0001209191-14-070873.txt : 20141124 0001209191-14-070873.hdr.sgml : 20141124 20141124174302 ACCESSION NUMBER: 0001209191-14-070873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141124 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Keith CENTRAL INDEX KEY: 0001592778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 141247311 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-24 0 0001578348 CM Finance Inc CMFN 0001592778 Lee Keith C/O CM FINANCE INC 601 LEXINGTON AVE, 26TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2014-11-24 4 P 0 1566 12.10 A 4867.049 D Common Stock 2014-11-24 4 P 0 100 12.16 A 4967.049 D Common Stock 2014-11-24 4 P 0 700 12.169 A 5667.049 D Common Stock 2014-11-24 4 P 0 200 12.17 A 5867.049 D Common Stock 2014-11-24 4 P 0 1934 12.18 A 7801.049 D Includes 0.026 shares acquired under the CM Finance Inc dividend reinvestment plan. /s/Michael C. Mauer, attorney-in-fact 2014-11-24