0001861556-21-000001.txt : 20210518 0001861556-21-000001.hdr.sgml : 20210518 20210518213248 ACCESSION NUMBER: 0001861556-21-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolf Lisa G CENTRAL INDEX KEY: 0001861556 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 21938246 MAIL ADDRESS: STREET 1: 10900 STONELAKE BLVD., SUITE 100 STREET 2: OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2021-05-14 0 0001579910 Resonant Inc RESN 0001861556 Wolf Lisa G 10900 STONELAKE BLVD., SUITE 100 OFFICE 02-130 AUSTIN TX 78759 0 1 0 0 Chief Accounting Officer Common Stock 151667 D Common Stock 40 I By Ms. Wolf's daughter Restricted Stock Units 0 Common Stock 13862 D Restricted Stock Units 0 Common Stock 31181 D Restricted Stock Units 0 Common Stock 39438 D Restricted Stock Units 0 Common Stock 37500 D Stock Options (Right to Buy) 7.2 2024-06-30 Common Stock 5000 D Stock Options (Right to Buy) 5.07 2026-08-08 Common Stock 25000 D Stock Options (Right to Buy) 4.36 2027-02-02 Common Stock 15319 D Stock Options (Right to Buy) 4.51 2027-08-07 Common Stock 6688 D Stock Options (Right to Buy) 4.62 2027-11-06 Common Stock 4808 D The restricted stock units will vest as follows: 6,931 shares on each of December 1, 2021 and December 1, 2022. The restricted stock units will vest as follows: 10,394 shares on each of December 1, 2021 and December 1, 2022, and 10,393 shares on December 1, 2023. The restricted stock units will vest as follows: 9,861 shares on December 1, 2021, and 9,859 shares on each of December 1, 2022, December 1, 2023, and December 1, 2024. The restricted stock units will vest as follows: 12,500 shares on each of December 1, 2021, December 1, 2022, and December 1, 2023. 100% of stock options are fully vested. /s/Lisa G. Wolf 2021-05-18