Preferred Term Securities Ltd / Preferred Term Securities Inc

NPORT-P false 0001578987 XXXXXXXX StoneCastle Financial Corp. 811-22853 0001578987 549300IG3L8MH4JMIN52 100 Fillmore Street Suite 325 Denver 80206 (303) 398-2929 StoneCastle Financial Corp. 549300IG3L8MH4JMIN52 2020-12-31 2020-03-31 N 134924420.88 10245943.00 124678477.88 0.00000000 0.00000000 9000000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 62841.34000000 USD N PREFERRED TERM SECS LTD N/A Preferred Term Securities Ltd / Preferred Term Securities Inc 740408AC3 188483.70140000 PA USD 183771.61000000 0.147396417669 Long DBT CORP KY N 2 2030-09-15 Fixed 9.74000000 N N N N N N TRISTATE CAPITAL HLDGS 5493003JKSPN0881WX29 TriState Capital Holdings Inc 89678F209 80000.00000000 NS USD 2000000.00000000 1.604126096185 Long EP CORP US N 2 N N N CENTRAL TRUST COMPANY CAP N/A CENTRAL TRUST COMPANY CAP 000000000 1004000.00000000 PA USD 927445.00000000 0.743869363638 Long DBT CORP US N 2 2031-07-25 Fixed 10.25000000 N N N N N N Community Funding 2018 LLC N/A Community Funding 2018 LLC 000000000 22860000.00000000 PA USD 18005679.00000000 14.44168978172 Long DBT CORP US N 2 2028-07-15 Floating 8.91000000 N N N N N N Fidelity Federal 9% TARP Preferred Series A N/A Fidelity Federal 9% TARP Preferred Series A 000000000 4439000.00000000 NS USD 4217050.00000000 3.382339976959 Long EP CORP US N 2 N N N TransPecos Finanical Corp. N/A TransPecos Finanical Corp. 000000000 4000000.00000000 PA USD 3800000.00000000 3.047839582752 Long DBT CORP US N 2 2028-10-01 Fixed 9.00000000 N N N N N N Craft Ltd N/A Deutsche Bank AG/CRAFT 2018-2 251541AR9 10000000.00000000 PA USD 7314500.00000000 5.866690165274 Long ABS-O CORP KY N 2 2026-01-20 Floating 11.82663000 N N N N N N Young Partners L.P. N/A Young Partners L.P. 000000000 4565000.00000000 PA USD 3846012.50000000 3.084744508752 Long DBT CORP US N 2 2020-11-09 Fixed 10.50000000 N N N N N N Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio 549300OJY9IZ31SGS926 Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio 61747C525 5529321.18000000 NS USD 5529321.18000000 4.434864199514 Long STIV RF US N 2 N N N Community Funding CLO N/A Community Funding CLO 000000000 45500000.00000000 PA USD 38902500.00000000 31.20225772842 Long ABS-CBDO CORP US N 2 2025-10-15 Floating 10.37000000 N N N N N N MMCAPS FUNDING I LTD/INC N/A MMCaps Funding I Ltd / MMCaps Funding Inc 60686GAC3 2469434.80000000 PA USD 1531049.58000000 1.227998292915 Long DBT CORP KY N 2 2031-06-15 Fixed 9.48000000 Y N N N N N F.N.B.C of La Grange, Inc. N/A F.N.B.C of La Grange, Inc. 000000000 700000.00000000 PA USD 658000.00000000 0.527757485645 Long DBT CORP US N 2 2023-01-01 Fixed 6.37500000 N N N N N N Fidelity Federal 9% TARP Preferred Series B N/A Fidelity Federal 9% TARP Preferred Series B 000000000 51000.00000000 NS USD 48450.00000000 0.038859954680 Long EP CORP US N 2 N N N Big Poppy Holdings Inc N/A Big Poppy Holdings Inc 000000000 3500000.00000000 PA USD 3395000.00000000 2.723004048274 Long DBT CORP US N 2 2027-07-01 Floating 6.50000000 N N N N N N M&T TPS N/A M&T TPS 000000000 2016696.68000000 PA USD 2004092.33000000 1.607408402859 Long DBT CORP US N 2 2030-09-30 Fixed 9.74000000 N N N N N N PREFERRED TERM SECS LTD N/A Preferred Term Securities Ltd / Preferred Term Securities Inc 740408AB5 380592.08250000 PA USD 371077.28000000 0.297627374274 Long DBT CORP KY N 2 2030-09-15 Fixed 9.74000000 N N N N N N U.S. Capital Funding I N/A U.S. Capital Funding I 000000000 4700000.00000000 PA USD 1245500.00000000 0.998969526399 Long DBT CORP US N 2 2050-05-01 Variable 4.87000000 N N N N N N First Marquis Holdings LLC N/A First Marquis Holdings LLC 000000000 6550.00000000 NS USD 6513975.00000000 5.224618643700 Long EP CORP US N 2 N N N The Queensborough Company - Series B N/A The Queensborough Company - Series B 000000000 94.00000000 NS USD 89300.00000000 0.071624230194 Long EP CORP US N 2 N N N Tulsa Valley Bancsahres N/A Tulsa Valley Bancsahres 000000000 1700000.00000000 PA USD 1598000.00000000 1.281696750852 Long DBT CORP US N 2 2028-12-31 Fixed 6.37500000 N N N N N N Marshall Holdings Limited N/A Marshall Holdings Limited 000000000 5000000.00000000 NS USD 4407000.00000000 3.534691852944 Long EC CORP US N 2 N N N QUEENSBOROUGH CO N/A QUEENSBOROUGH CO 000000000 2670.00000000 NS USD 2536500.00000000 2.034432921487 Long EP CORP US N 2 N N N iShares Preferred & Income Securities ETF 549300YX74JNY54XCY80 iShares Preferred & Income Securities ETF 464288687 535100.00000000 NS USD 17037584.00000000 13.66521655517 Long EC RF US N 2 N N N American Capital Bancorp - Subordinated Loan N/A American Capital Bancorp - Subordinated Loan 000000000 7000000.00000000 PA USD 6816250.00000000 5.467062251562 Long DBT CORP US N 2 2028-04-01 Fixed 9.00000000 N N N N N N 2020-05-27 StoneCastle Financial Corp. Patrick J. Farrell Patrick J. Farrell Chief Financial Officer XXXX