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Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0000950138-14-000179
Filing Date
2014-02-18
Accepted
2014-02-18 11:07:56
Documents
1
Period of Report
2014-02-05

Document Format Files

Seq Description Document Type Size
1 PRIMARY DOCUMENT edgar.html 3  
1 PRIMARY DOCUMENT edgar.xml 3 3438
  Complete submission text file 0000950138-14-000179.txt   5556
Mailing Address ATTN: JAMES G. LASCHOBER 501 N. BROADWAY ST. LOUIS MO 63102-2102
Business Address ATTN: JAMES G. LASCHOBER 501 N. BROADWAY ST. LOUIS MO 63102-2102 314-342-2000
STIFEL FINANCIAL CORP (Reporting) CIK: 0000720672 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 814-01054 | Film No.: 14620946
SIC: 6211 Security Brokers, Dealers & Flotation Companies
Assistant Director 7

Mailing Address 399 PARK AVENUE, 39TH FLOOR NEW YORK NY 10022
Business Address 399 PARK AVENUE, 39TH FLOOR NEW YORK NY 10022 212-388-5813
CM Finance Inc (Issuer) CIK: 0001578348 (see all company filings)

IRS No.: 462883380 | State of Incorp.: MD | Fiscal Year End: 0630

Mailing Address 501 NORTH BROADWAY ST. LOUIS MO 63102
Business Address 501 NORTH BROADWAY ST. LOUIS MO 63102 314-342-2000
Stifel Venture Corp. (Reporting) CIK: 0001597299 (see all company filings)

State of Incorp.: MO | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 814-01054 | Film No.: 14620945