0001708216-20-000001.txt : 20200610 0001708216-20-000001.hdr.sgml : 20200610 20200610215149 ACCESSION NUMBER: 0001708216-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200608 FILED AS OF DATE: 20200610 DATE AS OF CHANGE: 20200610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobs Joshua CENTRAL INDEX KEY: 0001708216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 20956092 MAIL ADDRESS: STREET 1: 9917 LA TUNA CANYON ROAD CITY: SUN VALLEY STATE: CA ZIP: 91352 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-08 0 0001579910 Resonant Inc RESN 0001708216 Jacobs Joshua C/O RESONANT INC. 175 CREMONA DRIVE, SUITE 200 GOLETA CA 93117 1 0 0 0 Common Stock 2020-06-08 4 M 0 12000 A 27500 D Common Stock 2020-06-08 4 M 0 13736 A 41236 D Restricted Stock Units 2020-06-08 4 M 0 12000 0 D Common Stock 12000 0 D Restricted Stock Units 2020-06-08 4 M 0 13736 0 D Common Stock 13736 13736 D Restricted Stock Units 2020-06-09 4 A 0 25423 0 A Common Stock 25423 25423 D Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. 50% of the shares vested on June 10, 2019, and 50% of the shares vested on June 8, 2020. 50% of the shares vested on June 8, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021. 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 9, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022. /s/Martin S. McDermut, Attorney-In-Fact 2020-06-10