0001062993-23-010466.txt : 20230508
0001062993-23-010466.hdr.sgml : 20230508
20230508162703
ACCESSION NUMBER: 0001062993-23-010466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230505
FILED AS OF DATE: 20230508
DATE AS OF CHANGE: 20230508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARRELL PATRICK JOSEPH
CENTRAL INDEX KEY: 0001612317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 23898177
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ArrowMark Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: StoneCastle Financial Corp.
DATE OF NAME CHANGE: 20130611
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-05
0001578987
ArrowMark Financial Corp.
BANX
0001612317
FARRELL PATRICK JOSEPH
C/O ARROWMARK FINANCIAL CORP.
100 FILLMORE STREET, SUITE 325
DENVER
CO
80206
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-05-05
4
P
0
700
15.79
A
4409
D
/s/ Patrick Joseph Farrell
2023-05-08