0001209191-23-039798.txt : 20230626 0001209191-23-039798.hdr.sgml : 20230626 20230626190224 ACCESSION NUMBER: 0001209191-23-039798 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230616 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stefko David CENTRAL INDEX KEY: 0001652955 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36212 FILM NUMBER: 231043673 MAIL ADDRESS: STREET 1: 500 FIFTH AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VINCE HOLDING CORP. CENTRAL INDEX KEY: 0001579157 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 753264870 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 212-515-2600 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: Apparel Holding Corp. DATE OF NAME CHANGE: 20130626 FORMER COMPANY: FORMER CONFORMED NAME: Kellwood Holding Corp. DATE OF NAME CHANGE: 20130612 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-06-16 0 0001579157 VINCE HOLDING CORP. VNCE 0001652955 Stefko David C/O VINCE HOLDING CORP. 500 5TH AVENUE 20TH FLOOR NEW YORK NY 10110 1 0 0 0 Common Stock 153790 D These shares represent (i) 126,446 shares of common stock of Vince Holding Corp. ("VHC") and (ii) 27,344 restricted stock units ("RSUs") granted to the Reporting Person under VHC's Amended and Restated 2013 Omnibus Incentive Plan, all of which convert into shares of common stock of VHC on a one-for one basis and are solely settled in common stock upon vesting. The RSUs reported herein vest in accordance with the following: (i) 15,625 RSUs granted on May 26, 2021 will vest ratably on May 26, 2024 and May 26, 2025 and (ii) 11,719 RSUs granted on June 3, 2022 will vest ratably on June 3, 2024, June 3, 2025 and June 3, 2026; in each case subject to the Reporting Person's continued employment with VHC through each such vesting date. Exhibit 24 - Power of Attorney /s/ Akiko Okuma, by Power of Attorney 2023-06-26 EX-24 2 poa.txt POA DOCUMENT Exhibit 24 June 16, 2023 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Chief Executive Officer, Chief Financial Officer, and General Counsel of Vince Holding Corp., a Delaware corporation (the "Company"), signing singly, the undersigned's true and lawful attorneys-in-fact to: (i) execute for and on behalf the undersigned, in the undersigned's capacity as an officer and/or director and/or owner of greater than 10% of the outstanding Common Stock of the Company, Forms 3, 4 and 5 (including any amendments, supplements or exhibits thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (ii) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 (including any amendments, supplements or exhibits thereto) and timely file such forms with the United States Securities and Exchange Commission and any stock exchange or similar authority, including the New York Stock Exchange; and (iii) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports or schedules under Section 16 of the Securities Exchange Act of 1934 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of date first written above. /s/ David Stefko Print Name: David Stefko Title: Director