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Form SC 13D - General statement of acquisition of beneficial ownership:
SEC Accession No. 0000950138-14-000181
Filing Date
2014-02-18
Accepted
2014-02-18 11:11:33
Documents
3
Group Members
STIFEL FINANCIAL CORP.STIFEL VENTURE CORP.

Document Format Files

Seq Description Document Type Size
1 sch13d_02142014.htm SC 13D 120618
2 exh1.htm EX-1 8459
3 exh2.htm EX-2 27322
  Complete submission text file 0000950138-14-000181.txt   158000
Mailing Address ATTN: JAMES G. LASCHOBER 501 N. BROADWAY ST. LOUIS MO 63102-2102
Business Address ATTN: JAMES G. LASCHOBER 501 N. BROADWAY ST. LOUIS MO 63102-2102 314-342-2000
STIFEL FINANCIAL CORP (Filed by) CIK: 0000720672 (see all company filings)

IRS No.: 431273600 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D
SIC: 6211 Security Brokers, Dealers & Flotation Companies
Assistant Director 7

Mailing Address 399 PARK AVENUE, 39TH FLOOR NEW YORK NY 10022
Business Address 399 PARK AVENUE, 39TH FLOOR NEW YORK NY 10022 212-388-5813
CM Finance Inc (Subject) CIK: 0001578348 (see all company filings)

IRS No.: 462883380 | State of Incorp.: MD | Fiscal Year End: 0630
Type: SC 13D | Act: 34 | File No.: 005-88002 | Film No.: 14620957