0001209191-14-052004.txt : 20140812 0001209191-14-052004.hdr.sgml : 20140812 20140812193403 ACCESSION NUMBER: 0001209191-14-052004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner Robert T CENTRAL INDEX KEY: 0001593166 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 141035478 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2014-06-30 0 0 0 0001578348 CM Finance Inc CMFN 0001593166 Wagner Robert T C/O CM FINANCE INC 601 LEXINGTON AVE., 26TH FLOOR, SUITE C NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.001 per share 2014-06-10 5 G 0 1 0.00 A 3301.023 D Includes 0.023 shares acquired under the CM Finance Inc dividend reinvestment plan. /s/ Michael C. Mauer, attorney-in-fact 2014-08-12