0001209191-14-052009.txt : 20140812
0001209191-14-052009.hdr.sgml : 20140812
20140812194117
ACCESSION NUMBER: 0001209191-14-052009
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuppenheimer Stephan
CENTRAL INDEX KEY: 0001593173
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 141035501
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2014-06-30
0
0
0
0001578348
CM Finance Inc
CMFN
0001593173
Kuppenheimer Stephan
C/O CM FINANCE INC
601 LEXINGTON AVE., 26TH FLOOR, SUITE C
NEW YORK
NY
10022
1
0
0
0
Common Stock, par value $0.001 per share
2014-06-10
5
G
0
1
0.00
A
12901.023
D
Includes 0.023 shares acquired under the CM Finance Inc dividend reinvestment plan.
/s/ Michael C. Mauer, attorney-in-fact
2014-08-12