The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 10,906 | 224,400 | SH | SOLE | 224,400 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 330 | 6,800 | SH | DFND | 1 | 0 | 6,800 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 231 | 18,860 | SH | DFND | 1 | 0 | 18,860 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 7,623 | 622,310 | SH | SOLE | 622,310 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 959 | 1,300 | SH | DFND | 1 | 0 | 1,300 | 0 | |
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 31,210 | 42,300 | SH | SOLE | 42,300 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 348 | 1,700 | SH | DFND | 1 | 0 | 1,700 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 11,969 | 58,400 | SH | SOLE | 58,400 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 722 | 3,800 | SH | DFND | 1 | 0 | 3,800 | 0 | |
ANTHEM INC | COM | 036752103 | 23,336 | 122,900 | SH | SOLE | 122,900 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 280 | 3,400 | SH | DFND | 1 | 0 | 3,400 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 8,982 | 109,000 | SH | SOLE | 109,000 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 4,802 | 325,577 | SH | SOLE | 325,577 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 146 | 9,868 | SH | DFND | 1 | 0 | 9,868 | 0 | |
CORIUM INTL INC | COM | 21887L107 | 145 | 13,058 | SH | DFND | 1 | 0 | 13,058 | 0 | |
CORIUM INTL INC | COM | 21887L107 | 4,788 | 432,108 | SH | SOLE | 432,108 | 0 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 118 | 26,500 | SH | DFND | 1 | 0 | 26,500 | 0 | |
ENDOLOGIX INC | COM | 29266S106 | 3,903 | 875,041 | SH | SOLE | 875,041 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 798 | 19,400 | SH | Put | DFND | 1 | 0 | 19,400 | 0 |
EXACT SCIENCES CORP | COM | 30063P105 | 26,259 | 638,600 | SH | Put | SOLE | 638,600 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 209 | 3,300 | SH | DFND | 1 | 0 | 3,300 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 6,687 | 105,601 | SH | SOLE | 105,601 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 76 | 13,627 | SH | DFND | 1 | 0 | 13,627 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 2,496 | 449,670 | SH | SOLE | 449,670 | 0 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 288 | 9,700 | SH | DFND | 1 | 0 | 9,700 | 0 | |
GLOBUS MED INC | CL A | 379577208 | 9,501 | 319,700 | SH | SOLE | 319,700 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 1,983 | 114,150 | SH | DFND | 1 | 0 | 114,150 | 0 | |
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 64,548 | 3,716,040 | SH | SOLE | 3,716,040 | 0 | 0 | ||
HEALTHSOUTH CORP | COM NEW | 421924309 | 20,677 | 446,100 | SH | SOLE | 446,100 | 0 | 0 | ||
HEALTHSOUTH CORP | COM NEW | 421924309 | 626 | 13,500 | SH | DFND | 1 | 0 | 13,500 | 0 | |
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 41 | 23,000 | SH | DFND | 1 | 0 | 23,000 | 0 | |
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 1,351 | 758,922 | SH | SOLE | 758,922 | 0 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 218 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 7,231 | 231,700 | SH | SOLE | 231,700 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 237 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 7,759 | 492,000 | SH | SOLE | 492,000 | 0 | 0 | ||
MEDNAX INC | COM | 58502B106 | 194 | 4,500 | SH | DFND | 1 | 0 | 4,500 | 0 | |
MEDNAX INC | COM | 58502B106 | 6,403 | 148,500 | SH | SOLE | 148,500 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 280 | 3,600 | SH | DFND | 1 | 0 | 3,600 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 9,301 | 119,600 | SH | SOLE | 119,600 | 0 | 0 | ||
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 3,790 | 214,500 | SH | SOLE | 214,500 | 0 | 0 | ||
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 115 | 6,500 | SH | DFND | 1 | 0 | 6,500 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 1,028 | 2,300 | SH | DFND | 1 | 0 | 2,300 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 33,534 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 1,165 | 23,400 | SH | DFND | 1 | 0 | 23,400 | 0 | |
SANOFI | SPONSORED ADR | 80105N105 | 38,542 | 774,086 | SH | SOLE | 774,086 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 59 | 3,800 | SH | DFND | 1 | 0 | 3,800 | 0 | |
SIENTRA INC | COM | 82621J105 | 1,950 | 126,607 | SH | SOLE | 126,607 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 839 | 6,500 | SH | DFND | 1 | 0 | 6,500 | 0 | |
TESARO INC | COM | 881569107 | 27,498 | 213,000 | SH | SOLE | 213,000 | 0 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 301 | 25,400 | SH | DFND | 1 | 0 | 25,400 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 9,931 | 838,100 | SH | SOLE | 838,100 | 0 | 0 | ||
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 181 | 5,300 | SH | DFND | 1 | 0 | 5,300 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 6,054 | 176,800 | SH | SOLE | 176,800 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 6,590 | 59,400 | SH | SOLE | 59,400 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 200 | 1,800 | SH | DFND | 1 | 0 | 1,800 | 0 |