UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22883
ARK ETF Trust
(Exact name of registrant as specified in charter)
c/o ARK Investment Management LLC
3 East 28th Street, 7th Floor
New York, NY 10016
(Address of principal executive offices) (Zip code)
Corporation Service Company
2711 Centerville Road
Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 426-7040
Date of fiscal year end: July 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
ARK Fintech Innovation ETF
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ADYEN N.V. Agenda Number: 711703478
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Security: N3501V104
Meeting Type: EGM
Meeting Date: 06-Dec-2019
Ticker: ADYEN NA
ISIN: NL0012969182
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 PROPOSAL APPOINTMENT MARIETTE BIANCA SWART Mgmt For For
AS MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF LEGAL AND COMPLIANCE OFFICER
3 PROPOSAL APPOINTMENT KAMRAN ZAKI AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD WITH THE TITLE
CHIEF OPERATING OFFICER
4 ANY OTHER BUSINESS AND CLOSING Non-Voting
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ADYEN N.V. Agenda Number: 711827468
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 14-Jan-2020
Ticker: ADYEN NA
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING OF THE GENERAL MEETING Non-Voting
2 IT IS PROPOSED TO REAPPOINT MR.JOEP VAN Mgmt For For
BEURDEN AS MEMBER OF THE SUPERVISORY BOARD
WHERE ALL DETAILS AS LAID DOWN IN ARTICLE
2:158 PARAGRAPH 5, SECTION 2: 142 PARAGRAPH
3 OF THE DUTCH CIVIL CODE ARE AVAILABLE FOR
THE GENERAL MEETING OF SHAREHOLDERS. THE
REAPPOINTMENT WILL BE WITH EFFECT FROM 20
JANUARY 2020 (THE ENDING OF HIS CURRENT
TERM) AND WILL BE FOR A 4-YEAR TERM
3 ANY OTHER BUSINESS AND CLOSING OF THE Non-Voting
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 712401671
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker: ADYEN NA
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT ANNUAL ACCOUNTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.E APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
2.F APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REELECT PIERO OVERMARS TO SUPERVISORY BOARD Mgmt For For
6 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 RATIFY PWC AS AUDITORS Mgmt For For
10 CLOSE MEETING Non-Voting
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ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt For For
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
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AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY LIMITED Agenda Number: 711647252
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 28-Nov-2019
Ticker: DSY SJ
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 CONSIDERATION OF ANNUAL FINANCIAL Mgmt For For
STATEMENTS
O.2 RESOLVED THAT PRICEWATERHOUSECOOPERS INC. Mgmt For For
IS RE-APPOINTED, AS THE INDEPENDENT
EXTERNAL AUDITOR OF THE COMPANY, AS
NOMINATED BY THE COMPANY'S AUDIT COMMITTEE,
UNTIL THE CONCLUSION OF THE NEXT AGM. IT IS
NOTED THAT MR ANDREW TAYLOR IS THE
INDIVIDUAL REGISTERED AUDITOR WHO WILL
UNDERTAKE THE AUDIT FOR THE FINANCIAL YEAR
ENDING 30 JUNE 2020, REPLACING MR JORGE
GONCALVES WHO IS ROTATING OFF THE AUDIT
FOLLOWING A 5-YEAR TERM AS THE AS THE
INDIVIDUAL REGISTERED AUDITOR
O.3.1 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MR Mgmt For For
LES OWEN
O.3.2 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SINDI ZILWA
O.3.3 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SONJA DE BRUYN
O.4.1 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
RICHARD FARBER
O.4.2 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
HERMAN BOSMAN
O.4.3 RE-ELECTION AND ELECTION OF DIRECTOR: MS Mgmt For For
FAITH KHANYILE
O.4.4 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
MARK TUCKER
NB5.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
REMUNERATION POLICY
NB5.2 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
IMPLEMENTATION OF THE REMUNERATION POLICY
O.6 ADOPTION OF THE DISCOVERY LIMITED LONG-TERM Mgmt For For
INCENTIVE PLAN (LTIP)
O.7 DIRECTORS' AUTHORITY TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
AFORESAID ORDINARY RESOLUTIONS AND THE
SPECIAL RESOLUTIONS MENTIONED BELOW
O.8.1 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 10 000 000 A
PREFERENCE SHARES
O.8.2 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 12 000 000 B
PREFERENCE SHARES
O.8.3 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 20 000 000 C
PREFERENCE SHARES
S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION - 2019/2020
S.2 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
TERMS OF THE JSE LISTINGS REQUIREMENTS
S.3 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
IN TERMS OF SECTION 44 AND 45 OF THE
COMPANIES ACT
S.4 SPECIFIC AUTHORITY UNDER THE COMPANIES ACT Mgmt For For
AND THE MOI RELATING TO AN ISSUE OF SHARES
TO THE LTIP
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935186153
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA GAYLOR Mgmt For For
S. STEVEN SINGH Mgmt For For
2. Approval, on an advisory basis, of Mgmt 1 Year For
frequency of future non- binding votes on
our named executive officers' compensation.
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year ending January 31,
2021.
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FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr For Against
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr For Against
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 935107804
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 17-Dec-2019
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Dillon Mgmt For For
Michael Keller Mgmt For For
Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's restated certificate of
incorporation to eliminate the classified
structure of the Company's Board of
Directors.
5. To consider a stockholder proposal Shr For Against
regarding majority voting for the election
of directors, if properly presented at the
annual meeting.
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INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935140537
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt For For
1B. Election of Director: Earl H. Nemser Mgmt For For
1C. Election of Director: Milan Galik Mgmt For For
1D. Election of Director: Paul J. Brody Mgmt For For
1E. Election of Director: Lawrence E. Harris Mgmt For For
1F. Election of Director: Gary Katz Mgmt For For
1G. Election of Director: John M. Damgard Mgmt For For
1H. Election of Director: Philip Uhde Mgmt For For
1I. Election of Director: William Peterffy Mgmt For For
2. Ratification of appointment of independent Mgmt For For
registered public accounting firm of
Deloitte & Touche LLP.
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INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Duriya M. Farooqui Mgmt For For
1D. Election of Director: Jean-Marc Forneri Mgmt For For
1E. Election of Director: The Rt. Hon. the Lord Mgmt For For
Hague of Richmond
1F. Election of Director: Hon. Frederick W. Mgmt For For
Hatfield
1G. Election of Director: Thomas E. Noonan Mgmt For For
1H. Election of Director: Frederic V. Salerno Mgmt For For
1I. Election of Director: Jeffrey C. Sprecher Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Vincent Tese Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
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INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
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LENDINGCLUB CORPORATION Agenda Number: 935188789
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Scott Mgmt For For
Sanborn
1.2 Election of Class III Director: Simon Mgmt For For
Williams
1.3 Election of Class III Director: Michael Mgmt For For
Zeisser
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in this Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation (the
Declassification Amendment) that would
phase in the declassification of our Board.
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LENDINGTREE INC Agenda Number: 935209230
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Courtnee Chun Mgmt For For
1B. Election of Director: Gabriel Dalporto Mgmt For For
1C. Election of Director: Thomas Davidson Mgmt For For
1D. Election of Director: Robin Henderson Mgmt For For
1E. Election of Director: Douglas Lebda Mgmt For For
1F. Election of Director: Steven Ozonian Mgmt For For
1G. Election of Director: Saras Sarasvathy Mgmt For For
1H. Election of Director: G. Kennedy Thompson Mgmt For For
1I. Election of Director: Jennifer Witz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year
3. To make an advisory vote to approve Mgmt For For
LendingTree, Inc.'s executive compensation
(say-on-pay)
--------------------------------------------------------------------------------------------------------------------------
MEITUAN DIANPING Agenda Number: 712416040
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker: 3690 HK
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0417/2020041700041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0417/2020041700045.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2019 AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY ("DIRECTORS") AND INDEPENDENT
AUDITOR OF THE COMPANY THEREON
2 TO RE-ELECT MR. ORR GORDON ROBERT Mgmt For For
HALYBURTON AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3 TO RE-ELECT MR. LENG XUESONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. SHUM HEUNG YEUNG HARRY AS Mgmt For For
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO AUTHORIZE THE BOARD OF DIRECTORS Mgmt For For
("BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
6 TO GRANT A GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL CLASS B SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935191635
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo V?zquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr Against For
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935168701
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Jeffrey Mgmt For For
Jordan
1B. Election of Class I Director: Jeremy Levine Mgmt For For
1C. Election of Class I Director: Gokul Rajaram Mgmt For For
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2020
3. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve our named executive officers'
compensation
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 712240821
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker: 4755 JP
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Non-Executive
Directors and Corporate Auditors
2.1 Appoint a Director Mikitani, Hiroshi Mgmt For For
2.2 Appoint a Director Hosaka, Masayuki Mgmt For For
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Kutaragi, Ken Mgmt For For
2.5 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.6 Appoint a Director Mitachi, Takashi Mgmt For For
2.7 Appoint a Director Murai, Jun Mgmt For For
3.1 Appoint a Corporate Auditor Yamaguchi, Mgmt For For
Katsuyuki
3.2 Appoint a Corporate Auditor Nishikawa, Mgmt For For
Yoshiaki
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS,INC. Agenda Number: 712773248
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker: 8473 JP
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against
1.2 Appoint a Director Kawashima, Katsuya Mgmt Against Against
1.3 Appoint a Director Nakagawa, Takashi Mgmt Against Against
1.4 Appoint a Director Takamura, Masato Mgmt Against Against
1.5 Appoint a Director Morita, Shumpei Mgmt Against Against
1.6 Appoint a Director Yamada, Masayuki Mgmt Against Against
1.7 Appoint a Director Kusakabe, Satoe Mgmt Against Against
1.8 Appoint a Director Yoshida, Masaki Mgmt Against Against
1.9 Appoint a Director Sato, Teruhide Mgmt For For
1.10 Appoint a Director Takenaka, Heizo Mgmt For For
1.11 Appoint a Director Suzuki, Yasuhiro Mgmt For For
1.12 Appoint a Director Ito, Hiroshi Mgmt For For
1.13 Appoint a Director Takeuchi, Kanae Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Wakatsuki, Tetsutaro
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935181886
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen F. Brassfield Mgmt For For
Michel T. Lempres Mgmt For For
Scott A. Reed Mgmt For For
2. The appointment of Crowe LLP as the Mgmt For For
company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935197396
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Amy Brooks Mgmt For For
James McKelvey Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2020.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO PREPARE A REPORT ON
EMPLOYEE REPRESENTATION ON THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William S. Haraf Mgmt For For
1B. Election of Director: Frank C. Herringer Mgmt For For
1C. Election of Director: Roger O. Walther Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve the 2013 Stock Incentive Plan as Mgmt For For
Amended and Restated
5. Approve the Amended and Restated Bylaws to Mgmt For For
adopt a proxy access bylaw for director
nominations by stockholders
6. Stockholder Proposal requesting annual Shr For Against
disclosure of EEO-1 data
7. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935161163
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend and restate our Amended and Mgmt For For
Restated Certificate of Incorporation
(Charter) to declassify the Board of
Directors over the next three years such
that all directors will stand for election
on an annual basis beginning with the 2022
Annual Meeting of Stockholders.
2A. To amend and restate our Charter to Mgmt For For
eliminate the supermajority voting
requirements relating to: Amendments to the
Charter and Bylaws.
2B. To amend and restate our Charter to Mgmt For For
eliminate the supermajority voting
requirements relating to: Removal of
directors.
3. To amend and restate our Charter to remove Mgmt For For
the corporate opportunity waiver provisions
of the Charter.
4. To amend and restate our Charter to remove Mgmt For For
certain rights, privileges and protections
included in the Charter relating to former
significant stockholders of TransUnion that
have expired by their terms and to make
other technical revisions to the Charter.
5A. Election of Director: Suzanne P. Clark Mgmt For For
5B. Election of Director: Kermit R. Crawford Mgmt For For
5C. Election of Director: Thomas L. Monahan, Mgmt For For
III
6. To amend and restate our 2015 Omnibus Mgmt For For
Incentive Plan to, among other things,
increase the number of shares authorized
for issuance by 7 million shares and extend
the term of our plan through the tenth
anniversary of the date of such amendment
and restatement.
7. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935198829
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Dalzell Mgmt For For
Jeffrey Immelt Mgmt For For
Erika Rottenberg Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Mgmt For For
Foskett
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION Agenda Number: 712172369
--------------------------------------------------------------------------------------------------------------------------
Security: J95402103
Meeting Type: EGM
Meeting Date: 17-Mar-2020
Ticker: 4689 JP
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Stock-for-stock Exchange Agreement Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size to 10, Revise Directors with
Title
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 712759399
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker: 4689 JP
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawabe,
Kentaro
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ozawa, Takao
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Oketani, Taku
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Son, Masayoshi
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyauchi, Ken
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fujihara,
Kazuhiko
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member associated
with Merger Idezawa, Takeshi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member associated
with Merger Jungho Shin
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member associated
with Merger Masuda, Jun
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member associated
with Merger Hasumi, Maiko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member associated
with Merger Kunihiro, Tadashi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member associated
with Merger Hatoyama, Rehito
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Tobita,
Hiroshi
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 711800498
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: EGM
Meeting Date: 27-Dec-2019
Ticker: 6060 HK
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1108/ltn20191108187.pdf,
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1121/2019112100808.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1121/2019112100814.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 313042 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 2.1 TO 2.4. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
THE EMOLUMENTS OF INDEPENDENT NON-EXECUTIVE
DIRECTORS OF THE COMPANY
2.1 THAT: THE REVISED ANNUAL CAP FOR THE Mgmt For For
CONTINUING CONNECTED TRANSACTIONS UNDER THE
ONLINE PLATFORM COOPERATION FRAMEWORK
AGREEMENT (AS DEFINED IN THE SUPPLEMENTAL
CIRCULAR OF THE COMPANY DATED NOVEMBER 22,
2019) (THE "SUPPLEMENTAL CIRCULAR") AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER, BE
AND ARE HEREBY APPROVED, CONFIRMED AND
RATIFIED
2.2 THAT: THE NEW ONLINE PLATFORM COOPERATION Mgmt For For
FRAMEWORK AGREEMENT (AS DEFINED IN THE
SUPPLEMENTAL CIRCULAR) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER (INCLUDING THE ANT
FINANCIAL ANNUAL CAPS), BE AND ARE HEREBY
APPROVED, CONFIRMED AND RATIFIED
2.3 THAT: THE AUTO CO-INSURANCE COOPERATION Mgmt For For
AGREEMENTS (AS DEFINED IN THE SUPPLEMENTAL
CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER (INCLUDING THE PING AN ANNUAL
CAPS), BE AND ARE HEREBY APPROVED,
CONFIRMED AND RATIFIED
2.4 THAT: ANY ONE DIRECTOR OF THE COMPANY BE Mgmt For For
AND ARE HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORIZED TO DO ALL SUCH
FURTHER ACTS AND THINGS AND TO SIGN AND
EXECUTE ALL SUCH OTHER OR FURTHER DOCUMENTS
AND TO TAKE ALL SUCH STEPS AS HE/SHE MAY
CONSIDER NECESSARY, DESIRABLE, APPROPRIATE
OR EXPEDIENT TO IMPLEMENT AND/OR GIVE
EFFECT TO OR OTHERWISE IN CONNECTION WITH
EACH OF THE NEW ONLINE PLATFORM COOPERATION
FRAMEWORK AGREEMENT AND THE AUTO
CO-INSURANCE COOPERATION AGREEMENTS AND THE
TRANSACTIONS RESPECTIVELY CONTEMPLATED
THEREUNDER, AND THE FURTHER REVISED ANT
FINANCIAL ONLINE PLATFORM ANNUAL CAP
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 712478444
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: AGM
Meeting Date: 11-May-2020
Ticker: 6060 HK
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0326/2020032601158.pdf, AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0421/2020042101298.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 377462 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 TO CONSIDER AND APPROVE THE REPORT OF BOARD Mgmt For For
OF DIRECTORS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2019
2 TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2019
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED DECEMBER
31, 2019
4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2020
5 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt Against Against
WEIBIAO ZHAN AS A NON-EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE THIRD SESSION OF
THE BOARD OF DIRECTORS
6 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION OF THE DIRECTORS OF THE COMPANY
FOR THE YEAR 2019
7 TO CONSIDER AND APPROVE THE FIVE-YEAR Mgmt For For
DEVELOPMENT PLAN OF THE COMPANY (2020-2024)
8 TO CONSIDER AND APPROVE THE GRANT OF A Mgmt Against Against
GENERAL MANDATE TO THE BOARD OF DIRECTORS
OF THE COMPANY TO ISSUE SHARES
9 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt Against Against
THE ARTICLES OF ASSOCIATION OF THE COMPANY
10 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF OFFSHORE SENIOR BONDS BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ZIP CO LTD Agenda Number: 711727339
--------------------------------------------------------------------------------------------------------------------------
Security: Q9899L134
Meeting Type: AGM
Meeting Date: 29-Nov-2019
Ticker: Z1P AU
ISIN: AU000000Z1P6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF PHILIP CRUTCHFIELD AS Mgmt For For
DIRECTOR
3 APPROVAL OF ISSUE OF STIP SHARES TO LARRY Mgmt For For
DIAMOND, DIRECTOR OF THE COMPANY
4 APPROVAL OF ISSUE OF STIP SHARES TO PETER Mgmt For For
GRAY, DIRECTOR OF THE COMPANY
5 APPROVAL TO INCREASE THE MAXIMUM AGGREGATE Mgmt Against
AMOUNT OF NON-EXECUTIVE DIRECTORS' FEES
ARK Genomic Revolution ETF
--------------------------------------------------------------------------------------------------------------------------
10X GENOMICS INC Agenda Number: 935200941
--------------------------------------------------------------------------------------------------------------------------
Security: 88025U109
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: TXG
ISIN: US88025U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Serge Saxonov, Ph.D. Mgmt For For
Benjamin J Hindson, PhD Mgmt For For
John R Stuelpnagel, DVM Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm to audit our
financial statements for our fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
AQUABOUNTY TECHNOLOGIES, INC. Agenda Number: 935147466
--------------------------------------------------------------------------------------------------------------------------
Security: 03842K200
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: AQB
ISIN: US03842K2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Clothier Mgmt For For
Alana D. Czypinski Mgmt For For
Theodore J. Fisher Mgmt For For
Richard L. Huber Mgmt For For
Christine St.Clare Mgmt For For
Rick Sterling Mgmt For For
James C. Turk, Jr. Mgmt For For
Sylvia Wulf Mgmt For For
2. To ratify the appointment of Wolf & Mgmt For For
Company, P.C. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve our 2016 Equity Incentive Plan, Mgmt Against Against
as further amended, to increase the number
of authorized shares of our common stock,
$0.001 par value per share, issuable under
the 2016 Equity Incentive Plan from 900,000
to 1,900,000.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935087177
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Annual
Meeting Date: 25-Oct-2019
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Approval of the Company's 2019 Omnibus Mgmt For For
Equity Incentive Plan and ratification of
grants thereunder, as provided in Proposal
Number 2 of the Proxy Statement.
3. Approval, by non-binding advisory vote, of Mgmt For For
the resolution approving the Company's
Named Executive Officer compensation, as
provided in Proposal Number 3 of the Proxy
Statement.
4. Approval, by non-binding advisory vote, of Mgmt 3 Years For
the frequency of future non-binding
advisory votes on named executive officer
compensation, as provided in Proposal
Number 4 of the Proxy Statement.
5. Approval of the ratification of the Mgmt For For
appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2019, as provided in Proposal
Number 5 of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935210930
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Peter Farrell Mgmt For For
Joseph E. Payne Mgmt For For
Andy Sassine Mgmt For For
James Barlow Mgmt For For
Dr. Edward W. Holmes Mgmt For For
Dr. Magda Marquet Mgmt For For
Karah Parschauer Mgmt For For
2. Approval of the 2020 Employee Stock Mgmt For For
Purchase Plan.
3. Amendment and restatement of the 2019 Mgmt For For
Omnibus Equity Compensation Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BELLICUM PHARMACEUTICALS INC Agenda Number: 935113338
--------------------------------------------------------------------------------------------------------------------------
Security: 079481107
Meeting Type: Special
Meeting Date: 15-Jan-2020
Ticker: BLCM
ISIN: US0794811077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of a series of alternate Mgmt For For
amendments to the Company's Amended &
Restated Certificate of Incorporation, to
effect, at the Board's discretion: (i) a
reverse split of the common stock, whereby
each outstanding 5, 6, 7, 8, 9 or 10 shares
of common stock would be combined &
converted into one share of common stock; &
(ii) for reverse splits in range of 1-for-5
to 1-for-10, a reduction in number of
authorized shares of common stock from
200,000,000 to 80,000,000, 66,666,667,
57,142,858, 50,000,000, 44,444,445 or
40,000,000 shares, respectively.
2. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock from
200,000,000 to 400,000,000.
3. Approval of an amendment to the Company's Mgmt For For
2019 Equity Incentive Plan, or the Amended
2019 Plan, to, among other things, increase
the number of shares of common stock
authorized for issuance under the 2019 Plan
by 6,000,000 shares (before any adjustment
for any reverse stock split).
4. Approval of the adjournment of the Special Mgmt For For
Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of any of the
foregoing proposals.
--------------------------------------------------------------------------------------------------------------------------
BELLICUM PHARMACEUTICALS, INC. Agenda Number: 935207705
--------------------------------------------------------------------------------------------------------------------------
Security: 079481404
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: BLCM
ISIN: US0794814048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. Fair Mgmt For For
James M. Daly Mgmt For For
Reid M. Huber, Ph.D Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock from
40,000,000 to 80,000,000.
3. To approve an amendment to the Company's Mgmt Against Against
2019 Equity Incentive Plan, or the Amended
2019 Plan, to, among other things, increase
the number of shares of common stock
authorized for issuance under the 2019 Plan
by 500,000 shares.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
5. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
6. To indicate, on an advisory basis, the Mgmt 1 Year Against
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CAREDX, INC. Agenda Number: 935209610
--------------------------------------------------------------------------------------------------------------------------
Security: 14167L103
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: CDNA
ISIN: US14167L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Goldberg Mgmt For For
Peter Maag, Ph.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of advisory votes on the
compensation of our named executive
officers.
5. To approve an amendment to the Company's Mgmt Against Against
2014 Equity Incentive Plan (the 2014 Plan)
to increase the number of shares of common
stock that may be issued under the 2014
Plan by 400,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CASTLE BIOSCIENCES INC. Agenda Number: 935189589
--------------------------------------------------------------------------------------------------------------------------
Security: 14843C105
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: CSTL
ISIN: US14843C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph C. Cook, III Mgmt For For
Miles D. Harrison Mgmt For For
David Kabakoff, Ph.D. Mgmt For For
2. To ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935240286
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the financial statements for Mgmt For For
the financial year ended December 31, 2019.
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2019.
3 Allocation of income for the financial year Mgmt For For
ended December 31, 2019.
4 Approval of the agreements referred to in Mgmt Against Against
articles L. 225-38 and the following
sections of the French commercial code.
5 Setting the amount of the total Mgmt For For
compensation (directors fees) to be granted
to the non-executive directors.
6 Renewal of the mandate of a member of the Mgmt For For
Board of Directors of Mrs. Annick Schwebig.
7 Renewal of the mandate of a member of the Mgmt For For
Board of Directors of Mr. Laurent Arthaud.
8 Renewal of the mandate of a member of the Mgmt For For
Board of Directors of Mr. Pierre Bastid.
9 Renewal of the mandate of a member of the Mgmt For For
Board of Directors of Mr. Rainer Boehm.
10 Renewal of the mandate of a member of the Mgmt For For
Board of Directors of Mr. Herv? Hoppenot.
11 Authorization to be given to the board of Mgmt Against Against
directors to buy back Company shares.
12 Authorization to be given to the board of Mgmt For For
directors for the ...(due to space limits,
see proxy material for full proposal).
13 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
14 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
15 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
16 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
17 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
18 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
19 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
20 Delegation granted to the board of Mgmt Against Against
directors to increase the ...(due to space
limits, see proxy material for full
proposal).
21 Overall limitations to the amount of Mgmt For For
issuances made under the ...(due to space
limits, see proxy material for full
proposal).
22 Delegation of authority to be granted to Mgmt For For
the board of directors ...(due to space
limits, see proxy material for full
proposal).
23 Authorization to be given to the board of Mgmt Against Against
directors to grant options to subscribe or
purchase Company's shares.
24 Authorization be given to the board of Mgmt Against Against
directors for the ...(due to space limits,
see proxy material for full proposal).
25 Delegation of authority to be granted to Mgmt Against Against
the board of directors ...(due to space
limits, see proxy material for full
proposal).
26 Overall limitations to the amount of issues Mgmt For For
made under the 23rd resolution, 24th
resolution and the 25th resolution above.
27 Amendment of article 12 of the articles of Mgmt For For
association "meeting ...(due to space
limits, see proxy material for full
proposal).
28 Amendment of Article 18 of the Articles of Mgmt For For
Association "General ...(due to space
limits, see proxy material for full
proposal).
29 Delegation to be granted to the board of Mgmt For Against
directors for the ...(due to space limits,
see proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
CELLULAR BIOMEDICINE GROUP, INC. Agenda Number: 935222707
--------------------------------------------------------------------------------------------------------------------------
Security: 15117P102
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: CBMG
ISIN: US15117P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chun Kwok Alan Au Mgmt No vote
Jacky (Gang) Ji Mgmt No vote
Tony (Bizuo) Liu Mgmt No vote
2. Ratify the appointment of BDO China Shu Lun Mgmt No vote
Pan Certified Public Accountants LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Conduct a non-binding advisory vote to Mgmt No vote
approve the compensation of our named
executive officers.
4. Conduct a non-binding advisory vote Mgmt No vote
recommending the frequency of future
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 935193893
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy B. Anderson Mgmt For For
William M. Greenman Mgmt For For
Timothy L. Moore Mgmt For For
2. Equity Plan Proposal: The approval of an Mgmt Against Against
amendment and restatement of the Company's
Amended and Restated 2008 Equity Incentive
Plan to increase the aggregate number of
shares of common stock available for
issuance thereunder by 5,000,000 shares and
to make certain other changes thereto as
described further in the Proxy Statement.
3. Equity Plan Proposal: The approval of an Mgmt For For
amendment and restatement of the Company's
Amended and Restated 1996 Employee Stock
Purchase Plan to increase the aggregate
number of shares of common stock authorized
for issuance thereunder by 1,500,000
shares.
4. Advisory Vote on Executive Compensation: Mgmt Against Against
The approval, on an advisory basis, of the
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. Independent Registered Public Accounting Mgmt For For
Firm: The ratification of the selection by
the Audit Committee of the Board of
Directors of Ernst & Young LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CODEXIS, INC. Agenda Number: 935210687
--------------------------------------------------------------------------------------------------------------------------
Security: 192005106
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: CDXS
ISIN: US1920051067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Dilly, Ph.D. Mgmt For For
Alison Moore, Ph.D. Mgmt For For
Patrick Yang, Ph.D. Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the company's named
executive officers as disclosed in the
Codexis, Inc. proxy statement in accordance
with the compensation disclosure rules of
the Securities and Exchange Commission.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935071667
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Sekhri Mgmt For For
1B. Election of Director: Jean-Pierre Bizzari Mgmt For For
1C. Election of Director: Anat Cohen-Dayag Mgmt For For
1D. Election of Director: Gilead Halevy Mgmt For For
1E. Election of Director: Eran Perry Mgmt For For
1F. Election of Director: Kinneret Livnat Mgmt For For
Savitzky
1G. Election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2. To increase the Company's authorized share Mgmt For For
capital and to amend and restate the
Company's Memorandum and Articles to
reflect the same.
3. To approve an amendment to the Company's Mgmt For For
Compensation Policy.
3A. Do you have a "personal interest" in Item Mgmt Against
3? Under the Companies Law, in general,
person is deemed to have personal interest
if any member of his or her immediate
family, or immediate family of its spouse,
has a personal interest in adoption of
proposal; or if a company, other than
Compugen, that is affiliated with such
person, has a personal interest in adoption
of proposal. Please note-you do not have
personal interest in adoption of this
proposal just because you own our shares.
If you vote FOR=YES or do not vote, your
vote will not count for proposal 3
3B. Are you a "controlling shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "controlling
shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. If you vote FOR = YES or do not
vote, your vote will not count for proposal
3
4. To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst and Young Global), as
the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935201905
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2019.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4A. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman
4B. Re-election of Samarth Kulkarni, Ph.D. Mgmt For For
4C. Re-election of Ali Behbahani, M.D. Mgmt For For
4D. Re-election of Bradley Bolzon, Ph.D. Mgmt For For
4E. Re-election of Simeon J. George, M.D. Mgmt For For
4F. Re-election of John T. Greene Mgmt For For
4G. Re-election of Katherine A. High, M.D. Mgmt For For
4H. Election of Douglas A. Treco, Ph.D. Mgmt For For
5A. Election of the member of the Compensation Mgmt For For
Committee: Ali Behbahani, M.D.
5B. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5C. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6A. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2020 Annual General Meeting to the 2021
Annual General Meeting of Shareholders.
6B. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2020 Annual
General Meeting to the 2021 Annual General
Meeting of Shareholders.
6C. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2020 to June 30, 2021.
6D. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2020.
6E. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2020 Annual
General Meeting to the 2021 Annual General
Meeting of Shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Benefit Plans.
8. The approval of an Amendment to the CRISPR Mgmt For For
Therapeutics AG 2018 Stock Option and
Incentive Plan.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
12. The transaction of any other business that Mgmt For For
may properly come before the 2020 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE, INC. Agenda Number: 935204038
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James C. Mullen Mgmt For For
Akshay Vaishnaw, M.D. Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EVOGENE LTD. Agenda Number: 935077657
--------------------------------------------------------------------------------------------------------------------------
Security: M4119S104
Meeting Type: Special
Meeting Date: 26-Sep-2019
Ticker: EVGN
ISIN: IL0011050551
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an updated compensation policy Mgmt For For
for the directors and other office holders
of our Company, in accordance with the
requirements of the Israeli Companies Law,
5759-1999 (the "Companies Law").
1a. The undersigned hereby confirms that he, Mgmt For
she or it is not a "controlling
shareholder" (under the Companies Law, as
described in the Proxy Statement for the
Meeting) and does not have a conflict of
interest (referred to as a "personal
interest" under the Companies Law, as
described in the Proxy Statement for the
Meeting) in the approval of Proposal 1
[MUST COMPLETE]. You must vote FOR=YES or
AGAINST=NO in order for your vote to be
counted for the Proposal #1
2. Approval of our Company's procurement of Mgmt For For
renewed coverage under its Directors' and
Officers' Liability, or D&O, insurance
policies, effective as of October 1, 2019
(the renewal date for our existing D&O
insurance policies).
--------------------------------------------------------------------------------------------------------------------------
FATE THERAPEUTICS, INC. Agenda Number: 935143127
--------------------------------------------------------------------------------------------------------------------------
Security: 31189P102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: FATE
ISIN: US31189P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert S Epstein MD M.S Mgmt For For
John D Mendlein PhD. JD Mgmt For For
Karin Jooss, Ph.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GUARDANT HEALTH, INC. Agenda Number: 935210079
--------------------------------------------------------------------------------------------------------------------------
Security: 40131M109
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: GH
ISIN: US40131M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Ian Clark Mgmt For For
1B. Election of Class II Director: Samir Kaul Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Guardant Health, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory vote on the frequency of Mgmt 1 Year For
stockholder advisory votes regarding the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935180618
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Philip W. Schiller Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 3, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr Against For
stockholder proposal regarding political
disclosures.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 935199097
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaim? Mgmt For For
1.3 Election of Director: Paul J. Clancy Mgmt For For
1.4 Election of Director: Wendy L. Dixon Mgmt For For
1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.6 Election of Director: Paul A. Friedman Mgmt For For
1.7 Election of Director: Edmund P. Harrigan Mgmt For For
1.8 Election of Director: Katherine A. High Mgmt For For
1.9 Election of Director: Herv? Hoppenot Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
1997 Employee Stock Purchase Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
5. To vote on a stockholder proposal, if Shr Against For
properly presented, described in more
detail in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS,INC. Agenda Number: 935163799
--------------------------------------------------------------------------------------------------------------------------
Security: 45773H201
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INO
ISIN: US45773H2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Joseph Kim, Ph.D. Mgmt For For
Simon X. Benito Mgmt For For
Ann C. Miller, M.D. Mgmt For For
Jay P. Shepard Mgmt For For
David B. Weiner, Ph.D. Mgmt For For
Wendy L. Yarno Mgmt For For
Lota S. Zoth Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the resolution regarding
compensation of our named executive
officers described in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935199023
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Fran?ois Formela Mgmt For For
Jesse Goodman, M.D MPH Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935205410
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffrey S. Crouse Mgmt For For
Christine M. Gorjanc Mgmt For For
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation paid to our
named executive officers.
3. The selection, on a non-binding advisory Mgmt 1 Year For
basis, of the frequency of holding an
advisory vote on named executive officer
compensation.
4. The ratification of Ernst & Young LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935190417
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Wender Mgmt For For
B. Lynne Parshall Mgmt For For
Spencer Berthelsen Mgmt For For
Joan Herman Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Ionis Pharmaceuticals, Inc. 2002
Non-Employee Directors' Stock Option Plan
to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
800,000 shares to an aggregate of 2,800,000
shares, reduce the amount of the automatic
awards under the plan, revise the vesting
schedule of awards and extend the term of
the plan.
3. To ratify amending the existing stock Mgmt For For
option and restricted stock unit awards of
directors to adjust vesting.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
5. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935203872
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, PhD, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser, MD, PhD Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers
3. To approve, by non-binding advisory vote, Mgmt For For
the frequency of future votes on the
compensation of our named executive
officers
4. To approve an amendment to our 2018 Equity Mgmt For For
Incentive Plan to increase the number of
shares of common stock authorized for
issuance thereunder from 6,000,000 shares
to 14,000,000 shares
5. To approve our 2020 Employee Stock Purchase Mgmt For For
Plan
6. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 935202298
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Bradley Gray Mgmt For For
1B. Election of Director: Robert M. Hershberg, Mgmt For For
M.D., Ph.D.
1C. Election of Director: Kirk D. Malloy, Ph.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935063824
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 05-Sep-2019
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Taylor Crouch Mgmt For For
Mark Kessel Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
3. To hold a non-binding advisory vote on the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency of the advisory vote
on the Company's executive compensation of
one, two, or three years.
5. To approve the proposal to authorize the Mgmt For For
Company's Board of Directors, in its
discretion but in no event later than the
date of the 2020 Annual Meeting of
Stockholders, to amend the Company's
Certificate of Incorporation, as previously
amended, to effect a reverse stock split of
the Company's common stock, at a ratio in
the range of 1-for-5 to 1-for-20, such
ratio to be determined by the Board of
Directors and included in a public
announcement.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935134180
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Special
Meeting Date: 07-Apr-2020
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Organovo Mgmt Against Against
common stock in the Merger to the Tarveda
securityholders in accordance with the
terms of the Merger Agreement.
2. Approve an amendment to the Organovo Mgmt For For
certificate of incorporation effecting a
reverse stock split of Organovo common
stock, at a ratio of one (1) new share for
every 20 to 40 shares of outstanding
Organovo common stock (or any number in
between as determined by the Organovo Board
of Directors).
3. Approve, on a non-binding advisory vote Mgmt For For
basis, compensation that will or may become
payable by Organovo to its named executive
officers in connection with the Merger,
each as described in the accompanying proxy
statement/prospectus/information statement.
4. Approve the adoption of the Combined Mgmt Against Against
Organization 2020 Equity Incentive Plan.
5. Authorize the adjournment of the Organovo Mgmt Against Against
Special Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of Organovo
Proposal Nos. 1, 2, 3, and 4.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935207589
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Christian O. Mgmt For For
Henry
1.2 Election of Class I Director: John F. Mgmt For For
Milligan, Ph.D.
1.3 Election of Class I Director: Lucy Shapiro, Mgmt For For
Ph.D
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approval of the Company's 2020 Equity Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PERSONALIS, INC. Agenda Number: 935163319
--------------------------------------------------------------------------------------------------------------------------
Security: 71535D106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: PSNL
ISIN: US71535D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Patrick Mgmt For For
Balthrop
1.2 Election of Class I Director: Kenneth Mgmt For For
Ludlum
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPEUTICS, INC. Agenda Number: 935221919
--------------------------------------------------------------------------------------------------------------------------
Security: 72940R300
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: PSTI
ISIN: US72940R3003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Zami Aberman Mgmt For For
1.2 Election of Director: Israel Ben-Yoram Mgmt For For
1.3 Election of Director: Isaac Braun Mgmt For For
1.4 Election of Director: Mark Germain Mgmt For For
1.5 Election of Director: Moria Kwiat Mgmt For For
1.6 Election of Director: Nachum Rosman Mgmt For For
1.7 Election of Director: Doron Shorrer Mgmt For For
1.8 Election of Director: Yaky Yanay Mgmt For For
2. Proposal No. 2 - To ratify the selection of Mgmt For For
Kost Forer Gabbay & Kasierer, a member of
Ernst & Young Global, as independent
registered public accounting firm of the
Company for the fiscal year ending June 30,
2020.
3. Proposal No. 3 - To approve an amendment to Mgmt For For
the Articles of Incorporation of the
Company to increase the number of
authorized shares of common stock from
thirty million (30,000,000) shares, par
value $0.00001 per share, to sixty million
(60,000,000) shares, par value $0.00001 per
share.
--------------------------------------------------------------------------------------------------------------------------
PRECIGEN, INC. Agenda Number: 935206260
--------------------------------------------------------------------------------------------------------------------------
Security: 74017N105
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: PGEN
ISIN: US74017N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randal J. Kirk Mgmt For For
1B. Election of Director: Cesar L. Alvarez Mgmt For For
1C. Election of Director: Steven R. Frank Mgmt For For
1D. Election of Director: Vinita D. Gupta Mgmt For For
1E. Election of Director: Fred Hassan Mgmt For For
1F. Election of Director: Jeffrey B. Kindler Mgmt For For
1G. Election of Director: Dean J. Mitchell Mgmt For For
1H. Election of Director: Helen Sabzevari, Mgmt For For
Ph.D.
1I. Election of Director: Robert B. Shapiro Mgmt For For
1J. Election of Director: James S. Turley Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020
3. To approve a non-binding advisory Mgmt For For
resolution approving the compensation of
the named executive officers
4. To approve an amendment to the Amended and Mgmt For For
Restated Precigen, Inc. 2013 Omnibus
Incentive Plan to increase the number of
shares which may be subject to awards
thereunder by two million.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935214926
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt For For
John Colgrove Mgmt For For
Mark Garrett Mgmt For For
Roxanne Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1C. Election of Director: Christine A. Poon Mgmt For For
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve the Second Amended and Mgmt Against Against
Restated Regeneron Pharmaceuticals, Inc.
2014 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SERES THERAPEUTICS, INC. Agenda Number: 935200030
--------------------------------------------------------------------------------------------------------------------------
Security: 81750R102
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: MCRB
ISIN: US81750R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Berenson Mgmt For For
Richard N. Kender Mgmt For For
Meryl S. Zausner Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 935199403
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
Amir Nashat, Ph.D. Mgmt For For
Peter Wirth Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935178132
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Helen Darling Mgmt For For
Mr. William H. Frist MD Mgmt For For
Mr. Michael Goldstein Mgmt For For
Mr. Jason Gorevic Mgmt For For
Ms. C. A. Jacobson Mgmt For For
Mr. Thomas G. McKinley Mgmt For For
Mr. Kenneth H. Paulus Mgmt For For
Mr. David Shedlarz Mgmt For For
Mr. Mark D. Smith, MD Mgmt For For
Mr. David B. Snow, Jr. Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935053734
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 23-Jul-2019
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nelson C. Chan Mgmt For For
Xiaoying Mai Mgmt For For
Robert Ragusa Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935122159
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Nicolas Barthelemy Mgmt For For
Keith Crandell Mgmt Withheld Against
Jan Johannessen Mgmt For For
2 Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935190784
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bonnie H. Anderson Mgmt For For
Robert S. Epstein, M.D. Mgmt For For
Evan Jones Mgmt For For
2. To approve the Amended and Restated Mgmt For For
Veracyte, Inc. Employee Stock Purchase
Plan.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2020.
4. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
ARK Autonomous Technology & Robotics ETF
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935203973
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie L. Krawcheck Mgmt For For
John M. Larson Mgmt For For
Edward S. Macias Mgmt For For
Alexis Maybank Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935072924
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 27-Sep-2019
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Thomas Burbage Mgmt For For
Charles R. Holland Mgmt For For
Edward R. Muller Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935167418
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: Ajei S. Gopal
1B. Election of Class III Director for Mgmt For For
three-year term: Glenda M. Dorchak
1C. Election of Class III Director for Mgmt For For
three-year term: Robert M. Calderoni
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
3. The advisory vote to approve compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935134673
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Nicholas M. Donofrio Mgmt For For
4. Election of Director: Rajiv L. Gupta Mgmt For For
5. Election of Director: Joseph L. Hooley Mgmt For For
6. Election of Director: Sean O. Mahoney Mgmt For For
7. Election of Director: Paul M. Meister Mgmt For For
8. Election of Director: Robert K. Ortberg Mgmt For For
9. Election of Director: Colin J. Parris Mgmt For For
10. Election of Director: Ana G. Pinczuk Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935210601
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr Against For
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr Against For
Chairman
6. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935093548
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Federmann Mgmt For For
1B. Election of Director: Rina Baum Mgmt For For
1C. Election of Director: Yoram Ben-Zeev Mgmt For For
1D. Election of Director: David Federmann Mgmt For For
1E. Election of Director: Dov Ninveh Mgmt For For
1F. Election of Director: Ehood (Udi) Nisan Mgmt For For
1G. Election of Director: Yuli Tamir Mgmt For For
2. ELECTION OF MRS. BILHA (BILLY) SHAPIRA TO A Mgmt For For
FIRST THREE-YEAR TERM AS AN EXTERNAL
DIRECTOR
2A. Please indicate if you are a controlling Mgmt Against
shareholder of the Company or have a
"personal interest" (as defined in the
Company's Proxy Statement of October 10,
2019) in the approval of the above
resolution, except for personal interest
not resulting from your connections with
the controlling shareholder. If you do not
mark either YES or NO your vote will not
count for the Proposal # 2.
3. RE-APPOINTMENT OF KOST, FORER, GABBAY & Mgmt For For
KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR 2019 AND UNTIL THE CLOSE OF
THE NEXT SHAREHOLDERS' ANNUAL GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935127844
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Special
Meeting Date: 26-Feb-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
COMPENSATION POLICY TO INCREASE THE MAXIMUM
COVERAGE THAT THE COMPANY IS AUTHORIZED TO
PROCURE UNDER, AND THE MAXIMUM ANNUAL
PREMIUM THAT THE COMPANY IS AUTHORIZED TO
PAY FOR, POLICIES OF D&O INSURANCE.
1A. Please indicate if you are a Controlling Mgmt Against
Shareholder of the Company or have a
Personal Interest (the terms "Controlling
Shareholder" and "Personal Interest," as
defined in the Company's Proxy Statement of
January 22, 2020) in the approval of the
above resolution. (Please note: if you do
not mark either Yes or No, your shares will
not be voted). Mark "For" = Yes or
"Against" = No.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935132768
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Special
Meeting Date: 17-Mar-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF MR. MOSHE KAPLINSKY AS AN Mgmt For For
EXTERNAL DIRECTOR FOR A FIRST THREE-YEAR
TERM COMMENCING ON THE CLOSE OF THE MEETING
1A. Please indicate if you are a Controlling Mgmt Against
Shareholder of the Company or have a
Personal Interest (the terms "Controlling
Shareholder" and "Personal Interest," as
defined in the Company's Proxy Statement of
February 11, 2020) in the approval of the
above resolution. (Please note: if you do
not mark either Yes or No, your shares will
not be voted). Mark 'For' = Yes or
'Against' = No.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935144561
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Company's Board of
Directors of KPMG LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation as
disclosed in the proxy statement.
4. To approve the Company's reincorporation Mgmt For For
from Oregon to Delaware.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935141717
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
5. To approve the amendment of the Certificate Mgmt For For
of Incorporation to adopt simple majority
voting provisions.
6. To approve the amendment of the Certificate Mgmt For For
of Incorporation to permit stockholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC. Agenda Number: 935159283
--------------------------------------------------------------------------------------------------------------------------
Security: 46269C102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: IRDM
ISIN: US46269C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Niehaus Mgmt For For
Thomas C. Canfield Mgmt For For
Matthew J. Desch Mgmt For For
Thomas J. Fitzpatrick Mgmt For For
Jane L. Harman Mgmt For For
Alvin B. Krongard Mgmt For For
Suzanne E. McBride Mgmt For For
Admiral Eric T. Olson Mgmt For For
Steven B. Pfeiffer Mgmt For For
Parker W. Rush Mgmt For For
Henrik O. Schliemann Mgmt For For
Barry J. West Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection by the Board of Mgmt For For
Directors of Ernst & Young LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 935233786
--------------------------------------------------------------------------------------------------------------------------
Security: 500458401
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: KMTUY
ISIN: US5004584018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appropriation of Surplus Mgmt For
2.1 Election of Director: Tetsuji Ohashi Mgmt Against
2.2 Election of Director: Hiroyuki Ogawa Mgmt Against
2.3 Election of Director: Masayuki Moriyama Mgmt Against
2.4 Election of Director: Kiyoshi Mizuhara Mgmt Against
2.5 Election of Director: Kuniko Urano Mgmt Against
2.6 Election of Director: Makoto Kigawa Mgmt For
2.7 Election of Director: Takeshi Kunibe Mgmt Against
2.8 Election of Director: Arthur M. Mitchell Mgmt For
3.1 Election of Audit & Supervisory Board Mgmt For
Member: Terumi Sasaki
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935192663
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Anderson Mgmt For For
Eric DeMarco Mgmt For For
William Hoglund Mgmt For For
Scot Jarvis Mgmt For For
Jane Judd Mgmt For For
Samuel Liberatore Mgmt For For
Amy Zegart Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 27, 2020.
3. To approve an amendment to the Company's Mgmt For For
2014 Equity Incentive Plan to increase the
aggregate number of shares that may be
issued under the Plan by 4,700,000 shares.
4. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers, as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935225412
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Approval of the statutory annual accounts Mgmt For For
of Materialise NV: Proposed resolution:
approval of the statutory annual accounts
of Materialise NV relating to the financial
year ended on 31 December 2019.
4. Appropriation of the result: Proposed Mgmt For For
resolution: approval to carry forward the
loss of the financial year (Euro
5.519.577), together with the carried
forward loss of the previous financial year
(Euro 17.825.920), being in the aggregate
Euro 23.345.497, in its entirety.
5. Discharge to the directors: Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
mandate during the financial year ended on
31 December 2019.
6. Discharge to the auditors: Proposed Mgmt For For
resolution: granting discharge to the
auditors for the performance of their
mandate during the financial year ended on
31 December 2019.
7. Approval of the budget (currently under Mgmt For For
negotiation) of the auditors, and, in
function thereof, confirmation of the
...(due to space limits, see proxy material
for full proposal).
8A. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8B. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8C. Proposed resolution: Renewing the Mgmt For For
appointment as director of A TRE C cvoa,
represented by Mr Johan De Lille, for a
period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8D. Proposed resolution: Renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8E. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr J?rgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8F. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Jos Van der
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8G. Proposed resolution: Renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8H. Proposed resolution: Renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8I. Proposed resolution: Renewing the Mgmt For For
appointment as director Mr Volker Hammes,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8J. Proposed resolution: Approval of the Mgmt For For
appointment as director Mr Sander Vancraen
as of the date of the shareholders'
meeting, for a period of one year after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
9. Powers: Proposed resolution: granting Mgmt For For
powers to Carla Van Steenbergen, Felix
Theus and Ben Schepers, each with power to
act alone and with power of substitution
and without prejudice to other delegations
of power to the extent applicable, for any
filings and publication formalities in
relation to the above resolutions.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935052326
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G104
Meeting Type: Annual
Meeting Date: 03-Jul-2019
Ticker: NNDM
ISIN: US63008G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Somekh Chaikin (a member of KPMG Mgmt For
Global) as the Company's independent
registered public accounting firm for the
year ending December 31, 2019, and until
the next annual general meeting, and to
authorize the Company's Board of Directors
to determine their compensation.
2a. To re-elect Mr. Simon Anthony-Fried to Mgmt For
serve as a director.
2b. To re-elect Mr. Ofir Baharav to serve as a Mgmt For
director and to approve his compensation
terms as set forth in Proposal No. 2 of the
Proxy Statement.
2c. To re-elect Ms. Irit Ben-Ami to serve as a Mgmt For
director and to approve her compensation
terms as set forth in Proposal No. 2 of the
Proxy Statement.
2d. To re-elect Mr. Amit Dror to serve as a Mgmt For
director.
2e. To re-elect Mr. Roni Kleinfeld to serve as Mgmt For
a director and to approve his compensation
terms as set forth in Proposal No. 2 of the
Proxy Statement
2f. To re-elect Mr. Avraham Nahmias to serve as Mgmt For
a director and to approve his compensation
terms as set forth in Proposal No. 2 of the
Proxy Statement.
2g. To re-elect Mr. Avi Reichental to serve as Mgmt For
a director and to approve his compensation
terms as set forth in Proposal No. 2 of the
Proxy Statement.
2h. To re-elect Mr. Eliyahu Yoresh to serve as Mgmt For
a director and to approve his compensation
terms as set forth in Proposal No. 2 of the
Proxy Statement.
3. To approve the Nano Dimension Ltd. Employee Mgmt For
Stock Option Plan (2015), as set forth in
Exhibit A to the Proxy Statement.
4a. To amend the annual cash retainer of Mr. Mgmt For
Ofir Baharav as a director, as set forth in
Proposal No. 4 of the Proxy Statement.
4b. To amend the annual cash retainer of Ms. Mgmt For
Irit Ben-Ami as a director, as set forth in
Proposal No. 4 of the Proxy Statement.
4c. To amend the annual cash retainer of Mr. Mgmt For
Roni Kleinfeld as a director, as set forth
in Proposal No. 4 of the Proxy Statement.
4d. To amend the annual cash retainer of Mr. Mgmt For
Avraham Nahmias as a director, as set forth
in Proposal No. 4 of the Proxy Statement.
4e. To amend the annual cash retainer of Mr. Mgmt For
Eliyahu Yoresh as a director, as set forth
in Proposal No. 4 of the Proxy Statement.
4i. The undersigned confirms that the Mgmt For
undersigned is not a controlling
shareholder and does not have a personal
interest (as such terms are defined in the
Israeli Companies Law and in the Proxy
Statement) in the approval of the proposal.
According to Israeli law, your vote will
not be counted in the required majority to
approve this proposal if you do not confirm
that you are not a controlling shareholder
and do not have a personal interest in this
proposal. Mark "for" = yes or "against" =
no.
5a. Subject to his re-appointment as a Mgmt For
director, to grant Mr. Ofir Baharav options
to purchase Ordinary Shares, as set forth
in Exhibit B to the Proxy Statement.
5b. Subject to her re-appointment as a Mgmt For
director, to grant Ms. Irit Ben-Ami options
to purchase Ordinary Shares, as set forth
in Exhibit B to the Proxy Statement.
5c. Subject to his re-appointment as a Mgmt For
director, to grant Mr. Roni Kleinfeld
options to purchase Ordinary Shares, as set
forth in Exhibit B to the Proxy Statement.
5d. Subject to his re-appointment as a Mgmt For
director, to grant Mr. Avraham Nahmias
options to purchase Ordinary Shares, as set
forth in Exhibit B to the Proxy Statement.
5e. Subject to his re-appointment as a Mgmt For
director, to grant Mr. Eliyahu Yoresh
options to purchase Ordinary Shares, as set
forth in Exhibit B to the Proxy Statement.
5f. Subject to his re-appointment as a Mgmt For
director, to grant Mr. Simon Anthony-Fried
options to purchase Ordinary Shares, as set
forth in Exhibit B to the Proxy Statement.
5g. Subject to his re-appointment as a Mgmt For
director, to grant Mr. Avi Reichental
options to purchase Ordinary Shares, as set
forth in Exhibit B to the Proxy Statement.
6. To grant Mr. Amit Dror options to purchase Mgmt For
1,146,000 of the Company's Ordinary Shares
as set forth in the Proxy Statement.
6a. The undersigned confirms that the Mgmt For
undersigned is not a controlling
shareholder and does not have a personal
interest (as such terms are defined in the
Israeli Companies Law and in the Proxy
Statement) in the approval of the proposal.
According to Israeli law, your vote will
not be counted in the required majority to
approve this proposal if you do not confirm
that you are not a controlling shareholder
and do not have a personal interest in this
proposal. Mark "for" = yes or "against" =
no.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935153128
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Special
Meeting Date: 16-Apr-2020
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Increase of Share Capital by Mgmt For For
NIS 100,000,000, to NIS 150,000,000,
divided into 1,500,000,000 Ordinary Shares,
par value NIS 0.10 each, and to amend the
Company's articles of association to effect
the same, as set forth in the Proxy
Statement.
2. To adopt the Amended Articles in the form Mgmt For For
attached as Exhibit A to the Proxy
Statement.
3. In the event Proposal No.1 for the Increase Mgmt For For
of Share Capital is approved, to approve
the Reverse Split of the Company's Ordinary
Shares at a ratio of 1-for- 50, to be
effective on the date to be determined by
the Board of Directors, and to amend the
Company's articles of association to effect
the same, as set forth in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
NANO DIMENSION LTD. Agenda Number: 935213544
--------------------------------------------------------------------------------------------------------------------------
Security: 63008G203
Meeting Type: Special
Meeting Date: 14-May-2020
Ticker: NNDM
ISIN: US63008G2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Increase of Share Capital by Mgmt For For
NIS 100,000,000, to NIS 250,000,000,
divided into 2,500,000,000 Ordinary Shares,
par value NIS 0.10 each, and to amend the
Company's articles of association to effect
the same, as set forth in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstr?m as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935063824
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 05-Sep-2019
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Taylor Crouch Mgmt For For
Mark Kessel Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
3. To hold a non-binding advisory vote on the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency of the advisory vote
on the Company's executive compensation of
one, two, or three years.
5. To approve the proposal to authorize the Mgmt For For
Company's Board of Directors, in its
discretion but in no event later than the
date of the 2020 Annual Meeting of
Stockholders, to amend the Company's
Certificate of Incorporation, as previously
amended, to effect a reverse stock split of
the Company's common stock, at a ratio in
the range of 1-for-5 to 1-for-20, such
ratio to be determined by the Board of
Directors and included in a public
announcement.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935134180
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Special
Meeting Date: 07-Apr-2020
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Organovo Mgmt Against Against
common stock in the Merger to the Tarveda
securityholders in accordance with the
terms of the Merger Agreement.
2. Approve an amendment to the Organovo Mgmt For For
certificate of incorporation effecting a
reverse stock split of Organovo common
stock, at a ratio of one (1) new share for
every 20 to 40 shares of outstanding
Organovo common stock (or any number in
between as determined by the Organovo Board
of Directors).
3. Approve, on a non-binding advisory vote Mgmt For For
basis, compensation that will or may become
payable by Organovo to its named executive
officers in connection with the Merger,
each as described in the accompanying proxy
statement/prospectus/information statement.
4. Approve the adoption of the Combined Mgmt Against Against
Organization 2020 Equity Incentive Plan.
5. Authorize the adjournment of the Organovo Mgmt Against Against
Special Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of Organovo
Proposal Nos. 1, 2, 3, and 4.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 935163268
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Victoria M. Holt Mgmt For For
1B. Election of Director: Archie C. Black Mgmt For For
1C. Election of Director: Sujeet Chand Mgmt For For
1D. Election of Director: Moonhie Chin Mgmt For For
1E. Election of Director: Rainer Gawlick Mgmt For For
1F. Election of Director: John B. Goodman Mgmt For For
1G. Election of Director: Donald G. Krantz Mgmt For For
1H. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval of frequency of future Mgmt 1 Year For
say-on-pay votes.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935113566
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 31-Dec-2019
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Director: Elchanan Jaglom Mgmt For For
1B. Re-Election of Director: S. Scott Crump Mgmt For For
1C. Re-Election of Director: Victor Leventhal Mgmt For For
1D. Re-Election of Director: John J. McEleney Mgmt For For
1E. Re-Election of Director: Dov Ofer Mgmt For For
1F. Re-Election of Director: Ziva Patir Mgmt For For
1G. Re-Election of Director: David Reis Mgmt For For
1H. Re-Election of Director: Yair Seroussi Mgmt For For
1I. Re-Election of Director: Adina Shorr Mgmt For For
2. Approval of additional performance-based Mgmt For For
grant of 10,000 RSUs and additional
$200,000 cash payment to each of David Reis
(Vice Chairman and Executive Director) and
Dov Ofer (Director) for continuing
additional services on oversight committee
of the Board
3. Approval of $150,000 bonus for S. Scott Mgmt For For
Crump (Chairman of Executive Committee and
CIO) in respect of (i) 2018 year and (ii)
service on oversight committee of the Board
4. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2019 and additional period
until next annual general meeting
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935132201
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aart J. de Geus Mgmt For For
Chi-Foon Chan Mgmt For For
Janice D. Chaffin Mgmt For For
Bruce R. Chizen Mgmt For For
Mercedes Johnson Mgmt For For
Chrysostomos L. Nikias Mgmt For For
John Schwarz Mgmt For For
Roy Vallee Mgmt For For
Steven C. Walske Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,500,000 shares.
3. To approve our Employee Stock Purchase Mgmt For For
Plan, as amended, primarily to increase the
number of shares available for issuance
under the plan by 5,000,000 shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935151566
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 935160894
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: John F. Hartner Mgmt For For
1C. Election of Director: John Irvin Mgmt For For
1D. Election of Director: Gregory F. Pashke Mgmt For For
1E. Election of Director: Lloyd A. Semple Mgmt For For
1F. Election of Director: William F. Strome Mgmt For For
1G. Election of Director: Roger W. Thiltgen Mgmt For For
1H. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Approval of amendment to Certificate of Mgmt For For
Incorporation to provide for stockholder
removal of directors with or without cause.
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to named executive
officers in 2019.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935180860
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
B?rje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Merit E. Janow Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Ronald S. Nersesian Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending January 1, 2021.
4. To approve an amendment to the 2002 Stock Mgmt For For
Plan to increase by 18,000,000 the number
of shares of Common Stock available for the
grant of options and awards.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve an amendment to the Mgmt For For
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt For For
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
ARK Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935203973
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie L. Krawcheck Mgmt For For
John M. Larson Mgmt For For
Edward S. Macias Mgmt For For
Alexis Maybank Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935210601
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 935193893
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy B. Anderson Mgmt For For
William M. Greenman Mgmt For For
Timothy L. Moore Mgmt For For
2. Equity Plan Proposal: The approval of an Mgmt Against Against
amendment and restatement of the Company's
Amended and Restated 2008 Equity Incentive
Plan to increase the aggregate number of
shares of common stock available for
issuance thereunder by 5,000,000 shares and
to make certain other changes thereto as
described further in the Proxy Statement.
3. Equity Plan Proposal: The approval of an Mgmt For For
amendment and restatement of the Company's
Amended and Restated 1996 Employee Stock
Purchase Plan to increase the aggregate
number of shares of common stock authorized
for issuance thereunder by 1,500,000
shares.
4. Advisory Vote on Executive Compensation: Mgmt Against Against
The approval, on an advisory basis, of the
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. Independent Registered Public Accounting Mgmt For For
Firm: The ratification of the selection by
the Audit Committee of the Board of
Directors of Ernst & Young LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935071667
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Sekhri Mgmt For For
1B. Election of Director: Jean-Pierre Bizzari Mgmt For For
1C. Election of Director: Anat Cohen-Dayag Mgmt For For
1D. Election of Director: Gilead Halevy Mgmt For For
1E. Election of Director: Eran Perry Mgmt For For
1F. Election of Director: Kinneret Livnat Mgmt For For
Savitzky
1G. Election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2. To increase the Company's authorized share Mgmt For For
capital and to amend and restate the
Company's Memorandum and Articles to
reflect the same.
3. To approve an amendment to the Company's Mgmt For For
Compensation Policy.
3A. Do you have a "personal interest" in Item Mgmt Against
3? Under the Companies Law, in general,
person is deemed to have personal interest
if any member of his or her immediate
family, or immediate family of its spouse,
has a personal interest in adoption of
proposal; or if a company, other than
Compugen, that is affiliated with such
person, has a personal interest in adoption
of proposal. Please note-you do not have
personal interest in adoption of this
proposal just because you own our shares.
If you vote FOR=YES or do not vote, your
vote will not count for proposal 3
3B. Are you a "controlling shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "controlling
shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. If you vote FOR = YES or do not
vote, your vote will not count for proposal
3
4. To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst and Young Global), as
the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935201905
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2019.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4A. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman
4B. Re-election of Samarth Kulkarni, Ph.D. Mgmt For For
4C. Re-election of Ali Behbahani, M.D. Mgmt For For
4D. Re-election of Bradley Bolzon, Ph.D. Mgmt For For
4E. Re-election of Simeon J. George, M.D. Mgmt For For
4F. Re-election of John T. Greene Mgmt For For
4G. Re-election of Katherine A. High, M.D. Mgmt For For
4H. Election of Douglas A. Treco, Ph.D. Mgmt For For
5A. Election of the member of the Compensation Mgmt For For
Committee: Ali Behbahani, M.D.
5B. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5C. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6A. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2020 Annual General Meeting to the 2021
Annual General Meeting of Shareholders.
6B. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2020 Annual
General Meeting to the 2021 Annual General
Meeting of Shareholders.
6C. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2020 to June 30, 2021.
6D. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2020.
6E. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2020 Annual
General Meeting to the 2021 Annual General
Meeting of Shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Benefit Plans.
8. The approval of an Amendment to the CRISPR Mgmt For For
Therapeutics AG 2018 Stock Option and
Incentive Plan.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
12. The transaction of any other business that Mgmt For For
may properly come before the 2020 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE, INC. Agenda Number: 935204038
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James C. Mullen Mgmt For For
Akshay Vaishnaw, M.D. Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935180618
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Philip W. Schiller Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 3, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr Against For
stockholder proposal regarding political
disclosures.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935199023
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Fran?ois Formela Mgmt For For
Jesse Goodman, M.D MPH Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935205410
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffrey S. Crouse Mgmt For For
Christine M. Gorjanc Mgmt For For
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation paid to our
named executive officers.
3. The selection, on a non-binding advisory Mgmt 1 Year For
basis, of the frequency of holding an
advisory vote on named executive officer
compensation.
4. The ratification of Ernst & Young LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC. Agenda Number: 935159283
--------------------------------------------------------------------------------------------------------------------------
Security: 46269C102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: IRDM
ISIN: US46269C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Niehaus Mgmt For For
Thomas C. Canfield Mgmt For For
Matthew J. Desch Mgmt For For
Thomas J. Fitzpatrick Mgmt For For
Jane L. Harman Mgmt For For
Alvin B. Krongard Mgmt For For
Suzanne E. McBride Mgmt For For
Admiral Eric T. Olson Mgmt For For
Steven B. Pfeiffer Mgmt For For
Parker W. Rush Mgmt For For
Henrik O. Schliemann Mgmt For For
Barry J. West Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection by the Board of Mgmt For For
Directors of Ernst & Young LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 935188789
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Scott Mgmt For For
Sanborn
1.2 Election of Class III Director: Simon Mgmt For For
Williams
1.3 Election of Class III Director: Michael Mgmt For For
Zeisser
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in this Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation (the
Declassification Amendment) that would
phase in the declassification of our Board.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935209230
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Courtnee Chun Mgmt For For
1B. Election of Director: Gabriel Dalporto Mgmt For For
1C. Election of Director: Thomas Davidson Mgmt For For
1D. Election of Director: Robin Henderson Mgmt For For
1E. Election of Director: Douglas Lebda Mgmt For For
1F. Election of Director: Steven Ozonian Mgmt For For
1G. Election of Director: Saras Sarasvathy Mgmt For For
1H. Election of Director: G. Kennedy Thompson Mgmt For For
1I. Election of Director: Jennifer Witz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year
3. To make an advisory vote to approve Mgmt For For
LendingTree, Inc.'s executive compensation
(say-on-pay)
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935225412
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Approval of the statutory annual accounts Mgmt For For
of Materialise NV: Proposed resolution:
approval of the statutory annual accounts
of Materialise NV relating to the financial
year ended on 31 December 2019.
4. Appropriation of the result: Proposed Mgmt For For
resolution: approval to carry forward the
loss of the financial year (Euro
5.519.577), together with the carried
forward loss of the previous financial year
(Euro 17.825.920), being in the aggregate
Euro 23.345.497, in its entirety.
5. Discharge to the directors: Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
mandate during the financial year ended on
31 December 2019.
6. Discharge to the auditors: Proposed Mgmt For For
resolution: granting discharge to the
auditors for the performance of their
mandate during the financial year ended on
31 December 2019.
7. Approval of the budget (currently under Mgmt For For
negotiation) of the auditors, and, in
function thereof, confirmation of the
...(due to space limits, see proxy material
for full proposal).
8A. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8B. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8C. Proposed resolution: Renewing the Mgmt For For
appointment as director of A TRE C cvoa,
represented by Mr Johan De Lille, for a
period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8D. Proposed resolution: Renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8E. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr J?rgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8F. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Jos Van der
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8G. Proposed resolution: Renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8H. Proposed resolution: Renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8I. Proposed resolution: Renewing the Mgmt For For
appointment as director Mr Volker Hammes,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8J. Proposed resolution: Approval of the Mgmt For For
appointment as director Mr Sander Vancraen
as of the date of the shareholders'
meeting, for a period of one year after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
9. Powers: Proposed resolution: granting Mgmt For For
powers to Carla Van Steenbergen, Felix
Theus and Ben Schepers, each with power to
act alone and with power of substitution
and without prejudice to other delegations
of power to the extent applicable, for any
filings and publication formalities in
relation to the above resolutions.
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 935202298
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Bradley Gray Mgmt For For
1B. Election of Director: Robert M. Hershberg, Mgmt For For
M.D., Ph.D.
1C. Election of Director: Kirk D. Malloy, Ph.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935063824
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 05-Sep-2019
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Taylor Crouch Mgmt For For
Mark Kessel Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
3. To hold a non-binding advisory vote on the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency of the advisory vote
on the Company's executive compensation of
one, two, or three years.
5. To approve the proposal to authorize the Mgmt For For
Company's Board of Directors, in its
discretion but in no event later than the
date of the 2020 Annual Meeting of
Stockholders, to amend the Company's
Certificate of Incorporation, as previously
amended, to effect a reverse stock split of
the Company's common stock, at a ratio in
the range of 1-for-5 to 1-for-20, such
ratio to be determined by the Board of
Directors and included in a public
announcement.
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935134180
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Special
Meeting Date: 07-Apr-2020
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Organovo Mgmt Against Against
common stock in the Merger to the Tarveda
securityholders in accordance with the
terms of the Merger Agreement.
2. Approve an amendment to the Organovo Mgmt For For
certificate of incorporation effecting a
reverse stock split of Organovo common
stock, at a ratio of one (1) new share for
every 20 to 40 shares of outstanding
Organovo common stock (or any number in
between as determined by the Organovo Board
of Directors).
3. Approve, on a non-binding advisory vote Mgmt For For
basis, compensation that will or may become
payable by Organovo to its named executive
officers in connection with the Merger,
each as described in the accompanying proxy
statement/prospectus/information statement.
4. Approve the adoption of the Combined Mgmt Against Against
Organization 2020 Equity Incentive Plan.
5. Authorize the adjournment of the Organovo Mgmt Against Against
Special Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of Organovo
Proposal Nos. 1, 2, 3, and 4.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935209634
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Tejada Mgmt For For
Sameer Dholakia Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935168701
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Jeffrey Mgmt For For
Jordan
1B. Election of Class I Director: Jeremy Levine Mgmt For For
1C. Election of Class I Director: Gokul Rajaram Mgmt For For
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2020
3. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve our named executive officers'
compensation
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 935163268
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Victoria M. Holt Mgmt For For
1B. Election of Director: Archie C. Black Mgmt For For
1C. Election of Director: Sujeet Chand Mgmt For For
1D. Election of Director: Moonhie Chin Mgmt For For
1E. Election of Director: Rainer Gawlick Mgmt For For
1F. Election of Director: John B. Goodman Mgmt For For
1G. Election of Director: Donald G. Krantz Mgmt For For
1H. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval of frequency of future Mgmt 1 Year For
say-on-pay votes.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935214926
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt For For
John Colgrove Mgmt For For
Mark Garrett Mgmt For For
Roxanne Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935202286
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I director to serve until Mgmt For For
the 2021 annual meeting of stockholders:
Alan Henricks
2A. Election of Class III director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Neil Hunt
2B. Election of Class III director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Anthony Wood
3. Advisory vote to approve our named Mgmt For For
executive officer compensation.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SERES THERAPEUTICS, INC. Agenda Number: 935200030
--------------------------------------------------------------------------------------------------------------------------
Security: 81750R102
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: MCRB
ISIN: US81750R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Berenson Mgmt For For
Richard N. Kender Mgmt For For
Meryl S. Zausner Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935197396
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Amy Brooks Mgmt For For
James McKelvey Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2020.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO PREPARE A REPORT ON
EMPLOYEE REPRESENTATION ON THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935113566
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 31-Dec-2019
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Director: Elchanan Jaglom Mgmt For For
1B. Re-Election of Director: S. Scott Crump Mgmt For For
1C. Re-Election of Director: Victor Leventhal Mgmt For For
1D. Re-Election of Director: John J. McEleney Mgmt For For
1E. Re-Election of Director: Dov Ofer Mgmt For For
1F. Re-Election of Director: Ziva Patir Mgmt For For
1G. Re-Election of Director: David Reis Mgmt For For
1H. Re-Election of Director: Yair Seroussi Mgmt For For
1I. Re-Election of Director: Adina Shorr Mgmt For For
2. Approval of additional performance-based Mgmt For For
grant of 10,000 RSUs and additional
$200,000 cash payment to each of David Reis
(Vice Chairman and Executive Director) and
Dov Ofer (Director) for continuing
additional services on oversight committee
of the Board
3. Approval of $150,000 bonus for S. Scott Mgmt For For
Crump (Chairman of Executive Committee and
CIO) in respect of (i) 2018 year and (ii)
service on oversight committee of the Board
4. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2019 and additional period
until next annual general meeting
--------------------------------------------------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC. Agenda Number: 935199403
--------------------------------------------------------------------------------------------------------------------------
Security: 87184Q107
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SYRS
ISIN: US87184Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
Amir Nashat, Ph.D. Mgmt For For
Peter Wirth Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935151566
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE EXONE COMPANY Agenda Number: 935160894
--------------------------------------------------------------------------------------------------------------------------
Security: 302104104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: XONE
ISIN: US3021041047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: John F. Hartner Mgmt For For
1C. Election of Director: John Irvin Mgmt For For
1D. Election of Director: Gregory F. Pashke Mgmt For For
1E. Election of Director: Lloyd A. Semple Mgmt For For
1F. Election of Director: William F. Strome Mgmt For For
1G. Election of Director: Roger W. Thiltgen Mgmt For For
1H. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Approval of amendment to Certificate of Mgmt For For
Incorporation to provide for stockholder
removal of directors with or without cause.
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to named executive
officers in 2019.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935180606
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Omid R. Kordestani Mgmt For For
1B. Election of Director: Ngozi Okonjo-Iweala Mgmt For For
1C. Election of Director: Bret Taylor Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
4. A stockholder proposal regarding an EEO Shr Against For
policy risk report.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935190784
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bonnie H. Anderson Mgmt For For
Robert S. Epstein, M.D. Mgmt For For
Evan Jones Mgmt For For
2. To approve the Amended and Restated Mgmt For For
Veracyte, Inc. Employee Stock Purchase
Plan.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2020.
4. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve an amendment to the Mgmt For For
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt For For
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
ARK Israel Innovation Tech ETF
--------------------------------------------------------------------------------------------------------------------------
ALLOT LTD. Agenda Number: 935077594
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 25-Sep-2019
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION, EFFECTIVE
IMMEDIATELY UPON THE APPROVAL OF THIS
PROPOSAL 1, TO PROVIDE FOR THE ELIMINATION
OF THE DIFFERENT CLASSES OF MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY
("BOARD"), SO THAT AFTER COMPLETION OF
THEIR CURRENT TERM, THE TERM OF EACH
DIRECTOR WHO IS ELECTED OR REELECTED AT OR
AFTER THE ANNUAL MEETING (OTHER THAN
OUTSIDE DIRECTORS, WHO SHALL CONTINUE TO
SERVE FOR FIXED THREE-YEAR TERMS IN
ACCORDANCE WITH THE ISRAEL COMPANIES LAW).
2. TO REELECT NADAV ZOHAR AS A CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE 2022 ANNUAL
MEETING OF SHAREHOLDERS (OR, IF PROPOSAL 1
IS APPROVED, TO SERVE UNTIL THE 2020 ANNUAL
MEETING OF SHAREHOLDERS), AND UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
3. TO REELECT STEVEN LEVY AS AN OUTSIDE Mgmt For For
DIRECTOR (AS DEFINED IN THE ISRAEL
COMPANIES LAW) OF THE COMPANY, TO SERVE FOR
A TERM OF THREE YEARS COMMENCING AS OF THE
END OF HIS CURRENT TERM, OR UNTIL HIS
OFFICE IS VACATED IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION OR THE
ISRAEL COMPANIES LAW.
3A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt For
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAELI COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 3, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 3
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU VOTE AGAINST=NO OR NO VOTE
YOUR VOTE WILL NOT COUNT FOR THE PROPOSAL
3.
4. TO APPROVE THE COMPENSATION POLICY FOR Mgmt For For
OFFICERS AND DIRECTORS OF THE COMPANY FOR
THE YEARS 2019-2021.
4A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt For
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAELI COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 4, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 4
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU VOTE AGAINST=NO OR NO VOTE
YOUR VOTE WILL NOT COUNT FOR THE PROPOSAL
4.
5. TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt For For
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2019 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935073104
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 10-Sep-2019
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT MS. ZEHAVA SIMON AS A CLASS I Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS
2. TO REELECT MR. LIOR ALDEMA AS A CLASS I Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS
3. TO APPROVE THE COMPENSATION POLICY FOR Mgmt Against Against
OFFICERS AND DIRECTORS OF THE COMPANY FOR
THE YEARS 2019-2021
3A. PLEASE NOTE: with respect to Proposal 3, Mgmt For
please indicate by checking the "FOR" box
at right, that you are NOT a controlling
shareholder and that you do NOT have a
personal interest in this resolution (see
explanation on the reverse side of this
card). If you do not vote 'FOR' the vote
on the corresponding proposal will not
count.
4. TO APPROVE AN AMENDMENT TO THE EMPLOYMENT Mgmt Against Against
AGREEMENT OF MR. SHABTAI ADLERSBERG, THE
COMPANY'S PRESIDENT AND CEO AND A DIRECTOR
4A. PLEASE NOTE: with respect to Proposal 4, Mgmt For
please indicate by checking the "FOR" box
at right, that you are NOT a controlling
shareholder and that you do NOT have a
personal interest in this resolution (see
explanation on the reverse side of this
card). If you do not vote 'FOR' the vote on
the corresponding proposal will not count.
5. TO RATIFY AND APPROVE THE TERMS OF Mgmt For For
EMPLOYMENT OF MR. LIOR ALDEMA, THE
COMPANY'S CHIEF BUSINESS OFFICER AND GLOBAL
HEAD OF SALES AND A DIRECTOR
6. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2019 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BATM ADVANCED COMMUNICATIONS LTD Agenda Number: 711750302
--------------------------------------------------------------------------------------------------------------------------
Security: M19199112
Meeting Type: AGM
Meeting Date: 05-Dec-2019
Ticker: BATM IT
ISIN: IL0010849045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 RECEIPT OF THE DIRECTORS' REPORT AND ANNUAL Mgmt For For
ACCOUNTS
2 APPROVAL OF THE REPORT OF THE REMUNERATION Mgmt For For
COMMITTEE
3 RE-APPOINTMENT OF THE AUDITORS AND Mgmt For For
AUTHORISING THE BOARD OF DIRECTORS TO FIX
THE AUDITOR'S REMUNERATION FOR SUCH PERIOD:
BRIGHTMAN ALMAGOR ZOHAR & CO., A MEMBER
FIRM OF DELOITTE TOUCHE TOHMATSU
4.1 RE-APPOINTMENT OF DR. GIDEON CHITAYAT AS Mgmt For For
DIRECTOR
4.2 RE-APPOINTMENT OF DR. ZVI MAROM AS DIRECTOR Mgmt For For
4.3 RE-APPOINTMENT OF MOTI NAGAR AS DIRECTOR Mgmt For For
5 TO RENEW THE TERM OF OFFICE OF MR. HAREL Mgmt For For
LOCKER AS AN EXTERNAL DIRECTOR FOR A SECOND
TERM OF THREE YEARS PURSUANT TO SECTION 245
OF THE ISRAELI COMPANIES LAW
6 TO APPROVE THE PAYMENT OF A ONE-TIME ANNUAL Mgmt For For
BONUS TO THE CFO, MOTI NAGAR, OF USD
80,000, PURSUANT TO HIS EMPLOYMENT
AGREEMENT, AS REWARD FOR HIS SPECIAL
CONTRIBUTION TO THE COMPANY DURING 2018 AND
MEETING THE FINANCIAL TARGETS THAT HAD BEEN
SET FOR HIM AT THE BEGINNING OF THE YEAR
--------------------------------------------------------------------------------------------------------------------------
BET SHEMESH ENGINES HOLDINGS (1997) LTD, BEIT SHEM Agenda Number: 711323307
--------------------------------------------------------------------------------------------------------------------------
Security: M20119109
Meeting Type: MIX
Meeting Date: 18-Jul-2019
Ticker: BSEN IT
ISIN: IL0010815616
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT KPMG SOMEKH CHAIKIN AS AUDITORS Mgmt For For
3.1 REELECT GILLON BECK AS DIRECTOR Mgmt For For
3.2 REELECT ISHAY DAVIDI AS DIRECTOR Mgmt For For
3.3 REELECT YITZCHAK GAT AS DIRECTOR Mgmt For For
3.4 REELECT JOSEPH WEISS AS DIRECTOR Mgmt For For
3.5 REELECT ANAT YAKIR AS DIRECTOR Mgmt For For
4 RENEW INDEMNIFICATION AGREEMENTS TO GILLON Mgmt For For
BECK AND ISHAY DAVIDI, DIRECTORS
5 APPROVE MANAGEMENT SERVICE AGREEMENT WITH Mgmt For For
GILLON BECK, ACTIVE CHAIRMAN
6 REELECT GIORA ZARECHANSKY AS EXTERNAL Mgmt For For
DIRECTOR AND APPROVE HIS REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Agenda Number: 711959950
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: SGM
Meeting Date: 06-Feb-2020
Ticker: BEZQ IT
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 ISSUE UPDATED INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO DIRECTORS/OFFICERS (SUBJECT
TO THE APPROVAL OF ITEMS 3 AND 4)
2 ISSUE UPDATED INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO CEO (SUBJECT TO THE APPROVAL
OF ITEMS 3 AND 4)
3 AMEND ARTICLES OF ASSOCIATION Mgmt For For
4 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
(SECTION 8.2)
5 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
(SECTION 1 AND SECTION 7.2.1.6.3 CEO -
DEFINITIONS)
6 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
(SECTION 7.2.1.6.3 - CEO'S BONUS PLAN)
7.1 ELECT DARREN GLATT AS DIRECTOR Mgmt For For
7.2 ELECT RAN FORER (AFFILIATED RELATIVE) AS Mgmt For For
DIRECTOR
8 ISSUE INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO DARREN GLATT, DIRECTOR
9 ISSUE INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO RAN FORER (AFFILIATED
RELATIVES), DIRECTOR
CMMT 09 JAN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 7.1 TO 9. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Agenda Number: 712398850
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: OGM
Meeting Date: 14-May-2020
Ticker: BEZQ IT
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF COMPANY FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2019
2 REAPPOINTMENT OF THE SOMECH HAIKIN KPMG CPA Mgmt For For
FIRM AS COMPANY AUDITING ACCOUNTANTS FOR
2020 AND FOR THE TERM ENDING AT THE CLOSE
OF THE NEXT ANNUAL MEETING AND
AUTHORIZATION OF COMPANY BOARD TO DETERMINE
ITS COMPENSATION
3.1 THE REAPPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR. SHLOMO RODAV, BOARD CHAIRMAN
3.2 THE REAPPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR. DARREN GLATT
3.3 THE REAPPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR. RAN FUHRER
3.4 THE REAPPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR. DAVID GRANOT, INDEPENDENT
DIRECTOR
3.5 THE REAPPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR. JOSEPH ABERGEL, EMPLOYEES'
DIRECTOR
4 GRANT OF AN INDEMNIFICATION AND EXCULPATION Mgmt For For
UNDERTAKING INSTRUMENT TO THE EMPLOYEES'
5 APPOINTMENT OF MR. TOMER RABAD AS A Mgmt For For
DIRECTOR AT THE REQUEST OF BICOMUNICATION
6 AMENDMENTS AND UPDATES OF COMPANY Mgmt For For
REMUNERATION POLICY
7 APPROVAL OF COMPANY ARTICLES OF ASSOCIATION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BRAINSWAY LTD Agenda Number: 711773689
--------------------------------------------------------------------------------------------------------------------------
Security: M2043H103
Meeting Type: SGM
Meeting Date: 25-Nov-2019
Ticker: BWAY IT
ISIN: IL0011007189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 306601 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 TO APPROVE THE ENGAGEMENT OF DR. DAVID Mgmt For For
ZACUT, THE COMPANY'S CHAIRMAN OF THE BOARD,
AS THE INTERIM CHIEF EXECUTIVE OFFICER OF
THE COMPANY UNTIL THE NOMINATION OF A NEW
CHIEF EXECUTIVE OFFICER AND FOR A TERM OF
UP TO ONE YEAR COMMENCING ON SEPTEMBER 22,
2019, AND THE INCREASE OF THE CAPACITY OF
HIS CONSULTANCY SERVICES TO THE COMPANY
ACCORDINGLY
2 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
ARTICLES OF ASSOCIATION RELATING TO THE
OFFICE OF DIRECTORS APPOINTED BY THE BOARD
OF DIRECTORS OF THE COMPANY
3 TO APPROVE THE BRAINSWAY LTD. AMENDED AND Mgmt Against Against
RESTATED 2019 SHARE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
CELLCOM ISRAEL LTD Agenda Number: 712110535
--------------------------------------------------------------------------------------------------------------------------
Security: M2196U109
Meeting Type: EGM
Meeting Date: 05-Mar-2020
Ticker: CEL IT
ISIN: IL0011015349
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVAL OF THE REMUNERATION TO THE Mgmt For For
COMPANY'S CHIEF EXECUTIVE OFFICER
2 AMENDMENT OF THE COMPANY'S COMPENSATION Mgmt For For
POLICY
3 THE UNDERSIGNED HEREBY CONFIRMS THAT THE Mgmt For
HOLDING OF ORDINARY SHARES OF THE COMPANY,
DIRECTLY OR INDIRECTLY, BY THE UNDERSIGNED
DOES NOT CONTRAVENE ANY OF THE HOLDING OR
TRANSFER RESTRICTIONS SET FORTH IN THE
COMPANY'S TELECOMMUNICATIONS LICENSES. IF
ONLY A PORTION OF YOUR HOLDINGS SO
CONTRAVENES, YOU MAY BE ENTITLED TO VOTE
THE PORTION THAT DOES NOT CONTRAVENE
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935073623
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 16-Sep-2019
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a cash bonus plan and equity Mgmt For For
compensation to our Chief Executive Officer
for 2019.
1A. Do you have a "Personal Interest" in item 1 Mgmt Against
above? Under the Companies Law, 5759-1999
("Companies Law"), in general, a person is
deemed to have a personal interest if any
member of his or her immediate family, or
the immediate family of his or her spouse,
has a personal interest in the adoption of
proposal; or if a company, other than
Ceragon, that is affiliated with such
person or affiliated with his or her
spouse, has a personal interest in the
adoption of the proposal. If you vote FOR =
YES or do not vote, your vote will not
count for prop 1.
1B. Are you a "Controlling Shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "Controlling
Shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. PLEASE NOTE THAT IT IS UNLIKELY
THAT YOU ARE A CONTROLLING SHAREHOLDER OR
THAT YOU HAVE A PERSONAL INTEREST IN ITEM 1
ABOVE. If you vote FOR = YES or do not
vote, your vote will not count for Prop 1.
2. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt For For
a member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935071667
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Sekhri Mgmt For For
1B. Election of Director: Jean-Pierre Bizzari Mgmt For For
1C. Election of Director: Anat Cohen-Dayag Mgmt For For
1D. Election of Director: Gilead Halevy Mgmt For For
1E. Election of Director: Eran Perry Mgmt For For
1F. Election of Director: Kinneret Livnat Mgmt For For
Savitzky
1G. Election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2. To increase the Company's authorized share Mgmt For For
capital and to amend and restate the
Company's Memorandum and Articles to
reflect the same.
3. To approve an amendment to the Company's Mgmt For For
Compensation Policy.
3A. Do you have a "personal interest" in Item Mgmt Against
3? Under the Companies Law, in general,
person is deemed to have personal interest
if any member of his or her immediate
family, or immediate family of its spouse,
has a personal interest in adoption of
proposal; or if a company, other than
Compugen, that is affiliated with such
person, has a personal interest in adoption
of proposal. Please note-you do not have
personal interest in adoption of this
proposal just because you own our shares.
If you vote FOR=YES or do not vote, your
vote will not count for proposal 3
3B. Are you a "controlling shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "controlling
shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. If you vote FOR = YES or do not
vote, your vote will not count for proposal
3
4. To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst and Young Global), as
the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935041525
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect of Gadi Tirosh for a term of Mgmt For For
approximately three years as a Class II
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2022 and until
his respective successor is duly elected
and qualified.
1b. To re-elect of Amnon Shoshani for a term of Mgmt For For
approximately three years as a Class II
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2022 and until
his respective successor is duly elected
and qualified.
2. To amend the compensation of the Company's Mgmt For For
non-executive directors to provide for
fixed annual director fees and
predetermined values of initial and
recurring annual equity grants of
restricted share units (RSUs).
3. To approve a compensation policy for the Mgmt For For
Company's executives and directors, in
accordance with the requirements of the
Companies Law.
3a. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 3, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 3). Mark "For" = Yes or
"Against" = No.
4. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, a grant
for 2019 of options to purchase ordinary
shares of the Company, RSUs and performance
share units (PSUs), to the Company's
Chairman of the Board and Chief Executive
Officer, Ehud (Udi) Mokady.
5. To authorize, in accordance with the Mgmt For For
requirements of the Companies Law, the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady, to
continue serving as the Chairman of the
Board and the Chief Executive Officer, for
the maximum period permitted under the
Companies Law.
5a. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 5, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 5). Mark "For" = Yes or
"Against" = No.
6. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2019 and until the
Company's 2020 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935231338
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Ron Gutler for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1B. Re-election of Kim Perdikou for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1C. Election of Fran?ois Auque for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
2. To approve the CyberArk Software Ltd. 2020 Mgmt For For
Employee Share Purchase Plan.
3. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, the
adoption of an equity grant plan for the
years 2020-2022, for the grant of
performance share units (PSUs) and
restricted share units (RSUs), to the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady.
4. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DANEL (ADIR YEOSHUA) LTD Agenda Number: 711362993
--------------------------------------------------------------------------------------------------------------------------
Security: M27013107
Meeting Type: MIX
Meeting Date: 30-Jul-2019
Ticker: DANE IT
ISIN: IL0003140139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 RE-ELECT RAM ENTIN AS DIRECTOR Mgmt Against Against
1.2 RE-ELECT JOSEF (YIGAL) BEN-SHALOM AS Mgmt Against Against
DIRECTOR
1.3 RE-ELECT DAN ASCHNER AS DIRECTOR Mgmt For For
1.4 RE-ELECT ALON ADIR AS DIRECTOR Mgmt Against Against
1.5 RE-ELECT NURIT TWEEZER ZAKS AS DIRECTOR Mgmt Against Against
2 RE-APPOINT SOMEKH CHAIKIN AS AUDITORS Mgmt For For
3 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
4 APPROVE AMENDED EMPLOYMENT TERMS OF RAM Mgmt For For
ENTIN, CHAIRMAN
5 APPROVE AMENDED BONUS PLAN FOR CHAIRMAN Mgmt For For
6 APPROVE AMENDED BONUS PLAN FOR CEO Mgmt For For
7 APPROVE MANAGEMENT'S CONSULTING SERVICES Mgmt For For
WITH NURIT TWEEZER ZAKS
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 711726426
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: OGM
Meeting Date: 20-Nov-2019
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297000 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. MICHAEL FEDERMANN, BOARD CHAIRMAN
1.2 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MS. RINA BAUM
1.3 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. YORAM BEN-ZEEV, INDEPENDENT DIRECTOR
1.4 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DAVID FEDERMANN, BOARD VICE CHAIRMAN
1.5 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DOV NINVEH
1.6 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
PROF. EHOOD (UDI) NISAN
1.7 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
PROF. YULI TAMIR
2 APPOINTMENT OF MS. BILHA (BILLY) SHAPIRA AS Mgmt For For
AN EXTERNAL DIRECTOR UNTIL NOVEMBER 20TH
2022
3 REAPPOINTMENT OF THE KOST FORER GABBAY AND Mgmt For For
KASIERER (E AND Y GLOBAL) CPA FIRM AS
COMPANY AUDITING ACCOUNTANT FOR 2019 AND
UNTIL THE NEXT ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712065463
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 26-Feb-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 AMENDMENT OF COMPANY COMPENSATION POLICY TO Mgmt For For
INCREASE THE MAXIMUM COVERAGE IT IS
AUTHORIZED TO PROCURE UNDER, AND THE
MAXIMUM PREMIUM IT IS AUTHORIZED TO PAY
FOR, D AND O INSURANCE POLICIES
CMMT 28 JAN 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO SGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712172509
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 17-Mar-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT MOSHE KAPLINSKY AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FMS ENTERPRISES MIGUN LTD, PETAH TIKVA Agenda Number: 711549432
--------------------------------------------------------------------------------------------------------------------------
Security: M42619102
Meeting Type: MIX
Meeting Date: 03-Oct-2019
Ticker: FBRT IT
ISIN: IL0003150104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 RE-APPOINT SOMEKH CHAIKIN AS AUDITORS AND Mgmt For For
REPORT ON FEES PAID TO THE AUDITOR
3.1 RE-ELECT DANIEL BLUM AS DIRECTOR Mgmt For For
3.2 RE-ELECT AVI BLUM AS DIRECTOR Mgmt For For
3.3 RE-ELECT DVORAH FRENKENTHAL AS DIRECTOR Mgmt For For
3.4 RE-ELECT YACOV YECHIELY AS DIRECTOR Mgmt For For
3.5 RE-ELECT GERSHON BEN-BARUCH AS DIRECTOR Mgmt For For
4 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
5 APPROVE AMENDED EMPLOYMENT TERMS OF DANIEL Mgmt For For
BLUM, JOINT CEO AND DIRECTOR
6 APPROVE AMENDED EMPLOYMENT TERMS OF AVI Mgmt For For
BLUM, JOINT CEO AND DIRECTOR
7 APPROVE AMENDED EMPLOYMENT TERMS OF RIVKA Mgmt For For
BARAK, DEPUTY HR DIRECTOR AND INVESTORS
RELATIONS MANAGER
8 AMEND ARTICLES RE: EXEMPTIONS, Mgmt For For
INDEMNIFICATION OR INSURANCE: ARTICLE 134
9 ISSUE UPDATED EXEMPTION AND INDEMNIFICATION Mgmt For For
AGREEMENTS TO DIRECTORS/OFFICERS
CMMT 20 SEP 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FMS ENTERPRISES MIGUN LTD, PETAH TIKVA Agenda Number: 711877603
--------------------------------------------------------------------------------------------------------------------------
Security: M42619102
Meeting Type: EGM
Meeting Date: 06-Jan-2020
Ticker: FBRT IT
ISIN: IL0003150104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 ELECT CARLO GROSS AS EXTERNAL DIRECTOR Mgmt For For
2 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT 20 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
MIX TO EGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FOAMIX PHARMACEUTICALS LTD Agenda Number: 935122375
--------------------------------------------------------------------------------------------------------------------------
Security: M46135105
Meeting Type: Special
Meeting Date: 06-Feb-2020
Ticker: FOMX
ISIN: IL0011334385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval and adoption of (i) the Agreement Mgmt For For
and Plan of Merger dated November 10, 2019
(as amended by Amendment No. 1 to the
Agreement and Plan of Merger, dated as of
December 4, 2019, and as may be amended
from time to time, the "Merger Agreement"),
by and among Menlo Therapeutics Inc.
("Menlo"), Giants Merger Subsidiary Ltd.,
an Israeli company and a wholly-owned
subsidiary of Menlo ("Merger Sub") and
Foamix Pharmaceuticals Ltd. ("Foamix");
(ii) the merger of Merger Sub with and into
...(due to space limits, see proxy material
for full proposal).
1A. By checking the box marked "FOR," the Mgmt For
undersigned hereby confirms that he, she,
or it is not Menlo, Merger Sub, or a Menlo
Related Person. A "Menlo Related Person" is
(a) a person holding, directly or
indirectly, either (i) 25% or more of the
voting rights of Menlo or Merger Sub, or
(ii) the right to appoint 25% or more of
the directors of Menlo or Merger Sub, (b) a
person or entity acting on behalf of Menlo,
Merger Sub or a person described in
subsection (a) above, or (c) one of such
...(due to space limits, see proxy material
for full proposal).
2. Approval, on a non-binding, advisory basis, Mgmt For For
in accordance with the rules under the
Securities Exchange Act of 1934, as
amended, of certain compensation that may
be paid or become payable to the named
executive officers of Foamix in connection
with the Merger and contemplated by the
Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 711612033
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: OGM
Meeting Date: 07-Nov-2019
Ticker: HLAN IT
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 REVIEW THE COMPANY'S ANNUAL REPORT AND Non-Voting
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2018
2 RATIFY THE PROPOSED EXECUTIVE COMPENSATION Mgmt For For
POLICY
3 RATIFY THE CHAIRMAN SERVICES AGREEMENT WITH Mgmt For For
AVI BAUM INVESTMENTS LTD., A PRIVATE
COMPANY WHOLLY-OWNED BY MR. AVI BAUM, THE
CONTROLLING SHAREHOLDER OF THE COMPANY AND
ITS INCUMBENT CHAIRMAN OF THE BOARD
4 RENEW THE LETTER OF INDEMNITY ISSUED TO MR. Mgmt For For
AVI BAUM
5 RATIFY THE CEO SERVICES AGREEMENT WITH Mgmt For For
ZYBERT INVESTMENTS LTD., A PRIVATE COMPANY
WHOLLY-OWNED BY MR. ELI ZYBERT, THE
COMPANY'S INCUMBENT CEO
6 APPROVE A ONE-TIME EQUITY COMPENSATION OF Mgmt For For
100,000 RESTRICTED SHARE UNITS OF THE
COMPANY TO ZYBERT LTD. BY WAY OF PRIVATE
PLACEMENT
7.1 TO RE-ELECT THE FOLLOWING INCUMBENT Mgmt For For
DIRECTOR: MR. AVI BAUM
7.2 TO RE-ELECT THE FOLLOWING INCUMBENT Mgmt For For
DIRECTOR: MR. RAMI ENTIN
7.3 TO RE-ELECT THE FOLLOWING INCUMBENT Mgmt For For
DIRECTOR: MR. MERON OREN
8 RE-APPOINT KOST FORER GABBAY AND KASIERER, Mgmt For For
A MEMBER FIRM OF ERNST AND YOUNG AS THE
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM AND AUTHORIZE THE BOARD OF DIRECTORS
TO SET ITS FEES
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 712384546
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: EGM
Meeting Date: 10-May-2020
Ticker: HLAN IT
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 IT IS PROPOSED TO APPROVE THE APPOINTMENT Mgmt For For
OF MS. EYNAT TSAFRIR AS EXTERNAL DIRECTOR
OF THE COMPANY, FOR A PERIOD OF 3 YEARS
COMMENCING ON THE DATE OF APPROVAL BY THE
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935136627
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 02-Apr-2020
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Dr. Hadar Ron to serve as a Mgmt No vote
Class I director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2023
and until her successor is duly elected and
qualified, or until her earlier resignation
or retirement.
2. That the Revised Compensation Policy for Mgmt No vote
executive officers and directors, in the
form attached as Appendix A to InMode Ltd's
Proxy Statement, dated February 18, 2020,
relating to the 2020 annual meeting of the
shareholders, be, and hereby is, approved.
2A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 2 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 2).
3. That the grant of 90,000 options to Mgmt No vote
purchase ordinary shares of the Company to
Mr. Shakil Lakhani, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated February 18, 2020, relating to the
2020 annual general meeting of the
shareholders, and as previously approved by
the Company's compensation committee and
board of directors, be, and hereby is,
ratified and approved.
3A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 3 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 3).
4. That the grant of 20,000 options to Mgmt No vote
purchase ordinary shares of the Company to
Mr. Yair Malca, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated February 18, 2020, relating to the
2020 annual general meeting of the
shareholders, and as previously approved by
the Company's compensation committee and
board of directors, be, and hereby is,
ratified and approved.
4A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 4 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 4).
5. That the grant of 90,000 options to Mgmt No vote
purchase ordinary shares of the Company to
Dr. Spero Theodorou, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated February 18, 2020, relating to the
2020 annual general meeting of the
shareholders, and as previously approved by
the Company's compensation committee and
board of directors, be, and hereby is,
ratified and approved.
5A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 5 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 5).
6. That the update to the engagement terms of Mgmt No vote
Mr. Shakil Lakhani, President - North
America, as described in InMode Ltd's Proxy
Statement, dated February 18, 2020,
relating to the 2020 annual general meeting
of the shareholders, and as previously
approved by the Company's compensation
committee and board of directors, be, and
hereby is, ratified and approved.
6A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 6 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 6).
7. To approve the reappointment of Kesselman & Mgmt No vote
Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2020, and its service until
the annual general meeting of shareholders
to be held in 2021.
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935225513
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Special
Meeting Date: 16-Jun-2020
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That the cancellation & surrender to the Mgmt Against Against
Company of Outstanding Granted Options &
re-grant of replacement options thereof
under the same terms & conditions as
originally granted (including the same
vesting schedule) but with a lower exercise
price of US $19.69, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated May 11, 2020, relating to the Special
General Meeting of the shareholders dated
June 16, 2020, & as previously approved by
the Company's Compensation Committee &
Board of Directors, be, and hereby is,
ratified and approved.
2. That the cancellation & surrender to Mgmt Against Against
Company of 90,000 options to purchase
ordinary shares of the Company originally
granted by Company on January 7, 2020 to
Mr. Shakil Lakhani, & re-grant of
replacement options thereof under the same
terms as originally granted but with a
lower exercise price of US $19.69, pursuant
to terms described in InMode Ltd's Proxy
Statement, relating to Special General
Meeting of shareholders dated June 16,
2020, & as previously approved by the
Company's Compensation Committee and Board
of Directors, be, & hereby is, ratified and
approved.
2A. Are you a controlling shareholder in the Mgmt Take No Action
Company, or have a personal interest in the
approval of Proposal No. 2 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
If you do not vote FOR=YES or AGAINST=NO
the vote on the corresponding proposal will
not count.
3. That the cancellation & surrender to Mgmt Against Against
Company of 20,000 options to purchase
ordinary shares of Company originally
granted by Company on January 7, 2020 to
Mr. Yair Malca, & re-grant of replacement
options thereof under same terms as
originally granted but with a lower
exercise price of US $19.69, pursuant to
terms described in InMode Ltd's Proxy
Statement, relating to Special General
Meeting of shareholders dated June 16,
2020, & as previously approved by Company's
Compensation Committee and Board of
Directors, be, and hereby is, ratified and
approved.
3A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of Proposal No. 3 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
If you do not vote FOR=YES or AGAINST=NO
the vote on the corresponding proposal will
not count.
4. That the cancellation & surrender to Mgmt Against Against
Company of 90,000 options to purchase
ordinary shares of Company originally
granted by Company on January 7, 2020 to
Dr. Spero Theodorou, & re-grant of
replacement options thereof under same
terms as originally granted but with a
lower exercise price of US $19.69, pursuant
to terms described in InMode Ltd's Proxy
Statement, relating to Special General
Meeting of shareholders dated June 16,
2020, & as previously approved by Company's
Compensation Committee and Board of
Directors, be, and hereby is, ratified and
approved.
4A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of Proposal No. 4 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
If you do not vote FOR=YES or AGAINST=NO
the vote on the corresponding proposal will
not count.
--------------------------------------------------------------------------------------------------------------------------
INTERCURE LTD Agenda Number: 711744753
--------------------------------------------------------------------------------------------------------------------------
Security: M549GJ103
Meeting Type: AGM
Meeting Date: 05-Dec-2019
Ticker: INCR IT
ISIN: IL0011063760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN ALMAGOR ZOHAR Mgmt For For
(DELOITTE) AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
3.1 REELECT EHUD BARAK AS CHAIRMAN Mgmt For For
3.2 REELECT ALEXANDER RABINOVITCH AS DIRECTOR Mgmt For For
3.3 REELECT AVNER BARAK AS DIRECTOR Mgmt For For
4 REELECT DAVID SALTON AS DIRECTOR AND Mgmt For For
APPROVE HIS REMUNERATION
5.1 APPROVE GRANT OF UNREGISTERED OPTION TO Mgmt For For
LENNIE GRINBAUM MICHELSON, EXTERNAL
DIRECTOR
5.2 APPROVE GRANT OF UNREGISTERED OPTION TO Mgmt For For
GIDEON HIRSCHFELD, EXTERNAL DIRECTOR
6 APPROVE FRAMEWORK D&O LIABILITY INSURANCE Mgmt For For
POLICY
7 ISSUE INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO DIRECTORS/OFFICERS OF THE
COMPANY AND ITS SUBSIDIARIES
CMMT 06 NOV 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM MIX TO AGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 935103274
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Fahn Kanne & co. as the Mgmt No vote
Company's independent auditors for the
fiscal year 2019 and until the close of the
next Shareholders' Annual General Meeting.
2A. Election of Class A Director: Eyal Mgmt No vote
Sheratzky
2B. Election of Class A Director: Efraim Mgmt No vote
Sheratzky
2C. Election of Class A Director: Tal Mgmt No vote
Sheratzky-Jaffa (Director and an
Independent Director)
2D. Election of Class A Director: Yoav Kahane Mgmt No vote
(Director and an Independent Director)
3. To re-elect Mr. Gidon Kotler, an external Mgmt No vote
director of the Company, to office for an
additional term of three years, which will
commence on April 30, 2020.
3A. Please confirm you are a controlling Mgmt No vote
shareholder/have a personal interest. If
you do not vote FOR=YES OR AGAINST=NO the
vote on the proposal 3 will not count.
4. To approve the renewal of the Compensation Mgmt No vote
Policy of the Company that was approved by
the shareholders in the extraordinary
general meeting held on November 07, 2016
with the amendments to the Compensation
Policy that are proposed, as fully
described in the Proxy Statement.
4A. Please confirm you have a personal Mgmt No vote
interest. If you do not vote FOR=YES OR
AGAINST=NO the vote on the proposal 4 will
not count.
--------------------------------------------------------------------------------------------------------------------------
KAMADA LTD Agenda Number: 711863717
--------------------------------------------------------------------------------------------------------------------------
Security: M6240T109
Meeting Type: AGM
Meeting Date: 24-Dec-2019
Ticker: KMDA IT
ISIN: IL0010941198
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 314689 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 REELECT LEON RECANATI AS DIRECTOR Mgmt For For
1.2 REELECT LILACH ASHER TOPILSKY AS DIRECTOR Mgmt For For
1.3 REELECT AVRAHAM BERGER AS DIRECTOR Mgmt For For
1.4 REELECT AMIRAM BOEHM AS DIRECTOR Mgmt For For
1.5 REELECT ISHAY DAVIDI AS DIRECTOR Mgmt For For
1.6 REELECT KARNIT GOLDWASSER AS DIRECTOR Mgmt For For
1.7 REELECT JONATHAN HAHN AS DIRECTOR Mgmt For For
1.8 REELECT DAVID TSUR AS DIRECTOR Mgmt For For
2 ISSUE UPDATED INDEMNIFICATION AND Mgmt For For
EXCULPATION AGREEMENTS TO CERTAIN
DIRECTORS/OFFICERS
3 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
4 REAPPOINT KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
MAGIC SOFTWARE ENTERPRISES LTD Agenda Number: 711913904
--------------------------------------------------------------------------------------------------------------------------
Security: 559166103
Meeting Type: AGM
Meeting Date: 23-Jan-2020
Ticker: MGIC IT
ISIN: IL0010823123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 REELECT GUY BERNSTEIN AS DIRECTOR Mgmt For For
1.2 REELECT NAAMIT SALOMON AS DIRECTOR Mgmt For For
1.3 REELECT AVI ZAKAY AS DIRECTOR Mgmt For For
2 INCREASE AUTHORIZED SHARE CAPITAL AND AMEND Mgmt For For
ARTICLES ACCORDINGLY
3 REAPPOINT KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
4 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
MALAM-TEAM LTD, PETAH TIKVA Agenda Number: 711865379
--------------------------------------------------------------------------------------------------------------------------
Security: M87437105
Meeting Type: SGM
Meeting Date: 31-Dec-2019
Ticker: MLTM IT
ISIN: IL0001560189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 ELECT ASHER BAHARAV AS EXTERNAL DIRECTOR Mgmt For For
1.2 ELECT RONIT BODO AS EXTERNAL DIRECTOR Mgmt For For
2 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
3 APPROVE SPECIAL BONUS TO REVITAL KLEIN, Mgmt For For
SYSTEM ENGINEER AND PROJECT MANAGER,
DAUGHTER OF CONTROLLING SHAREHOLDER
CMMT 05 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MATRIX IT LTD Agenda Number: 711594590
--------------------------------------------------------------------------------------------------------------------------
Security: M6859E153
Meeting Type: MIX
Meeting Date: 30-Oct-2019
Ticker: MTRX IT
ISIN: IL0004450156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 ACCEPTANCE OF THE AUDITED FINANCIAL Non-Voting
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2018
2 THE REAPPOINTMENT OF KOST, FORER, GABBAY & Mgmt For For
KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS THE COMPANY'S INDEPENDENT AUDITORS, AND
THE AUTHORIZATION OF THE BOARD OF DIRECTORS
OF THE COMPANY TO FIX THEIR ANNUAL
COMPENSATION
3.1 RE-ELECTION OF MR. GUY BERNSTEIN TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY
3.2 RE-ELECTION OF MR. ELIEZER OREN TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY
4 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION ("AOA") IN THE FORM ATTACHED AS
ANNEX A TO THE IMMEDIATE REPORT
5 AMENDMENT OF THE EXEMPTION, INSURANCE AND Mgmt For For
INDEMNIFICATION SECTIONS OF THE AOA
ATTACHED AS ANNEX A TO THE IMMEDIATE REPORT
6 APPROVAL OF THE UPDATED COMPENSATION POLICY Mgmt Against Against
OF THE COMPANY: UPON THE EXPIRATION OF THE
CURRENT COMPENSATION POLICY FOR OFFICE
HOLDERS, 3 YEARS FROM THE DATE OF ITS
APPROVAL, IN ACCORDANCE WITH THE
REQUIREMENTS OF THE COMPANIES LAW, IT IS
PROPOSED TO APPROVE THE UPDATED
COMPENSATION POLICY IN ACCORDANCE WITH
SECTION 267A OF THE COMPANIES LAW, ATTACHED
AS ANNEX B TO THE IMMEDIATE REPORT, AS OF
THE DATE OF EXPIRATION OF THE CURRENT
COMPENSATION POLICY - NOVEMBER 7, 2019
CMMT 10 OCT 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MEDIWOUND LTD Agenda Number: 935074726
--------------------------------------------------------------------------------------------------------------------------
Security: M68830104
Meeting Type: Special
Meeting Date: 26-Sep-2019
Ticker: MDWD
ISIN: IL0011316309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an updated compensation policy Mgmt For For
for the executive officers and directors of
the Company.
1A. The undersigned hereby confirms that he, Mgmt For
she or it is not a controlling shareholder
and does not have a conflict of interest in
the approval of Proposal 1. [MUST COMPLETE]
If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal
1.
2. Approval of an amendment to Article 6 of Mgmt For For
the Company's articles of association to
increase the Company's authorized share
capital by 12,755,492 ordinary shares, to
50,000,000 ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 935056994
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glenda Dorchak Mgmt For For
1b. Election of Director: Irwin Federman Mgmt For For
1c. Election of Director: Amal M. Johnson Mgmt For For
1d. Election of Director: Jack Lazar Mgmt For For
1e. Election of Director: Jon A. Olson Mgmt For For
1f. Election of Director: Umesh Padval Mgmt For For
1g. Election of Director: David Perlmutter Mgmt For For
1h. Election of Director: Steve Sanghi Mgmt For For
1i. Election of Director: Eyal Waldman Mgmt For For
1j. Election of Director: Gregory Waters Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
("say-on-pay vote") as disclosed in the
compensation discussion and analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
3. Approval of the Fourth Restated Plan. Mgmt For For
4. Approval of certain changes to the annual Mgmt For For
retainer fees and equity awards to the
Company's non-employee directors.
5a. Do you have a Personal Interest (as defined Mgmt For
in the Proxy Statement) with regards to
Proposal 5b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
5b. Approval of the Company's Compensation Mgmt For For
Philosophy.
6. Approval of the appointment of EY Israel as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019 and authorization of
audit committee to determine its fiscal
2019 remuneration in accordance with the
volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935074396
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Elect Non-executive Director to the Board Mgmt For For
of the Company: David Kostman
1B Elect Non-executive Director to the Board Mgmt For For
of the Company: Rimon Ben-Shaoul
1C Elect Non-executive Director to the Board Mgmt For For
of the Company: Yehoshua (Shuki) Ehrlich
1D Elect Non-executive Director to the Board Mgmt For For
of the Company: Leo Apotheker
1E Elect Non-executive Director to the Board Mgmt For For
of the Company: Joe Cowan
2A Elect Outside Director to the Board of the Mgmt For
Company: Dan Falk
2AA Regarding proposal 2A., indicate whether Mgmt Against
you are a "controlling shareholder" or have
a personal benefit or other personal
interest in this proposal. If you mark
"YES", please contact the Company as
specified in the Proxy Statement.
2B Elect Outside Director to the Board of the Mgmt For
Company: Yocheved Dvir
2BA Regarding proposal 2B., indicate whether Mgmt Against
you are a "controlling shareholder" or have
a personal benefit or other personal
interest in this proposal. If you mark
"YES", please contact the Company as
specified in the Proxy Statement.
3 To approve an amendment of Executive Equity Mgmt Against
Award Caps.
3A Regarding proposal 3., indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement.
4 To approve an amendment of Non-Executive Mgmt For
Directors' Equity Award Caps
4A Regarding proposal 4., indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement.
5 To re-appoint the Company's independent Mgmt For For
auditors and to authorize the Board to set
their remuneration
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 935230906
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Dr. Michael Mgmt For For
Brunstein
1b. Re-election of Director: Avi Cohen Mgmt For For
1c. Re-election of Director: Raanan Cohen Mgmt For For
1d. Re-election of Director: Dafna Gruber Mgmt For For
1e. Re-election of Director: Ronnie (Miron) Mgmt For For
Kenneth
1f. Re-election of Director: Zehava Simon Mgmt For For
1g. Election of Director: Eitan Oppenhaim Mgmt For For
2. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
3. Approval of an amendment to the Company's Mgmt For For
compensation policy for directors and
officers to increase the maximum permitted
annual premium for the Company's D&O
insurance and ratification of the purchase
of the Company's D&O insurance policy.
3a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal
No.3). (Please note: If you mark "Yes" or
leave this question blank, your shares will
not be voted for Proposal No. 3). Mark
"for" = yes or "against" = no.
4. Approval of amendments to the memorandum Mgmt For For
and articles of association of the Company.
5. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD, TEL AVIV JAFFA Agenda Number: 711817087
--------------------------------------------------------------------------------------------------------------------------
Security: M9866H102
Meeting Type: SGM
Meeting Date: 24-Dec-2019
Ticker: ONE IT
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 REELECT RONEN HAREL AS EXTERNAL DIRECTOR Mgmt For For
1.2 ELECT LIMOR BELADEV AS EXTERNAL DIRECTOR Mgmt For For
CMMT 04 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ONE SOFTWARE TECHNOLOGIES LTD, TEL AVIV JAFFA Agenda Number: 712136399
--------------------------------------------------------------------------------------------------------------------------
Security: M9866H102
Meeting Type: EGM
Meeting Date: 12-Mar-2020
Ticker: ONE IT
ISIN: IL0001610182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVAL OF COMPANY REMUNERATION POLICY Mgmt Against Against
2 AMENDMENT OF COMPANY ARTICLES OF Mgmt Against Against
ASSOCIATION
3 GRANT OF EXCULPATION TO ALL COMPANY D AND O Mgmt Against Against
NOT RELATED TO COMPUTER DIRECT GROUP LTD.,
COMPANY CONTROLLING SHAREHOLDER
4 GRANT OF EXCULPATION TO THE FOLLOWING Mgmt Against Against
COMPANY D AND O RELATED TO COMPUTER DIRECT
GROUP LTD., COMPANY CONTROLLING
SHAREHOLDER: 4.1. ADI EYAL, COMPUTER DIRECT
GROUP CONTROLLING SHAREHOLDER AND CEO,
COMPANY DIRECTOR AND VP. 4.2. NITZAN SAPIR,
COMPANY AND COMPUTER DIRECT GROUP BOARDS'
CHAIRPERSON
--------------------------------------------------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD Agenda Number: 712240631
--------------------------------------------------------------------------------------------------------------------------
Security: M78465107
Meeting Type: SGM
Meeting Date: 18-Mar-2020
Ticker: PTNR IT
ISIN: IL0010834849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 359634 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 5. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 APPROVAL OF AN AMENDMENT TO OFFICERS' Mgmt For For
COMPENSATION POLICY
2 APPROVAL OF COMPENSATION TO COMPANY BOARD Mgmt For For
CHAIRMAN: OSNAT RONEN
3 APPROVAL OF GENERAL COMPENSATION TERMS TO Mgmt For For
COMPANY DIRECTORS
4 APPROVAL AND RATIFICATION OF COMPENSATION, Mgmt For For
INCLUDING THE GRANT OF INDEMNIFICATION AND
RELEASE LETTERS TO MR. YOSSI SHACHAK AND
MR. RICHARD HUNTER AND THAT THESE DIRECTORS
WILL BENEFIT FROM COMPANY D 'AND' O POLICY
5 YOU MUST RESPOND TO THE FOLLOWING Mgmt For
STATEMENT. WRITE FOR IF: THE UNDERSIGNED
HEREBY CONFIRMS THAT THE HOLDING OF
ORDINARY SHARES OF THE COMPANY, DIRECTLY OR
INDIRECTLY, BY THE UNDERSIGNED DOES NOT
CONTRAVENE ANY OF THE HOLDING OR TRANSFER
RESTRICTIONS SET FORTH IN THE COMPANY'S
TELECOMMUNICATIONS LICENSES. IF ONLY A
PORTION OF YOUR HOLDINGS SO CONTRAVENES,
YOU MAY BE ENTITLED TO VOTE TO PORTION THAT
DOES NOT CONTRAVENE. SEE PAGE 9 OF THE
PROXY STATEMENT FOR MORE INFORMATION - YOU
MUST RESPOND TO THIS STATEMENT. YOU MUST
REGISTER FOR OR AGAINST
--------------------------------------------------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD, ROSH HAAYIN Agenda Number: 711588890
--------------------------------------------------------------------------------------------------------------------------
Security: M78465107
Meeting Type: AGM
Meeting Date: 29-Oct-2019
Ticker: PTNR IT
ISIN: IL0010834849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 REAPPOINT KESSELMAN & KESSELMAN AS AUDITORS Mgmt For For
2 DISCUSS AUDITORS REMUNERATION AND REPORT ON Non-Voting
FEES PAID TO THE AUDITOR
3 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
4 REELECT DIRECTORS: 4.1. MR. ADAM CHESNOFF Mgmt Against Against
4.2. MR. ELON SHALEV 4.3. MR. TOMER
BAR-ZEEV 4.4. MR. SUMEET JAISINGHANI 4.5.
MR. BARAK PRIDOR 4.6. MR. YOAV RUBINSTEIN
4.7. MR. ARIEH SABAN 4.8. MR. YEHUDA SABAN
4.9. MR. ARIE (ARIK) STEINBERG 4.10. MR.
ORI YARON
5 APPROVE EMPLOYMENT TERMS OF CERTAIN Mgmt For For
DIRECTORS
6 APPROVE EMPLOYMENT TERMS OF OSNAT RONEN AND Mgmt For For
ARIE STEINBERG
7 APPROVE COMPENSATION POLICY FOR THE Mgmt Against Against
DIRECTORS AND OFFICERS OF THE COMPANY (THIS
ITEM IS SUBJECT TO THE REGULATIONS
PROCEDURE)
CMMT 11 OCT 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION 4 AND CHANGE IN NUMBERING. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 935120965
--------------------------------------------------------------------------------------------------------------------------
Security: M78673114
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To approve the re-election of Mr. Eyal Mgmt For For
Kaplan to serve as a director for a period
commencing on the date of the Meeting and
until the third annual general meeting of
the shareholders of the Company following
the Meeting or his earlier resignation or
removal, as applicable.
1B. To approve the re-election of Mr. Dror Erez Mgmt For For
to serve as a director for a period
commencing on the date of the Meeting and
until the third annual general meeting of
the shareholders of the Company following
the Meeting or his earlier resignation or
removal, as applicable.
2. To approve the compensation policy for the Mgmt Against Against
Company's officers and directors, as
detailed in the Proxy Statement, dated
December 26, 2019.
2A. Are you a controlling shareholder or do you Mgmt Against
have a personal interest in the approval of
Proposal 2? (Please note: If you do not
vote For = YES or Against = NO your vote
will not count for prop 2.
3. To approve the amendment of compensation Mgmt For For
terms of the Company's non-executive
directors (other than the chairperson if
compensated under a separate arrangement),
as detailed in the Proxy Statement, dated
December 26, 2019.
4. To approve the compensation terms of the Mgmt Against Against
chairman of the Company's board of
directors, Mr. Eyal Kaplan, as detailed in
the Proxy Statement, dated December 26,
2019.
5. To approve amendments to the terms of Mgmt Against Against
employment of Mr. Doron Gerstel, Company's
Chief Executive Officer, as detailed in the
Proxy Statement, dated December 26, 2019.
6. To approve the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the independent public
auditors of the Company for the year ending
on December 31, 2019, and until the next
annual general meeting of shareholders, and
to authorize the board of directors, upon
the recommendation of the audit committee
of the Company, to determine the
compensation of said independent auditors
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
RADA ELECTRONIC INDUSTRIES LTD. Agenda Number: 935211691
--------------------------------------------------------------------------------------------------------------------------
Security: M81863124
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: RADA
ISIN: IL0010826506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RE-ELECTION OF DIRECTOR: YOSSI BEN SHALOM Mgmt Against Against
1.2 RE-ELECTION OF DIRECTOR: NIR COHEN Mgmt Against Against
1.3 RE-ELECTION OF DIRECTOR: KINERET YA'ARI Mgmt Against Against
1.4 RE-ELECTION OF DIRECTOR: JOSEPH WEISS Mgmt Against Against
1.5 RE-ELECTION OF DIRECTOR: ALON DUMANIS Mgmt For For
1.6 RE-ELECTION OF DIRECTOR: GUY ZUR Mgmt For For
1.7 RE-ELECTION OF DIRECTOR: HAIM REGEV Mgmt Against Against
2. To approve and ratify the terms of service Mgmt For For
of Mr. Yossi Ben Shalom, the Chairman of
the Company's Board of Directors.
3. To approve the terms of engagement of Mr. Mgmt For For
Joseph Weiss, a member of the Company's
Board of Directors, as a business
development consultant to the Company.
4. To approve the amendment of the terms of Mgmt For For
employment of Mr. Dov Sella, the Company's
Chief Executive Officer.
4A. Are you (a) a controlling shareholder of Mgmt Take No Action
the Company; or (b) do you have a personal
interest in the approval of Item 4 as such
terms are explained in the proxy statement?
Mark "for" = yes or "against" = no.
5. To approve an amendment to the Company's Mgmt For For
compensation policy with respect to the
maximum premium payable in connection with
the Company's Directors & Officers
Liability Insurance.
5A. Are you (a) a controlling shareholder of Mgmt Take No Action
the Company; or (b) do you have a personal
interest in the approval of Item 5 as such
terms are explained in the proxy statement?
Mark "for" = yes or "against" = no.
6. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accounting firm, a member of Ernst &
Young Global, as the Company's independent
registered public accountants for the year
ending December 31, 2020 and to authorize
the Company's Board of Directors to
determine their compensation based on the
recommendation of Company's Audit
Committee.
--------------------------------------------------------------------------------------------------------------------------
RADCOM LTD. Agenda Number: 935052756
--------------------------------------------------------------------------------------------------------------------------
Security: M81865111
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: RDCM
ISIN: IL0010826688
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Fixing the number of members of the Board Mgmt For For
of Directors at up to seven
2a Election of Director: Rachel (Heli) Bennun Mgmt For For
(until the 3rd Annual Meeting following the
Meeting)
2b Election of Director: Matty Karp (until the Mgmt For For
3rd Annual Meeting following the Meeting)
2c Election of Director: Zohar Zisapel (until Mgmt For For
the 1st Annual Meeting following the
Meeting)
2d Election of Director: Mirella Kuvent (until Mgmt For For
the 1st Annual Meeting following the
Meeting)
3a Election of External Director: Rami Mgmt For For
Schwartz (for a three-year term)
3b Election of External Director: Oren Most Mgmt For For
(for a three-year term)
3ba Please mark FOR if you are not a Mgmt For
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 3a and 3b. IF
YOU DO NOT MARK "FOR" YOU WILL BE DEEMED TO
HAVE A PERSONAL INTEREST IN THIS
RESOLUTION.
4 Three-year approval of Amended Compensation Mgmt Against Against
Policy
4a Please mark FOR if you are a not a Mgmt For
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 4. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
5 Approval of the compensation to be paid to Mgmt For For
our directors (other than our Executive
Chairman)
5a Please mark FOR if you are a not a Mgmt For
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 5. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
6 Approval of the compensation to be paid to Mgmt For For
our Executive Chairman
6a Please mark FOR if you are not a Mgmt For
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 6. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
7 Approval of an amendment to the Mgmt For For
compensation to be paid to our Chief
Executive Officer
7a Please mark FOR if you are not a Mgmt For
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 7. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
8 Approval of the equity compensation to our Mgmt For For
Chief Executive Officer
8a Please mark FOR if you are not a Mgmt For
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 8. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
9 Re-appointment of Kost Forer Gabbay & Mgmt For For
Kasierer as independent auditors until the
next annual general meeting of
shareholders, and to authorizing the Audit
Committee of our Board of Directors to fix
their remuneration for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935086442
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 24-Oct-2019
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mr. Roy Mgmt For For
Zisapel
1B. Election of Class II Director: Mr. Joel Mgmt For For
Maryles
2. To re-elect Prof. Yair Trauman as an Mgmt For For
external director of the company for a
period of three years.
2A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 2 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 2, check the "NO" box.
As described under the heading "Required
Vote" in item 2 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
3. To approve an increase of the Company's Mgmt For For
authorized share capital from 60,000,000 to
90,000,000 ordinary shares and related
amendments to the Company's Memorandum of
Association and Articles of Association.
4. To approve grants of equity-based awards to Mgmt For For
the President and Chief Executive Officer
of the Company.
4A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
5. To approve modifications in the size of the Mgmt For For
annual bonus to the President and Chief
Executive Officer of the Company.
5A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
6. To approve and ratify the purchase of a D&O Mgmt For For
insurance policy and related amendments to
the Company's Compensation Policy for
Executive Officers and Directors.
6A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 6 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 6, check the "NO" box.
As described under the heading "Required
Vote" in item 6 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
7. To approve grants of equity-based awards to Mgmt Against Against
the non-employee directors of the Company.
7A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 7 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 7, check the "NO" box.
As described under the heading "Required
Vote" in item 7 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
8. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
REDHILL BIOPHARMA LTD. Agenda Number: 935179920
--------------------------------------------------------------------------------------------------------------------------
Security: 757468103
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: RDHL
ISIN: US7574681034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To appoint Kesselman & Kesselman, certified Mgmt No vote
public accountants in Israel and a member
of PricewaterhouseCoopers International
Limited, as the Company's auditors for the
year 2020 and for an additional period
until the next Annual General Meeting; and
to inform the shareholders of the aggregate
compensation paid to the auditors for the
year ended December 31, 2019.
2A To approve the re-election of Mr. Rick D. Mgmt No vote
Scruggs to the board of directors of the
Company (the "Board of Directors"), for an
additional three-year term until the annual
general meeting to be held in 2023.
2B To approve the election of Dr. Shmuel Mgmt No vote
Cabilly to the Board of Directors for an
additional three-year term until the annual
general meeting to be held in 2023.
2C To approve the election of Mr. Giuseppe Mgmt No vote
Cipriano to the Board of Directors for an
additional three-year term until the annual
general meeting to be held in 2023.
3 To approve the re-election of Mr. Nicolas Mgmt No vote
Weinstein to the Board of Directors, for an
additional one-year term until the annual
general meeting to be held in 2021.
4 To approve an amendment to the Company's Mgmt No vote
Compensation Policy.
4A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 4 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
5 To approve an amendment of the Company's Mgmt No vote
Amended and Restated Award Plan (2010).
6 To approve the engagement by the Company of Mgmt No vote
Mr. Dror Ben-Asher to serve as the
Company's Chairman of the Board of
Directors and the Company's Chief Executive
Officer.
6A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 6 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
7 To approve a grant of options to purchase Mgmt No vote
American Depository Shares ("ADSs") (each
representing 10 ordinary shares, par value
NIS 0.01 per share) of the Company to the
non-executive directors of the Company
8 To approve the grant of options to purchase Mgmt No vote
ADS's of the Company to Mr. Dror Ben-Asher
8A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 8 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
9 To approve revisions to the compensation Mgmt No vote
terms and the grant of options to purchase
ADS's of the Company to Mr. Rick D.
Scruggs, the Company's Chief Commercial
Officer.
9A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 9 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
10 To approve an extension of options to Mgmt No vote
purchase ADSs of the Company granted to
certain Company directors.
11 To approve an extension of options to Mgmt No vote
purchase ADSs of the Company granted to Mr.
Dror Ben-Asher
11A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 11 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
12 To approve the repricing of options Mgmt No vote
exercisable into ADSs of the Company
granted to the Company's directors
13 To approve the repricing of options Mgmt No vote
exercisable into ADSs of the Company
granted to Mr. Dror Ben-Asher
13A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 13 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
14 To approve an increase in the Company's Mgmt No vote
authorized share capital.
--------------------------------------------------------------------------------------------------------------------------
SOL GEL TECHNOLOGIES LTD Agenda Number: 935139192
--------------------------------------------------------------------------------------------------------------------------
Security: M8694L103
Meeting Type: Special
Meeting Date: 08-Apr-2020
Ticker: SLGL
ISIN: IL0011417206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a private placement to M. Arkin Mgmt For For
Dermatology Ltd., the Company's controlling
shareholder.
1A. Do you have a personal interest in approval Mgmt Against
of proposal 1 above? Response required for
vote to be counted. Mark "for" = yes or
"against" = no.
2. To approve an amendment to the 2014 Share Mgmt Against Against
Incentive Plan to increase the maximum
number of ordinary shares of the Company
reserved for issuance thereunder by 912,230
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
SOL GEL TECHNOLOGIES LTD Agenda Number: 935206537
--------------------------------------------------------------------------------------------------------------------------
Security: M8694L103
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: SLGL
ISIN: IL0011417206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Kesselman & Kesselman, certified Mgmt For For
public accountants in Israel and a member
of PricewaterhouseCoopers International
Limited, as the Company's independent
auditors for the year 2020 and for an
additional period until the following
annual general meeting; and to inform the
shareholders of the aggregate compensation
paid to the auditors for the year ended
December 31, 2019.
2A. Re-election of Class II Director for Mgmt For For
Three-year term: Ms. Hani Lerman
2B. Re-election of Class II Director for Mgmt For For
Three-year term: Dr. Alon Seri-Levy
3. To approve the annual cash bonus plan for Mgmt For For
2020 for Dr. Alon Seri-Levy, the Company's
chief executive officer.
3A. Are you a controlling shareholder (as Mgmt Against
defined in the Israeli Companies Law) or do
you have a personal interest in approval of
proposal 3 above? Response required for
vote to be counted. Mark "for" = yes or
"against" = no.
4. To approve an amendment to the Compensation Mgmt For For
Policy of the Company.
4A. Are you a controlling shareholder (as Mgmt Against
defined in the Israeli Companies Law) or do
you have a personal interest in approval of
proposal 4 above? Response required for
vote to be counted. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
SOL GEL TECHNOLOGIES LTD Agenda Number: 935232239
--------------------------------------------------------------------------------------------------------------------------
Security: M8694L103
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: SLGL
ISIN: IL0011417206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Kesselman & Kesselman, certified Mgmt For For
public accountants in Israel and a member
of PricewaterhouseCoopers International
Limited, as the Company's independent
auditors for the year 2020 and for an
additional period until the following
annual general meeting; and to inform the
shareholders of the aggregate compensation
paid to the auditors for the year ended
December 31, 2019.
2A. To approve the re-election of Class II Mgmt For For
director to the board of directors of the
Company, for an additional three year term
until the annual general meeting to be held
in 2023: Ms. Hani Lerman
2B. To approve the re-election of Class II Mgmt For For
director to the board of directors of the
Company, for an additional three year term
until the annual general meeting to be held
in 2023: Dr. Alon Seri-Levy
3. To approve the annual cash bonus plan for Mgmt For For
2020 for Dr. Alon Seri-Levy, the Company's
chief executive officer.
3A. Are you a controlling shareholder (as Mgmt Against
defined in the Israeli Companies Law) or do
you have a personal interest in approval of
proposal 3 above? Response required for
vote to be counted. Mark "for" = yes or
"against" = no.
4. To approve an amendment to the Compensation Mgmt For For
Policy of the Company.
4A. Are you a controlling shareholder (as Mgmt Against
defined in the Israeli Companies Law) or do
you have a personal interest in approval of
proposal 4 above? Response required for
vote to be counted. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935173170
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tal Payne Mgmt For For
1B. Election of Director: Marcel Gani Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935113566
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 31-Dec-2019
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Director: Elchanan Jaglom Mgmt For For
1B. Re-Election of Director: S. Scott Crump Mgmt For For
1C. Re-Election of Director: Victor Leventhal Mgmt For For
1D. Re-Election of Director: John J. McEleney Mgmt For For
1E. Re-Election of Director: Dov Ofer Mgmt For For
1F. Re-Election of Director: Ziva Patir Mgmt For For
1G. Re-Election of Director: David Reis Mgmt For For
1H. Re-Election of Director: Yair Seroussi Mgmt For For
1I. Re-Election of Director: Adina Shorr Mgmt For For
2. Approval of additional performance-based Mgmt For For
grant of 10,000 RSUs and additional
$200,000 cash payment to each of David Reis
(Vice Chairman and Executive Director) and
Dov Ofer (Director) for continuing
additional services on oversight committee
of the Board
3. Approval of $150,000 bonus for S. Scott Mgmt For For
Crump (Chairman of Executive Committee and
CIO) in respect of (i) 2018 year and (ii)
service on oversight committee of the Board
4. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2019 and additional period
until next annual general meeting
--------------------------------------------------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 935109000
--------------------------------------------------------------------------------------------------------------------------
Security: M8737E108
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: TARO
ISIN: IL0010827181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-appoint Ziv Haft Certified Public Mgmt For For
Accountants (Israel), a BDO member firm, as
the Company's independent auditors and to
authorize their remuneration.
2A. Re-election of Board of Director: Dilip Mgmt For For
Shanghvi
2B. Re-election of Board of Director: Abhay Mgmt For For
Gandhi
2C. Re-election of Board of Director: Sudhir Mgmt For For
Valia
2D. Re-election of Board of Director: Uday Mgmt For For
Baldota
2E. Re-election of Board of Director: James Mgmt For For
Kedrowski
2F. Re-election of Board of Director: Dov Mgmt For For
Pekelman
3. To re-elect Linda Benshoshan to the Board Mgmt For For
of Directors (as an External Director, as
defined in the Israeli Companies Law) to
serve for a three year term commencing as
of January 1, 2020.
3A. By checking the box marked "FOR," the Mgmt For
undersigned hereby confirms that he, she,
or it is not a "controlling shareholder"
(under the Companies Law, as described in
the Proxy Statement) and does not have a
conflict of interest in the approval of
Proposal 3. If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST." [THIS
ITEM MUST BE COMPLETED].
--------------------------------------------------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 935122793
--------------------------------------------------------------------------------------------------------------------------
Security: M8737E108
Meeting Type: Special
Meeting Date: 03-Feb-2020
Ticker: TARO
ISIN: IL0010827181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Dr. Robert B. Stein, MD, Ph.D to Mgmt No vote
the Board of Directors as an External
Director, as defined in the Israeli
Companies Law, 5759-1999 (the "Companies
Law") to serve for a three-year term
commencing on February 3, 2020.
1A. By checking the box marked "FOR", the Mgmt No vote
undersigned hereby confirms that he, she,
or it is not a "controlling shareholder"
(under the Companies Law, as described in
the Proxy Statement) and does not have a
conflict of interest (referred to as a
"personal interest" under the Companies
Law, as described in the Proxy Statement)
in the approval of Proposal 1. If the
undersigned or a related party of the
undersigned is a controlling shareholder or
has such a conflict of interest, check the
box "AGAINST". [THIS ITEM MUST BE
COMPLETED].
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 935211588
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Sol J. Barer Mgmt For For
1B. Election of Director: Jean-Michel Halfon Mgmt For For
1C. Election of Director: Nechemia (Chemi) J. Mgmt For For
Peres
1D. Election of Director: Janet S. Vergis Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation for Teva's named
executive officers.
3. To approve Teva's 2020 Long-Term Mgmt For For
Equity-Based Incentive Plan, substantially
in the form attached as Appendix A to the
Proxy Statement.
4. To approve an amendment to the terms of Mgmt Against Against
office and employment of Teva's President
and Chief Executive Officer.
5. To approve an amendment to Teva's Articles Mgmt For For
of Association.
6. To appoint Kesselman & Kesselman, a member Mgmt For For
of PricewaterhouseCoopers International
Ltd., as Teva's independent registered
public accounting firm until Teva's 2021
annual meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
UROGEN PHARMA LTD Agenda Number: 935211475
--------------------------------------------------------------------------------------------------------------------------
Security: M96088105
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: URGN
ISIN: IL0011407140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arie Belldegrun Mgmt For For
Elizabeth Barrett Mgmt For For
Cynthia M. Butitta Mgmt For For
Fred E. Cohen Mgmt For For
Kathryn E. Falberg Mgmt For For
Stuart Holden Mgmt For For
Ran Nussbaum Mgmt For For
Shawn C. Tomasello Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
2017 Equity Incentive Plan to, among other
things, increase the number of ordinary
shares authorized for issuance under the
plan by 400,000 shares.
3. To approve an amendment to the Company's Mgmt For For
amended and restated compensation policy
for its office holders in accordance with
the provisions of the Israeli Companies
Law, 5759-1999, or the Companies Law.
4. To approve terms of employment for Mark Mgmt For For
Schoenberg, Chief Medical Officer of the
Company.
5. To approve the engagement of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm as the
Company's independent auditor until the
Company's 2021 annual meeting of
shareholders.
6. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Company's proxy statement for the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935089638
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 06-Nov-2019
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A To amend and readopt the Company's Mgmt For For
Compensation Policy - Executives.
1AA Is the undersigned a "controlling Mgmt Against
shareholder" and/or has a "personal
interest" (each as defined in the Companies
Law) in the approval of Proposal 1a?
1B To amend and readopt the Company's Mgmt For For
Compensation Policy - Directors.
1BA Is the undersigned a "controlling Mgmt Against
shareholder" and/or has a "personal
interest" (each as defined in the Companies
Law) in the approval of Proposal 1b?
2 To approve an option award plan for the Mgmt For For
Company's Chief Executive Officer.
2A Is the undersigned a "controlling Mgmt Against
shareholder" and/or has a "personal
interest" (each as defined in the Companies
Law) in the approval of Proposal 2?
3 To amend and readopt the compensation Mgmt For For
arrangement of the Company's non-executive
directors.
4A Re-election of Class III Director: Avishai Mgmt For For
Abrahami
4B Re-election of Class III Director: Giora Mgmt For For
Kaplan
4C Re-election of Class III Director: Mark Mgmt For For
Tluszcz
5 To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2019
and until the next annual general meeting
of shareholders.
ARK Next Generation Internet ETF
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935203973
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie L. Krawcheck Mgmt For For
John M. Larson Mgmt For For
Edward S. Macias Mgmt For For
Alexis Maybank Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt For For
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935172243
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Cory Mgmt For For
Jeffrey L. Horing Mgmt For For
Dean A. Stoecker Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORP PLC Agenda Number: 935093992
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2019 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, other than the part containing the
Directors' Remuneration Policy, as set
forth in the Annual Report.
3. To approve the Directors' Remuneration Mgmt For For
Policy, as set forth in the Directors'
Remuneration Report in the Annual Report.
4. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting.
5. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
6. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
7. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
8. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
9. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
10. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
11. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
12. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
13. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
14. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
--------------------------------------------------------------------------------------------------------------------------
EVENTBRITE, INC. Agenda Number: 935171265
--------------------------------------------------------------------------------------------------------------------------
Security: 29975E109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EB
ISIN: US29975E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt For For
Julia Hartz Mgmt For For
Helen Riley Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote to recommend the frequency of Mgmt 1 Year For
future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 935201878
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: HUBS
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for a term Mgmt For For
of three years: Julie Herendeen
1B. Election of Class III Director for a term Mgmt For For
of three years: Michael Simon
1C. Election of Class III Director for a term Mgmt For For
of three years: Jay Simons
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2020.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935201222
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Special
Meeting Date: 15-May-2020
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: Mgmt For
THAT the Company's Third Amended and
Restated Memorandum and Articles of
Association (the "Current M&AA") be amended
and restated by the deletion in their
entirety and by the substitution in their
place of the Fourth Amended and Restated
Memorandum and Articles of Association,
substantially in the form attached to the
Notice of Extraordinary General Meeting as
Exhibit A (the "Amended and Restated
M&AA").
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 935188789
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Scott Mgmt For For
Sanborn
1.2 Election of Class III Director: Simon Mgmt For For
Williams
1.3 Election of Class III Director: Michael Mgmt For For
Zeisser
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers as disclosed in this Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation (the
Declassification Amendment) that would
phase in the declassification of our Board.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935209230
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Courtnee Chun Mgmt For For
1B. Election of Director: Gabriel Dalporto Mgmt For For
1C. Election of Director: Thomas Davidson Mgmt For For
1D. Election of Director: Robin Henderson Mgmt For For
1E. Election of Director: Douglas Lebda Mgmt For For
1F. Election of Director: Steven Ozonian Mgmt For For
1G. Election of Director: Saras Sarasvathy Mgmt For For
1H. Election of Director: G. Kennedy Thompson Mgmt For For
1I. Election of Director: Jennifer Witz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year
3. To make an advisory vote to approve Mgmt For For
LendingTree, Inc.'s executive compensation
(say-on-pay)
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935191635
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo V?zquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Mgmt For For
Hastings
1B. Election of Class III Director: Jay C. Hoag Mgmt For For
1C. Election of Class III Director: Mathias Mgmt For For
D?pfner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For
Plan.
5. Stockholder proposal regarding political Shr Against For
disclosures, if properly presented at the
meeting.
6. Stockholder proposal for simple majority Shr Against For
vote, if properly presented at the meeting.
7. Stockholder proposal for EEO policy risk Shr Against For
report, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935209634
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Tejada Mgmt For For
Sameer Dholakia Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr Against For
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935168701
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Jeffrey Mgmt For For
Jordan
1B. Election of Class I Director: Jeremy Levine Mgmt For For
1C. Election of Class I Director: Gokul Rajaram Mgmt For For
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2020
3. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve our named executive officers'
compensation
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935214926
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt For For
John Colgrove Mgmt For For
Mark Garrett Mgmt For For
Roxanne Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935202286
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I director to serve until Mgmt For For
the 2021 annual meeting of stockholders:
Alan Henricks
2A. Election of Class III director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Neil Hunt
2B. Election of Class III director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Anthony Wood
3. Advisory vote to approve our named Mgmt For For
executive officer compensation.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935204189
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tobias Lutke Mgmt For For
Robert Ashe Mgmt For For
Gail Goodman Mgmt For For
Colleen Johnston Mgmt For For
Jeremy Levine Mgmt For For
John Phillips Mgmt For For
2 Resolution approving the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3 Non-binding advisory resolution that the Mgmt For For
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935112285
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Special
Meeting Date: 08-Jan-2020
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Elect Barry McCarthy as a member (B Mgmt For For
Director) of the Board of Directors for the
period ending at the general meeting
approving the annual accounts for the
financial year ending on December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935139736
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2019
and the Company's consolidated financial
statements for the financial year ended
December 31, 2019.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2019.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2019.
4A. Appoint a member of the Board of Directors: Mgmt For For
Mr. Daniel Ek (A Director)
4B. Appoint a member of the Board of Directors: Mgmt For For
Mr. Martin Lorentzon (A Director)
4C. Appoint a member of the Board of Directors: Mgmt For For
Mr. Shishir Samir Mehrotra (A Director)
4D. Appoint a member of the Board of Directors: Mgmt For For
Mr. Christopher Marshall (B Director)
4E. Appoint a member of the Board of Directors: Mgmt For For
Mr. Barry McCarthy (B Director)
4F. Appoint a member of the Board of Directors: Mgmt For For
Ms. Heidi O'Neill (B Director)
4G. Appoint a member of the Board of Directors: Mgmt For For
Mr. Ted Sarandos (B Director)
4H. Appoint a member of the Board of Directors: Mgmt For For
Mr. Thomas Owen Staggs (B Director)
4I. Appoint a member of the Board of Directors: Mgmt For For
Ms. Cristina Mayville Stenbeck (B Director)
4J. Appoint a member of the Board of Directors: Mgmt For For
Ms. Padmasree Warrior (B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2020.
6. Approve the directors' remuneration for the Mgmt For For
year 2020.
7. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935197396
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Amy Brooks Mgmt For For
James McKelvey Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2020.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO PREPARE A REPORT ON
EMPLOYEE REPRESENTATION ON THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935132201
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aart J. de Geus Mgmt For For
Chi-Foon Chan Mgmt For For
Janice D. Chaffin Mgmt For For
Bruce R. Chizen Mgmt For For
Mercedes Johnson Mgmt For For
Chrysostomos L. Nikias Mgmt For For
John Schwarz Mgmt For For
Roy Vallee Mgmt For For
Steven C. Walske Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,500,000 shares.
3. To approve our Employee Stock Purchase Mgmt For For
Plan, as amended, primarily to increase the
number of shares available for issuance
under the plan by 5,000,000 shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935178132
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Helen Darling Mgmt For For
Mr. William H. Frist MD Mgmt For For
Mr. Michael Goldstein Mgmt For For
Mr. Jason Gorevic Mgmt For For
Ms. C. A. Jacobson Mgmt For For
Mr. Thomas G. McKinley Mgmt For For
Mr. Kenneth H. Paulus Mgmt For For
Mr. David Shedlarz Mgmt For For
Mr. Mark D. Smith, MD Mgmt For For
Mr. David B. Snow, Jr. Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK INC. Agenda Number: 935183929
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeff T. Green Mgmt For For
1B. Election of Director: Eric B. Paley Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935198829
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Dalzell Mgmt For For
Jeffrey Immelt Mgmt For For
Erika Rottenberg Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935180606
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Omid R. Kordestani Mgmt For For
1B. Election of Director: Ngozi Okonjo-Iweala Mgmt For For
1C. Election of Director: Bret Taylor Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
4. A stockholder proposal regarding an EEO Shr Against For
policy risk report.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935190784
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bonnie H. Anderson Mgmt For For
Robert S. Epstein, M.D. Mgmt For For
Evan Jones Mgmt For For
2. To approve the Amended and Restated Mgmt For For
Veracyte, Inc. Employee Stock Purchase
Plan.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2020.
4. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve an amendment to the Mgmt For For
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt For For
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935107830
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 10-Jan-2020
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt For For
Scott Darling Mgmt For For
David Schneider Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
3. To approve on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
The 3D Printing ETF
--------------------------------------------------------------------------------------------------------------------------
3D SYSTEMS CORPORATION Agenda Number: 935171342
--------------------------------------------------------------------------------------------------------------------------
Security: 88554D205
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: DDD
ISIN: US88554D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Malissia Clinton Mgmt For For
1b. Election of Director: William E. Curran Mgmt For For
1c. Election of Director: Thomas W. Erickson Mgmt For For
1d. Election of Director: Charles W. Hull Mgmt For For
1e. Election of Director: William D. Humes Mgmt For For
1f. Election of Director: Vyomesh I. Joshi Mgmt For For
1g. Election of Director: Jim D. Kever Mgmt For For
1h. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1i. Election of Director: Kevin S. Moore Mgmt For For
1j. Election of Director: John J. Tracy Mgmt For For
1k. Election of Director: Jeffrey Wadsworth Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Approval of the amendment and restatement Mgmt For For
of 2015 Incentive Plan, which would among
other thing increase the number of shares
reserved for issuance thereunder.
4. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935151390
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas "Tony" K. Brown
1B. Election of Director for a term of one Mgmt For For
year: Pamela J. Craig
1C. Election of Director for a term of one Mgmt For For
year: David B. Dillon
1D. Election of Director for a term of one Mgmt For For
year: Michael L. Eskew
1E. Election of Director for a term of one Mgmt For For
year: Herbert L. Henkel
1F. Election of Director for a term of one Mgmt For For
year: Amy E. Hood
1G. Election of Director for a term of one Mgmt For For
year: Muhtar Kent
1H. Election of Director for a term of one Mgmt For For
year: Dambisa F. Moyo
1I. Election of Director for a term of one Mgmt For For
year: Gregory R. Page
1J. Election of Director for a term of one Mgmt For For
year: Michael F. Roman
1K. Election of Director for a term of one Mgmt For For
year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935147810
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gen Kevin P. Chilton Mgmt For For
Thomas A. Corcoran Mgmt For For
Eileen P. Drake Mgmt For For
James R. Henderson Mgmt For For
Warren G. Lichtenstein Mgmt For For
Gen L W Lord USAF (Ret) Mgmt For For
Martin Turchin Mgmt For For
2. Advisory vote to approve Aerojet Mgmt For For
Rocketdyne's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
independent auditors of the Company for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935169866
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Thomas M. Prescott Mgmt For For
1H. Election of Director: Andrea L. Saia Mgmt For For
1I. Election of Director: Greg J. Santora Mgmt For For
1J. Election of Director: Susan E. Siegel Mgmt For For
1K. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 935150603
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James C. Diggs Mgmt For For
1.2 Election of Director: J. Brett Harvey Mgmt For For
1.3 Election of Director: David J. Morehouse Mgmt For For
2. Approval of the Company's 2020 Incentive Mgmt For For
Plan.
3. Advisory vote to approve the 2019 Mgmt For For
compensation of the Company's named
executive officers.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 935169943
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting of
stockholder: James R. Scapa
1B. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Steve Earhart
2. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935166581
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Thomas A. Amato
1B. Election of Director for a term of three Mgmt For For
years: Anthony J. Conti
1C. Election of Director for a term of three Mgmt For For
years: Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
3. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935167418
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: Ajei S. Gopal
1B. Election of Class III Director for Mgmt For For
three-year term: Glenda M. Dorchak
1C. Election of Class III Director for Mgmt For For
three-year term: Robert M. Calderoni
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
3. The advisory vote to approve compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARKEMA SA Agenda Number: 712503970
--------------------------------------------------------------------------------------------------------------------------
Security: F0392W125
Meeting Type: MIX
Meeting Date: 19-May-2020
Ticker: AKE FP
ISIN: FR0010313833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004102000853-44 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004272001127-51
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 AND SETTING OF THE
DIVIDEND
O.4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE REGULATED AGREEMENTS AND
COMMITMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
THIERRY LE HENAFF AS DIRECTOR
O.6 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS, EXCLUDING THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER, AND SETTING OF THE
OVERALL ANNUAL AMOUNT OF THE COMPENSATION
ALLOCATED TO THE MEMBERS OF THE BOARD OF
DIRECTORS
O.7 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For
THE REPORT OF THE CORPORATE GOVERNANCE AND
RELATING TO THE COMPENSATION OF CORPORATE
OFFICERS (SECTION I OF ARTICLE L 225-37-3
OF THE FRENCH COMMERCIAL CODE
O.9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2019 AND ALLOCATED IN THIS FINANCIAL YEAR
TO MR. THIERRY LE HENAFF, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
O.10 RENEWAL OF THE TERM OF OFFICE OF KPMG AUDIT Mgmt For For
AS STATUTORY AUDITOR
O.11 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 18 MONTHS, IN
ORDER TO TRADE IN THE COMPANY'S SHARES
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF 26
MONTHS, IN ORDER TO ISSUE SHARES OF THE
COMPANY AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR IN THE
FUTURE, TO THE COMPANY'S SHARES, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
ORDER TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S SHARES, BY
WAY OF A PUBLIC OFFERING OTHER THAN THOSE
REFERRED TO IN SECTION 1DECREE OF ARTICLE
L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT AND A PRIORITY PERIOD OF AT LEAST 3
DAYS
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
ORDER TO INCREASE THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS, IMMEDIATELY OR IN THE FUTURE, TO
THE COMPANY'S SHARES, IN THE CONTEXT OF A
PUBLIC OFFERING REFERRED TO IN SECTION
1DECREE OF ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE
E.15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
THE EVENT OF ISSUING THE COMPANY'S SHARES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE COMPANY'S SHARES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE
ACCORDING TO THE TERMS AND CONDITIONS SET
BY THE GENERAL MEETING WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL PER A 12-MONTH
PERIOD
E.16 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND
E.17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE AMOUNT
OF ISSUES IN THE EVENT OF AN
OVER-SUBSCRIPTION
E.18 OVERALL LIMITATION OF AUTHORIZATIONS FOR Mgmt For For
IMMEDIATE AND/OR FUTURE CAPITAL INCREASES
E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO PROCEED WITH
CAPITAL INCREASES RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN - CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 AMENDMENTS TO ARTICLES 8, 10.1.4, 10.2, Mgmt For For
10.3 AND 12 OF THE COMPANY'S BY-LAWS
E.21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935210601
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BERTRANDT AG Agenda Number: 711958225
--------------------------------------------------------------------------------------------------------------------------
Security: D1014N107
Meeting Type: AGM
Meeting Date: 19-Feb-2020
Ticker: BDT GY
ISIN: DE0005232805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 29 JAN 20, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04 Non-Voting
FEB 2020. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2018/2019 FINANCIAL YEAR WITH THE
REPORT OF THE SUPERVISORY BOARD, THE GROUP
FINANCIAL STATEMENTS, GROUP ANNUAL REPORT
AND CONDENSED SEPARATE NON-FINANCIAL REPORT
AS WELL AS THE REPORT PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 35,764,553.63 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.60 PER DIVIDEND-ENTITLED
NO-PAR SHARE EUR 19,535,369.63 SHALL BE
CARRIED FORWARD EX-DIVIDEND DATE: FEBRUARY
20, 2020 PAYABLE DATE: FEBRUARY 24, 2020
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 RESOLUTION ON THE REVISION OF SECTION 2 OF Mgmt For For
THE ARTICLES OF ASSOCIATION IN RESPECT OF
THE COMPANY'S OBJECT BEING ADJUSTED
6 RESOLUTION ON FURTHER AMENDMENTS TO THE Mgmt Against Against
ARTICLES OF ASSOCIATION SECTION 4(1) SHALL
BE AMENDED IN RESPECT OF COMPANY
ANNOUNCEMENTS BEING PUBLISHED IN THE
FEDERAL GAZETTE. SECTION 4(2) SHALL BE
AMENDED IN RESPECT OF THE PLACE OF
JURISDICTION FOR ALL LITIGATIONS BETWEEN
THE COMPANY AND THEIR SHAREHOLDERS. SECTION
5(10) SHALL BE AMENDED IN RESPECT OF
SECTION 43(1) OF THE GERMAN SECURITIES
TRADING ACT NOT BEING APPLIED. SECTION
12(2) SHALL BE AMENDED IN RESPECT OF D&O
INSURANCE FOR THE MEMBERS OF THE
SUPERVISORY BOARD. SECTION 12 A NEW
PARAGRAPH 5 SHALL BE ADDED IN RESPECT OF
THE MEMBERS OF THE SUPERVISORY BOARD
RECEIVING A SMALLER REMUNERATION IF THEY
LEAVE THE BOARD DURING A FINANCIAL YEAR.
SECTION 17 A NEW PARAGRAPH 4 SHALL BE ADDED
IN RESPECT OF THE CHAIRMAN OF THE
SHAREHOLDERS' MEETING BEING AUTHORIZED TO
SET A TIME FRAME FOR THE ENTIRE MEETING OR
FOR INDIVIDUAL AGENDA ITEMS. SECTION 20 NEW
PARAGRAPHS 4 AND 5 SHALL BE ADDED IN
RESPECT OF THE APPROPRIATION OF PROFITS
7 RESOLUTION ON AMENDMENTS TO SECTION 15 OF Mgmt For For
THE ARTICLES OF ASSOCIATION IN ACCORDANCE
WITH THE ACT IMPLEMENTING THE SECOND
SHAREHOLDERS' RIGHTS DIRECTIVE (ARUG II)
8 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2019/2020
FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
GMBH, STUTTGART
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 935081531
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Viola L. Acoff Mgmt For For
I. Martin Inglis Mgmt For For
Stephen M. Ward, Jr. Mgmt For For
2. Approval of PricewaterhouseCoopers LLP as Mgmt For For
the independent registered public
accounting firm.
3. Advisory approval of the company's Mgmt For For
Executive Compensation.
4. Approval of amended and restated Mgmt For For
Stock-Based Incentive Compensation Plan for
Officers and Key Employees.
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 712298733
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2020
Ticker: DSY FP
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER SHARE
O.4 APPROVE AUDITORS' SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS MENTIONING THE
ABSENCE OF NEW TRANSACTIONS
O.5 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt Against Against
OFFICERS
O.6 APPROVE COMPENSATION OF CHARLES EDELSTENNE, Mgmt For For
CHAIRMAN OF THE BOARD
O.7 APPROVE COMPENSATION OF BERNARD CHARLES, Mgmt Against Against
VICE-CHAIRMAN AND CEO
O.8 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
O.9 REELECT MARIE-HELENE HABERT DASSAULT AS Mgmt For For
DIRECTOR
O.10 REELECT LAURENCE LESCOURRET AS DIRECTOR Mgmt For For
O.11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF EUR 800,000
O.12 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
E.13 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.14 AMEND ARTICLES 14, 16 AND 19 OF BYLAWS TO Mgmt For For
COMPLY WITH LEGAL CHANGES
E.15 AUTHORIZE UP TO 4 PERCENT OF ISSUED CAPITAL Mgmt Against Against
FOR USE IN STOCK OPTION PLANS
E.16 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
E.17 DELEGATE POWER TO THE BOARD TO CARRY MERGER Mgmt Against Against
BY ABSORPTION
E.18 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH THE MERGER BY ABSORPTION
ABOVE
E.19 DELEGATE POWER TO THE BOARD TO CARRY Mgmt Against Against
SPIN-OFF AGREEMENT
E.20 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH SPIN-OFF AGREEMENT ABOVE
E.21 DELEGATE POWER TO THE BOARD TO ACQUIRE Mgmt Against Against
CERTAIN ASSETS OF ANOTHER COMPANY
E.22 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH THE ACQUISITION ABOVE
E.23 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 06 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO UPDATE IN RECORD DATE &
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 06 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/D
OCUMENT/202005062001350-55
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuth?re I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Approval of the DuPont 2020 Equity and Mgmt For For
Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020
5. Modification of Threshold for Calling Shr For Against
Special Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935161771
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
HUMBERTO P. ALFONSO
1b. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
BRETT D. BEGEMANN
1c. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
MARK J. COSTA
1d. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
EDWARD L. DOHENY II
1e. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
JULIE F. HOLDER
1f. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
REN?E J. HORNBAKER
1g. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021: KIM
ANN MINK
1h. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
JAMES J. O'BRIEN
1i. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
DAVID W. RAISBECK
1j. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
CHARLES K. STEVENS III
2. Advisory Approval of Executive Compensation Mgmt Against Against
as Disclosed in Proxy Statement
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
4. Advisory Vote on Stockholder Proposal Shr For Against
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda Number: 935175352
--------------------------------------------------------------------------------------------------------------------------
Security: 277461406
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: KODK
ISIN: US2774614067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard Todd Bradley Mgmt For For
1.2 Election of Director: James V. Continenza Mgmt For For
1.3 Election of Director: Jeffrey D. Engelberg Mgmt For For
1.4 Election of Director: George Karfunkel Mgmt For For
1.5 Election of Director: Philippe D. Katz Mgmt For For
1.6 Election of Director: Jason New Mgmt For For
1.7 Election of Director: William G. Parrett Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
4. Approval of the Amendment and Restatement Mgmt Against Against
of the Company's 2013 Omnibus Incentive
Plan.
5. Ratification of the Audit and Finance Mgmt For For
Committee's selection of Ernst & Young LLP
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 935189262
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Burger Mgmt For For
Stephen R. Cole Mgmt For For
2. The ratification of Grant Thornton LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020
3. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor Mgmt For For
for 2020
14. Require the Chairman of the Board to be Shr Against For
Independent
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 712604986
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M110
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker: HEN3 GY
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2019 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE
CORPORATE GOVERNANCE REPORT, THE
REMUNERATION REPORT AND THE REPORT PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE APPROVAL OF THE
FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL
YEAR
2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 1,712,396,938.19 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.83 PER ORDINARY SHARE
PAYMENT OF A DIVIDEND OF EUR 1.85 PER
PREFERRED SHARE EUR 907,369,168.19 SHALL BE
CARRIED FORWARD EX-DIVIDEND DATE: JUNE 18,
2020 PAYABLE DATE: JUNE 22, 2020
3 RATIFICATION OF THE ACTS OF THE GENERAL Non-Voting
PARTNER
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD
5 RATIFICATION OF THE ACTS OF THE Non-Voting
SHAREHOLDERS' COMMITTEE
6 APPOINTMENT OF AUDITORS THE FOLLOWING Non-Voting
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR AND FOR THE REVIEW OF THE HALF-YEAR
FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS GMBH, FRANKFURT AM
MAIN
7.A ELECTION TO THE SUPERVISORY BOARD: SIMONE Non-Voting
BAGEL TRAH
7.B ELECTION TO THE SUPERVISORY BOARD: LUTZ Non-Voting
BUNNENBERG
7.C ELECTION TO THE SUPERVISORY BOARD: Non-Voting
BENEDIKT-RICHARD FREIHERR VON HERMAN
7.D ELECTION TO THE SUPERVISORY BOARD: Non-Voting
TIMOTHEUS HOETTGES
7.E ELECTION TO THE SUPERVISORY BOARD: MICHAEL Non-Voting
KASCHKE
7.F ELECTION TO THE SUPERVISORY BOARD: BARBARA Non-Voting
KUX
7.G ELECTION TO THE SUPERVISORY BOARD: SIMONE Non-Voting
MENNE
7.H ELECTION TO THE SUPERVISORY BOARD: PHILIPP Non-Voting
SCHOLZ
8.A ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
PAUL ACHLEITNER
8.B ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
SIMONE BAGEL-TRAH
8.C ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
ALEXANDER BIRKEN
8.D ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
JOHANN-CHRISTOPH FREY
8.E ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
CHRISTOPH HENKEL
8.F ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
CHRISTOPH KNEIP
8.G ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
ULRICH LEHNER
8.H ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
NORBERT REITHOFER
8.I ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
KONSTANTIN VON UNGER
8.J ELECTION TO THE SHAREHOLDERS' COMMITTEE: Non-Voting
JEAN-FRANCOIS VAN BOXMEER
9 RESOLUTION ON THE APPROVAL OF THE Non-Voting
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED
10 RESOLUTION ON THE CREATION OF A NEW Non-Voting
AUTHORIZED CAPITAL 2020 AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE GENERAL PARTNER SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SHARE-HOLDERS' COMMITTEE AND THE
SUPERVISORY BOARD, TO INCREASE THE SHARE
CAPITAL BY UP TO EUR 43,795,875 THROUGH THE
ISSUE OF UP TO 43,795,875 NEW BEARER
NON-VOTING PREFERRED SHARES AGAINST
CONTRIBUTIONS IN CASH, ON OR BEFORE JUNE
16, 2025 (AUTHORIZED CAPITAL 2020).
SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION
RIGHTS. THE SHARES CAN ALSO BE TAKEN UP BY
ONE OR MORE FINANCIAL INSTITUTIONS OR
COMPANIES ACTING UNDER SECTION 186(5)1 OF
THE GERMAN STOCK CORPORATION ACT WITH THE
OBLIGATION TO OFFER THE SHARES TO THE
SHAREHOLDERS FOR SUBSCRIPTION. THE GENERAL
PARTNER SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SHARE-HOLDERS' COMMITTEE AND
THE SUPERVISORY BOARD, TO DETERMINE THE
FURTHER TERMS AND CONDITIONS FOR THE ISSUE
OF THE NEW SHARES
11 RESOLUTION ON THE REVISION OF SECTION 20(2) Non-Voting
OF THE ARTICLES OF ASSOCIATION SECTION
20(2) SHALL BE ADJUSTED IN RESPECT OF THE
PROOF OF SHARE OWNER-SHIP ISSUED IN TEXT
FORM IN GERMAN OR ENGLISH BY THE LAST
INTERMEDIARY IN ACCORDANCE WITH SECTION
67C(3) OF THE GERMAN STOCK CORPORATION ACT
BEING SUFFICIENT AS EVIDENCE. THIS PROOF
MUST REFER TO THE BEGINNING OF THE 21ST DAY
PRIOR TO THE SHAREHOLDERS' MEETING
--------------------------------------------------------------------------------------------------------------------------
HEXAGON AB Agenda Number: 712336709
--------------------------------------------------------------------------------------------------------------------------
Security: W40063104
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker: HEXAB SS
ISIN: SE0000103699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: GUN Non-Voting
NILSSON
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES
6 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
7 THE MANAGING DIRECTOR'S REPORT Non-Voting
8.A PRESENTATION OF: THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE GROUP
AUDITOR'S REPORT FOR THE FINANCIAL YEAR
2019
8.B PRESENTATION OF: STATEMENT BY THE AUDITOR Non-Voting
REGARDING WHETHER THE GUIDELINES FOR
REMUNERATION TO SENIOR EXECUTIVES, WHICH
HAVE BEEN IN EFFECT SINCE THE LAST ANNUAL
GENERAL MEETING, HAVE BEEN OBSERVED
8.C PRESENTATION OF: THE PROPOSAL OF THE BOARD Non-Voting
OF DIRECTORS FOR DISPOSITION OF THE
COMPANY'S RESULTS
9.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AND THE CONSOLIDATED STATEMENT OF INCOME
AND THE CONSOLIDATED BALANCE SHEET, AS PER
31 DECEMBER 2019
9.B RESOLUTION REGARDING: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET
9.C RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 12 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 ESTABLISHMENT OF THE NUMBER OF MEMBERS AND Mgmt For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE EIGHT,
WITHOUT ANY DEPUTY MEMBERS
11 ESTABLISHMENT OF FEES TO THE BOARD MEMBERS Mgmt For
AND AUDITORS
12 ELECTION OF BOARD MEMBERS AND AUDITORS: Mgmt Against
RE-ELECTION OF THE BOARD MEMBERS OLA
ROLLEN, GUN NILSSON, ULRIKA FRANCKE, JOHN
BRANDON, HENRIK HENRIKSSON, SOFIA SCHORLING
HOGBERG AND MARTA SCHORLING ANDREEN AND NEW
ELECTION OF PATRICK SODERLUND AS ORDINARY
MEMBERS OF THE BOARD, RE-ELECTION OF THE
ACCOUNTING COMPANY ERNST & YOUNG AB AS
AUDITORS OF THE COMPANY, FOR A ONE YEAR
PERIOD OF MANDATE, CONSEQUENTLY UP TO AND
INCLUDING THE AGM 2021, IN ACCORDANCE WITH
THE AUDIT COMMITTEE'S RECOMMENDATION, AND
IT IS NOTED THAT THE ACCOUNTING COMPANY HAS
STATED THAT AUTHORISED PUBLIC ACCOUNTANT
ANDREAS TROBERG WILL BE APPOINTED AUDITOR
IN CHARGE
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS
OF THE NOMINATION COMMITTEE: RE-ELECTION OF
MIKAEL EKDAHL (MELKER SCHORLING AB), JAN
ANDERSSON (SWEDBANK ROBUR FONDER) AND JOHAN
STRANDBERG (SEB INVESTMENT MANAGEMENT), AND
NEW ELECTION OF ANDERS OSCARSSON (AMF OCH
AMF FONDER) AS MEMBERS OF THE NOMINATION
COMMITTEE IN RESPECT OF THE ANNUAL GENERAL
MEETING 2021, ELECTION OF MIKAEL EKDAHL AS
CHAIRMAN OF THE NOMINATION COMMITTEE
14 GUIDELINES FOR REMUNERATION TO SENIOR Mgmt Against Against
EXECUTIVES
15 PROPOSAL FOR RESOLUTION REGARDING AMENDMENT Mgmt For For
OF THE ARTICLES OF ASSOCIATION: SECTION 1,
SECTION 12, SECTION 13
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 935202907
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt For For
1B. Election of Director: Joel S. Beckman Mgmt For For
1C. Election of Director: Jeffrey C. Campbell Mgmt For For
1D. Election of Director: Cynthia M. Egnotovich Mgmt For For
1E. Election of Director: Thomas A. Gendron Mgmt Against Against
1F. Election of Director: Jeffrey A. Graves Mgmt For For
1G. Election of Director: Guy C. Hachey Mgmt For For
1H. Election of Director: Catherine A. Suever Mgmt For For
2. Advisory non-binding vote to approve 2019 Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HOWMET AEROSPACE INC. Agenda Number: 935214293
--------------------------------------------------------------------------------------------------------------------------
Security: 443201108
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: HWM
ISIN: US4432011082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: James F. Albaugh Mgmt For For
1B. Election of director: Amy E. Alving Mgmt For For
1C. Election of director: Joseph S. Cantie Mgmt For For
1D. Election of director: Robert F. Leduc Mgmt For For
1E. Election of director: David J. Miller Mgmt For For
1F. Election of director: Jody G. Miller Mgmt For For
1G. Election of director: Tolga I. Oal Mgmt For For
1H. Election of director: Nicole W. Piasecki Mgmt For For
1I. Election of director: John C. Plant Mgmt For For
1J. Election of director: Ulrich R. Schmidt Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
3. To approve, on an advisory basis, executive Mgmt Against Against
compensation.
4. Shareholder Proposal regarding shareholding Shr Against For
threshold to call special shareowner
meeting.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 935196786
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK A. HOCKEMA Mgmt For For
LAURALEE E. MARTIN Mgmt For For
BRETT E. WILCOX Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV Agenda Number: 712309790
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 08-May-2020
Ticker: DSM NA
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2 ANNUAL REPORT FOR 2019 BY THE MANAGING Non-Voting
BOARD
3 REMUNERATION REPORT 2019 Mgmt For For
4 FINANCIAL STATEMENTS FOR 2019 Mgmt For For
5.A RESERVE POLICY AND DIVIDEND POLICY Non-Voting
5.B ADOPTION OF THE DIVIDEND ON ORDINARY SHARES Mgmt For For
FOR 2019: EUR 2.40 PER SHARE
6.A RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGING BOARD
6.B RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
7.A REAPPOINTMENT OF ROB ROUTS AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
7.B REAPPOINTMENT OF EILEEN KENNEDY AS A MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
7.C REAPPOINTMENT OF PRADEEP PANT AS A MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
7.D APPOINTMENT OF THOMAS LEYSEN AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
8 REAPPOINTMENT OF THE EXTERNAL AUDITOR: KPMG Mgmt For For
9.A AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE UP TO 10% ORDINARY SHARES AND TO
EXCLUDE PRE-EMPTIVE RIGHTS
9.B AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE AN ADDITIONAL 10% ORDINARY SHARES IN
CONNECTION WITH A RIGHTS ISSUE
10 AUTHORIZATION OF THE MANAGING BOARD TO HAVE Mgmt For For
THE COMPANY REPURCHASE SHARES
11 REDUCTION OF THE ISSUED CAPITAL BY Mgmt For For
CANCELLING SHARES
12 ANY OTHER BUSINESS Non-Voting
13 CLOSURE Non-Voting
CMMT 03 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 8 AND 5.B. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC. Agenda Number: 935151403
--------------------------------------------------------------------------------------------------------------------------
Security: 533900106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: LECO
ISIN: US5339001068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Curtis E. Espeland Mgmt For For
Patrick P. Goris Mgmt For For
Stephen G. Hanks Mgmt For For
Michael F. Hilton Mgmt For For
G. Russell Lincoln Mgmt For For
Kathryn Jo Lincoln Mgmt For For
William E MacDonald III Mgmt For For
Christopher L. Mapes Mgmt For For
Phillip J. Mason Mgmt For For
Ben P. Patel Mgmt For For
Hellene S. Runtagh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935225412
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Approval of the statutory annual accounts Mgmt For For
of Materialise NV: Proposed resolution:
approval of the statutory annual accounts
of Materialise NV relating to the financial
year ended on 31 December 2019.
4. Appropriation of the result: Proposed Mgmt For For
resolution: approval to carry forward the
loss of the financial year (Euro
5.519.577), together with the carried
forward loss of the previous financial year
(Euro 17.825.920), being in the aggregate
Euro 23.345.497, in its entirety.
5. Discharge to the directors: Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
mandate during the financial year ended on
31 December 2019.
6. Discharge to the auditors: Proposed Mgmt For For
resolution: granting discharge to the
auditors for the performance of their
mandate during the financial year ended on
31 December 2019.
7. Approval of the budget (currently under Mgmt For For
negotiation) of the auditors, and, in
function thereof, confirmation of the
...(due to space limits, see proxy material
for full proposal).
8A. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Wilfried
Vancraen, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8B. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Peter Leys,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8C. Proposed resolution: Renewing the Mgmt For For
appointment as director of A TRE C cvoa,
represented by Mr Johan De Lille, for a
period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8D. Proposed resolution: Renewing the Mgmt For For
appointment as director of Ms Hilde
Ingelaere, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8E. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr J?rgen
Ingels, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8F. Proposed resolution: Renewing the Mgmt For For
appointment as director of Mr Jos Van der
Sloten, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8G. Proposed resolution: Renewing the Mgmt For For
appointment as director of Ms Godelieve
Verplancke, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2020.
8H. Proposed resolution: Renewing the Mgmt For For
appointment as director Mr Bart Luyten, for
a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8I. Proposed resolution: Renewing the Mgmt For For
appointment as director Mr Volker Hammes,
for a period of one year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
8J. Proposed resolution: Approval of the Mgmt For For
appointment as director Mr Sander Vancraen
as of the date of the shareholders'
meeting, for a period of one year after the
shareholders' meeting which will be asked
to approve the accounts for the year 2020.
9. Powers: Proposed resolution: granting Mgmt For For
powers to Carla Van Steenbergen, Felix
Theus and Ben Schepers, each with power to
act alone and with power of substitution
and without prejudice to other delegations
of power to the extent applicable, for any
filings and publication formalities in
relation to the above resolutions.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MGI DIGITAL TECHNOLOGY SA Agenda Number: 712459660
--------------------------------------------------------------------------------------------------------------------------
Security: F4090S113
Meeting Type: MIX
Meeting Date: 15-Jun-2020
Ticker: ALMDG FP
ISIN: FR0010353888
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004202000988-48
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
O.4 PRESENTATION OF THE STATUTORY AUDITOR'S Mgmt Abstain Against
SPECIAL REPORT AND APPROVAL OF THE
AGREEMENTS REFERRED TO IN ARTICLE L.225-38
OF THE FRENCH COMMERCIAL CODE
O.5 DISCHARGE GRANTED TO DIRECTORS Mgmt For For
O.6 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOW THE COMPANY TO
REPURCHASE ITS OWN SHARES
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
MICHAEL ABERGEL AS DIRECTOR
O.8 APPOINTMENT OF MR. TONY CHARLET AS NEW Mgmt Against Against
DIRECTOR
E.9 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELING ALL OR PART OF OF THE COMPANY'S
SHARES
E.10 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MOOG INC. Agenda Number: 935119289
--------------------------------------------------------------------------------------------------------------------------
Security: 615394202
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: MOGA
ISIN: US6153942023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet M. Coletti* Mgmt For For
Kraig H. Kayser** Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
auditors for Moog Inc. for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935183828
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Christopher Barry Mgmt For For
1B. Election of Director: Gregory T. Lucier Mgmt For For
1C. Election of Director: Leslie V. Norwalk, Mgmt For For
Esq.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers for
the fiscal year ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
OC OERLIKON CORPORATION AG, PFAEFFIKON Agenda Number: 712285572
--------------------------------------------------------------------------------------------------------------------------
Security: H59187106
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker: OERL SE
ISIN: CH0000816824
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE GROUP BUSINESS REVIEW, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2019
2 ALLOCATION OF THE 2019 AVAILABLE EARNINGS Mgmt For For
AND DISTRIBUTION OF DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE FOR
THE FINANCIAL YEAR 2019
4.1.1 RE-ELECTION OF PROF. DR. MICHAEL SUSS, AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTOR
4.1.2 RE-ELECTION OF MR. PAUL ADAMS, AS DIRECTOR Mgmt For For
4.1.3 RE-ELECTION OF MR. GEOFFERY MERSZEI, AS Mgmt For For
DIRECTOR
4.1.4 RE-ELECTION OF MR. ALEXEY V. MOSKOV, AS Mgmt For For
DIRECTOR
4.1.5 RE-ELECTION OF MR. GERHARD PEGAM, AS Mgmt For For
DIRECTOR
4.1.6 RE-ELECTION OF DR. SUZANNE THOMA, AS Mgmt For For
DIRECTOR
4.2 ELECTION OF A NEW MEMBER: MRS. IRINA Mgmt For For
MATVEEVA
5.1 ELECTION OF PROF. DR. MICHAEL SUSS, AS Mgmt For For
MEMBER OF THE HUMAN RESOURCES COMMITTEE
5.2 ELECTION OF MR. GEOFFERY MERSZEI, AS MEMBER Mgmt For For
OF THE HUMAN RESOURCES COMMITTEE
5.3 ELECTION OF MR. ALEXEY V. MOSKOV, AS MEMBER Mgmt For For
OF THE HUMAN RESOURCES COMMITTEE
5.4 ELECTION OF MR. GERHARD PEGAM, AS MEMBER OF Mgmt For For
THE HUMAN RESOURCES COMMITTEE
5.5 ELECTION OF DR. SUZANNE THOMA, AS MEMBER OF Mgmt For For
THE HUMAN RESOURCES COMMITTEE
6 RE-ELECTION OF THE AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
7 ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES TO THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS THAT PROXY
VOTING SERVICES GMBH, ZURICH, BE RE-ELECTED
AS THE INDEPENDENT PROXY FOR A ONE-YEAR
TERM OF OFFICE UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS
8 ADVISORY VOTE ON THE 2019 REMUNERATION Mgmt For For
REPORT
9 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
TOTAL COMPENSATION OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION OF THE EXECUTIVE
COMMITTEE
11 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt For For
VARIABLE COMPENSATION OF THE EXECUTIVE
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC. Agenda Number: 935063824
--------------------------------------------------------------------------------------------------------------------------
Security: 68620A104
Meeting Type: Annual
Meeting Date: 05-Sep-2019
Ticker: ONVO
ISIN: US68620A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Taylor Crouch Mgmt For For
Mark Kessel Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
3. To hold a non-binding advisory vote on the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency of the advisory vote
on the Company's executive compensation of
one, two, or three years.
5. To approve the proposal to authorize the Mgmt For For
Company's Board of Directors, in its
discretion but in no event later than the
date of the 2020 Annual Meeting of
Stockholders, to amend the Company's
Certificate of Incorporation, as previously
amended, to effect a reverse stock split of
the Company's common stock, at a ratio in
the range of 1-for-5 to 1-for-20, such
ratio to be determined by the Board of
Directors and included in a public
announcement.
--------------------------------------------------------------------------------------------------------------------------
POLYONE CORPORATION Agenda Number: 935158508
--------------------------------------------------------------------------------------------------------------------------
Security: 73179P106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: POL
ISIN: US73179P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Abernathy Mgmt For For
Richard H. Fearon Mgmt For For
Gregory J. Goff Mgmt For For
William R. Jellison Mgmt For For
Sandra Beach Lin Mgmt For For
Kim Ann Mink Mgmt For For
Robert M. Patterson Mgmt For For
Kerry J. Preete Mgmt For For
Patricia Verduin Mgmt For For
William A. Wulfsohn Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Approval of the PolyOne Corporation 2020 Mgmt For For
Equity and Incentive Compensation Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 935163268
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Victoria M. Holt Mgmt For For
1B. Election of Director: Archie C. Black Mgmt For For
1C. Election of Director: Sujeet Chand Mgmt For For
1D. Election of Director: Moonhie Chin Mgmt For For
1E. Election of Director: Rainer Gawlick Mgmt For For
1F. Election of Director: John B. Goodman Mgmt For For
1G. Election of Director: Donald G. Krantz Mgmt For For
1H. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval of frequency of future Mgmt 1 Year For
say-on-pay votes.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935116536
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 12-Feb-2020
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
RENISHAW PLC Agenda Number: 711514629
--------------------------------------------------------------------------------------------------------------------------
Security: G75006117
Meeting Type: AGM
Meeting Date: 24-Oct-2019
Ticker: RSW LN
ISIN: GB0007323586
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORTS OF THE DIRECTORS AND Mgmt For For
AUDITORS AND THE FINANCIAL STATEMENTS FOR
THE YEAR ENDED 30 JUNE 2019
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
REMUNERATION POLICY) FOR THE YEAR ENDED 30
JUNE 2019
3 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 30 JUNE 2019
4 TO RE-ELECT SIR DAVID MCMURTRY AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT JOHN DEER AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT WILL LEE AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT ALLEN ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT CAROL CHESNEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT CATHERINE GLICKMAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-ELECT SIR DAVID GRANT AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT JOHN JEANS AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
13 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITORS
14 TO GRANT TO THE COMPANY AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES UNDER SECTION 701
OF THE COMPANIES ACT 2006
--------------------------------------------------------------------------------------------------------------------------
SANDVIK AB Agenda Number: 712406241
--------------------------------------------------------------------------------------------------------------------------
Security: W74857165
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker: SAND SS
ISIN: SE0000667891
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 300994 DUE TO CHANGE IN TEXT OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY SVEN UNGER
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
5 APPROVAL OF THE AGENDA Non-Voting
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND
AUDITOR'S REPORT FOR THE GROUP
8 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
PROFIT AND LOSS ACCOUNT, BALANCE SHEET,
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET
9 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND THE
PRESIDENT FOR THE PERIOD TO WHICH THE
ACCOUNTS RELATE
10 RESOLUTION IN RESPECT OF ALLOCATION OF THE Mgmt For
COMPANY'S RESULT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON
RECORD DAY: THE ANNUAL GENERAL MEETING ON
28 APRIL RESOLVE THAT NO DIVIDEND WILL BE
PAID
CMMT PLEASE NOTE THAT RESOLUTION 11 TO 16 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSAL. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS:
EIGHT BOARD MEMBERS WITH NO DEPUTIES AND A
REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITOR
12 DETERMINATION OF FEES TO THE BOARD OF Mgmt For
DIRECTORS AND AUDITOR
13.1 ELECTION OF BOARD MEMBER: STEFAN WIDING Mgmt For
(NEW)
13.2 ELECTION OF BOARD MEMBER: KAI WARN (NEW) Mgmt For
13.3 ELECTION OF BOARD MEMBER: JENNIFER ALLERTON Mgmt For
(RE-ELECTION)
13.4 ELECTION OF BOARD MEMBER: CLAES BOUSTEDT Mgmt For
(RE-ELECTION)
13.5 ELECTION OF BOARD MEMBER: MARIKA Mgmt For
FREDRIKSSON (RE-ELECTION)
13.6 ELECTION OF BOARD MEMBER: JOHAN KARLSTROM Mgmt For
(RE-ELECTION)
13.7 ELECTION OF BOARD MEMBER: JOHAN MOLIN Mgmt For
(RE-ELECTION)
13.8 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For
(RE-ELECTION)
14 ELECTION OF CHAIRMAN OF THE BOARD: Mgmt For
RE-ELECTION OF JOHAN MOLIN AS CHAIRMAN OF
THE BOARD OF DIRECTORS
15 ELECTION OF AUDITOR: PURSUANT TO THE Mgmt For
RECOMMENDATION OF THE AUDIT COMMITTEE,
RE-ELECTION OF PRICEWATERHOUSECOOPERS AB AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
2021 ANNUAL GENERAL MEETING
16 RESOLUTION ON INSTRUCTION FOR THE Mgmt For
NOMINATION COMMITTEE
17 RESOLUTION ON GUIDELINES FOR THE Mgmt For For
REMUNERATION OF SENIOR EXECUTIVES
18 RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt For For
(LTI 2020)
19 AUTHORIZATION ON ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES
20 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SGL CARBON SE Agenda Number: 712604861
--------------------------------------------------------------------------------------------------------------------------
Security: D6949M108
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker: SGL GY
ISIN: DE0007235301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2019 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289A AND 315A OF THE
GERMAN COMMERCIAL CODE
2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt Against Against
MDS
3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
4 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: KPMG AG, BERLIN
5.1 ELECTION TO THE SUPERVISORY BOARD: SUSANNE Mgmt Against Against
KLATTEN
5.2 ELECTION TO THE SUPERVISORY BOARD: GEORG Mgmt For For
DENOKE
5.3 ELECTION TO THE SUPERVISORY BOARD: EDWIN Mgmt For For
EICHLER
6 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED. FURTHER DETAILS CAN BE FOUND ON
THE COMPANY'S WEBSITE
7 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD THE REMUNERATION FOR THE
MEMBERS OF THE SUPERVISORY BOARD PURSUANT
SECTION 12 OF THE ARTICLES OF ASSOCIATION
SHALL BE APPROVED
8 AMENDMENT TO SECTION 15(2) OF THE ARTICLES Mgmt For For
OF ASSOCIATION SECTION 15(2): PROOF OF
SHARE OWNERSHIP ISSUED IN TEXT FORM BY THE
LAST INTERMEDIARY IN ACCORDANCE WITH
SECTION 67C(3) OF THE GERMAN STOCK
CORPORATION ACT SHALL BE SUFFICIENT AS
EVIDENCE. THIS PROOF MUST REFER TO THE
BEGINNING OF THE 21ST DAY PRIOR TO THE
SHAREHOLDERS. MEETING AND MUST BE RECEIVED
BY THE COMPANY NO LATER THAN THE LAST DAY
OF THE REGISTRATION PERIOD PURSUANT TO
SECTION 15(1) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 711883517
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 05-Feb-2020
Ticker: SIE GY
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
21.01.2020. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2018/2019
FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE CORPORATE GOVERNANCE REPORT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 5,384,000,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.90 PER DIVIDEND-ENTITLED
NO-PAR SHARE EUR 2,069,000,000 SHALL BE
ALLOCATED TO THE REVENUE RESERVES EUR
139,318,058.10 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: FEBRUARY 6, 2020 PAYABLE
DATE: FEBRUARY 10, 2020
3.A RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: J. KAESER
3.B RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: R. BUSCH
3.C RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: L. DAVIS
3.D RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: K. HELMRICH
3.E RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: J. KUGEL
3.F RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: C. NEIKE
3.G RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: M. SEN
3.H RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: R. P. THOMAS
4.A RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: J. H. SNABE
4.B RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. STEINBORN
4.C RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: W. WENNING
4.D RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: W. BRANDT
4.E RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. DIEKMANN
4.F RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: A. FEHRMANN
4.G RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: R. HAHN
4.H RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. HALLER
4.I RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: R. KENSBOCK
4.J RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: H. KERN
4.K RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: J. KERNER
4.L RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. LEIBINGER-KAMMUELLER
4.M RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. POTIER
4.N RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: H. REIMER
4.O RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. REITHOFER
4.P RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: D. N. SHAFIK
4.Q RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. VON SIEMENS
4.R RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. SIGMUND
4.S RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: D. SIMON
4.T RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. ZACHERT
4.U RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: G. ZUKUNFT
5 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2019/2020
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS: THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED. FURTHER DETAILS CAN BE FOUND ON
THE COMPANY'S WEBSITE
7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES: THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT
OF ITS SHARE CAPITAL, AT PRICES NEITHER
MORE THAN 10 PERCENT ABOVE, NOR MORE THAN
20 PERCENT BELOW, THE MARKET PRICE OF THE
SHARES, ON OR BEFORE FEBRUARY 4, 2025. THE
BOARD OF MDS SHALL BE AUTHORIZED TO USE THE
SHARES FOR ALL LEGALLY PERMISSIBLE
PURPOSES, ESPECIALLY TO SELL THE SHARES ON
THE STOCK EXCHANGE OR OFFER THEM TO ALL
SHAREHOLDERS, TO RETIRE THE SHARES, TO
ISSUE THE SHARES TO EMPLOYEES AND
EXECUTIVES OF THE COMPANY AND ITS
AFFILIATES, TO USE THE SHARES FOR MERGERS
AND ACQUISITIONS, TO SELL THE SHARES AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, AND TO USE THE SHARES FOR SATISFYING
CONVERSION AND/OR OPTION RIGHTS
8 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES USING DERIVATIVES: IN CONNECTION
WITH ITEM 7, THE COMPANY MAY ALSO ACQUIRE
OWN SHARES USING CALL AND PUT OPTIONS
9 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE
CREATION OF A CONTINGENT CAPITAL 2020, THE
REVOCATION OF THE CONTINGENT CAPITAL 2010
AND 2015, AND THE CORRESPONDING AMENDMENT
TO THE ARTICLES OF ASSOCIATION. THE BOARD
OF MDS SHALL BE AUTHORIZED TO ISSUE
CONVERTIBLE BONDS AND/OR WARRANT BONDS
(COLLECTIVELY REFERRED TO IN THE FOLLOWING
AS 'BONDS') OF UP TO EUR 15,000,000,000,
CONFERRING CONVERSION AND/OR OPTION RIGHTS
FOR SHARES OF THE COMPANY, ON OR BEFORE
FEBRUARY 4, 2025. SHAREHOLDERS SHALL BE
GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN
THE FOLLOWING CASES: - BONDS HAVE BEEN
ISSUED AGAINST CONTRIBUTIONS IN CASH AT A
PRICE NOT MATERIALLY BELOW THEIR
THEORETICAL MARKET VALUE AND CONFER
CONVERSION AND/OR OPTION RIGHTS FOR SHARES
OF THE COMPANY OF UP TO 10 PERCENT OF THE
SHARE CAPITAL, - BONDS HAVE BEEN ISSUED
AGAINST CONTRIBUTIONS IN KIND FOR
ACQUISITION PURPOSES, - RESIDUAL AMOUNTS
HAVE BEEN EXCLUDED FROM SUBSCRIPTION
RIGHTS, HOLDERS OF CONVERSION AND/OR OPTION
RIGHTS HAVE BEEN GRANTED SUBSCRIPTION
RIGHTS. THE EXISTING CONTINGENT CAPITAL
2010 SHALL BE REVOKED. THE EXISTING
CONTINGENT CAPITAL 2015 SHALL BE REVOKED.
THE COMPANY'S SHARE CAPITAL SHALL BE
INCREASED ACCORDINGLY BY UP TO EUR
180,000,000 THROUGH THE ISSUE OF UP TO
60,000,000 REGISTERED NO-PAR SHARES,
INSOFAR AS CONVERSION AND/OR OPTION RIGHTS
ARE EXERCISED (CONTINGENT CAPITAL 2020)
10 RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT TRANSFER AGREEMENT: THE CONTROL AND
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S WHOLLY OWNED SUBSIDIARY SIEMENS
MOBILITY GMBH, EFFECTIVE UPON ITS ENTRY
INTO THE COMMERCIAL REGISTER, SHALL BE
APPROVED
--------------------------------------------------------------------------------------------------------------------------
SLM SOLUTIONS GROUP AG Agenda Number: 712617983
--------------------------------------------------------------------------------------------------------------------------
Security: D6T690109
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker: SIE GY
ISIN: DE000A111338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2019 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289A(1) AND 315A(1) OF THE GERMAN
COMMERCIAL CODE WITH THE CORPORATE
GOVERNANCE AND REMUNERATION REPORT
2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
4 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS: KPMG AG,
HAMBURG
5 ELECTION OF NICOLE ENGLISCH TO THE Mgmt For For
SUPERVISORY BOARD
6 RESOLUTION ON THE AMENDMENT AND EXTENSION Mgmt Against Against
OF THE AUTHORIZATION RESOLVED BY THE ANNUAL
GENERAL MEETING ON 22 JUNE 2018 TO ISSUE
CONVERTIBLE BONDS AND/OR WARRANTS WITH THE
OPTION TO EXCLUDE SUBSCRIPTION RIGHTS, THE
AMENDMENT TO THE EXISTING CONTINGENT
CAPITAL 2014/2018 AND ON THE CORRESPONDING
AMENDMENT TO THE ARTICLES OF ASSOCIATION
RESOLUTION ON THE AUTHORIZATION TO ISSUE
CONVERTIBLE BONDS OR STOCK OPTIONS, THE
CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE COMPANY SHALL BE AUTHORIZED
TO ISSUE BONDS OR STOCK OPTIONS CONFERRING
A CONVERSION OR OPTION RIGHT FOR UP TO
8,509,716 NEW BEARER NO-PAR SHARES OF THE
COMPANY, ON OR BEFORE JUNE 15, 2025.
SHAREHOLDERS' STATUTORY SUBSCRIPTION RIGHTS
MAY BE EXCLUDED. THE COMPANY'S SHARE
CAPITAL SHALL BE INCREASED ACCORDINGLY BY
UP TO EUR 9,889,476 THROUGH THE ISSUE OF
9,889,476 BEARER NO-PAR SHARES, INSOFAR AS
CONVERSION OR OPTION RIGHTS ARE EXERCISED
(CONTINGENT CAPITAL 2014/2018//2020)
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935113566
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 31-Dec-2019
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Director: Elchanan Jaglom Mgmt For For
1B. Re-Election of Director: S. Scott Crump Mgmt For For
1C. Re-Election of Director: Victor Leventhal Mgmt For For
1D. Re-Election of Director: John J. McEleney Mgmt For For
1E. Re-Election of Director: Dov Ofer Mgmt For For
1F. Re-Election of Director: Ziva Patir Mgmt For For
1G. Re-Election of Director: David Reis Mgmt For For
1H. Re-Election of Director: Yair Seroussi Mgmt For For
1I. Re-Election of Director: Adina Shorr Mgmt For For
2. Approval of additional performance-based Mgmt For For
grant of 10,000 RSUs and additional
$200,000 cash payment to each of David Reis
(Vice Chairman and Executive Director) and
Dov Ofer (Director) for continuing
additional services on oversight committee
of the Board
3. Approval of $150,000 bonus for S. Scott Mgmt For For
Crump (Chairman of Executive Committee and
CIO) in respect of (i) 2018 year and (ii)
service on oversight committee of the Board
4. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2019 and additional period
until next annual general meeting
--------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG Agenda Number: 712239513
--------------------------------------------------------------------------------------------------------------------------
Security: H8300N119
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker: STMN SW
ISIN: CH0012280076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 BUSINESS YEAR
1.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT FOR THE 2019 BUSINESS YEAR
2 APPROPRIATION OF EARNINGS AND DIVIDEND Mgmt For For
PAYMENT FOR THE 2019 BUSINESS YEAR
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR THE NEXT TERM
5.1 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt For For
EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1
APRIL 2020 TO 31 MARCH 2021
5.2 APPROVAL OF THE LONG-TERM VARIABLE Mgmt For For
COMPENSATION OF THE EXECUTIVE MANAGEMENT
FOR THE CURRENT BUSINESS YEAR
5.3 APPROVAL OF THE SHORT-TERM VARIABLE Mgmt For For
COMPENSATION OF THE EXECUTIVE MANAGEMENT
FOR THE 2019 BUSINESS YEAR
6.1 RE-ELECTION OF GILBERT ACHERMANN AS A Mgmt For For
MEMBER AND CHAIRMAN
6.2 RE-ELECTION OF MONIQUE BOURQUIN AS A MEMBER Mgmt For For
TO BOARD OF DIRECTORS
6.3 RE-ELECTION OF DR SEBASTIAN BURCKHARDT AS A Mgmt For For
MEMBER TO BOARD OF DIRECTORS
6.4 RE-ELECTION OF JUAN-JOSE GONZALEZ AS A Mgmt For For
MEMBER TO BOARD OF DIRECTORS
6.5 RE-ELECTION OF DR BEAT LUETHI AS A MEMBER Mgmt For For
TO BOARD OF DIRECTORS
6.6 RE-ELECTION OF DR H.C. THOMAS STRAUMANN AS Mgmt Against Against
A MEMBER TO BOARD OF DIRECTORS
6.7 RE-ELECTION OF REGULA WALLIMANN AS A MEMBER Mgmt For For
TO BOARD OF DIRECTORS
6.8 ELECTION OF MARCO GADOLA AS A MEMBER TO Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF MONIQUE BOURQUIN AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.2 ELECTION OF DR BEAT LUETHI AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 ELECTION OF REGULA WALLIMANN AS A MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 ELECTION OF NEOVIUS AG, BASEL, AS THE Mgmt For For
INDEPENDENT VOTING REPRESENTATIVE
9 ELECTION OF ERNST AND YOUNG AG, BASEL, AS Mgmt For For
THE AUDITOR
CMMT 09 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 5.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt Against For
the Board of Directors.
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THE EXONE COMPANY Agenda Number: 935160894
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Security: 302104104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: XONE
ISIN: US3021041047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Kent Rockwell Mgmt For For
1B. Election of Director: John F. Hartner Mgmt For For
1C. Election of Director: John Irvin Mgmt For For
1D. Election of Director: Gregory F. Pashke Mgmt For For
1E. Election of Director: Lloyd A. Semple Mgmt For For
1F. Election of Director: William F. Strome Mgmt For For
1G. Election of Director: Roger W. Thiltgen Mgmt For For
1H. Election of Director: Bonnie K. Wachtel Mgmt For For
2. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Approval of amendment to Certificate of Mgmt For For
Incorporation to provide for stockholder
removal of directors with or without cause.
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to named executive
officers in 2019.
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TORAY INDUSTRIES,INC. Agenda Number: 712759642
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Security: J89494116
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker: 3402 JP
ISIN: JP3621000003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nikkaku, Akihiro Mgmt Against Against
2.2 Appoint a Director Abe, Koichi Mgmt Against Against
2.3 Appoint a Director Deguchi, Yukichi Mgmt Against Against
2.4 Appoint a Director Oya, Mitsuo Mgmt Against Against
2.5 Appoint a Director Adachi, Kazuyuki Mgmt Against Against
2.6 Appoint a Director Hagiwara, Satoru Mgmt Against Against
2.7 Appoint a Director Yoshinaga, Minoru Mgmt Against Against
2.8 Appoint a Director Okamoto, Masahiko Mgmt Against Against
2.9 Appoint a Director Ito, Kunio Mgmt For For
2.10 Appoint a Director Noyori, Ryoji Mgmt For For
2.11 Appoint a Director Kaminaga, Susumu Mgmt For For
2.12 Appoint a Director Futagawa, Kazuo Mgmt Against Against
3 Appoint a Corporate Auditor Fukasawa, Toru Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establish the Articles
Related to Management of the Company's
Listed Subsidiaries)
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TRIMBLE INC. Agenda Number: 935180860
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TRMB
ISIN: US8962391004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
B?rje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Merit E. Janow Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Ronald S. Nersesian Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending January 1, 2021.
4. To approve an amendment to the 2002 Stock Mgmt For For
Plan to increase by 18,000,000 the number
of shares of Common Stock available for the
grant of options and awards.
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ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935205422
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Security: 90385V107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: UCTT
ISIN: US90385V1070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt For For
1D. Election of Director: Emily M. Liggett Mgmt For For
1E. Election of Director: Thomas T. Edman Mgmt For For
1F. Election of Director: Barbara V. Scherer Mgmt For For
1G. Election of Director: Ernest E. Maddock Mgmt For For
1H. Election of Director: Jacqueline A. Seto Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2020.
3. Approval, by an advisory vote, of the Mgmt For For
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2019 as disclosed in our proxy statement
for the 2020 Annual Meeting of
Stockholders.
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UNITED PARCEL SERVICE, INC. Agenda Number: 935156732
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Security: 911312106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting: David P. Abney
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting: Michael J. Burns
1D. Election of Director to serve until the Mgmt For For
2021 annual meeting: William R. Johnson
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting: Ann M. Livermore
1F. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rudy H.P. Markham
1G. Election of Director to serve until the Mgmt For For
2021 annual meeting: Franck J. Moison
1H. Election of Director to serve until the Mgmt For For
2021 annual meeting: Clark T. Randt, Jr.
1I. Election of Director to serve until the Mgmt For For
2021 annual meeting: Christiana Smith Shi
1J. Election of Director to serve until the Mgmt For For
2021 annual meeting: John T. Stankey
1K. Election of Director to serve until the Mgmt For For
2021 annual meeting: Carol B. Tom?
1L. Election of Director to serve until the Mgmt For For
2021 annual meeting: Kevin M. Warsh
2. Approve on an advisory basis a resolution Mgmt For For
on executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2020.
4. To prepare an annual report on lobbying Shr Against For
activities.
5. To reduce the voting power of class A stock Shr For Against
from 10 votes per share to one vote per
share.
6. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
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XEROX HOLDINGS CORPORATION Agenda Number: 935171885
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Security: 98421M106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: XRX
ISIN: US98421M1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Keith Cozza Mgmt For For
1.2 Election of Director: Jonathan Christodoro Mgmt For For
1.3 Election of Director: Joseph J. Echevarria Mgmt For For
1.4 Election of Director: Nicholas Graziano Mgmt For For
1.5 Election of Director: Cheryl Gordon Mgmt For For
Krongard
1.6 Election of Director: Scott Letier Mgmt For For
1.7 Election of Director: Giovanni ("John") Mgmt For For
Visentin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
3. Approval, on an advisory basis, of the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approval of the Company's Performance Mgmt For For
Incentive Plan.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant ARK ETF Trust
By (Signature and Title)* /s/ Catherine D. Wood
Catherine D. Wood, Chief Executive Officer and Chief Investment Officer
(principal executive officer)
Date August 21, 2020
*Print the name and title of each signing officer under his or her signature.