0001752724-23-181233.txt : 20230818
0001752724-23-181233.hdr.sgml : 20230818
20230818114933
ACCESSION NUMBER: 0001752724-23-181233
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
PERIOD START: 20231231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ArrowMark Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 231184526
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: StoneCastle Financial Corp.
DATE OF NAME CHANGE: 20130611
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001578987
XXXXXXXX
ArrowMark Financial Corp.
811-22853
0001578987
549300IG3L8MH4JMIN52
100 Fillmore Street
Suite 325
Denver
80206
(303) 398-2929
ArrowMark Financial Corp.
549300IG3L8MH4JMIN52
2023-12-31
2023-06-30
N
201279544.78
49968343.79
151311200.99
0.00000000
0.00000000
48900000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
138303.17000000
CHF
EUR
GBP
USD
N
Mespil
N/A
Credit Linked Note
000000000
5000000.00000000
PA
USD
4860000.00000000
3.211923484977
Long
ABS-O
CORP
IE
N
2
2031-12-08
Floating
14.67000000
N
N
N
N
N
N
F.N.B.C of La Grange, Inc.
N/A
Subordinated Term Loan
000000000
700000.00000000
PA
USD
605500.00000000
0.400168656410
Long
DBT
CORP
US
N
2
2030-01-01
Fixed
6.38000000
N
N
N
N
N
N
CRAFT
N/A
Credit Linked Note
251541AR9
3055335.11000000
PA
USD
3246293.55000000
2.145441665098
Long
ABS-O
CORP
KY
N
2
2028-04-30
Floating
15.27000000
N
N
N
N
N
N
Tulsa Valley Bancshares
N/A
Subordinated Term Loan
000000000
1700000.00000000
PA
USD
1470500.00000000
0.971838165567
Long
DBT
CORP
US
N
2
2028-12-31
Fixed
6.38000000
N
N
N
N
N
N
MSILF Treasury Securities Portfolio
549300OJY9IZ31SGS926
MSILF Treasury Securities Portfolio
61747C525
515113.85000000
NS
USD
515113.85000000
0.340433389352
Long
STIV
RF
US
N
2
N
N
N
Premium Green PLC
5493000S7VTDPDFJCP28
5 Year Secured Amortizing Floating Rate Note
000000000
2400082.35000000
PA
2472700.39000000
1.634181986410
Long
DBT
CORP
IE
N
2
2026-11-10
Variable
12.77000000
N
N
N
N
N
N
LOFT
N/A
Credit Linked Note
000000000
6910000.00000000
PA
USD
6840900.00000000
4.521079705429
Long
ABS-O
CORP
DE
N
3
2030-02-28
Floating
23.85000000
N
N
N
N
N
N
Cedar
1VUV7VQFKUOQSJ21A208
Credit Linked Note
000000000
3110000.00000000
PA
3380736.20000000
2.234293415081
Long
DBT
CORP
FR
N
2
2027-12-15
Floating
13.77000000
N
N
N
N
N
N
ArrowMark Financial Ireland Finance 1
N/A
Variable Rate Perpetual Stock
000000000
7000000.00000000
PA
USD
7000000.00000000
4.626227241737
Long
DBT
CORP
US
N
3
2029-12-21
Floating
18.48000000
N
N
N
N
N
N
Cedar
1VUV7VQFKUOQSJ21A208
Credit Linked Note
000000000
4300000.00000000
PA
4711867.07000000
3.114023971240
Long
ABS-O
CORP
FR
N
3
2026-11-01
Fixed
14.27000000
N
N
N
N
N
N
Salisbury
N/A
Credit Linked Note
000000000
743712.57000000
PA
911508.88000000
0.602406744534
Long
DBT
CORP
GB
N
2
2028-03-20
Floating
14.18000000
N
N
N
N
N
N
Waterloo
254900Q1AXE1IXAJJM39
Credit Linked Note
000000000
2700000.00000000
PA
USD
2700000.00000000
1.784401936098
Long
SN
CORP
CA
N
3
2026-03-21
Floating
14.33000000
N
N
N
N
N
N
Colisee
N/A
Credit Linked Note
000000000
2400000.00000000
PA
2618880.00000000
1.730790571263
Long
DBT
CORP
FR
N
3
2025-10-09
Floating
11.58000000
N
N
N
N
N
N
TransPecos Finanical Corp.
N/A
Senior Term Loan
000000000
4000000.00000000
PA
USD
3800000.00000000
2.511380502657
Long
DBT
CORP
US
N
2
2028-10-01
Fixed
9.00000000
N
N
N
N
N
N
FCT Opale
N/A
Credit Linked Note
000000000
4000000.00000000
PA
USD
3978800.00000000
2.629547564203
Long
DBT
CORP
US
N
2
2030-05-05
Floating
12.17000000
N
N
N
N
N
N
LOFT
N/A
Credit Linked Note
000000000
2870000.00000000
PA
USD
2870000.00000000
1.896753169112
Long
ABS-O
CORP
DE
N
3
2030-02-28
Floating
12.35000000
N
N
N
N
N
N
Colonnade
N/A
Credit Linked Note
000000000
7500000.00000000
PA
USD
6635250.00000000
4.385167757962
Long
ABS-MBS
CORP
US
N
3
2029-11-30
Floating
16.47000000
N
N
N
N
N
N
Castelo
N/A
Credit Linked Note
000000000
2333078.74000000
PA
2450513.23000000
1.619518722980
Long
ABS-O
CORP
PT
N
2
2037-08-15
Floating
12.28000000
N
N
N
N
N
N
Future Ready Chakra
N/A
Credit Linked Note
000000000
5000000.00000000
PA
USD
4694250.00000000
3.102381032789
Long
DBT
CORP
US
N
2
2030-12-15
Floating
12.94000000
N
N
N
N
N
N
Manitoulin
N/A
Credit Linked Note
000000000
3000000.00000000
PA
USD
2958228.97000000
1.955062778330
Long
DBT
CORP
US
N
2
2027-11-01
Floating
14.30000000
N
N
N
N
N
N
FCT Colisee
N/A
Credit Linked Note
000000000
2344639.50000000
PA
2539793.79000000
1.678523317099
Long
ABS-CBDO
CORP
N/A
N
2
2023-12-20
Floating
13.60000000
N
N
N
N
N
N
Resonance
N/A
Credit Linked Note
000000000
785233.02000000
PA
838852.50000000
0.554388898185
Long
DBT
CORP
US
N
2
2028-10-05
Floating
11.08000000
N
N
N
N
N
N
THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED
21380078CCZSEEIIKA41
EUR/USD FORWARD
000000000
1.00000000
NC
USD
180287.43000000
0.119150088572
N/A
DFE
CORP
US
N
2
THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED
21380078CCZSEEIIKA41
-37677624.00000000
EUR
41360611.75000000
USD
2023-07-31
180287.43000000
N
N
N
Equity Bancshares Inc.
549300BPQ2EJNU4WF694
Subordinated Term Loan
29460XAC3
5000000.00000000
PA
USD
4925000.00000000
3.254881309365
Long
DBT
CORP
US
N
2
2030-06-30
Fixed
7.00000000
N
N
N
N
N
N
Algonquin
N/A
Guarantee Linked Note
000000000
5000000.00000000
PA
USD
4933282.54000000
3.260355153962
Long
DBT
CORP
CA
N
2
2027-05-01
Floating
13.30000000
N
N
N
N
N
N
Muskoka
N/A
Guarantee Linked Note
000000000
2650000.00000000
PA
USD
2620763.25000000
1.732035191613
Long
DBT
CORP
CA
N
3
2025-05-10
Floating
14.98000000
N
N
N
N
N
N
THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED
21380078CCZSEEIIKA41
GBP/USD FORWARD
000000000
1.00000000
NC
USD
74546.13000000
0.049266762481
N/A
DFE
CORP
US
N
2
THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED
21380078CCZSEEIIKA41
-14829150.00000000
GBP
18912059.86000000
USD
2023-07-31
74546.13000000
N
N
N
Pymes Magdalena
894500G461D1F4W8Z612
Credit Linked Note
000000000
2775360.56000000
PA
2928230.98000000
1.935237418539
Long
ABS-CBDO
CORP
ES
N
2
2052-12-20
Floating
11.59000000
N
N
N
N
N
N
Lorenz
N/A
Credit Linked Note
000000000
3000000.00000000
PA
3273600.00000000
2.163488214078
Long
DBT
CORP
FR
N
3
2025-08-20
Floating
16.08000000
N
N
N
N
N
N
Fidelity Federal Bancorp
N/A
Fixed Rate Cumulative Perpetual Preferred Stock, Series A
000000000
2789000.00000000
NS
USD
2510100.00000000
1.658898999926
Long
EP
CORP
US
N
2
N
N
N
CHAKRA
N/A
Credit Linked Note
000000000
4000000.00000000
PA
USD
3920000.00000000
2.590687255373
Long
DBT
CORP
US
N
3
2027-06-26
Floating
14.21000000
N
N
N
N
N
N
CRAFT
N/A
Credit Linked Note
25155KAV7
3200000.00000000
PA
USD
3120000.00000000
2.061975570603
Long
ABS-O
CORP
DE
N
3
2031-02-21
Floating
13.87000000
N
N
N
N
N
N
Salisbury
N/A
Credit Linked Note
000000000
1959644.64000000
PA
2433904.53000000
1.608542205782
Long
DBT
CORP
US
N
2
2027-06-16
Floating
16.53000000
N
N
N
N
N
N
Premium Green PLC
5493000S7VTDPDFJCP28
5 Year Secured Amortizing Floating Rate Note
000000000
1936113.79000000
PA
2055116.64000000
1.358205226416
Long
DBT
CORP
IE
N
2
2026-06-29
Variable
12.87000000
N
N
N
N
N
N
Syntotta
N/A
Credit Linked Note
000000000
1263283.57000000
PA
1333693.94000000
0.881424462481
Long
DBT
CORP
N/A
N
2
2037-11-04
Floating
12.19000000
N
N
N
N
N
N
Elvetia
N/A
Credit Linked Note
000000000
2977697.55000000
PA
3164666.54000000
2.091495222623
Long
SN
CORP
JE
N
2
2030-10-20
Floating
10.33000000
N
N
N
N
N
N
Start
N/A
Credit Linked Note
000000000
5000000.00000000
PA
USD
4476250.00000000
2.958307098689
Long
DBT
CORP
US
N
2
2025-06-16
Floating
14.94000000
N
N
N
N
N
N
Premium Green PLC
N/A
5 Year Secured Amortizing Floating Rate Note
000000000
1730623.41000000
PA
USD
1728892.79000000
1.142607274734
Long
DBT
CORP
US
N
2
2024-12-20
Floating
16.14000000
N
N
N
N
N
N
Nightingale LF
N/A
Credit Linked Note
000000000
2000000.00000000
PA
2496312.00000000
1.649786654039
Long
DBT
CORP
GB
N
3
2028-04-01
Floating
14.93000000
N
N
N
N
N
N
Community Funding 2018, LLC
N/A
Preferred Shares
000000000
14860000.00000000
PA
USD
11302516.00000000
7.469715345625
Long
DBT
CORP
US
N
2
2028-07-15
Floating
8.50000000
N
N
N
N
N
N
Colonnade
N/A
Credit Linked Note
000000000
10000000.00000000
PA
USD
9440000.00000000
6.238797880286
Long
DBT
CORP
US
N
3
2030-04-30
Floating
16.61000000
N
N
N
N
N
N
Resonance
9695002OBNIICMSV0B38
Credit Linked Note
000000000
3089720.86000000
PA
3271201.17000000
2.161902852265
Long
ABS-O
CORP
FR
N
2
2029-10-25
Floating
10.57000000
N
N
N
N
N
N
Colonnade
N/A
Credit Linked Note
000000000
5000000.00000000
PA
USD
4995000.00000000
3.301143581782
Long
DBT
CORP
US
N
3
2029-12-15
Floating
17.28000000
N
N
N
N
N
N
Nansa
N/A
Credit Linked Note
000000000
6567446.58000000
PA
7091150.53000000
4.686467679592
Long
ABS-MBS
CORP
N/A
N
2
2026-03-01
Floating
12.46000000
N
N
N
N
N
N
Fidelity Federal Bancorp
N/A
Fixed Rate Cumulative Perpetual Preferred Stock, Series B
000000000
200000.00000000
NS
USD
180000.00000000
0.118960129073
Long
EP
CORP
US
N
2
N
N
N
Salisbury
N/A
Credit Linked Note
000000000
5235794.63000000
PA
6377267.07000000
4.214669521010
Long
DBT
CORP
US
N
2
2027-06-16
Floating
14.93000000
N
N
N
N
N
N
Elvetia
N/A
Credit Linked Note
000000000
2550000.00000000
PA
2882336.18000000
1.904906022251
Long
SN
CORP
JE
N
3
2025-07-20
Floating
10.58000000
N
N
N
N
N
N
Colonnade
N/A
Credit Linked Note
000000000
6000000.00000000
PA
USD
5856000.00000000
3.870169532516
Long
ABS-MBS
CORP
US
N
3
2028-04-30
Floating
16.74000000
N
N
N
N
N
N
Elvetia
N/A
Credit Linked Note
000000000
2000000.00000000
PA
2221998.77000000
1.468495891554
Long
SN
CORP
JE
N
3
2029-10-20
Floating
9.08000000
N
N
N
N
N
N
THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED
21380078CCZSEEIIKA41
CHF/USD FORWARD
000000000
1.00000000
NC
USD
19360.34000000
0.012795047473
N/A
DFE
CORP
US
N
2
THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED
21380078CCZSEEIIKA41
-7689594.00000000
CHF
8639507.89000000
USD
2023-07-31
19360.34000000
N
N
N
Salisbury
N/A
Credit Linked Note
000000000
4500000.00000000
PA
5729859.00000000
3.786804256730
Long
ABS-MBS
CORP
GB
N
3
2028-04-17
Floating
14.18000000
N
N
N
N
N
N
Absolute
N/A
Credit Linked Note
000000000
4427505.98000000
PA
USD
4489048.31000000
2.966765368742
Long
DBT
CORP
US
N
3
2027-10-10
Floating
17.41000000
N
N
N
N
N
N
CRAFT
N/A
Credit Linked Note
25155KAZ8
5000000.00000000
PA
USD
5000000.00000000
3.304448029812
Long
ABS-CBDO
CORP
DE
N
3
2028-11-28
Floating
16.61000000
N
N
N
N
N
N
Terra
N/A
Credit Linked Note
000000000
10000000.00000000
PA
USD
9541000.00000000
6.305547730488
Long
ABS-CBDO
CORP
US
N
2
2029-09-25
Floating
12.89000000
N
N
N
N
N
N
2023-08-15
ArrowMark Financial Corp.
Patrick J. Farrell
Patrick J. Farrell
Chief Financial Officer