0001752724-21-040806.txt : 20210225 0001752724-21-040806.hdr.sgml : 20210225 20210225143741 ACCESSION NUMBER: 0001752724-21-040806 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210225 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 21679512 BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 NPORT-P 1 primary_doc.xml NPORT-P false 0001578987 XXXXXXXX StoneCastle Financial Corp. 811-22853 0001578987 549300IG3L8MH4JMIN52 100 Fillmore Street Suite 325 Denver 80206 (303) 398-2929 StoneCastle Financial Corp. 549300IG3L8MH4JMIN52 2020-12-31 2020-12-31 N 188359241.27 47570108.92 140789132.35 0.00000000 0.00000000 43000000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 146376.00000000 0.00000000 0.00000000 2110487.77000000 USD N American Capital Bancorp - Subordinated Loan N/A 000000000 7000000.00000000 PA USD 6965000.00000000 4.947114797671 Long DBT CORP US N 2 2028-04-01 Fixed 9.00000000 N N N N N N TransPecos Finanical Corp. 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N/A 000000000 700000.00000000 PA USD 672000.00000000 0.477309568418 Long DBT CORP US N 2 2023-01-01 Fixed 6.37500000 N N N N N N SALISBURY 2019-1 B N/A 000000000 3745650.00000000 PA 4741790.75200000 3.368009073464 Long DBT CORP GB N 2 2027-06-16 Floating 10.55924000 N N N N N N Tulsa Valley Bancsahres N/A 000000000 1700000.00000000 PA USD 1632000.00000000 1.159180380445 Long DBT CORP US N 2 2028-12-31 Fixed 6.37500000 N N N N N N TRISTATE CAPITAL HLDGS 5493003JKSPN0881WX29 89678F209 80000.00000000 NS USD 2116800.00000000 1.503525140518 Long EP CORP US N 2 N N N PREFERRED TERM SECS LTD N/A 740408AC3 187705.59600000 PA USD 185300.61810000 0.131615711388 Long DBT CORP KY N 2 2030-09-15 Fixed 9.74000000 N N N N N N 2021-02-25 StoneCastle Financial Corp. Patrick J. Farrell Patrick J. Farrell Chief Financial Officer