0001607240-21-000009.txt : 20211203
0001607240-21-000009.hdr.sgml : 20211203
20211203214321
ACCESSION NUMBER: 0001607240-21-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fenzi Neal
CENTRAL INDEX KEY: 0001607240
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 211471791
MAIL ADDRESS:
STREET 1: C/O RESONANT INC.10900 STONELAKE BLVD.,
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-12-01
0
0001579910
Resonant Inc
RESN
0001607240
Fenzi Neal
C/O RESONANT INC.10900 STONELAKE BLVD.,
SUITE 100, OFFICE 02-130
AUSTIN
TX
78759
0
1
0
0
Chief Technology Officer
Common Stock
2021-12-01
4
M
0
8653
A
567389
D
Common Stock
2021-12-01
4
M
0
6057
A
573446
D
Common Stock
2021-12-01
4
M
0
9430
A
582876
D
Common Stock
2021-12-01
4
M
0
10638
A
593514
D
Common Stock
2021-12-01
4
M
0
6250
A
599764
D
Common Stock
2021-12-02
4
S
0
9025
1.8982
D
590739
D
Common Stock
2021-12-03
4
S
0
5970
1.748
D
584769
D
Restricted Stock Units
2021-12-01
4
M
0
8653
0
D
Common Stock
8653
0
D
Restricted Stock Units
2021-12-01
4
M
0
6057
0
D
Common Stock
6057
6057
D
Restricted Stock Units
2021-12-01
4
M
0
9430
0
D
Common Stock
9430
18860
D
Restricted Stock Units
2021-12-01
4
M
0
10638
0
D
Common Stock
10638
31914
D
Restricted Stock Units
2021-12-01
4
M
0
6250
0
D
Common Stock
6250
12500
D
Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
8,654 restricted stock units vested on December 1, 2018 and 8,653 restricted stock units vested on each of December 2, 2019, December 1, 2020, and December 1, 2021.
6,058 restricted stock units vested on December 2, 2019, 6,057 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 6,057 restricted stock units will vest on December 1, 2022.
(9,430 restricted stock units vested on December 1, 2020 and December 1, 2021, and installments of 9,430 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
10,638 restricted stock units vested on December 1, 2021, and installments of 10,638 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
6,250 restricted stock units vested on December 1, 2021, and installments of 6,250 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
/a/Martin S. McDermut, Attorney-In-Fact
2021-12-03