10-12B/A 1 d603516d1012ba.htm AMENDMENT NO. 1 TO FORM 10 Amendment No. 1 to Form 10

As filed with the Securities and Exchange Commission on November 8, 2013

File No. 001-36097

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Amendment No. 1 to

FORM 10

 

 

GENERAL FORM FOR REGISTRATION OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

New Media Investment Group Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   38-3910250

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

1345 Avenue of the Americas,

New York, New York, 10105

212-479-3160

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Cameron D. MacDougall, Esq.

Fortress Investment Group LLC

1345 Avenue of the Americas

New York, New York 10105

212-479-1522

(Name, address, including zip code, and telephone number, including area code, of agent for service)

With copies to:

Duane McLaughlin, Esq.

Cleary Gottlieb Steen & Hamilton LLP

One Liberty Plaza

New York, New York 10006

212-225-2000

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to

be so registered

 

Name of each exchange on which

each class is to be registered

Common Stock, par value $0.01 per share   New York Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   x  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

 

 

 


NEW MEDIA INVESTMENT GROUP INC.

INFORMATION REQUIRED IN REGISTRATION STATEMENT

CROSS-REFERENCE SHEET BETWEEN INFORMATION STATEMENT AND ITEMS OF FORM 10

Certain information required to be included in this Form 10 is incorporated by reference to specifically-identified portions of the body of the information statement filed herewith as Exhibit 99.1. None of the information contained in the information statement shall be incorporated by reference herein or deemed to be a part hereof unless such information is specifically incorporated by reference.

 

Item 1. Business.

The information required by this item is contained under the sections of the information statement entitled “Summary,” “Risk Factors,” “Cautionary Note Regarding Forward Looking Information,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations,” “Business,” “Certain Relationships and Transactions with Related Persons, Affiliates and Affiliated Entities” and “Where You Can Find More Information.” Those sections are incorporated herein by reference.

 

Item 1A. Risk Factors.

The information required by this item is contained under the sections of the information statement entitled “Risk Factors” and “Cautionary Note Regarding Forward Looking Information.” Those section are incorporated herein by reference.

 

Item 2. Financial Information.

The information required by this item is contained under the sections of the information statement entitled “Summary—Summary Historical Consolidated and Pro Forma Financial Data,” “Selected Historical Consolidated Financial Data,” “Unaudited Pro Forma Condensed Combined Financial Information” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Those sections are incorporated herein by reference.

 

Item 3. Properties.

The information required by this item is contained under the sections of the information statement entitled “Business—Properties.” That section is incorporated herein by reference.

 

Item 4. Security Ownership of Certain Beneficial Owners and Management.

The information required by this item is contained under the section of the information statement entitled “Security Ownership of Certain Beneficial Owners and Management.” That section is incorporated herein by reference.

 

Item 5. Directors and Executive Officers.

The information required by this item is contained under the sections of the information statement entitled “Management” and “Our Manager and Management Agreement.” Those sections are incorporated herein by reference.

 

Item 6. Executive Compensation.

The information required by this item is contained under the sections of the information statement entitled “Compensation of Directors,” “Executive Compensation” and “Our Manager and Management Agreement.” Those sections are incorporated herein by reference.


Item 7. Certain Relationships and Related Transactions.

The information required by this item is contained under the sections of the information statement entitled “Management,” “Our Manager and Management Agreement” and “Certain Relationships and Transactions with Related Persons, Affiliates and Affiliated Entities.” Those sections are incorporated herein by reference.

 

Item 8. Legal Proceedings.

The information required by this item is contained under the section of the information statement entitled “Business—Legal Proceedings.” That section is incorporated herein by reference.

 

Item 9. Market Price of, and Dividends on, the Registrant’s Common Equity and Related Stockholder Matters.

The information required by this item is contained under the section of the information statement entitled “Questions and Answers About the Spin-Off,” “Market Price Information and Dividends” and “Description of Our Capital Stock.” Those sections are incorporated herein by reference.

 

Item 10. Recent Sales of Unregistered Securities.

Not applicable.

 

Item 11. Description of Registrant’s Securities to be Registered.

The information required by this item is contained under the section of the information statement entitled “The Spin-Off and Restructuring” and “Description of Our Capital Stock.” Those sections are incorporated herein by reference.

 

Item 12. Indemnification of Directors and Officers.

The information required by this item is contained under the section of the information statement entitled “Description of Our Capital Stock—Limitations on Liability and Indemnification of Directors and Officers.” That section is incorporated herein by reference.

 

Item 13. Financial Statements and Supplementary Data.

The information required by this item is contained under the section of the information statement entitled “Index to Financial Statements” (and the financial statements and related notes referenced therein). That section is incorporated herein by reference.

 

Item 14. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure.

Not applicable.

 

Item 15. Financial Statements and Exhibits.

(a) Financial Statements and Financial Statement Schedules

(1) Financial Statements

The information required by this item is contained under the section of the information statement entitled “Index to Financial Statements” (and the financial statements referenced therein). That section is incorporated herein by reference.


(2) Financial Statement Schedules

Schedule II—Valuation and Qualifying Accounts.

GateHouse Media, Inc.

Valuation and Qualifying Accounts

(In Thousands)

 

    Balance at Beginning
of Period
    Charges to
Earnings
    Charges to
Other Accounts
    Deductions     Balance at End
of Period
 

Allowance for doubtful accounts

         

Year ended December 30, 2012

  $ 2,976      $ 2,304     $ —       $ (2,824 )(1)   $ 2,456   

Year ended January 1, 2012

  $ 3,260      $ 3,093     $ —       $ (3,377 )(1)   $ 2,976   

Year ended December 31, 2010

  $ 4,569      $ 3,624     $ —       $ (4,933 )(1)   $ 3,260   

Deferred tax valuation allowance

         

Year ended December 30, 2012

  $ 432,954      $ 11,795     $ (159 )(2)   $ —       $ 444,590   

Year ended January 1, 2012

  $ 430,247      $ 6,551     $ (3,844 )(2)   $ —       $ 432,954   

Year ended December 31, 2010

  $ 419,267      $ 5,617     $ 5,363 (2)   $ —       $ 430,247   

 

(1) Amounts are primarily related to the write off of fully reserved accounts receivable.
(2) Amount is primarily related to the change in derivative value and is recorded in accumulated other comprehensive income (loss).

All other schedules are omitted because the conditions requiring their filing do not exist, or because the required information is provided in the consolidated financial statements, including the notes thereto.

(b) Exhibits

See below.

The following documents are filed as exhibits hereto:

 

Exhibit
No.

 

Description of Exhibit

 

Included
Herewith

 

Incorporated by Reference to GateHouse

            Media,  Inc.’s Filing Herein            

     

Form

 

Exhibit

 

Filing Date

    2.1   Share Purchase Agreement, dated as of January 28, 2007, by and among SureWest Communications, as Seller, SureWest Directories and GateHouse Media, Inc., as Purchaser     8-K   2.1   March 1, 2007
    2.2   Stock and Asset Purchase Agreement, dated as of March 13, 2007, by and between GateHouse Media Illinois Holdings, Inc., as Buyer, and The Copley Press, Inc., as Seller     8-K   2.1   April 11, 2007
    2.3   Amended and Restated Asset Purchase Agreement, dated April 12, 2007, by and among Gannett Satellite Information Network, Inc., Gannett River States Publishing Corporation, Pacific and Southern Company, Inc., Federated Publications, Inc., Media West—GSI, Inc., Media West—GRS, Inc., as Sellers, and GateHouse Media Illinois Holdings, Inc., as Buyer, and GateHouse Media, Inc., as Buyer guarantor     8-K   2.1   May 8, 2007
    2.4   Asset Purchase Agreement, dated April 12, 2007, by and among Gannett Satellite Information Network, Inc.,     8-K   2.2   May 8, 2007


Exhibit
No.

 

Description of Exhibit

 

Included
Herewith

 

Incorporated by Reference to GateHouse

            Media,  Inc.’s Filing Herein            

     

Form

 

Exhibit

 

Filing Date

  Media West—GSI, Inc., as Sellers, GateHouse Media Illinois Holdings, Inc., as Buyer, and GateHouse Media, Inc., as Buyer guarantor        
    2.5   Asset Purchase Agreement, dated June 28, 2007, by and among GateHouse Media, Inc., GateHouse Media West Virginia Holdings, Inc., GateHouse Media Illinois Holdings, Inc., Champion Publishing, Inc. and Champion Industries, Inc.     S-1/A   2.9   July 13, 2007
    2.6   Asset Purchase Agreement, dated October 23, 2007, by and among GateHouse Media Operating, Inc., as Buyer, GateHouse Media, Inc., as Buyer guarantor, Morris Communications Company LLC, Morris Publishing Group, LLC, MPG Allegan Property, LLC, Broadcaster Press, Inc., MPG Holland Property, LLC, The Oak Ridger, LLC, and Yankton Printing Company, as Sellers, and Morris Communications Company, LLC, as Sellers’ guarantor     8-K   2.1   December 3, 2007
    2.7   Stock Purchase Agreement dated as of June 28, 2013 by and among Dow Jones Ventures VII, Inc., Dow Jones Local Media Group, Inc., Newcastle Investment Corp. and Dow Jones & Company, Inc.   X      
    2.8   Debtors’ Joint Prepackaged Chapter 11 Plan   X      
    2.9   Debtors’ Findings of Fact and Conclusions of Law and Order Approving Debtors’ Disclosure Statement For, and Confirming, Debtors’ Joint Prepackaged Chapter 11 Plan   X      
    3.1   Form of Amended and Restated Certificate of Incorporation of New Media Investment Group Inc.   X      
    3.2   Form of Amended and Restated Bylaws of New Media Investment Group Inc.   X      
    4.1   Form of Investor Rights Agreement by and among GateHouse Media, Inc. and FIF III Liberty Holdings LLC     S-1/A   4.2   October 11, 2006
    4.2   Restructuring Support Agreement, dated September 3, 2013, by and among GateHouse Media, Inc. and certain subsidiaries of GateHouse, Newcastle Investment Corp, as Plan Sponsor, each of the Participating Creditors, and Cortland Products Corp., in its capacity as administrative agent under the Credit Agreement     8-K   4.1   September 10, 2013
    4.3   Investment Commitment Letter, dated September 3, 2013, by and among GateHouse Media, Inc. and certain of its subsidiaries that are signatories thereto and Newcastle Investment Corp.     8-K   4.2   September 10, 2013


Exhibit
No.

 

Description of Exhibit

 

Included
Herewith

 

Incorporated by Reference to GateHouse

            Media,  Inc.’s Filing Herein            

     

Form

 

Exhibit

 

Filing Date

    4.4   Credit Amendment, dated as of September 3, 2013, by and among GateHouse Media Holdco, Inc. (“Holdco”), GateHouse Media Operating, Inc., GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc. and ENHE Acquisition, LLC, those subsidiaries of Holdco party hereto as Guarantors and the Required Lenders party hereto     8-K   4.3   September 10, 2013
    4.5   Form of Registration Rights Agreement between New Media Investment Group Inc. and Omega Advisors, Inc.   X      
    4.6   Amendment to Investment Commitment Letter dated October 25, 2013 by and among GateHouse Media, Inc., certain of its subsidiaries and Newcastle Investment Corp.   X      
*10.1   GateHouse Media, Inc. Omnibus Stock Incentive Plan     S-1/A   10.1   October 11, 2006
*10.2   Form of Restricted Share Award Agreement under the GateHouse Media, Inc. Omnibus Stock Incentive Plan (three-year vesting)     10-K   10.2   March 17, 2008
*10.3   Form of Restricted Share Award Agreement under the GateHouse Media, Inc. Omnibus Stock Incentive Plan (April 15, 2008 vesting)     10-K   10.3   March 17, 2008
*10.4   Liberty Group Publishing, Inc. Publisher’s Deferred Compensation Plan     S-1   10.2   July 21, 2006
*10.5   Liberty Group Publishing, Inc. Executive Benefit Plan     S-1   10.3   July 21, 2006
*10.6   Liberty Group Publishing, Inc. Executive Deferral Plan     S-1   10.4   July 21, 2006
*10.7   Employment Agreement, dated as of January 3, 2006, by and among Liberty Group Publishing, Inc., Liberty Group Operating, Inc. and Michael E. Reed     S-1   10.8   July 21, 2006
*10.8   Employment Agreement, dated as of May 1, 2006, by and among GateHouse Media, Inc., GateHouse Media Operating, Inc. and Polly G. Sack     S-1   10.12   July 21, 2006
*10.9   Management Stockholder Agreement, dated as of January 29, 2006, by and between Liberty Group Publishing, Inc., FIF III Liberty Holdings LLC and Michael E. Reed     S-1   10.13   July 21, 2006
*10.10   Management Stockholder Agreement, dated as of May 17, 2006, by and between GateHouse Media, Inc., FIF III Liberty Holdings LLC and Polly G. Sack     S-1   10.19   July 21, 2006
  10.11   Form of Indemnification Agreement to be entered into by New Media Investment Group Inc. with each of its executive officers and directors   X      
  10.12   License Agreement, dated as of February 28, 2007, by and between SureWest Communications and GateHouse Media, Inc.     8-K   10.1   March 1, 2007


Exhibit
No.

 

Description of Exhibit

 

Included
Herewith

 

Incorporated by Reference to GateHouse

            Media,  Inc.’s Filing Herein            

     

Form

 

Exhibit

 

Filing Date

  10.13   Amended and Restated Credit Agreement, dated as of February 27, 2007, among GateHouse Media Holdco, Inc., as Holdco, GateHouse Media Operating, Inc., as the Company, GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc., and ENHE Acquisition, LLC, as Subsidiary Borrowers, the Domestic Subsidiaries of Holdco from time to time Parties thereto, as Guarantors, the Lenders Parties thereto, Goldman Sachs Credit Partners L.P., as Syndication Agent, Morgan Stanley Senior Funding, Inc., and BMO Capital Markets Financing, Inc., as co-documentation Agents and Cortland Products Corp., as successor to Wells Fargo Bank, as Administrative Agent, Wachovia Capital Markets, LLC, as Goldman Sachs Credit Partners, L.P., General Electric Capital Corporation and Morgan Stanley Senior Funding, Inc., as Joint Lead Arrangers and Joint Book Runners     8-K   10.1   March 1, 2007
  10.14   Amended and Restated Security Agreement, dated as of February 28, 2007, among GateHouse Media Holdco, Inc., as Holdco, GateHouse Media Operating, Inc., as the Company, GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc., and ENHE Acquisition, LLC, as Subsidiary Borrowers, the Domestic Subsidiaries of Holdco from time to time Parties thereto, as Guarantors, and Wells Fargo Bank, as Administrative Agent, Wachovia Capital Markets, LLC, as Goldman Sachs Credit Partners, L.P., General Electric Capital Corporation and Morgan Stanley Senior Funding, Inc., as Joint Lead Arrangers and Joint Book Runners     8-K   10.2   March 1, 2007
  10.15   Amended and Restated Pledge Agreement, dated as of February 28, 2007, among GateHouse Media Holdco, Inc., as Holdco, GateHouse Media Operating, Inc., as the Company, GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc., and ENHE Acquisition, LLC, as Subsidiary Borrowers, the Domestic Subsidiaries of Holdco from time to time Parties thereto, as Guarantors, and Wells Fargo Bank, as Administrative Agent, for the several banks and other financial institutions as may from time to time becomes parties to such Credit Agreement     8-K   10.3   March 1, 2007
  10.16   First Amendment to Amended and Restated Credit Agreement, dated as of May 7, 2007, by and among GateHouse Media Holdco, Inc., as Holdco, GateHouse Media Operating, Inc., as the Company, GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc. and ENHE Acquisition, LLC, as Subsidiary Borrowers, the Domestic Subsidiaries of Holdco from time to time Parties thereto, as Guarantors, the Lenders Parties thereto, and Wells Fargo Bank, as Administrative Agent     8-K   99.1   May 11, 2007


Exhibit
No.

 

Description of Exhibit

 

Included
Herewith

 

Incorporated by Reference to GateHouse

            Media,  Inc.’s Filing Herein            

     

Form

 

Exhibit

 

Filing Date

  10.17   Underwriting Agreement, dated July 17, 2007, among GateHouse Media, Inc. and Goldman, Sachs & Co., Wachovia Capital Markets, LLC and Morgan Stanley & Co. Incorporated     8-K   1.1   July 18, 2007
  10.18   Second Amendment to Amended and Restated Credit Agreement, dated as of February 3, 2009, by and among GateHouse Media Holdco, Inc., as Holdco, GateHouse Media Operating, Inc., as the Company, GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc. and ENHE Acquisition, LLC, as Subsidiary Borrowers, the Domestic Subsidiaries of Holdco from time to time Parties thereto, as Guarantors, the Lenders Parties thereto, and Wells Fargo Bank, as Administrative Agent     8-K   99.1   February 5, 2009
*10.19   Offer letter dated December 23, 2008, between GateHouse Media, Inc., and Melinda A. Janik     10-K   10.23   March 13, 2009
*10.20   Employment Agreement dated as of January 9, 2009, by and among GateHouse Media, Inc., GateHouse Media Operating Inc., and Kirk Davis.     8-K   10.1   January 9, 2009
*10.21   Offer letter dated February 4, 2008, between GateHouse Media, Inc., and Mark Maring.     10-Q   10.1   November 7, 2008
*10.22   Form of amendment to Employment Agreement for Michael E. Reed.     10-K   10.22   March 8, 2012
*10.23   Form of amendment to Employment Agreement for Kirk Davis.     10-K   10.23   March 8, 2012
*10.24   Form of Employment Agreement by and among GateHouse Media, Inc., GateHouse Operating, Inc. and Melinda A. Janik.     10-K   10.24   March 8, 2012
*10.25   Form of amendment to Employment Agreement for Polly G. Sack.     10-K   10.25   March 8, 2012
  10.26   Agency Succession and Amendment Agreement, dated as of March 30, 2011 by and among GateHouse Media Holdco, Inc., GateHouse Media Operating, Inc., GateHouse Media Massachusetts I, Inc., GateHouse Media Massachusetts II, Inc., ENHE Acquisition, LLC, each of those domestic subsidiaries of Holdco identified as a “Guarantor” on the signature pages of the Credit Agreement, Wells Fargo Bank, N.A., successor-by-merger to Wachovia Bank, National Association, as the resigning Administrative Agent, and the Successor Agent     8-K   99.1   April 7, 2011
  10.27†   Form of Warrant Agreement        
  10.28#   Form of Management Agreement between New Media Investment Group Inc. and FIG LLC        


Exhibit
No.

 

Description of Exhibit

 

Included
Herewith

 

Incorporated by Reference to GateHouse

            Media,  Inc.’s Filing Herein            

     

Form

 

Exhibit

 

Filing Date

  10.29†   Form of Contribution Agreement between Newcastle Investment Corp. and New Media Investment Group Inc.        
  10.30   Form of Cooperation Agreement between Newcastle Investment Corp. and New Media Investment Group Inc.   X      
  10.31   Form of Assignment Agreement between Newcastle Investment Corp. and New Media Investment Group Inc.   X      
  16.1   Letter from KPMG LLP to the Securities and Exchange Commission dated April 13, 2007     8-K/A   16.1   April 13, 2007
  21.1†   Subsidiaries of New Media Investment Group Inc.        
  99.1   Preliminary Information Statement of New Media Investment Group Inc., subject to completion, dated November 8, 2013   X      
  99.2#   List of dailies, weeklies, shoppers, websites and directories of GateHouse Media, Inc.        
  99.3   Directors, Director Compensation and Compensation of Named Executive Officers of GateHouse Media, Inc.   X      

For purposes of the incorporation by reference of documents as Exhibits, all references to Forms 10-K, 10-Q and 8-K of GateHouse Media, Inc. refer to Forms 10-K, 10-Q and 8-K filed with the Commission under Commission file number 001-33091; and all references to Forms S-1 and S-1/A of GateHouse Media, Inc. refer to Forms S-1 and S-1/A filed with the Commission under Registration Number 333-135944.

 

To be filed by amendment.
* Management contracts and compensatory plans or arrangements.
# Previously filed.


SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

NEW MEDIA INVESTMENT GROUP INC.

By:

 

/s/ Cameron D. MacDougall

Name:

  Cameron D. MacDougall

Title:

  Secretary

Date: November 8, 2013