Response required for
vote to be counted.) MARK "FOR" = YES OR
"AGAINST" = NO.
2. To approve an amendment to the Amended and Mgmt Against Against
Restated Articles of Association of the
Company to add a forum selection provision.
3. To approve amendments to the employment Mgmt Against Against
terms of Mr. Dror Ben-Asher, the Company's
Chief Executive Officer.
3a. Are you a controlling shareholder or do you Mgmt Take No Action
have a personal interest in the approval of
proposal 3 above? (Response required for
vote to be counted.). MARK "FOR" = YES OR
"AGAINST" = NO.
4. To approve an amendment to the employment Mgmt For For
terms of Mr. Rick Scruggs, the Company's
Chief Commercial Officer
5. To approve the repricing of options Mgmt Against Against
exercisable into American Depository Shares
("ADSs") of the Company granted to Mr. Rick
Scruggs.
6. To approve the extension of options to Mgmt Against Against
purchase ADSs of the Company previously
granted to members of the board of
directors.
7. To approve the extension of options to Mgmt Against Against
purchase ADSs of the Company previously
granted to Mr. Dror Bern-Asher.
7a. Are you a controlling shareholder or do you Mgmt Take No Action
have a personal interest in the approval of
proposal 7 above? (Response required for
vote to be counted.). MARK "FOR" = YES OR
"AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
ROBO GROUP T.E.K. LTD Agenda Number: 713598261
--------------------------------------------------------------------------------------------------------------------------
Security: M20330102
Meeting Type: SGM
Meeting Date: 11-Mar-2021
Ticker: ROBO IT
ISIN: IL0002660152
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE UPDATED MANAGEMENT SERVICE Mgmt For For
AGREEMENT WITH D. D. Y. WING AVIATION LTD.,
PRIVATE COMPANY OWNED AND CONTROLLED BY
YORAM DOITCH, COMPANY CONTROLLER, AS CEO
2 APPROVE EXTENSION OF THE EXERCISE PERIOD OF Mgmt For For
OPTIONS GRANTED TO IDO YERUSHALMI, COMPANY
DIRECTOR AND INTELITEK INC.'S ,SUBSIDIARY,
CEO, EXERCISABLE INTO COMPANY SHARES AND
UPDATING COMPANY'S COMPENSATION POLICY
ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORPORATION N.V. Agenda Number: 935288604
--------------------------------------------------------------------------------------------------------------------------
Security: G7T16G103
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: SPNS
ISIN: KYG7T16G1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Guy Bernstein
1b. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Roni Al Dor
1c. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Eyal Ben-Chlouche
1d. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Yacov Elinav
1e. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Uzi Netanel
1f. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Naamit Salomon
2. Approval of the Company's 2019 Consolidated Mgmt For For
Balance Sheets, Consolidated Statements of
Operations (profit and loss account) and
Cash Flows.
3. Approval of the re-appointment of Kost Mgmt For For
Forer Gabbay & Kasierer, a member firm of
Ernst & Young Global Limited, as the
independent auditors of the Company for
2020 and authorization of the Board of
Directors and/or its Audit Committee to fix
their compensation.
--------------------------------------------------------------------------------------------------------------------------
SILICOM LTD. Agenda Number: 935434528
--------------------------------------------------------------------------------------------------------------------------
Security: M84116108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SILC
ISIN: IL0010826928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the re-election of Mr. Eli Doron Mgmt For For
to hold office as Director for a three-year
term commencing on the date of the Meeting
until the Annual General Meeting of
Shareholders to be held in the year 2024,
and until his successor has been duly
elected.
2. To approve the grant of 13,333 Plan options Mgmt For For
to purchase ordinary shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap, to Mr. Avi
Eizenman, the Company's active chairman of
the Board of Directors.
3. To approve the grant of 13,333 Plan options Mgmt For For
to purchase ordinary shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap, to Mr Yeshayahu
("Shaike") Orbach, the President and Chief
Executive Officer of the Company.
3A. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt Against
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 3? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 3 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 3).MARK FOR = YES,
AGAINST = NO.
4. Appointment of Kesselman & Kesselman, Mgmt For For
Certified Public Accountants (Isr.), PWC
Israel, as independent accountants of the
Company for year ending December 31, 2021,
and until the next annual general meeting
of the shareholders of the Company, and to
authorize the Audit Committee of the Board
of Directors to fix the compensation of
such auditors in accordance with the amount
and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt For For
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935289670
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 30-Nov-2020
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election or re-election of Director: Dov Mgmt For For
Ofer
1b. Election or re-election of Director: Zeev Mgmt For For
Holtzman
1c. Election or re-election of Director: John Mgmt For For
J. McEleney
1d. Election or re-election of Director: Ziva Mgmt For For
Patir
1e. Election or re-election of Director: David Mgmt For For
Reis
1f. Election or re-election of Director: Mgmt For For
Michael Schoellhorn
1g. Election or re-election of Director: Yair Mgmt For For
Seroussi
1h. Election or re-election of Director: Adina Mgmt For For
Shorr
2. Approval of the continuation of the payment Mgmt For For
of the current annual compensation packages
(consisting of annual cash fees for Board
and committee service, annual option grants
and per meeting cash fees) to the
non-employee directors of the Company in
respect of their directorship services on
the Company's Board of Directors (the
"Board").
3. Approval of compensation for the Company's Mgmt For For
new Chairman of the Board, Dov Ofer.
4. Approval of an increase by 500,000 in the Mgmt For For
number of ordinary shares available for
issuance under the Company's 2012 Omnibus
Equity Incentive Plan.
5. Approval of amendment to Compensation Mgmt For For
Policy to amend D&O insurance coverage and
premium/deductible parameters.
5a. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 5 [MUST COMPLETE].
6. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2020 and until the Company's
next annual general meeting of
shareholders, and authorization of the
Board (upon recommendation of the audit
committee of the Board) to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 935301161
--------------------------------------------------------------------------------------------------------------------------
Security: M8737E108
Meeting Type: Annual
Meeting Date: 14-Dec-2020
Ticker: TARO
ISIN: IL0010827181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election to the Company's Board of Mgmt For For
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Dilip
Shanghvi
1b. Re-election to the Company's Board of Mgmt For For
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Abhay
Gandhi
1c. Re-election to the Company's Board of Mgmt For For
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Sudhir
Valia
1d. Re-election to the Company's Board of Mgmt For For
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Uday
Baldota
1e. Re-election to the Company's Board of Mgmt For For
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: James
Kedrowski
1f. Re-election to the Company's Board of Mgmt For For
Directors (each as an ordinary/non-External
Director, as defined in the Israeli
Companies Law) to serve for a one-year
term, until the close of the next annual
general meeting of shareholders: Dov
Pekelman
2. Approval of the renewal of the Company's Mgmt For For
updated Compensation Policy which maintains
existing compensation terms and adds (i) a
maximum coverage level for the Company's
D&O insurance policies, and (ii) a
requirement that D&O insurance premiums and
deductibles be consistent with market terms
and not material to the Company.
2a. By checking the box marked "FOR," the Mgmt For
undersigned hereby confirms that he, she,
or it is not a "controlling shareholder"
(under the Israeli Companies Law, as
described in the Proxy Statement) and does
not have a conflict of interest (referred
to as a "personal interest" under the
Israeli Companies Law, as described in the
Proxy Statement) in the approval of
Proposal 2. If you do not vote For = YES or
Against = NO your vote will not count for
Prop 2. ...(due to space limits, see proxy
material for full proposal).
3. Re-appointment of Ziv Haft Certified Public Mgmt For For
Accountants (Israel), a BDO member firm, as
the Company's independent auditors for the
fiscal year ending March 31, 2021, and the
additional period until the close of the
next annual general meeting of shareholders
of the Company, and authorization of their
remuneration to be fixed, in accordance
with the volume and nature of their
services, by the Company's Board of
Directors or the Audit Committee thereof.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 935436243
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rosemary A. Crane Mgmt For For
1B. Election of Director: Abbas Hussain Mgmt For For
1C. Election of Director: Gerald M. Lieberman Mgmt For For
1D. Election of Director: Prof. Ronit Mgmt For For
Satchi-Fainaro
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation for Teva's named
executive officers.
3. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until Teva's 2022
annual meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD. Agenda Number: 935260985
--------------------------------------------------------------------------------------------------------------------------
Security: M87915274
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: TSEM
ISIN: IL0010823792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Amir Elstein Mgmt For For
1B. Election of Director: Mr. Russell Ellwanger Mgmt For For
1C. Election of Director: Mr. Kalman Kaufman Mgmt For For
1D. Election of Director: Mr. Alex Kornhauser Mgmt For For
1E. Election of Director: Ms. Dana Gross Mgmt For For
1F. Election of Director: Mr. Ilan Flato Mgmt For For
1G. Election of Director: Mr. Rami Guzman Mgmt For For
1H. Election of Director: Mr. Yoav Chelouche Mgmt For For
1I. Election of Director: Ms. Iris Avner Mgmt For For
1J. Election of Director: Ms. Michal Vakrat Mgmt For For
Wolkin
1K. Election of Director: Mr. Avi Hasson Mgmt For For
2. TO APPOINT Mr. Amir Elstein as the Chairman Mgmt For For
of the Board of Directors to serve until
the next annual meeting of shareholders and
until his successor is duly appointed and
approve the terms of his compensation in
such capacity, as described in Proposal 2
of the Proxy Statement, in compliance with
the Company's Amended Compensation Policy.
3. TO APPROVE the amended Compensation Policy, Mgmt For For
in the form attached as Exhibit A to the
Proxy Statement.
3A. Do you have a "Personal Interest" (as Mgmt Against
defined in the Proxy Statement) with
respect to the subject matter of Proposal
3? If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal
3. Mark "for" = yes or "against" = no.
4. TO APPROVE the increase in the annual base Mgmt For For
salary of Mr. Russell Ellwanger, the
Company's chief executive officer, as
described in Proposal 4 of the Proxy
Statement.
4A. Do you have a "Personal Interest" (as Mgmt Against
defined in the Proxy Statement) with
respect to the subject matter of Proposal
4? If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal
4. Mark "for" = yes or "against" = no.
5. TO APPROVE the award of equity-based Mgmt For For
compensation to Mr. Russell Ellwanger, the
Company's chief executive officer, as
described in Proposal 5 of the Proxy
Statement.
5A. Do you have a "Personal Interest" (as Mgmt Against
defined in the Proxy Statement) with
respect to the subject matter of Proposal
5? If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal
5. Mark "for" = yes or "against" = no.
6. TO APPROVE amended terms of compensation Mgmt For For
for each of the members of the Company's
Board of Directors (other than Amir Elstein
and Russell Ellwanger), as described in
Proposal 6 of the Proxy Statement, subject
to their appointment as directors under
Proposal 1 and subject to the approval of
the Amended Compensation Policy.
7. TO APPROVE the proposed equity grant to Mgmt For For
each of the members of the Company's Board
of Directors (other than to Amir Elstein
and Russell Ellwanger), as described in
Proposal 7 of the Proxy Statement, subject
to their appointment as directors under
Proposal 1 and subject to approval of the
Amended Compensation Policy.
8. TO APPROVE the appointment of Brightman Mgmt For For
Almagor Zohar & Co, Certified Public
Accountants, a firm in the Deloitte Global
Network, as the independent public
registered accountants of the Company for
the year ending December 31, 2020 and for
the period commencing January 1, 2021 and
until the next annual shareholders meeting,
and to further authorize the Audit
Committee of the Board of Directors to
determine the remuneration of such auditors
in accordance with the volume and nature of
its services.
--------------------------------------------------------------------------------------------------------------------------
UROGEN PHARMA LTD Agenda Number: 935429096
--------------------------------------------------------------------------------------------------------------------------
Security: M96088105
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: URGN
ISIN: IL0011407140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arie Belldegrun Mgmt For For
Elizabeth Barrett Mgmt For For
Cynthia M. Butitta Mgmt For For
Fred E. Cohen Mgmt For For
Kathryn E. Falberg Mgmt For For
Stuart Holden Mgmt For For
Ran Nussbaum Mgmt For For
Shawn C. Tomasello Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
2017 Equity Incentive Plan to increase the
number of ordinary shares authorized for
issuance under the plan by 400,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Company's proxy statement for the annual
meeting.
4. To approve the engagement of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as the
Company's auditor until the Company's 2022
annual meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935282157
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
1B. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Allon Bloch
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the next annual general meeting
of shareholders.
ARK Space Exploration & Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 713941094
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker: DSY FP
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100983-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101516-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF THE RESULTS Mgmt For For
4 RELATED-PARTY AGREEMENTS Mgmt For For
5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt For For
6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For
THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt For For
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt For For
11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For
PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY
BASIS BY THE BOARD OF DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt For For
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF PREVIOUSLY REPURCHASED
SHARES IN THE FRAMEWORK OF THE SHARE
BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO THE COMPANY'S EQUITY SECURITIES
TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR SHAREHOLDERS AND BY WAY OF A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR
SHAREHOLDERS, UNDER A PUBLIC OFFERING
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS WELL AS TO THE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF
10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF
SHARES OR EQUITY-LINKED SECURITIES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE
COMPANY AND ITS AFFILIATED COMPANIES
ENTAILING AUTOMATICALLY THAT SHAREHOLDERS
WAIVE THEIR PREFERENTIAL SUBSCRIPTION
RIGHTS
21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF MEMBERS OF A CORPORATE SAVINGS PLAN,
WITHOUT PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF A CATEGORY OF
BENEFICIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT Mgmt For For
24 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935402507
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2020 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 26, 2020 and the statutory
financial statements of Garmin for the
fiscal year ended December 26, 2020.
2. Approval of the appropriation of available Mgmt For For
earnings.
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.68 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments.
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 26, 2020.
5A. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors.
7A. Re-election of Compensation Committee Mgmt For For
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative.
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 25, 2021 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term.
10. Advisory vote on executive compensation. Mgmt For For
11. Binding vote to approve Fiscal Year 2022 Mgmt For For
maximum aggregate compensation for the
Executive Management.
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2021 Annual General
Meeting and the 2022 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 714203938
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker: 6301 JP
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ohashi, Tetsuji Mgmt For For
2.2 Appoint a Director Ogawa, Hiroyuki Mgmt For For
2.3 Appoint a Director Moriyama, Masayuki Mgmt For For
2.4 Appoint a Director Mizuhara, Kiyoshi Mgmt For For
2.5 Appoint a Director Kigawa, Makoto Mgmt For For
2.6 Appoint a Director Kunibe, Takeshi Mgmt For For
2.7 Appoint a Director Arthur M. Mitchell Mgmt For For
2.8 Appoint a Director Horikoshi, Takeshi Mgmt For For
2.9 Appoint a Director Saiki, Naoko Mgmt For For
3.1 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For
3.2 Appoint a Corporate Auditor Inagaki, Mgmt For For
Yasuhiro
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935395067
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Anderson Mgmt For For
Eric DeMarco Mgmt For For
William Hoglund Mgmt For For
Scot Jarvis Mgmt For For
Jane Judd Mgmt For For
Samuel Liberatore Mgmt For For
Amy Zegart Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers, as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MEITUAN Agenda Number: 714199987
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker: 3690 HK
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100405.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0521/2021052100429.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020 AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY ("DIRECTORS") AND INDEPENDENT
AUDITOR OF THE COMPANY THEREON
2 TO RE-ELECT MR. WANG HUIWEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3 TO RE-ELECT MR. LAU CHI PING MARTIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. NEIL NANPENG SHEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO AUTHORIZE THE BOARD OF DIRECTORS Mgmt For For
("BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
6 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL CLASS B SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2021
10.A TO APPROVE THE SUBSCRIPTION AGREEMENT (THE Mgmt For For
"TENCENT SUBSCRIPTION AGREEMENT") DATED
APRIL 19, 2021 AND ENTERED INTO BY THE
COMPANY AS ISSUER AND TENCENT MOBILITY
LIMITED ("TENCENT") AS SUBSCRIBER IN
RELATION TO THE SUBSCRIPTION OF 11,352,600
NEW SHARES (THE "TENCENT SUBSCRIPTION
SHARES") AT THE SUBSCRIPTION PRICE OF HKD
273.80 PER SHARE
10.B TO APPROVE THE GRANT OF A SPECIFIC MANDATE Mgmt For For
TO THE DIRECTORS OF THE COMPANY TO EXERCISE
ALL THE POWERS OF THE COMPANY TO ALLOT AND
ISSUE THE TENCENT SUBSCRIPTION SHARES,
SUBJECT TO AND IN ACCORDANCE WITH THE TERMS
AND CONDITIONS SET OUT IN THE TENCENT
SUBSCRIPTION AGREEMENT
10.C TO AUTHORIZE ANY ONE DIRECTOR OF THE Mgmt For For
COMPANY TO SIGN, EXECUTE, PERFECT AND
DELIVER ALL SUCH DOCUMENTS AND DEEDS, AND
DO ALL SUCH ACTS, MATTERS AND THINGS AS
ARE, IN THE OPINION OF SUCH DIRECTOR OF THE
COMPANY, DESIRABLE OR EXPEDIENT TO GIVE
EFFECT TO THE TENCENT SUBSCRIPTION
AGREEMENT, ALL THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND/OR ANY MATTER
ANCILLARY OR INCIDENTAL THERETO (INCLUDING
WITHOUT LIMITATION THE ALLOTMENT AND ISSUE
OF THE TENCENT SUBSCRIPTION SHARES PURSUANT
THERETO), TO AGREE TO SUCH VARIATIONS,
AMENDMENTS OR WAIVERS TO OR OF ANY OF THE
PROVISIONS OF THE TENCENT SUBSCRIPTION
AGREEMENT AND ALL DOCUMENTS ANCILLARY OR
INCIDENTAL THERETO AS ARE, IN THE OPINION
OF SUCH DIRECTOR OF THE COMPANY, NOT OF A
MATERIAL NATURE AND IN THE INTEREST OF THE
COMPANY, AND TO EFFECT OR IMPLEMENT ANY
OTHER MATTER REFERRED TO IN THIS RESOLUTION
11 TO AMEND THE MEMORANDUM AND ARTICLES OF Mgmt For For
ASSOCIATION TO UPDATE THE NAME OF THE
COMPANY FROM "MEITUAN DIANPING" TO
"MEITUAN"
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935401834
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Special
Meeting Date: 13-May-2021
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance (the "Teledyne Mgmt For For
Share Issuance Proposal") of Teledyne
Technologies Incorporated ("Teledyne")
common stock, $0.01 par value per share, in
connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated as of January 4, 2021, by and
among Teledyne, Firework Merger Sub I,
Inc., a Delaware corporation and a wholly
owned subsidiary of Teledyne, Firework
Merger Sub II, LLC, and FLIR Systems, Inc.
2. To approve one or more adjournments of the Mgmt For For
Teledyne Special Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
the Teledyne Share Issuance Proposal at the
time of the Teledyne Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
THALES SA Agenda Number: 713755809
--------------------------------------------------------------------------------------------------------------------------
Security: F9156M108
Meeting Type: MIX
Meeting Date: 06-May-2021
Ticker: HO fp
ISIN: FR0000121329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100731-39 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 541281,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527846 DUE TO ADDITION OF
RESOLUTION O.15,O.16,O.17 AND O.18. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AMOUNT
3 ALLOCATION OF THE PARENT COMPANY'S INCOME Mgmt For For
AND SETTING OF THE DIVIDEND AT EUR 1.76 PER
SHARE FOR 2020
4 RENEWAL OF THE TERM OF OFFICE OF THE FRENCH Mgmt For For
STATE AS DIRECTOR, ON THE PROPOSAL OF THE
"PUBLIC SECTOR"
5 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG AUDIT FIRM AS PRINCIPAL STATUTORY
AUDITOR
6 APPROVAL OF THE AMENDMENT TO THE 2019 Mgmt For For
COMPENSATION POLICY FOR THE CHAIRMAN AND
CHIEF EXECUTIVE OFFICER AND OF THE
AMENDMENT TO THE CHARACTERISTICS OF AN
ELEMENT OF THE COMPENSATION OF THE CHAIRMAN
AND CHIEF EXECUTIVE OFFICER SUBMITTED TO
THE 2019 EX-POST VOTE
7 APPROVAL OF THE AMENDMENT TO THE CHAIRMAN Mgmt For For
AND CHIEF EXECUTIVE OFFICER'S 2020
COMPENSATION POLICY
8 APPROVAL OF THE 2020 COMPENSATION ELEMENTS Mgmt For For
PAID OR ALLOCATED TO MR. PATRICE CAINE,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
ONLY EXECUTIVE CORPORATE OFFICER
9 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
2020 COMPENSATION OF CORPORATE OFFICERS
10 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES, WITH A MAXIMUM PURCHASE
PRICE OF 140 EUROS PER SHARE
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL SHARES ACQUIRED UNDER A
SHARE BUYBACK PROGRAM
14 POWERS TO CARRY OUT FORMALITIES Mgmt For For
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BERNARD FONTANA AS DIRECTOR, ON THE
PROPOSAL OF THE PUBLIC SECTOR
16 APPOINTMENT OF MRS. DELPHINE GENY-STEPHANN Mgmt For For
AS DIRECTOR ON THE PROPOSAL OF THE PUBLIC
SECTOR, AS A REPLACEMENT FOR MRS. DELPHINE
DE SAHUGUET D'AMARZIT
17 APPOINTMENT OF MRS. ANNE RIGAIL AS DIRECTOR Mgmt For For
ON THE PROPOSAL OF THE PUBLIC SECTOR, AS A
REPLACEMENT FOR MRS. LAURENCE BROSETA
18 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PHILIPPE LEPINAY AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
ARK Next Generation Internet ETF (fka ARK Web x.0 ETF)
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935404222
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt For For
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt For For
Robert M. Stavis Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal to elect each director Shr For
annually, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935287513
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt Abstain Against
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt For For
Matthew Prince Mgmt For For
Katrin Suder Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935223735
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 06-Jul-2020
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denis J. O'Leary Mgmt For For
Joseph E. Sexton Mgmt For For
Godfrey R. Sullivan Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt Against Against
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr Against For
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FASTLY INC. Agenda Number: 935424351
--------------------------------------------------------------------------------------------------------------------------
Security: 31188V100
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: FSLY
ISIN: US31188V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Hornik Mgmt For For
Kelly Wright Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 935406341
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HUBS
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Brian
Halligan
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Ron Gill
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Jill Ward
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935354768
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Mr. Tsang Wah Kwong be re-elected and Mgmt For
appointed as a director of the Company,
effective from the closing of this AGM.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt For For
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt For For
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt For For
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr Against For
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 935410035
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Allan Landon Mgmt For For
1B. Election of Class I Director: Timothy Mgmt For For
Mayopoulos
1C. Election of Class I Director: Patricia Mgmt For For
McCord
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation (the
Declassification Amendment) that would
phase in the declassification of our Board.
5. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation that
would add a federal forum selection
provision.
6. Recommend, by a non-binding advisory vote, Mgmt 1 Year For
the frequency of future advisory votes on
named executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935415629
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Robin Henderson Mgmt For For
1D. Election of Director: Douglas Lebda Mgmt For For
1E. Election of Director: Steven Ozonian Mgmt For For
1F. Election of Director: Saras Sarasvathy Mgmt For For
1G. Election of Director: G. Kennedy Thompson Mgmt For For
1H. Election of Director: Jennifer Witz Mgmt For For
2. To approve our Employee Stock Purchase Mgmt For For
Plan.
3. To approve an Amendment and Restatement to Mgmt For For
our Sixth Amended and Restated 2008 Stock
and Annual Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935332863
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Special
Meeting Date: 15-Feb-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To increase the Company's registered share Mgmt For For
capital and to amend and restate the
Company's Amended and Restated Articles of
Association to reflect the same.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935429541
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation.
2. To re-appoint Mr. Amit Dror and Mr. Roni Mgmt For For
Kleinfeld as Class I directors of the
Company for a term of three years that
expires at the third annual general meeting
of shareholders following such re-election
or until they cease to serve in their
office in accordance with the provisions of
the Company's Amended and Restated Articles
of Association or any law, whichever is the
earlier.
3. To authorize Yoav Stern to serve as both Mgmt For For
the Company's Chairman of the Board of
Directors and Chief Executive Officer for a
three-year term following the date of the
Meeting.
3A. I/We confirm that I am/ we are NOT a Mgmt Take No Action
controlling shareholder of the Company and/
or do NOT have a personal interest in
Proposal No. 3. If you do not indicate a
response YES for this item 3a, your shares
will not be voted for Proposal No. 3. Mark
For=Yes or Against=No
4. To grant Mr. Simon Anthony-Fried, Mr. Amit Mgmt For For
Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld,
Mr. Christopher Moran, Dr. Eli David, Ms.
Nira Poran and Mr. Oded Gera, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
OPENDOOR TECHNOLOGIES, INC. Agenda Number: 935417560
--------------------------------------------------------------------------------------------------------------------------
Security: 683712103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OPEN
ISIN: US6837121036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cipora Herman Mgmt For For
Jonathan Jaffe Mgmt For For
Glenn Solomon Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm.
3. Approval, on an Advisory (Non-Binding) Mgmt For For
Basis, of the compensation of our named
executive officers ("say-on-pay" vote).
4. Approval, on an Advisory (Non-Binding) Mgmt 1 Year For
Basis, of the frequency of future
say-on-pay votes.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935428169
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alec Gallimore Mgmt For For
Rathi Murthy Mgmt For For
Alex Solomon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of the Company for
its fiscal year ending January 31, 2022.
3. To conduct an advisory, non-binding vote to Mgmt For For
approve the compensation of our named
executive officers.
4. To conduct an advisory, non-binding vote on Mgmt 1 Year For
the frequency of future advisory,
non-binding votes to approve the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PALANTIR TECHNOLOGIES INC. Agenda Number: 935420012
--------------------------------------------------------------------------------------------------------------------------
Security: 69608A108
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: PLTR
ISIN: US69608A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander Karp Mgmt For For
Stephen Cohen Mgmt For For
Peter Thiel Mgmt For For
Alexander Moore Mgmt For For
Spencer Rascoff Mgmt For For
Alexandra Schiff Mgmt For For
Lauren Friedman Stat Mgmt For For
2. Advisory vote on frequency of executive Mgmt 3 Years For
compensation votes.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Palantir's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935246959
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Zheng Mgmt For
Huang be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Haifeng Mgmt For
Lin be re-elected as a director of the
Company.
3. As an ordinary resolution: THAT Mr. Nanpeng Mgmt For
Shen be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. George Mgmt For
Yong-Boon Yeo be re-elected as a director
of the Company.
6. As an ordinary resolution: THAT Mr. Anthony Mgmt For
Kam Ping Leung be re-elected as a director
of the Company.
7. As an ordinary resolution: THAT Mr. Lei Mgmt For
Chen be elected as a director of the
Company.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt For For
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt For For
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SKILLZ INC. Agenda Number: 935393936
--------------------------------------------------------------------------------------------------------------------------
Security: 83067L109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SKLZ
ISIN: US83067L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Paradise Mgmt For For
1B. Election of Director: Casey Chafkin Mgmt For For
1C. Election of Director: Christopher S. Mgmt For For
Gaffney
1D. Election of Director: Harry E. Sloan Mgmt For For
1E. Election of Director: Jerry Bruckheimer Mgmt For For
1F. Election of Director: Kent Wakeford Mgmt For For
1G. Election of Director: Vandana Mehta-Krantz Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SOCIAL CAPITAL HEDOSOPHIA HLDGS CORP II Agenda Number: 935312479
--------------------------------------------------------------------------------------------------------------------------
Security: G8250T109
Meeting Type: Special
Meeting Date: 17-Dec-2020
Ticker: IPOB
ISIN: KYG8250T1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The BCA Proposal: to consider and vote upon Mgmt For For
a proposal to approve by ordinary
resolution and adopt the Agreement and Plan
of Merger, dated as of September 15, 2020
(the "Merger Agreement"), by and among SCH,
Hestia Merger Sub Inc., a Delaware
corporation and a direct wholly owned
subsidiary of SCH ("Merger Sub") and
Opendoor Labs Inc., a Delaware corporation
(the "Opendoor"), a copy of which is
attached to this proxy statement/prospectus
statement as Annex A.
2. The Domestication Proposal: to consider and Mgmt For For
vote upon a proposal to approve by special
resolution, the change of SCH's
jurisdiction of incorporation by
deregistering as an exempted company in the
Cayman Islands and continuing and
domesticating as a corporation incorporated
under the laws of the State of Delaware
(the "Domestication" and, together with the
Merger, the "Business Combination") (the
"Domestication Proposal").
3. Organizational Documents Proposal A: to Mgmt For For
authorize the change in the authorized
capital stock of SCH from 500,000,000 Class
A ordinary shares, par value $0.0001 per
share (the "SCH Class A ordinary shares"),
50,000,000 Class B ordinary shares, par
value $0.0001 per share (the "Class B
ordinary shares" and, together with the
Class A ordinary shares, the "ordinary
shares"), and 5,000,000 preferred shares,
par value $0.0001 per share (the "SCH
preferred shares"), to 3,000,000,000 shares
of common stock,.
4. Organizational Documents Proposal B: to Mgmt For For
authorize the board of directors of
Opendoor Technologies to issue any or all
shares of Opendoor Technologies preferred
stock in one or more classes or series,
with such terms and conditions as may be
expressly determined by Opendoor
Technologies' board of directors and as may
be permitted by the DGCL ("Organizational
Documents Proposal B").
5. Organizational Documents Proposal C: to Mgmt For For
provide that Opendoor Technologies' board
of directors be divided into three classes
with only one class of directors being
elected in each year and each class serving
a three-year term ("Organizational
Documents Proposal C").
6. Organizational Documents Proposal D: to Mgmt For For
authorize all other changes in connection
with the replacement of Cayman
Constitutional Documents with the Proposed
Certificate of Incorporation and Proposed
Bylaws in connection with the consummation
of the Business Combination (copies of
which are attached to this proxy
statement/prospectus as Annex I and Annex
J, respectively),.
7. The Director Election Proposal: to consider Mgmt For For
and vote upon a proposal, assuming the BCA
Proposal, the Domestication Proposal and
the Organizational Documents Proposals are
approved, to elect seven directors who,
upon consummation of the Business
Combination, will be the directors of
Opendoor Technologies (the "Director
Election Proposal").
8. The Stock Issuance Proposal: to consider Mgmt For For
and vote upon a proposal to approve by
ordinary resolution for purposes of
complying with the applicable provisions of
NYSE Listing Rule 312.03, the issuance of
Opendoor Technologies common stock (the
"Stock Issuance Proposal").
9. The Incentive Award Plan Proposal: to Mgmt For For
consider and vote upon a proposal to
approve by ordinary resolution, the
Opendoor Technologies Inc. 2020 Incentive
Award Plan (the "Incentive Award Plan
Proposal").
10. The ESPP Proposal: to consider and vote Mgmt For For
upon a proposal to approve by ordinary
resolution, the Opendoor Technologies Inc.
2020 Employee Stock Purchase Plan (the
"ESPP Proposal").
11. The Adjournment Proposal: to consider and Mgmt For For
vote upon a proposal to approve the
adjournment of the extraordinary general
meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for the approval of
one or more proposals at the extraordinary
general meeting (the "Adjournment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr Against For
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr Against For
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr Against For
withdrawn
7. A stockholder proposal regarding a director Shr Against For
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935410085
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji Mgmt For For
John L. Bishop Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935282157
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
1B. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Allon Bloch
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the next annual general meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
The 3D Printing ETF
--------------------------------------------------------------------------------------------------------------------------
3D SYSTEMS CORPORATION Agenda Number: 935383606
--------------------------------------------------------------------------------------------------------------------------
Security: 88554D205
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: DDD
ISIN: US88554D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Malissia R. Clinton Mgmt For For
1B. Election of Director: William E. Curran Mgmt For For
1C. Election of Director: Thomas W. Erickson Mgmt For For
1D. Election of Director: Jeffrey A. Graves Mgmt For For
1E. Election of Director: Charles W. Hull Mgmt For For
1F. Election of Director: William D. Humes Mgmt For For
1G. Election of Director: Jim D. Kever Mgmt For For
1H. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1I. Election of Director: Kevin S. Moore Mgmt For For
1J. Election of Director: Vasant Padmanabhan Mgmt For For
1K. Election of Director: John J. Tracy Mgmt For For
1L. Election of Director: Jeffrey Wadsworth Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal to reduce the Shr Against For
ownership required for stockholders to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. To approve the amendment and restatement of Mgmt For For
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935333966
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Special
Meeting Date: 09-Mar-2021
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Merger Agreement and the Mgmt For For
transactions contemplated thereby.
2. Adjournment of the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement and the transactions contemplated
thereby at the time of the Special Meeting.
3. Adoption of a non-binding, advisory Mgmt For For
proposal to approve certain compensation
payable to Aerojet Rocketdyne's named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935353780
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gen Kevin P. Chilton Mgmt For For
Thomas A. Corcoran Mgmt For For
Eileen P. Drake Mgmt For For
James R. Henderson Mgmt For For
Warren G. Lichtenstein Mgmt For For
Gen Lance W. Lord Mgmt For For
Audrey A. McNiff Mgmt For For
Martin Turchin Mgmt For For
2. Advisory vote to approve Aerojet Mgmt For For
Rocketdyne's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
independent auditors of the Company for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 935381400
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Herbert J. Carlisle Mgmt For For
1.2 Election of Director: David P. Hess Mgmt For For
1.3 Election of Director: Marianne Kah Mgmt For For
2. Advisory vote to approve the 2020 Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 935377994
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Mary Boyce
2. Vote to approve the Company's 2021 Employee Mgmt For For
Stock Purchase Plan.
3. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Jim F. Anderson
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Mgmt For For
Tod E. Carpenter
1B. Election of Director for three years term: Mgmt For For
Karleen M. Oberton
2. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr Against For
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
--------------------------------------------------------------------------------------------------------------------------
ARCONIC CORPORATION Agenda Number: 935382464
--------------------------------------------------------------------------------------------------------------------------
Security: 03966V107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ARNC
ISIN: US03966V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frederick A. Mgmt For For
Henderson
1B. Election of Director: William F. Austen Mgmt For For
1C. Election of Director: Christopher L. Ayers Mgmt For For
1D. Election of Director: Margaret S. Billson Mgmt For For
1E. Election of Director: Jacques Croisetiere Mgmt For For
1F. Election of Director: Elmer L. Doty Mgmt For For
1G. Election of Director: Carol S. Eicher Mgmt For For
1H. Election of Director: Timothy D. Myers Mgmt For For
1I. Election of Director: E. Stanley O'Neal Mgmt For For
1J. Election of Director: Jeffrey Stafeil Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of advisory votes on the
compensation of our named executive
officers.
4. Approve the Amended and Restated Arconic Mgmt For For
Corporation 2020 Stock Incentive Plan.
5. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ARKEMA SA Agenda Number: 713815477
--------------------------------------------------------------------------------------------------------------------------
Security: F0392W125
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker: AKE fp
ISIN: FR0010313833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 30 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100751-40 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101215-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT IN COMMENT AND DUE TO RECEIPT
OF UPDATED BALO LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING. THE SHAREHOLDERS'
MEETING APPROVES THE NONDEDUCTIBLE EXPENSES
AND CHARGES AMOUNTING TO EUR 88,311.00 AND
THEIR CORRESPONDING TAX OF EUR 14,139.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE DISTRIBUTABLE
INCOME FOR THE YEAR AS FOLLOWS: ORIGIN
EARNINGS: EUR 102,815,816.76 RETAINED
EARNINGS: EUR 1,900,510,348.22
DISTRIBUTABLE INCOME: EUR 2,003,326,164.98
ALLOCATION LEGAL RESERVE: EUR 112,256.00
DIVIDENDS: EUR 191,841,190.00 (I.E.
76,736,476 SHARES BEARING RIGHTS FROM
JANUARY 1ST 2020) RETAINED EARNINGS: EUR
1,811,372,718.98 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 2.50 PER
SHARE THAT WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE, PAID ON MAY 28TH 2021.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO
DETERMINE THE FINAL OVERALL AMOUNT OF THE
DIVIDEND, THEN THE DISTRIBUTE INCOME AND
THE AMOUNT TO ALLOCATE TO THE RETAINED
EARNING ACCOUNT. FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
PER SHARES: EUR 2.20 FOR FISCAL YEAR 2019,
EUR 2.50 FOR FISCAL YEAR 2018, EUR 2.30 FOR
FISCAL YEAR 2017
4 THE SHAREHOLDERS' MEETING HEREBY, AFTER Mgmt For For
REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L.225-40 OF THE FRENCH COMMERCIAL CODE,
NOTICES THE INFORMATION RELATED TO THE
AGREEMENTS ENTERED INTO AND THE COMMITMENTS
MADE DURING PREVIOUS FISCAL YEARS AND
APPROVED BY THE SHAREHOLDERS' MEETING, AND
APPROVES THE AGREEMENT AUTHORISED AND
ENTERED INTO DURING SAID FISCAL YEAR
REFERRED TO THEREIN
5 THE SHAREHOLDERS' MEETING APPOINTS MR. Mgmt For For
THIERRY PILENKO AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
6 THE SHAREHOLDERS' MEETING APPOINTS Mgmt For For
BPIFRANCE INVESTISSEMENT AS DIRECTOR FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS MRS. Mgmt For For
ILSE HENNE AS DIRECTOR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS (CHIEF EXECUTIVE OFFICER
EXCLUDED)
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS, IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 OF
THE FRENCH COMMERCIAL CODE
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR.
THIERRY LE HENAFF, FOR SAID FISCAL YEAR
12 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 135.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,035,942,345.00 (ON THE
BASIS OF THE SHARE CAPITAL ON DECEMBER 31ST
2020). THE NUMBER OF TREASURY SHARES TO BE
HELD BY THE COMPANY SHALL NOT EXCEED 10
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN
18-MONTH PERIOD AND SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 19TH 2020 IN
RESOLUTION NR, 11. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
13 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLAN UNDER RESOLUTION 12, UP TO
A MAXIMUM OF 10 PERCENT OF THE SHARE
CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORISATION IS GIVEN FOR A 24-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 21ST 2019 IN
RESOLUTION NR, 12. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 10: 'DIRECTOR REPRESENTING
THE EMPLOYEES' AND ARTICLE 16:
'REPRESENTATION' OF THE BYLAWS
15 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BERTRANDT AG Agenda Number: 713562622
--------------------------------------------------------------------------------------------------------------------------
Security: D1014N107
Meeting Type: AGM
Meeting Date: 26-Feb-2021
Ticker: BDT GR
ISIN: DE0005232805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2019/20
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2019/20
5 APPROVE REMUNERATION POLICY Mgmt Against Against
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 APPROVE CREATION OF EUR 4 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
8 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt For For
MEETINGS, RESOLUTIONS AND DECLARATIONS OF
INTENT
9 AMEND ARTICLES RE: AGM CONVOCATION CHAIRMAN Mgmt For For
OF MEETING
10 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2020/21
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 935274996
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven E. Karol Mgmt For For
Gregory A. Pratt Mgmt For For
Tony R. Thene Mgmt For For
2. Approval of PricewaterhouseCoopers LLP as Mgmt For For
the independent registered public
accounting firm.
3. Advisory approval of the Company's Mgmt For For
Executive Compensation.
4. Approval of amended and restated Mgmt For For
Stock-Based Incentive Compensation Plan for
Officers and Key Employees.
--------------------------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA Agenda Number: 713712683
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker: ML FP
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 11 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 11 MAY 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103192100603-34 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
4 REGULATED AGREEMENTS Mgmt For For
5 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, IN ORDER TO
ALLOW THE COMPANY TO TRADE ITS OWN SHARES,
EXCEPT DURING A PUBLIC OFFERING PERIOD,
WITHIN THE CONTEXT OF A SHARE BUYBACK
PROGRAMME WITH A MAXIMUM PURCHASE PRICE OF
EUR 180 PER SHARE
6 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO MANAGERS
7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
8 APPROVAL OF THE INFORMATION ON THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED TO MR. FLORENT MENEGAUX
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED TO MR. YVES CHAPOT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED TO MR. MICHEL ROLLIER FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
12 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
JEAN-MICHEL SEVERINO AS MEMBER OF THE
SUPERVISORY BOARD AS A REPLACEMENT FOR MR.
CYRILLE POUGHON, WHO RESIGNED
13 APPOINTMENT OF MR. WOLF-HENNING SCHEIDER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
14 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, IN ORDER TO
REDUCE THE CAPITAL BY CANCELLING SHARES
15 AMENDMENTS TO THE BY-LAWS RELATING TO THE Mgmt For For
FINANCIAL RIGHTS OF GENERAL PARTNERS
16 AMENDMENTS TO THE BY-LAWS RELATING TO THE Mgmt For For
TERMS AND CONDITIONS OF THE MANAGERS'
COMPENSATION
17 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 713941094
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker: DSY FP
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100983-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101516-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF THE RESULTS Mgmt For For
4 RELATED-PARTY AGREEMENTS Mgmt For For
5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt For For
6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For
THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt For For
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt For For
11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For
PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY
BASIS BY THE BOARD OF DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt For For
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF PREVIOUSLY REPURCHASED
SHARES IN THE FRAMEWORK OF THE SHARE
BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO THE COMPANY'S EQUITY SECURITIES
TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR SHAREHOLDERS AND BY WAY OF A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR
SHAREHOLDERS, UNDER A PUBLIC OFFERING
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS WELL AS TO THE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF
10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF
SHARES OR EQUITY-LINKED SECURITIES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE
COMPANY AND ITS AFFILIATED COMPANIES
ENTAILING AUTOMATICALLY THAT SHAREHOLDERS
WAIVE THEIR PREFERENTIAL SUBSCRIPTION
RIGHTS
21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF MEMBERS OF A CORPORATE SAVINGS PLAN,
WITHOUT PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF A CATEGORY OF
BENEFICIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT Mgmt For For
24 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuth?re I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935370572
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: HUMBERTO P. ALFONSO Mgmt For For
1b. Election of Director: VANESSA L. ALLEN Mgmt For For
SUTHERLAND
1c. Election of Director: BRETT D. BEGEMANN Mgmt For For
1d. Election of Director: MARK J. COSTA Mgmt For For
1e. Election of Director: EDWARD L. DOHENY II Mgmt For For
1f. Election of Director: JULIE F. HOLDER Mgmt For For
1g. Election of Director: REN?E J. HORNBAKER Mgmt For For
1h. Election of Director: KIM ANN MINK Mgmt For For
1i. Election of Director: JAMES J. O'BRIEN Mgmt For For
1j. Election of Director: DAVID W. RAISBECK Mgmt For For
1k. Election of Director: CHARLES K. STEVENS Mgmt For For
III
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Approve the 2021 Omnibus Stock Compensation Mgmt For For
Plan
4. Ratify Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
5. Advisory Vote on Stockholder Proposal Shr For Against
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda Number: 935384141
--------------------------------------------------------------------------------------------------------------------------
Security: 277461406
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: KODK
ISIN: US2774614067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James V. Continenza Mgmt For For
1.2 Election of Director: B. Thomas Golisano Mgmt For For
1.3 Election of Director: Philippe D. Katz Mgmt For For
1.4 Election of Director: Kathleen B. Lynch Mgmt For For
1.5 Election of Director: Jason New Mgmt For For
1.6 Election of Director: Darren L. Richman Mgmt For For
1.7 Election of Director: Michael E. Sileck, Mgmt For For
Jr.
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Approval of the First Amendment to the Mgmt For For
Amended and Restated 2013 Omnibus Incentive
Plan.
4. Ratification of the Audit and Finance Mgmt For For
Committee's selection of Ernst & Young LLP
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG Agenda Number: 712958656
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 31-Aug-2020
Ticker: EVK gr
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 PROVISION OF DOCUMENTS FOR THE ANNUAL Non-Voting
SHAREHOLDERS' MEETING IN ACCORDANCE WITH
SECTION 176 PARAGRAPH 1 SENTENCE 1 OF THE
GERMAN STOCK CORPORATION ACT (AKTIENGESETZ
- "AKTG")
2 RESOLUTION ON THE ALLOCATION OF THE NET Mgmt For For
PROFIT: DIVIDENDS OF EUR 0.58 PER SHARE
3 RESOLUTION ON FORMAL APPROVAL OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE EXECUTIVE
BOARD IN FISCAL YEAR 2019
4 RESOLUTION ON FORMAL APPROVAL OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE SUPERVISORY
BOARD IN FISCAL YEAR 2019
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND OF THE GROUP AUDITOR FOR FISCAL
YEAR 2020 AND OF THE AUDITOR FOR AN AUDIT
REVIEW OF ADDITIONAL FINANCIAL INFORMATION
DURING FISCAL YEAR 2020 PURSUANT TO SECTION
115 PARAGRAPH 7 OF THE GERMAN SECURITIES
TRADING ACT (WERTPAPIERHANDELSGESETZ -
"WPHG"): PRICEWATERHOUSECOOPERS GMBH.
RESOLUTION ON THE APPOINTMENT OF THE
AUDITOR FOR ANY REVIEW FOR ADDITIONAL
FINANCIAL INFORMATION DURING FISCAL YEAR
2021 UP TO THE NEXT ANNUAL SHAREHOLDERS'
MEETING: KPMG AG
6 RESOLUTION ON AUTHORIZATION TO ACQUIRE AND Mgmt For For
UTILIZE TREASURY SHARES IN THE COMPANY,
WITH POSSIBLE EXCLUSION OF SUBSCRIPTION
RIGHT AND ANY TENDER RIGHT
7 RESOLUTION APPROVING THE REMUNERATION Mgmt For For
SYSTEM FOR MEMBERS OF THE EXECUTIVE BOARD
8 RESOLUTION APPROVING THE REMUNERATION Mgmt For For
SYSTEM FOR MEMBERS OF THE SUPERVISORY BOARD
CMMT 11 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EVONIK INDUSTRIES AG Agenda Number: 713931360
--------------------------------------------------------------------------------------------------------------------------
Security: D2R90Y117
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker: EVK gr
ISIN: DE000EVNK013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 ELECT WERNER FUHRMANN TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT CEDRIK NEIKE TO THE SUPERVISORY BOARD Mgmt For For
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 935395473
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Brubaker Mgmt For For
Jeroen van Rotterdam Mgmt For For
2. The ratification of Grant Thornton LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
3. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935357954
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S?bastien Bazin Mgmt For For
1B. Election of Director: Ashton Carter Mgmt For For
1C. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
1D. Election of Director: Francisco D'Souza Mgmt For For
1E. Election of Director: Edward Garden Mgmt For For
1F. Election of Director: Thomas Horton Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Catherine Lesjak Mgmt For For
1I. Election of Director: Paula Rosput Reynolds Mgmt For For
1J. Election of Director: Leslie Seidman Mgmt For For
1K. Election of Director: James Tisch Mgmt For For
2. Advisory Approval of Our Named Executives' Mgmt Against Against
Compensation.
3. Ratification of Deloitte as Independent Mgmt For For
Auditor for 2021.
4. Approval of Reverse Stock Split and Mgmt For For
Reduction in our Authorized Stock and Par
Value.
5. Require Nomination of at Least Two Shr Against For
Candidates for Each Board Seat.
6. Require the Chairman of the Board to be Shr Against For
Independent.
7. Report on Meeting the Criteria of the Net Mgmt For For
Zero Indicator.
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713737647
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M110
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker: HEN3:GR
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527351 DUE TO CHANGE IN RECORD
DATE FROM 26 MAR 2021 TO 25 MAR 2021
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Non-Voting
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Non-Voting
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Non-Voting
COMMITTEE
8 APPROVE REMUNERATION POLICY Non-Voting
9 AMEND ARTICLES RE: REMUNERATION OF Non-Voting
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Non-Voting
IN THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB Agenda Number: 713313550
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: EGM
Meeting Date: 01-Dec-2020
Ticker: HEXAB SS
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
BOARD OF DIRECTORS PROPOSES THAT GUN
NILSSON SHALL BE ELECTED CHAIRMAN OF THE
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES: THE BOARD OF DIRECTORS PROPOSES
JOHANNES WINGBORG, REPRESENTING
LANSFORSAKRINGAR FONDFORVALTNING AND
FREDRIK SKOGLUND, REPRESENTING SPILTAN
FONDER, OR IF ONE OR BOTH OF THEM ARE
PREVENTED FROM PARTICIPATING, THE PERSON(S)
APPOINTED BY THE BOARD OF DIRECTORS, TO
CHECK THE MINUTES. THE ASSIGNMENT TO CHECK
THE MINUTES ALSO INCLUDE CHECKING THE
VOTING LIST AND THAT THE RECEIVED POSTAL
VOTES ARE CORRECTLY REFLECTED IN THE
MINUTES OF THE MEETING
6 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
7 RESOLUTION ON DIVIDEND: DUE TO THE CURRENT Mgmt For For
UNCERTAINTY IN GLOBAL DEMAND CAUSED BY THE
COVID-19-PANDEMIC, THE BOARD OF DIRECTORS
DECIDED PRIOR TO THE ANNUAL GENERAL MEETING
ON 29 APRIL 2020 TO POSTPONE THE RESOLUTION
ON DIVIDEND FOR THE FINANCIAL YEAR 2019
UNTIL THE IMPACT OF THE PANDEMIC IS CLEARER
AND MARKET CONDITIONS HAVE STABILISED. THE
ANNUAL GENERAL MEETING RESOLVED IN
ACCORDANCE WITH THE PROPOSAL BY THE BOARD
OF DIRECTORS THAT NO DIVIDEND BE
DISTRIBUTED TO THE SHAREHOLDERS. THE BOARD
HAS NOW, GIVEN THE COMPANY'S SOLID
FINANCIAL POSITION, BOTH IN TERMS OF
CAPITAL AND LIQUIDITY, ASSESSED THAT THE
PREREQUISITES EXIST TO DISTRIBUTE A
DIVIDEND IN ACCORDANCE WITH THE ORIGINAL
PROPOSAL. THE BOARD OF DIRECTORS THEREFORE
PROPOSES THAT THE EXTRAORDINARY GENERAL
MEETING RESOLVES ON A DIVIDEND OF EUR 0.62
PER SHARE. AS RECORD DATE FOR THE DIVIDEND,
THE BOARD OF DIRECTORS PROPOSES 3 DECEMBER
2020. IF THE GENERAL MEETING RESOLVES IN
ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND
IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR
SWEDEN AB ON 10 DECEMBER 2020. ACCORDING TO
THE MOST RECENTLY APPROVED BALANCE SHEET AS
OF 31 DECEMBER 2019, THE NON-RESTRICTED
EQUITY OF THE COMPANY AMOUNTED TO TEUR
4,727,240. THE ANNUAL GENERAL MEETING HELD
ON 29 APRIL 2020 RESOLVED THAT THE AMOUNT
AT THE DISPOSAL OF THE GENERAL MEETING
SHOULD BE CARRIED FORWARD. THUS, THE AMOUNT
AVAILABLE UNDER CHAPTER 17, SECTION 3,
FIRST PARAGRAPH OF THE SWEDISH COMPANIES
ACT AMOUNTS TO TEUR 4,727,240. PROVIDED
THAT THE EXTRAORDINARY GENERAL MEETING
RESOLVES IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS FOR DIVIDEND, TEUR
4,499,359 OF THE COMPANY'S NON-RESTRICTED
EQUITY WILL REMAIN
8 RESOLUTION ON A PERFORMANCE BASED LONG TERM Mgmt For For
INCENTIVE PROGRAMME (SHARE PROGRAMME
2020/2023)
9 AUTHORIZATION FOR THE BOARD OF DIRECTORS ON Mgmt For For
ACQUISITION AND TRANSFER OF OWN SHARES
10 CLOSING OF THE MEETING Non-Voting
CMMT 05 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB Agenda Number: 713725008
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker: HEXAB SS
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: GUN Non-Voting
NILSSON
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4.1 ELECTION OF PERSON TO CHECK THE MINUTES: Non-Voting
JOHANNES WINGBORG, LANSFORSAKRINGAR
FONDFORVALTNING
4.2 ELECTION OF PERSON TO CHECK THE MINUTES: Non-Voting
FREDRIK SKOGLUND, SPILTAN FONDER
5 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
6 PRESENTATION OF (A) THE ANNUAL REPORT AND Non-Voting
THE AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED FINANCIAL REPORT AND AUDITORS'
REPORT ON THE CONSOLIDATED FINANCIAL REPORT
FOR THE FINANCIAL YEAR 2020, (B) STATEMENT
FROM THE COMPANY'S AUDITOR CONFIRMING
COMPLIANCE WITH THE GUIDELINES FOR THE
REMUNERATION OF SENIOR EXECUTIVES THAT HAVE
APPLIED SINCE THE PRECEDING ANNUAL GENERAL
MEETING, AND (C) THE PROPOSAL OF THE BOARD
OF DIRECTORS FOR DIVIDEND AND STATEMENT
THEREON
7.A RESOLUTION REGARDING ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET, ALL AS PER 31
DECEMBER 2020
7.B RESOLUTION REGARDING DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET AND RECORD DATE FOR DIVIDEND
DISTRIBUTION: EUR 0.65 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: GUN NILSSON (BOARD
MEMBER AND CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: MARTA SCHORLING ANDREEN
(BOARD MEMBER)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: JOHN BRANDON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: SOFIA SCHORLING HOGBERG
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: ULRIKA FRANCKE (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: HENRIK HENRIKSSON (BOARD
MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: PATRICK SODERLUND (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: OLA ROLLEN (BOARD MEMBER
AND MANAGING DIRECTOR)
8 DETERMINATION OF THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE EIGHT,
WITHOUT DEPUTIES
9.1 DETERMINATION OF FEES TO THE BOARD MEMBERS Mgmt For For
9.2 DETERMINATION OF FEES TO THE AUDITORS Mgmt For For
10.1 RE-ELECTION OF MARTA SCHORLING ANDREEN AS Mgmt For For
BOARD MEMBER
10.2 RE-ELECTION OF JOHN BRANDON AS BOARD MEMBER Mgmt For For
10.3 RE-ELECTION OF SOFIA SCHORLING HOGBERG AS Mgmt For For
BOARD MEMBER
10.4 RE-ELECTION OF ULRIKA FRANCKE AS BOARD Mgmt For For
MEMBER
10.5 RE-ELECTION OF HENRIK HENRIKSSON AS BOARD Mgmt For For
MEMBER
10.6 RE-ELECTION OF OLA ROLLEN AS BOARD MEMBER Mgmt For For
10.7 RE-ELECTION OF GUN NILSSON AS BOARD MEMBER Mgmt For For
10.8 RE-ELECTION OF PATRICK SODERLUND AS BOARD Mgmt For For
MEMBER
10.9 RE-ELECTION OF GUN NILSSON AS CHAIRMAN OF Mgmt Against Against
THE BOARD
10.10 NEW ELECTION OF AUDITING FIRM: Mgmt For For
PRICEWATERHOUSECOOPERS AB
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS
OF THE NOMINATION COMMITTEE: THE NOMINATION
COMMITTEE SHALL HAVE FOUR MEMBERS.
RE-ELECTION OF MIKAEL EKDAHL (MELKER
SCHORLING AB), CAROLINE FORSBERG (SEB
INVESTMENT MANAGEMENT) AND ANDERS OSCARSSON
(AMF AND AMF FONDER) AND NEW ELECTION OF
JAN DWORSKY (SWEDBANK ROBUR FONDER) AS
MEMBERS OF THE NOMINATION COMMITTEE IN
RESPECT OF THE ANNUAL GENERAL MEETING 2022.
ELECTION OF MIKAEL EKDAHL AS CHAIRMAN OF
THE NOMINATION COMMITTEE
12 APPROVAL OF REMUNERATION REPORT Mgmt For For
13 RESOLUTION ON A PERFORMANCE BASED LONG TERM Mgmt For For
INCENTIVE PROGRAMME (SHARE PROGRAMME
2021/2024)
14 AUTHORIZATION FOR THE BOARD OF DIRECTORS ON Mgmt For For
ACQUISITION AND TRANSFER OF OWN SHARES
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE SHARES, CONVERTIBLES AND/OR WARRANTS
16 RESOLUTION REGARDING SHARE SPLIT AND Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 935369973
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt For For
1B. Election of Director: Jeffrey C. Campbell Mgmt For For
1C. Election of Director: Cynthia M. Egnotovich Mgmt For For
1D. Election of Director: Thomas A. Gendron Mgmt Against Against
1E. Election of Director: Dr. Jeffrey A. Graves Mgmt For For
1F. Election of Director: Guy C. Hachey Mgmt For For
1G. Election of Director: Dr. Marilyn L. Minus Mgmt For For
1H. Election of Director: Catherine A. Suever Mgmt Against Against
2. Advisory non-binding vote to approve 2020 Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the 2016 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935339021
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aida M. Alvarez Mgmt For For
1B. Election of Director: Shumeet Banerji Mgmt For For
1C. Election of Director: Robert R. Bennett Mgmt For For
1D. Election of Director: Charles V. Bergh Mgmt For For
1E. Election of Director: Stacy Brown-Philpot Mgmt For For
1F. Election of Director: Stephanie A. Burns Mgmt For For
1G. Election of Director: Mary Anne Citrino Mgmt For For
1H. Election of Director: Richard Clemmer Mgmt For For
1I. Election of Director: Enrique Lores Mgmt For For
1J. Election of Director: Judith Miscik Mgmt For For
1K. Election of Director: Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation.
4. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 935431370
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID FOSTER Mgmt For For
LEO GERARD Mgmt For For
EMILY LIGGETT Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2021.
4. APPROVAL OF KAISER ALUMINUM CORPORATION Mgmt For For
2021 EQUITY AND INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV Agenda Number: 713723307
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker: DSM NA
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
3. ANNUAL REPORT FOR 2020 BY THE MANAGING Non-Voting
BOARD
4. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt For For
5. FINANCIAL STATEMENTS FOR 2020 Mgmt For For
6a. RESERVE POLICY AND DIVIDEND POLICY Non-Voting
6b. ADOPTION OF THE DIVIDEND ON ORDINARY SHARES Mgmt For For
FOR 2020
7a. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGING BOARD
7b. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. REAPPOINTMENT OF DIMITRI DE VREEZE AS A Mgmt For For
MEMBER OF THE MANAGING BOARD
9a. REAPPOINTMENT OF FRITS VAN PAASSCHEN AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9b. REAPPOINTMENT OF JOHN RAMSAY AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
9c. APPOINTMENT OF CARLA MAHIEU AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
9d. APPOINTMENT OF CORIEN M. WORTMANN-KOOL AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10. REAPPOINTMENT OF THE EXTERNAL AUDITOR: KPMG Mgmt For For
ACCOUNTANTS N.V
11a. AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE UP TO 10% ORDINARY SHARES AND TO
EXCLUDE PRE-EMPTIVE RIGHTS
11b. AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE AN ADDITIONAL 10% ORDINARY SHARES IN
CONNECTION WITH A RIGHTS ISSUE
12. AUTHORIZATION OF THE MANAGING BOARD TO HAVE Mgmt For For
THE COMPANY REPURCHASE SHARES
13. REDUCTION OF THE ISSUED CAPITAL BY Mgmt For For
CANCELLING SHARES
14. ANY OTHER BUSINESS Non-Voting
15. VOTING RESULTS Non-Voting
16. CLOSURE Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC. Agenda Number: 935359237
--------------------------------------------------------------------------------------------------------------------------
Security: 533900106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LECO
ISIN: US5339001068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Curtis E. Espeland Mgmt For For
Patrick P. Goris Mgmt For For
Stephen G. Hanks Mgmt For For
Michael F. Hilton Mgmt For For
G. Russell Lincoln Mgmt For For
Kathryn Jo Lincoln Mgmt For For
William E MacDonald III Mgmt For For
Christopher L. Mapes Mgmt For For
Phillip J. Mason Mgmt For For
Ben P. Patel Mgmt For For
Hellene S. Runtagh Mgmt For For
Kellye L. Walker Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935286838
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Dismissal and appointment statutory auditor Mgmt For For
E2. Amendment of the object and the purposes of Mgmt For For
the Company, as well as the
responsibilities of the Board of Directors,
following the acquisition of the B-Corp
label.
E4. Renewal of the authorisation to the Board Mgmt For For
of Directors to increase the capital in the
context of the authorised capital.
E5. Authorisation to the Board of Directors to Mgmt For For
(a) acquire own shares and (b) acquire or
dispose of own shares when this is
necessary to prevent an imminent serious
disadvantage for the Company.
E6. Amendment and restatement of the articles Mgmt For For
of association of the Company to bring
these in line with the Belgian Companies
and Associations Code
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935313572
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 31-Dec-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. I. Decision to merge, in accordance with Mgmt For For
the aforementioned merger proposal, by
absorption of the limited liability company
"AILANTHUS", with its registered office at
Huldenberg (B-3040 Huldenberg), Jan Van der
Vorstlaan 19, with company number 0461.745.
338 RPR Leuven ("company being absorbed"),
by way of transfer under universal title,
whereby all assets and liabilities, both
rights and obligations, resulting from the
dissolution without liquidation are
transferred to the limited ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935460585
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Approval of the statutory annual accounts Mgmt For For
of Materialise NV: Proposed resolution:
approval of the statutory annual accounts
of Materialise NV relating to the financial
year ended on 31 December 2020.
4. Appropriation of the result: Proposed Mgmt For For
resolution: approval to impute the net
profit of the financial year 2020 (Euro
1.603.404) to the loss carried forward of
the previous financial year (Euro
23.345.497), as a result of which the
aggregate loss amounts to Euro 21.742.093.
5. Discharge to the directors: Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
mandate during the financial year ended on
31 December 2020, including discharge for
the late convocation of this annual
meeting.
6. Discharge to the auditor: Proposed Mgmt For For
resolution: granting discharge to the
auditor for the performance of their
mandate during the financial year ended on
31 December 2020, including, insofar as
necessary, discharge for the late
convocation of this annual meeting.
7A. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7B. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7C. Proposed resolution: renewing the Mgmt For For
appointment as director of A TRE C CVOA,
permanently represented by Mr Johan De
Lille, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7D. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7E. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jurgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7F. Proposed resolution: renewing the Mgmt For For
appointment as director of Mr Jos Vander
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7G. Proposed resolution: renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2021.
7H. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7I. Proposed resolution: renewing the Mgmt For For
appointment as director Mr Volker Hammes,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
7J. Proposed resolution: approval of the Mgmt For For
appointment as director Mr Sander Vancraen
as of the date of the shareholders'
meeting, for a period of one year after the
shareholders' meeting which will be asked
to approve the accounts for the year 2021.
8. Powers: Proposed resolution: granting Mgmt For For
powers to Carla Van Steenbergen, Felix
Theus and Ben Schepers, each with power to
act alone and with power of substitution
and without prejudice to other delegations
of power to the extent applicable, for any
filings and publication formalities in
relation to the above resolutions.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MGI DIGITAL TECHNOLOGY SA Agenda Number: 714197476
--------------------------------------------------------------------------------------------------------------------------
Security: F4090S113
Meeting Type: MIX
Meeting Date: 24-Jun-2021
Ticker: ALMDG FP
ISIN: FR0010353888
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 21 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 21 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105192101868-60 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
4 APPROVAL OF THE AGREEMENTS REFERRED TO IN Mgmt Abstain Against
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL
CODE
5 DISCHARGE GRANTED TO DIRECTORS Mgmt For For
6 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS FOR THE COMPANY TO REPURCHASE ITS
OWN SHARES
7 RENEWAL OF THE TERM OF OFFICE OF DELOITTE & Mgmt For For
ASSOCIES FIRM AS CO-STATUTORY AUDITOR
8 DELEGATION OF AUTHORITY TO DECIDE ON A Mgmt Against Against
CAPITAL INCREASE BY ISSUING NEW SHARES OR
ANY OTHER TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
9 DELEGATION OF AUTHORITY TO PROCEED WITH THE Mgmt Against Against
ISSUE OF SHARES OR OTHER EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL OF THE COMPANY OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT AND BY MEANS
OF AN OFFER REFERRED TO IN SECTION 1 OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, KNOWN AS A PRIVATE
PLACEMENT
10 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt Against Against
INCREASE THE NUMBER OF SHARES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE WITH
RETENTION OR CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
11 AUTHORIZATION TO REDUCE THE SHARE CAPITAL Mgmt For For
BY CANCELLING ALL OR PART OF ITS OWN SHARES
12 OVERALL CEILING OF AUTHORIZATIONS TO ISSUE Mgmt For For
SHARES AND TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL
13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS TO PROCEED WITH AN
INCREASE IN THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES OR
PROFITS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON A CAPITAL
INCREASE IN FAVOUR OF EMPLOYEES WHO ARE
MEMBERS OF A PLAN IN ACCORDANCE WITH THE
LABOUR CODE AND ARTICLE L.225-129-6 OF THE
FRENCH COMMERCIAL CODE
15 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MOOG INC. Agenda Number: 935320440
--------------------------------------------------------------------------------------------------------------------------
Security: 615394202
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: MOGA
ISIN: US6153942023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet M. Coletti Mgmt For For
2. Non-binding advisory approval of executive Mgmt Against Against
compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
auditors for Moog Inc. for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935429541
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021,
and until the next annual general meeting,
and to authorize the Company's Board of
Directors to determine their compensation.
2. To re-appoint Mr. Amit Dror and Mr. Roni Mgmt For For
Kleinfeld as Class I directors of the
Company for a term of three years that
expires at the third annual general meeting
of shareholders following such re-election
or until they cease to serve in their
office in accordance with the provisions of
the Company's Amended and Restated Articles
of Association or any law, whichever is the
earlier.
3. To authorize Yoav Stern to serve as both Mgmt For For
the Company's Chairman of the Board of
Directors and Chief Executive Officer for a
three-year term following the date of the
Meeting.
3A. I/We confirm that I am/ we are NOT a Mgmt Take No Action
controlling shareholder of the Company and/
or do NOT have a personal interest in
Proposal No. 3. If you do not indicate a
response YES for this item 3a, your shares
will not be voted for Proposal No. 3. Mark
For=Yes or Against=No
4. To grant Mr. Simon Anthony-Fried, Mr. Amit Mgmt For For
Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld,
Mr. Christopher Moran, Dr. Eli David, Ms.
Nira Poran and Mr. Oded Gera, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935253966
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Special
Meeting Date: 10-Sep-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
increase the number of shares of our common
stock authorized for issuance from
120,000,000 shares to 150,000,000 shares
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935377704
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Vickie L. Mgmt For For
Capps
1.2 Election of Class II Director: John A. Mgmt For For
DeFord, Ph.D
1.3 Election of Class II Director: R. Scott Mgmt For For
Huennekens
1.4 Election of Class II Director: Siddhartha Mgmt For For
C. Kadia, Ph.D.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers for
the fiscal year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OC OERLIKON CORPORATION AG, PFAEFFIKON Agenda Number: 713719473
--------------------------------------------------------------------------------------------------------------------------
Security: H59187106
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker: OERL SW
ISIN: CH0000816824
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT 2020 Mgmt For For
2 ALLOCATION OF THE 2020 AVAILABLE EARNINGS Mgmt For For
AND DISTRIBUTION OF DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE FOR
THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION OF PROF. DR. MICHAEL SUESS, AS Mgmt Against Against
CHAIRMAN OF THE BOARD OF DIRECTOR
4.1.2 RE-ELECTION OF MR. PAUL ADAMS, AS DIRECTOR Mgmt For For
4.1.3 RE-ELECTION OF MRS. IRINA MATVEEVA, AS Mgmt Against Against
DIRECTOR
4.1.4 RE-ELECTION OF MR. ALEXEY V. MOSKOV, AS Mgmt Against Against
DIRECTOR
4.1.5 RE-ELECTION OF MR. GERHARD PEGAM, AS Mgmt For For
DIRECTOR
4.1.6 RE-ELECTION OF DR. SUZANNE THOMA, AS Mgmt For For
DIRECTOR
4.2 ELECTION OF A NEW MEMBER: MR. JUERG FEDIER, Mgmt Against Against
AS DIRECTOR
5.1.1 RE-ELECTION OF PROF. DR. MICHAEL SUESS, AS Mgmt For For
MEMBER OF THE HUMAN RESOURCES COMMITTEE
5.1.2 RE-ELECTION OF MR. ALEXEY V. MOSKOV, AS Mgmt Against Against
MEMBER OF THE HUMAN RESOURCES COMMITTEE
5.1.3 RE-ELECTION OF MR. GERHARD PEGAM, AS MEMBER Mgmt For For
OF THE HUMAN RESOURCES COMMITTEE
5.1.4 RE-ELECTION OF DR. SUZANNE THOMA, AS MEMBER Mgmt For For
OF THE HUMAN RESOURCES COMMITTEE
5.2 ELECTION OF A NEW MEMBER: MR. PAUL ADAMS, Mgmt For For
AS MEMBER
6 RE-ELECTION OF THE AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
7 RE-ELECTION OF THE INDEPENDENT PROXY: PROXY Mgmt For For
VOTING SERVICES GMBH, ZURICH
8 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
9 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
TOTAL COMPENSATION OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION OF THE EXECUTIVE
COMMITTEE
11 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE COMPENSATION OF THE EXECUTIVE
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 935374936
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Bodor Mgmt For For
1B. Election of Director: Archie C. Black Mgmt For For
1C. Election of Director: Sujeet Chand Mgmt For For
1D. Election of Director: Moonhie Chin Mgmt For For
1E. Election of Director: Rainer Gawlick Mgmt For For
1F. Election of Director: John B. Goodman Mgmt For For
1G. Election of Director: Donald G. Krantz Mgmt For For
1H. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935319372
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 10-Feb-2021
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
PYROGENESIS CANADA INC Agenda Number: 714251078
--------------------------------------------------------------------------------------------------------------------------
Security: 74734T104
Meeting Type: MIX
Meeting Date: 22-Jun-2021
Ticker: PYR CN
ISIN: CA74734T1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: P. PETER PASCALI Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT RADIN Mgmt For For
1.3 ELECTION OF DIRECTOR: ANDREW ABDALLA Mgmt For For
1.4 ELECTION OF DIRECTOR: DR. VIRENDRA JHA Mgmt For For
1.5 ELECTION OF DIRECTOR: RODAYNA KAFAL Mgmt For For
1.6 ELECTION OF DIRECTOR: BEN NACCARATO Mgmt For For
1.7 ELECTION OF DIRECTOR: NANNETTE RAMSEY Mgmt For For
1.8 ELECTION OF DIRECTOR: RODNEY BEVERIDGE Mgmt For For
2 APPOINTMENT OF RAYMOND CHABOT GRANT Mgmt For For
THORNTON LLP AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION APPROVING CERTAIN
AMENDMENTS TO THE CORPORATION'S STOCK
OPTION PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
RENISHAW PLC Agenda Number: 713069145
--------------------------------------------------------------------------------------------------------------------------
Security: G75006117
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker: RSW LN
ISIN: GB0007323586
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT 2020 Mgmt For For
2 TO RECEIVE AND APPROVE THE DIRECTORS Mgmt For For
REMUNERATION POLICY
3 TO RECEIVE AND APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
4 TO INCREASE THE MAXIMUM FEES THAT MAY BE Mgmt For For
PAID TO DIRECTORS
5 TO RE-ELECT AS A DIRECTOR SIR DAVID Mgmt For For
MCMURTRY
6 TO RE-ELECT AS A DIRECTOR JOHN DEER Mgmt For For
7 TO RE-ELECT AS A DIRECTOR WILL LEE Mgmt For For
8 TO RE-ELECT AS A DIRECTOR ALLEN ROBERTS Mgmt For For
9 TO RE-ELECT AS A DIRECTOR CAROL CHESNEY Mgmt For For
10 TO RE-ELECT AS A DIRECTOR CATHERINE Mgmt For For
GLICKMAN
11 TO RE-ELECT AS A DIRECTOR SIR DAVID GRANT Mgmt For For
12 TO RE-ELECT AS A DIRECTOR JOHN JEANS Mgmt For For
13 TO REAPPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
14 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITORS
15 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
SANDVIK AB Agenda Number: 713725820
--------------------------------------------------------------------------------------------------------------------------
Security: W74857165
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker: SAND SS
ISIN: SE0000667891
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting
UNGER
2 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES: ANN GREVELIUS, ALECTA, ANDERS
OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND
AUDITOR'S REPORT FOR THE GROUP
7 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
PROFIT AND LOSS ACCOUNT, BALANCE SHEET,
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET
8.1 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JOHAN MOLIN (CHAIRMAN)
8.2 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JENNIFER ALLERTON (BOARD
MEMBER)
8.3 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: CLAES BOUSTEDT (BOARD
MEMBER)
8.4 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: MARIKA FREDRIKSSON (BOARD
MEMBER)
8.5 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: JOHAN KARLSTROM (BOARD
MEMBER)
8.6 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: HELENA STJERNHOLM (BOARD
MEMBER)
8.7 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: LARS WESTERBERG (BOARD
MEMBER)
8.8 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: STEFAN WIDING (BOARD
MEMBER AND PRESIDENT)
8.9 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: KAI WARN (BOARD MEMBER)
8.10 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: TOMAS KARNSTROM (EMPLOYEE
REPRESENTATIVE)
8.11 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: THOMAS LILJA (EMPLOYEE
REPRESENTATIVE)
8.12 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: THOMAS ANDERSSON (DEPUTY
EMPLOYEE REPRESENTATIVE)
8.13 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: MATS LUNDBERG (DEPUTY
EMPLOYEE REPRESENTATIVE)
8.14 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBER AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE: BJORN ROSENGREN (FORMER
BOARD MEMBER AND PRESIDENT)
9 RESOLUTION IN RESPECT OF ALLOCATION OF THE Mgmt For For
COMPANY'S RESULT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON
RECORD DAY: THE BOARD OF DIRECTORS PROPOSES
THAT THE ANNUAL GENERAL MEETING RESOLVE ON
A DIVIDEND OF SEK 6.50 PER SHARE. THURSDAY,
29 APRIL 2021 IS PROPOSED AS THE RECORD
DAY. IF THE MEETING APPROVES THESE
PROPOSALS, IT IS ESTIMATED THAT THE
DIVIDEND BE PAID BY EUROCLEAR SWEDEN AB ON
TUESDAY, 4 MAY 2021
10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS:
THE NOMINATION COMMITTEE PROPOSES EIGHT
BOARD MEMBERS WITH NO DEPUTIES AND ONE
REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITOR
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND AUDITOR
12.1 ELECTION OF BOARD MEMBER: ANDREAS Mgmt For For
NORDBRANDT (NEW)
12.2 ELECTION OF BOARD MEMBER: JENNIFER ALLERTON Mgmt For For
(RE-ELECTION)
12.3 ELECTION OF BOARD MEMBER: CLAES BOUSTEDT Mgmt For For
(RE-ELECTION)
12.4 ELECTION OF BOARD MEMBER: MARIKA Mgmt For For
FREDRIKSSON (RE-ELECTION)
12.5 ELECTION OF BOARD MEMBER: JOHAN MOLIN Mgmt For For
(RE-ELECTION)
12.6 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For
(RE-ELECTION)
12.7 ELECTION OF BOARD MEMBER: STEFAN WIDING Mgmt For For
(RE-ELECTION)
12.8 ELECTION OF BOARD MEMBER: KAI WARN Mgmt For For
(RE-ELECTION)
13 ELECTION OF CHAIRMAN OF THE BOARD: THE Mgmt For For
NOMINATION COMMITTEE PROPOSES RE-ELECTION
OF JOHAN MOLIN AS CHAIRMAN OF THE BOARD OF
DIRECTORS
14 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, PURSUANT TO THE
RECOMMENDATION OF THE AUDIT COMMITTEE,
RE-ELECTION OF PRICEWATERHOUSECOOPERS AB AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
2022 ANNUAL GENERAL MEETING
15 APPROVAL OF REMUNERATION REPORT Mgmt For For
16 RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt For For
(LTI 2021)
17 AUTHORIZATION ON ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES
18 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 1, SECTION 10 (FIRST
PARAGRAPH), SECTION 13, SECTION 14
--------------------------------------------------------------------------------------------------------------------------
SGL CARBON SE Agenda Number: 713856865
--------------------------------------------------------------------------------------------------------------------------
Security: D6949M108
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker: SGL GY
ISIN: DE0007235301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5 APPROVE CANCELLATION OF CONDITIONAL CAPITAL Mgmt For For
2004
6 APPROVE CANCELLATION OF CONDITIONAL CAPITAL Mgmt For For
2015
7 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 712718228
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: EGM
Meeting Date: 09-Jul-2020
Ticker: SIE GR
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF Mgmt For For
AND TRANSFER AGREEMENT BETWEEN SIEMENS AG
AND SIEMENS ENERGY AG, MUNICH, DATED MAY
22, 2020
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 713501131
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker: SIE GR
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502455 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2019/20
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
2020) FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL 2019/20
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL 2019/20
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL 2019/20
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL 2019/20
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2019/20
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL 2019/20
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For
BOARD
6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For
BANK GMBH
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF SIEMENS AG
--------------------------------------------------------------------------------------------------------------------------
SLM SOLUTIONS GROUP AG Agenda Number: 714116414
--------------------------------------------------------------------------------------------------------------------------
Security: D6T690109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker: AM3D GR
ISIN: DE000A111338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5 APPROVE REMUNERATION POLICY Mgmt For For
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 APPROVE CREATION OF EUR 9.9 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935289670
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 30-Nov-2020
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election or re-election of Director: Dov Mgmt For For
Ofer
1b. Election or re-election of Director: Zeev Mgmt For For
Holtzman
1c. Election or re-election of Director: John Mgmt For For
J. McEleney
1d. Election or re-election of Director: Ziva Mgmt For For
Patir
1e. Election or re-election of Director: David Mgmt For For
Reis
1f. Election or re-election of Director: Mgmt For For
Michael Schoellhorn
1g. Election or re-election of Director: Yair Mgmt For For
Seroussi
1h. Election or re-election of Director: Adina Mgmt For For
Shorr
2. Approval of the continuation of the payment Mgmt For For
of the current annual compensation packages
(consisting of annual cash fees for Board
and committee service, annual option grants
and per meeting cash fees) to the
non-employee directors of the Company in
respect of their directorship services on
the Company's Board of Directors (the
"Board").
3. Approval of compensation for the Company's Mgmt For For
new Chairman of the Board, Dov Ofer.
4. Approval of an increase by 500,000 in the Mgmt For For
number of ordinary shares available for
issuance under the Company's 2012 Omnibus
Equity Incentive Plan.
5. Approval of amendment to Compensation Mgmt For For
Policy to amend D&O insurance coverage and
premium/deductible parameters.
5a. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Israeli Companies
Law, as described in the Proxy Statement)
and does not have a conflict of interest
(referred to as a "personal interest" under
the Israeli Companies Law, as described in
the Proxy Statement) in the approval of
Proposal 5 [MUST COMPLETE].
6. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2020 and until the Company's
next annual general meeting of
shareholders, and authorization of the
Board (upon recommendation of the audit
committee of the Board) to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG Agenda Number: 713661862
--------------------------------------------------------------------------------------------------------------------------
Security: H8300N119
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker: STMN SW
ISIN: CH0012280076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 BUSINESS YEAR
1.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
REPORT FOR THE 2020 BUSINESS YEAR
2 APPROPRIATION OF EARNINGS AND DIVIDEND Mgmt For For
PAYMENT FOR THE 2020 BUSINESS YEAR: CHF
5.75 PER SHARE
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR THE NEXT TERM
5.1 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt For For
EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1
APRIL 2021 TO 31 MARCH 2022
5.2 APPROVAL OF THE LONG-TERM VARIABLE Mgmt For For
COMPENSATION OF THE EXECUTIVE MANAGEMENT
FOR THE CURRENT BUSINESS YEAR
5.3 APPROVAL OF THE SHORT-TERM VARIABLE Mgmt Against Against
COMPENSATION OF THE EXECUTIVE MANAGEMENT
FOR THE 2020 BUSINESS YEAR
6.1 RE-ELECTION OF GILBERT ACHERMANN AS A Mgmt For For
MEMBER AND CHAIRMAN OF THE BOARD OF
DIRECTORS
6.2 RE-ELECTION OF DR SEBASTIAN BURCKHARDT AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF MARCO GADOLA AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF JUAN JOSE GONZALEZ AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF DR BEAT LUETHI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF DR H.C. THOMAS STRAUMANN AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF REGULA WALLIMANN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.8 ELECTION OF PETRA RUMPF AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 ELECTION OF DR BEAT LUETHI AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 ELECTION OF REGULA WALLIMANN AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 ELECTION OF JUAN JOSE GONZALEZ AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
8 ELECTION OF NEOVIUS AG, BASEL, AS THE Mgmt For For
INDEPENDENT VOTING REPRESENTATIVE
9 ELECTION OF ERNST AND YOUNG AG, BASEL, AS Mgmt For For
THE AUDITOR
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935359972
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Mary K. Brainerd Mgmt For For
1B) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1C) Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1D) Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1E) Election of Director: Kevin A. Lobo (Chair Mgmt For For
of the Board and Chief Executive Officer)
1F) Election of Director: Sherilyn S. McCoy Mgmt For For
1G) Election of Director: Andrew K. Silvernail Mgmt For For
1H) Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I) Election of Director: Ronda E. Stryker Mgmt For For
1J) Election of Director: Rajeev Suri Mgmt For For
2. Ratification of Appointment of our Mgmt For For
Independent Registered Public Accounting
Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Shareholder Proposal Regarding Workforce Shr Against For
Involvement in Corporate Governance.
5. Shareholder Proposal Regarding Right to Shr For Against
Call Special Meetings
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 935369315
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: Paul A. Camuti Mgmt For For
1C. Election of Director: John F. Hartner Mgmt For For
1D. Election of Director: John Irvin Mgmt For For
1E. Election of Director: Gregory F. Pashke Mgmt For For
1F. Election of Director: William F. Strome Mgmt For For
1G. Election of Director: Roger W. Thiltgen Mgmt For For
1H. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. Approval of amendment to Certificate of Mgmt For For
Incorporation to provide for stockholder
removal of directors with or without cause.
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to named executive
officers in 2020.
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 714212153
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker: 3402 JP
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Suga, Yasuo Mgmt Against Against
3 Appoint a Corporate Auditor Tanaka, Mgmt For For
Yoshiyuki
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935365393
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
James C. Dalton Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 31,
2021.
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ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935419160
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Security: 90385V107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: UCTT
ISIN: US90385V1070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Emily M. Liggett Mgmt For For
1E. Election of Director: Thomas T. Edman Mgmt For For
1F. Election of Director: Barbara V. Scherer Mgmt For For
1G. Election of Director: Ernest E. Maddock Mgmt For For
1H. Election of Director: Jacqueline A. Seto Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2021.
3. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2020 as disclosed in our proxy statement
for the 2021 Annual Meeting of
Stockholders.
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UNITED PARCEL SERVICE, INC. Agenda Number: 935365002
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Security: 911312106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UPS
ISIN: US9113121068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Carol B. Tome
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Eva C. Boratto
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Burns
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wayne M. Hewett
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Angela Hwang
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kate E. Johnson
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William R. Johnson
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ann M. Livermore
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Franck J. Moison
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christiana Smith Shi
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Russell Stokes
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kevin Warsh
2. To approve on an advisory basis a Mgmt For For
resolution on UPS executive compensation.
3. To approve the 2021 UPS Omnibus Incentive Mgmt For For
Compensation Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2021.
5. To prepare an annual report on UPS's Shr Against For
lobbying activities.
6. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
7. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
8. To transition UPS to a public benefit Shr Against For
corporation.
9. To prepare a report assessing UPS's Shr For Against
diversity and inclusion efforts.
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XEROX HOLDINGS CORPORATION Agenda Number: 935383632
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Security: 98421M106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: XRX
ISIN: US98421M1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Keith Cozza Mgmt For For
1.2 Election of Director: Joseph J. Echevarria Mgmt For For
1.3 Election of Director: Cheryl Gordon Mgmt For For
Krongard
1.4 Election of Director: Scott Letier Mgmt For For
1.5 Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1.6 Election of Director: Steven D. Miller Mgmt For For
1.7 Election of Director: James L. Nelson Mgmt For For
1.8 Election of Director: Margarita Mgmt For For
Pal?u-Hern?ndez
1.9 Election of Director: Giovanni ("John") Mgmt For For
Visentin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. Approval, on an advisory basis, of the 2020 Mgmt Against Against
compensation of our named executive
officers.
4. Approval of the Company's amended and Mgmt For For
restated Equity Compensation Plan for
Non-Employee Directors.
5. Consideration of a shareholder proposal for Shr For Against
shareholder action by written consent, if
properly presented at the Annual Meeting.
6. Election of Aris Kekedjian as a Director. Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant ARK ETF Trust
| By (Signature and Title)* | /s/ Catherine D. Wood | |
| Catherine D. Wood, Chief Executive Officer and Chief Investment Officer | ||
| (principal executive officer) |
Date August 6, 2021
*Print the name and title of each signing officer under his or her signature.