EX-99.(H)(XI) 5 tm2428846d4_ex99-xhxxi.htm EXHIBIT 99.(H)(XI)

 

Exhibit 99.(h)(xi)

 

 

 

January 24, 2025

 

State Street Bank and Trust Company

1 Iron Street

Boston, MA 02210

Attention: Scott Shirrell, Managing Director

 

Re:  Calamos ETF Trust (the “Trust”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Trust is incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended, and has established those new series of shares identified under its name on Exhibit A hereto (each, a “Portfolio”).

 

In accordance with Section 12, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of March 21, 2014, as amended, modified, or supplemented from time to time (the “Agreement”), by and among the Trust and State Street Bank and Trust Company (“State Street”), the undersigned Trust, on behalf of its Portfolios, hereby requests that State Street act as Transfer Agent for its Portfolio under the terms of the Agreement, and that Schedule A to the Agreement is hereby amended and restated as set forth on Exhibit B attached hereto. In connection with such request, the undersigned Trust hereby confirms, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.

 

Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Trust.

 

Sincerely,

 

Calamos ETF trust

on behalf of:

Calamos S&P 500 Structured Alt Protection ETF - January

Calamos S&P 500 Structured Alt Protection ETF - February

Calamos S&P 500 Structured Alt Protection ETF - March

Calamos Russell 2000 Structured Alt Protection ETF – April

Calamos Bitcoin Structured Alt Protection ETF – January

Calamos Bitcoin 90 Series Structured Alt Protection ETF – January

Calamos Bitcoin 80 Series Structured Alt Protection ETF – January

Calamos Bitcoin Structured Alt Protection ETF – January Sub 1

Calamos Bitcoin 90 Series Structured Alt Protection ETF – January Sub 1

Calamos Bitcoin 80 Series Structured Alt Protection ETF – January Sub 1

 

By: /s/ Stephen M. Atkins  
Name: Stephen Atkins  
Title: Treasurer, Duly Authorized  

 

Information Classification: Limited Access

 

 

 

 

Agreed and Accepted:

 

STATE STREET BANK AND TRUST COMPANY

 

By: /s/ Scott Shirrell  
Name: Scott Shirrell  
Title: Managing Director, Duly Authorized  
Effective Date: January 24, 2025  

 

Information Classification: Limited Access

 

 

 

 

EXHIBIT A

 

Calamos ETF Trust

 

Calamos S&P 500 Structured Alt Protection ETF - January

Calamos S&P 500 Structured Alt Protection ETF - February

Calamos S&P 500 Structured Alt Protection ETF - March

Calamos Russell 2000 Structured Alt Protection ETF – April

Calamos Bitcoin Structured Alt Protection ETF – January

Calamos Bitcoin 90 Series Structured Alt Protection ETF – January

Calamos Bitcoin 80 Series Structured Alt Protection ETF – January

Calamos Bitcoin Structured Alt Protection ETF – January Sub 1

Calamos Bitcoin 90 Series Structured Alt Protection ETF – January Sub 1

Calamos Bitcoin 80 Series Structured Alt Protection ETF – January Sub 1

 

Information Classification: Limited Access

 

 

 

 

EXHIBIT B

 

Schedule A

 

List of Portfolios

 

Calamos Antetokounmpo Global Sustainable Equities ETF

Calamos Convertible Equity Alternative ETF

Calamos CEF Income & Arbitrage ETF

Calamos Alternative Nasdaq & Bond ETF

Calamos S&P 500 Structured Alt Protection ETF – May

Calamos S&P 500 Structured Alt Protection ETF – July

Calamos S&P 500 Structured Alt Protection ETF – August

Calamos Nasdaq-100 Structured Alt Protection ETF – June

Calamos Russell 2000 Structured Alt Protection ETF – July

Calamos Nasdaq-100 Structured Alt Protection ETF – September

Calamos S&P 500 Structured Alt Protection ETF – September

Calamos Laddered S&P 500 Structured Alt Protection ETF

Calamos S&P 500 Structured Alt Protection ETF – October

Calamos Russell 2000 Structured Alt Protection ETF – October

Calamos Nasdaq 100 Structured Alt Protection ETF – December

Calamos S&P 500 Structured Alt Protection ETF - November

Calamos Nasdaq 100 Structured Alt Protection – March

Calamos Russell 2000 Structured Alt Protection ETF – January

Calamos S&P 500 Structured Alt Protection ETF - December

Calamos S&P 500 Structured Alt Protection ETF - April

Calamos S&P 500 Structured Alt Protection ETF – June

Calamos S&P 500 Structured Alt Protection ETF - January

Calamos S&P 500 Structured Alt Protection ETF - February

Calamos S&P 500 Structured Alt Protection ETF - March

Calamos Russell 2000 Structured Alt Protection ETF – April

Calamos Bitcoin Structured Alt Protection ETF – January

Calamos Bitcoin 90 Series Structured Alt Protection ETF – January

Calamos Bitcoin 80 Series Structured Alt Protection ETF – January

Calamos Bitcoin Structured Alt Protection ETF – January Sub 1

Calamos Bitcoin 90 Series Structured Alt Protection ETF – January Sub 1

Calamos Bitcoin 80 Series Structured Alt Protection ETF – January Sub 1

 

Information Classification: Limited Access