0001806471-21-000005.txt : 20210517 0001806471-21-000005.hdr.sgml : 20210517 20210517201252 ACCESSION NUMBER: 0001806471-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carberry Marybeth CENTRAL INDEX KEY: 0001806471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 21933344 MAIL ADDRESS: STREET 1: C/O RESONANT INC. 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-05-14 0 0001579910 Resonant Inc RESN 0001806471 Carberry Marybeth C/O RESONANT INC. 10900 STONELAKE BLVD SUITE 100, OFFICE 02-130 AUSTIN TX 78759 0 1 0 0 Exec VP of Business Operations Common Stock 2021-05-14 4 S 0 6513 2.5754 D 83621 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units. This transaction was executed in multiple trades at prices ranging from $2.57 and $2.5801. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/Martin S. McDermut, Attorney-In-Fact 2021-05-17