0001209191-14-070873.txt : 20141124
0001209191-14-070873.hdr.sgml : 20141124
20141124174302
ACCESSION NUMBER: 0001209191-14-070873
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141124
FILED AS OF DATE: 20141124
DATE AS OF CHANGE: 20141124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Keith
CENTRAL INDEX KEY: 0001592778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 141247311
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-24
0
0001578348
CM Finance Inc
CMFN
0001592778
Lee Keith
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2014-11-24
4
P
0
1566
12.10
A
4867.049
D
Common Stock
2014-11-24
4
P
0
100
12.16
A
4967.049
D
Common Stock
2014-11-24
4
P
0
700
12.169
A
5667.049
D
Common Stock
2014-11-24
4
P
0
200
12.17
A
5867.049
D
Common Stock
2014-11-24
4
P
0
1934
12.18
A
7801.049
D
Includes 0.026 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/Michael C. Mauer, attorney-in-fact
2014-11-24