0001193125-13-444064.txt : 20131115 0001193125-13-444064.hdr.sgml : 20131115 20131115170905 ACCESSION NUMBER: 0001193125-13-444064 CONFORMED SUBMISSION TYPE: N-6F PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-6F SEC ACT: 1940 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 131224648 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 N-6F 1 d628519dn6f.htm FORM N-6F Form N-6F

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-6F

 

 

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55

THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, as amended (the “Act”) and in connection with such notice submits the following information:

 

Name:       CM Finance Inc
Address of Principal Business Office:      

399 Park Avenue, 39th Floor

New York, NY 10022

Telephone Number:       (212) 257-5180
Name and Address of Agent       Michael C. Mauer
For Service of Process:       Chief Executive Officer
      CM Finance Inc
     

399 Park Avenue, 39th Floor

New York, NY 10022

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.

SIGNATURE

Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the city of New York and the State of New York on the 15th day of November, 2013.

 

  CM Finance Inc
By:  

 /s/ Michael C. Mauer

Name:   Michael C. Mauer
Title:   Chief Executive Officer
Attest:  

 /s/ Christopher E. Jansen

Name:   Christopher E. Jansen
Title:   President