EX-99.906 CERT 3 tm2024798d1_ex99-906cert.htm EXHIBIT 99.906 CERT

 

Exhibit 99.906cert

 

Certification Pursuant to Rule 30a-2(b) under the 1940 Act and Section 906 of the Sarbanes-Oxley Act

 

I, Sanjai Bhonsle, Chief Executive Officer & Chairman of the Board of StoneCastle Financial Corp. (the “Registrant”), certify that:

 

1.The Form N-CSR of the Registrant (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

2.The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

Date: August 6, 2020  /s/ Sanjai Bhonsle
     Sanjai Bhonsle, Chief Executive Officer
     & Chairman of the Board
     (principal executive officer)

 

 

I, Patrick J. Farrell, Chief Financial Officer of StoneCastle Financial Corp. (the “Registrant”), certify that:

 

1.The Form N-CSR of the Registrant (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

2.The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

Date: August 6, 2020  /s/ Patrick J. Farrell
     Patrick J. Farrell, Chief Financial Officer
     (principal financial officer)