0001085146-23-003392.txt : 20230814 0001085146-23-003392.hdr.sgml : 20230814 20230814124947 ACCESSION NUMBER: 0001085146-23-003392 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 231168052 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001578299 XXXXXXXX 06-30-2023 06-30-2023 false DLD Asset Management, LP

150 EAST 52ND STREET SUITE 27001 NEW YORK NY 10022

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 08-14-2023 0 73 919991236 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ACCRETION ACQUISITION CORP COM 00438Y107 BBG01282H7Y0 1141800 110000 SH SOLE 110000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 BBG001S6C009 842600 10000 SH Call SOLE 10000 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 BBG001SZYYL4 508941 115800 SH Put SOLE 115800 0 0 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 113088 235600 SH Call SOLE 235600 0 0 AMYRIS INC COM NEW 03236M200 BBG001T20G05 51750 50000 SH Call SOLE 50000 0 0 AMYRIS INC COM NEW 03236M200 BBG001T20G05 4599747 4444200 SH Put SOLE 4444200 0 0 AMYRIS INC NOTE 1.500%11/1 03236MAJ0 4462534 21648000 PRN SOLE 21648000 0 0 BELLEVUE LIFE SCNCS AQSTN CO COM 079174108 BBG01752PQK6 722527 70421 SH SOLE 70421 0 0 BEYOND MEAT INC NOTE 3/1 08862EAB5 270000 1000000 PRN SOLE 1000000 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 66971225 27617000 PRN SOLE 27617000 0 0 C5 ACQUISITION CORPORATION CL A COM 12530D105 BBG0156KRYN7 1171500 110000 SH SOLE 110000 0 0 CARNIVAL CORP COMMON STOCK 143658300 BBG001S5PL01 46874250 2490000 SH Put SOLE 2490000 0 0 CARNIVAL CORP NOTE 5.750%10/0 143658BT8 15892110 7956000 PRN SOLE 7956000 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 52065607 18900000 PRN SOLE 18900000 0 0 CINEMARK HLDGS INC COM 17243V102 BBG001SS31W4 49841291 3021600 SH Put SOLE 3021600 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 28400625 20655000 PRN SOLE 20655000 0 0 CNX RES CORP NOTE 2.250% 5/0 12653CAG3 4470000 3000000 PRN SOLE 3000000 0 0 CRIXUS BH3 ACQUISITION CO *W EXP 10/04/202 22677T110 20592 990000 SH Call SOLE 990000 0 0 CRIXUS BH3 ACQUISITION CO CLASS A COM 22677T102 BBG012F020X8 5180000 500000 SH SOLE 500000 0 0 DISH NETWORK CORPORATION CL A 25470M109 BBG001S7TPQ6 987750 150000 SH Put SOLE 150000 0 0 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 270000 500000 PRN SOLE 500000 0 0 EF HUTTON ACQUISITION CORP I COM 28201D109 BBG013CY6H73 1135200 110000 SH SOLE 110000 0 0 ENCORE CAP GROUP INC COM 292554102 BBG001SKFPK8 3449180 71000 SH Put SOLE 71000 0 0 ENVESTNET INC COM 29404K106 BBG001T7SQ20 1484375 25000 SH Put SOLE 25000 0 0 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 13879320 14924000 PRN SOLE 14924000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 5355000 4500000 PRN SOLE 4500000 0 0 EVE HLDG INC *W EXP 05/09/202 29970N112 228254 259350 SH Call SOLE 259350 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 3735750 3400000 PRN SOLE 3400000 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 BBG0108B3GR7 1035250 101000 SH SOLE 101000 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 5480 65000 SH Call SOLE 65000 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 BBG019M65D98 1197120 116000 SH SOLE 116000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 40532575 21460000 PRN SOLE 21460000 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 BBG01BFR8YW0 10155000 125000 SH SOLE 125000 0 0 GENWORTH FINL INC COM CL A 37247D106 BBG001SJ0DH8 50000 10000 SH SOLE 10000 0 0 GEO GROUP INC NEW COM 36162J106 BBG001S6VYZ6 11312055 1581000 SH Put SOLE 1581000 0 0 GUESS INC COM 401617105 BBG001S5RJR5 2915250 150000 SH Put SOLE 150000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 16255571 17711000 PRN SOLE 17711000 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 5050000 5000000 PRN SOLE 5000000 0 0 LCI INDS NOTE 1.125% 5/1 501812AB7 19085312 19625000 PRN SOLE 19625000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 BBG001SNP2B2 1229917 13500 SH Put SOLE 13500 0 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 42791650 13310000 PRN SOLE 13310000 0 0 LUMENTUM HLDGS INC COM 55024U109 BBG0073F9RS8 1418125 25000 SH Put SOLE 25000 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 10723907 9990000 PRN SOLE 9990000 0 0 M3 BRIGADE ACQUISITION II CO COM CL A 553800103 BBG00ZCLL7V9 1024000 100000 SH SOLE 100000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 BBG001S787B5 6024928 67250 SH SOLE 67250 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 BBG001S787B5 895750 10000 SH Call SOLE 10000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 BBG001S787B5 9405375 105000 SH Put SOLE 105000 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 8437500 6750000 PRN SOLE 6750000 0 0 MURPHY CANYON ACQUISITION CO CLASS A COM 626642102 BBG015879NG6 595711 55726 SH SOLE 55726 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 10583125 7175000 PRN SOLE 7175000 0 0 NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 15279375 14500000 PRN SOLE 14500000 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 17691200 19295000 PRN SOLE 19295000 0 0 OAK WOODS ACQUISITION CORP *W EXP 03/23/202 67190B112 2527 78000 SH Call SOLE 78000 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 BBG01G2R5D70 800280 78000 SH SOLE 78000 0 0 OAK WOODS ACQUISITION CORP RIGHT 03/23/2028 67190B120 BBG01GP115B8 16380 78000 SH SOLE 78000 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 66338438 25750000 PRN SOLE 25750000 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 27467006 23664000 PRN SOLE 23664000 0 0 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 18436625 18670000 PRN SOLE 18670000 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 18472456 16628000 PRN SOLE 16628000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 17732700 10370000 PRN SOLE 10370000 0 0 SOUTHWEST AIRLS CO COM 844741108 BBG001S5SXC9 5786575 159806 SH SOLE 159806 0 0 SOUTHWEST AIRLS CO COM 844741108 BBG001S5SXC9 10861500 300000 SH Put SOLE 300000 0 0 STARWOOD PPTY TR INC NOTE 6.750% 7/1 85571BBA2 6165000 6000000 PRN SOLE 6000000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 BBG001S5WM29 82300 10000 SH SOLE 10000 0 0 TRANSOCEAN INC DEB 4.625% 9/3 893830BW8 35634638 15785000 PRN SOLE 15785000 0 0 TYLER TECHNOLOGIES INC COM 902252105 BBG001S5WZB0 4279229 10275 SH SOLE 10275 0 0 UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 70382745 35682000 PRN SOLE 35682000 0 0 US FOODS HLDG CORP COM 912008109 BBG00C6H6D59 11000000 250000 SH SOLE 250000 0 0 VAIL RESORTS INC COM 91879Q109 BBG001S5TFD6 1746207 6936 SH SOLE 6936 0 0 VAREX IMAGING CORP NOTE 4.000% 6/0 92214XAB2 23818750 18500000 PRN SOLE 18500000 0 0 VERADIGM INC NOTE 0.875% 1/0 01988PAF5 16357965 14638000 PRN SOLE 14638000 0 0 WAYFAIR INC CL A 94419L101 BBG001THKQ26 29250000 450000 SH Put SOLE 450000 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 7540723 6249000 PRN SOLE 6249000 0 0