0001806471-20-000010.txt : 20201203
0001806471-20-000010.hdr.sgml : 20201203
20201203202746
ACCESSION NUMBER: 0001806471-20-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carberry Marybeth
CENTRAL INDEX KEY: 0001806471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 201368324
MAIL ADDRESS:
STREET 1: C/O RESONANT INC. 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-01
0
0001579910
Resonant Inc
RESN
0001806471
Carberry Marybeth
C/O RESONANT INC. 10900 STONELAKE BLVD
SUITE 100, OFFICE 02-130
AUSTIN
TX
78759
0
1
0
0
Exec VP of Business Operations
Common Stock
2020-12-01
4
M
0
21250
A
78645
D
Common Stock
2020-12-01
4
M
0
4381
A
83026
D
Common Stock
2020-12-01
4
M
0
10412
A
93438
D
Common Stock
2020-12-01
4
M
0
8750
A
102188
D
Common Stock
2020-12-02
4
S
0
25311
2.1858
D
76877
D
Restricted Stock Units
2020-12-01
4
M
0
21250
0
D
Common Stock
21250
21250
D
Restricted Stock Units
2020-12-01
4
M
0
4381
0
D
Common Stock
4381
8761
D
Restricted Stock Units
2020-12-01
4
M
0
10412
0
D
Common Stock
10412
31235
D
Restricted Stock Units
2020-12-01
4
M
0
8750
0
D
Common Stock
8750
26250
D
Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
This transaction was executed in multiple trades at prices ranging from $2.18 to $2.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
21,250 restricted stock units vested on December 1, 2020 and an installment of 21,250 restricted stock units will vest on December 1, 2021.
4,381 restricted stock units vested on December 1, 2020, an installment of 4,381 restricted stock units will vest on December 1, 2021, and an installment of 4,380 restricted stock units will vest on December 1, 2022.
10,412 restricted stock units vested on December 1, 2020, and installments of 10,412 restricted stock units will vest on each of December 1, 2021, December 1, 2022, and December 1, 2023.
8,750 restricted stock units vested on December 1, 2020, and installments of 8,750 restricted stock units will vest on each of December 1, 2021, December 1, 2022, and December 1, 2023.
/s/Martin S. McDermut, Attorney-In-Fact
2020-12-03