EX-FILING FEES 4 tm2419815d3_ex99-xs.htm EXHIBIT 99.(S)

 

Exhibit (s)

 

Calculation of Filing Fee Tables

 

FORM N-2

(Form Type)

 

ARROWMARK FINANCIAL CORP.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

  Security Security Fee Amount Proposed Maximum Fee Amount of Carry Carry Carry Filing Fee
  Type Class Title Calculations Registered Maximum Aggregate Rate Registration Forward Forward Forward Previously
      or   Offering Offering   Fee Form File Initial Paid in
      Carry   Price Per Price(1)     Type Number Effective Connection
      Forward   Unit           Date with
      Rule                 Unsold
                        Securities
                        to be
                        Carried
                        Forward
Newly Registered Securities
Fees to be Equity Common                    
Paid   Stock, par                    
    value                    
    $0.001(2)                    
  Equity Preferred                    
    Stock, par                    
    value                    
    $0.001(2)                    
  Other Subscription                    
    Rights(3)                    
  Debt Debt                    
    Securities(4)                    
  Unallocated Unallocated 457(o) $150,000,000(5)   $150,000,000(5) $147.60 $22,140        
  (Universal) (Universal)                    
  Shelf Shelf                    
Total Offering Amounts $150,000,000(5)   $22,140        
Total Fees Previously Paid     $7,015.27        
Total Fee Offsets     $15,124.73        
Net Fee Due     $0        

 

 

 

(1) Estimated pursuant to Rule 457 solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by the Registrant in connection with the sale by the Registrant of the securities registered under this Registration Statement.

 

(2) There is being registered hereunder an indeterminate number of shares of common stock or preferred stock as may be sold, from time to time.

 

(3) There is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time.

 

(4) There is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $150,000,000.

 

(5) In no event will the aggregate offering price of all securities issued from time to time pursuant to this Registration Statement exceed $150,000,000.

 

Table 2: Fee Offset Claims and Sources

 

  Registrant Form or File Initial Filing Date Fee Offset Security Security Unsold Unsold Fee Paid
  or Filer Filing Number Filing Date   Claimed Type Title Securities Aggregate with Fee
  Name Type         Associated Associated Associated Offering Offset
              with Fee with Fee with Fee Amount Source
              Offset Offset Offset Associated  
              Claimed Claimed Claimed with Fee  
                    Offset  
                    Claimed  
Rule 457(p)
Fee Offset Claims ArrowMark Financial Corp. Form N-2 333- 251349(1)   December 14, 2020     $15,124.73 Unallocated (Universal) Shelf Unallocated (Universal) Shelf $102,471,047 $102,471,047  
Fee Offset Sources ArrowMark Financial Corp. Form N-2 333- 251349     December 14, 2020             $15,124.73

 

(1) The Registrant has terminated or completed any offering that included the unsold securities under the prior registration statement.