0000950170-23-068348.txt : 20231205 0000950170-23-068348.hdr.sgml : 20231205 20231205184129 ACCESSION NUMBER: 0000950170-23-068348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230922 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stefko David CENTRAL INDEX KEY: 0001652955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36212 FILM NUMBER: 231468007 MAIL ADDRESS: STREET 1: 500 FIFTH AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VINCE HOLDING CORP. CENTRAL INDEX KEY: 0001579157 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 753264870 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 212-515-2600 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: Apparel Holding Corp. DATE OF NAME CHANGE: 20130626 FORMER COMPANY: FORMER CONFORMED NAME: Kellwood Holding Corp. DATE OF NAME CHANGE: 20130612 4 1 ownership.xml 4 X0508 4 2023-09-22 0001579157 VINCE HOLDING CORP. VNCE 0001652955 Stefko David C/O VINCE HOLDING CORP. 500 FIFTH AVENUE, 20TH FLOOR NEW YORK NY 10110 true false false false false Common Stock 2023-09-22 4 D false 27344 0.00 D 124675 D Common Stock 2023-12-01 4 A false 58140 0.00 A 182815 D Represents the forfeiture of (i) 15,625 restricted stock units ("RSUs") that were granted to the Reporting Person on May 26, 2021 and (ii) 11,719 RSUs that were granted to the Reporting Person on June 3, 2022, in each case pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"), in each case effective September 22, 2023, due to the Reporting Person's employment with the Company having terminated effective on the same date. The Reporting Person was appointed to the Company's board of directors (the "Board") on June 16, 2023 and currently serves as a non-employee member of the Board. The restricted stock units converted into shares of common stock of the Company on a one-for-one basis and were solely settled in common stock upon vesting. This transaction is inadvertently filed late. These shares represent RSUs that were granted to the Reporting Person on December 1, 2023 pursuant to the 2013 Omnibus Incentive Plan of the Company. The RSUs convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The RSUs vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date. /s/ Akiko Okuma, by Power of Attorney 2023-12-05