0001209191-14-035719.txt : 20140521
0001209191-14-035719.hdr.sgml : 20140521
20140521100620
ACCESSION NUMBER: 0001209191-14-035719
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140519
FILED AS OF DATE: 20140521
DATE AS OF CHANGE: 20140521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CM Finance Inc
CENTRAL INDEX KEY: 0001578348
IRS NUMBER: 462883380
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-388-5813
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 26TH FLOOR SUITE C
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuppenheimer Stephan
CENTRAL INDEX KEY: 0001593173
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01054
FILM NUMBER: 14859804
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-19
0
0001578348
CM Finance Inc
CMFN
0001593173
Kuppenheimer Stephan
C/O CM FINANCE INC
601 LEXINGTON AVE, 26TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2014-05-19
4
P
0
12900
13.5318
A
12900
D
/s/Michael C. Mauer, attorney-in-fact
2014-05-21