0001209191-14-009139.txt : 20140211 0001209191-14-009139.hdr.sgml : 20140211 20140211164306 ACCESSION NUMBER: 0001209191-14-009139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140211 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Persily Julie CENTRAL INDEX KEY: 0001593007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 14594837 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-11 0 0001578348 CM Finance Inc CMFN 0001593007 Persily Julie C/O CM FINANCE INC 399 PARK AVENUE, 39TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2014-02-11 4 P 0 3300 15.00 A 3300 D /s/ Michael C. Mauer, attorney-in-fact 2014-02-11