0001192482-20-000224.txt : 20200312 0001192482-20-000224.hdr.sgml : 20200312 20200312163938 ACCESSION NUMBER: 0001192482-20-000224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200311 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL PATRICK JOSEPH CENTRAL INDEX KEY: 0001612317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 20709345 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-11 0001578987 StoneCastle Financial Corp. BANX 0001612317 FARRELL PATRICK JOSEPH C/O STONECASTLE FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 0 1 0 0 Chief Financial Officer Common Stock 2020-03-11 4 P 0 500 19 A 1000 D /s/ Patrick Joseph Farrell 2020-03-12