X0306 4 2022-08-12 0001578987 ArrowMark Financial Corp. BANX 0001777979 Emrich John Scott C/O ARROWMARK FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 1 0 0 0 Common Stock 2022-08-12 4 S 0 475.0755 19.069 D 1224.9245 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.0699 to $19.0648, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ John Scott Emrich 2022-08-15