0001144204-16-094561.txt : 20160415 0001144204-16-094561.hdr.sgml : 20160415 20160415114621 ACCESSION NUMBER: 0001144204-16-094561 CONFORMED SUBMISSION TYPE: APP WD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: APP WD SEC ACT: 1940 Act SEC FILE NUMBER: 812-14369 FILM NUMBER: 161573626 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 APP WD 1 v437078_app-wd.htm APP WD

 

[Letterhead of Sutherland Asbill & Brennan LLP]

 

 

 

 

April 15, 2016

 

Via EDGAR

 

Jill Ehrlich, Esq.

Senior Counsel, Division of Investment Management

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20001

 

  Re: Withdrawal of Exemptive Application for CM Finance Inc, et al.;
File No. 812-14369

 

 

Dear Ms. Ehrlich:

 

On behalf of CM Finance Inc and the additional applicants (collectively, the “Applicants”), we hereby request the withdrawal of the exemptive application (File No. 812-14369) (the “Application”) first filed by the Applicants on October 6, 2014, and later amended on February 10, 2015 and July 10, 2015. Applicants are withdrawing the Application because, based on discussions with the staff of the Division of Investment Management, they believe there is significant doubt as to the likelihood of obtaining the relief sought.

 

If you have any questions, please call me at (202) 383-0176, or Jeanne M. Waters at (212) 389-5009. Thank you for your attention to this matter.

 

 

Sincerely,

 

/s/ Steven B. Boehm

 

Steven B. Boehm

 

 

cc:David P. Bartels, Esq.

Michael C. Mauer, CM Finance Inc

Stephani M. Hildebrandt, Esq.

Jeanne M. Waters, Esq.