0001085146-22-003019.txt : 20220812 0001085146-22-003019.hdr.sgml : 20220812 20220812142924 ACCESSION NUMBER: 0001085146-22-003019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 EFFECTIVENESS DATE: 20220812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 221159443 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: SUITE 27001 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578299 XXXXXXXX 06-30-2022 06-30-2022 false DLD Asset Management, LP

150 EAST 52ND STREET SUITE 27001 NEW YORK NY 10022

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 08-12-2022 0 226 1404817 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AHREN ACQUISITION CORP *W EXP 12/09/202 G01322125 4 30275 SH Call SOLE 30275 0 0 AHREN ACQUISITION CORP CLASS A ORD SHS G01322109 601 60550 SH SOLE 60550 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1370 15000 SH Put SOLE 15000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 12389 11250000 PRN SOLE 11250000 0 0 ALLEGHANY CORP MD COM 017175100 4999 6000 SH SOLE 6000 0 0 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 20712 16325000 PRN SOLE 16325000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 890 60000 SH Put SOLE 60000 0 0 ALPHA HEALTHCARE ACQU CORP I CLASS A COM 02073F104 628 64875 SH SOLE 64875 0 0 ALPHA PARTNERS TECH MERGR CO CLASS A ORD SHS G63290111 419 43250 SH SOLE 43250 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 19341 300000 SH SOLE 300000 0 0 AMYLYX PHARMACEUTICALS INC COM 03237H101 1413 73400 SH Call SOLE 73400 0 0 AMYRIS INC COM NEW 03236M200 956 515000 SH Put SOLE 515000 0 0 ANYWHERE REAL ESTATE INC COM 75605Y106 982 100000 SH Put SOLE 100000 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 01/27/202 03737A119 46 366666 SH Call SOLE 366666 0 0 ANZU SPECIAL ACQUISITIN CORP COM CL A 03737A101 11415 1164835 SH SOLE 1164835 0 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 91 340000 SH Call SOLE 340000 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 17136 1743210 SH SOLE 1743210 0 0 ARCH RESOURCES INC CL A 03940R107 3577 25000 SH Put SOLE 25000 0 0 ARCTOS NORTHSTAR ACQUIS CORP SHS CL A G0477L100 424 43220 SH SOLE 43220 0 0 ATHIRA PHARMA INC COM 04746L104 32 10500 SH SOLE 10500 0 0 ATHIRA PHARMA INC COM 04746L104 32 10500 SH Put SOLE 10500 0 0 ATLAS CORP SHARES Y0436Q109 1072 100000 SH Put SOLE 100000 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 421 43210 SH SOLE 43210 0 0 AVAYA HLDGS CORP COM 05351X101 3800 1700000 SH Put SOLE 1700000 0 0 AXONPRIME INFRSTCTR AQSTN CO CLASS A COM 05467C108 419 43250 SH SOLE 43250 0 0 AXSOME THERAPEUTICS INC COM 05464T104 1933 50500 SH Put SOLE 50500 0 0 AYALA PHARMACEUTICALS INC COM 05465V108 181 166167 SH SOLE 166167 0 0 BILL COM HLDGS INC COM 090043100 1572 14300 SH SOLE 14300 0 0 BILL COM HLDGS INC COM 090043100 1650 15000 SH Call SOLE 15000 0 0 BILL COM HLDGS INC COM 090043100 1100 10000 SH Put SOLE 10000 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 3643 25000 SH SOLE 25000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1011 12200 SH SOLE 12200 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 829 10000 SH Put SOLE 10000 0 0 BLACKLINE INC COM 09239B109 666 10000 SH Put SOLE 10000 0 0 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 8850 8000000 PRN SOLE 8000000 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 47956 30031000 PRN SOLE 30031000 0 0 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 3130 119053 SH SOLE 119053 0 0 BOOKING HOLDINGS INC COM 09857L108 8880 5077 SH SOLE 5077 0 0 BOOKING HOLDINGS INC COM 09857L108 875 500 SH Call SOLE 500 0 0 BOOKING HOLDINGS INC COM 09857L108 6998 4000 SH Put SOLE 4000 0 0 BUMBLE INC COM CL A 12047B105 2679 95200 SH Call SOLE 95200 0 0 C5 ACQUISITION CORPORATION *W EXP 12/31/202 12530D113 3 17300 SH Call SOLE 17300 0 0 C5 ACQUISITION CORPORATION CL A COM 12530D105 346 34600 SH SOLE 34600 0 0 CABALETTA BIO INC COM 12674W109 261 246500 SH SOLE 246500 0 0 CARNIVAL CORP COMMON STOCK 143658300 3890 450000 SH Put SOLE 450000 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 26491 23624000 PRN SOLE 23624000 0 0 CARTICA ACQUISITION CORP *W EXP 04/30/202 G1995D117 2 17300 SH Call SOLE 17300 0 0 CARTICA ACQUISITION CORP CLASS A ORD SHS G1995D109 347 34600 SH SOLE 34600 0 0 CDK GLOBAL INC COM 12508E101 6846 125000 SH SOLE 125000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 971 36000 SH SOLE 36000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 971 36000 SH Put SOLE 36000 0 0 CHEGG INC COM 163092109 188 10000 SH Call SOLE 10000 0 0 CIIG CAPITAL PARTNERS II INC COM CL A 12561U109 642 64875 SH SOLE 64875 0 0 CINEMARK HLDGS INC COM 17243V102 12913 860000 SH Put SOLE 860000 0 0 CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 49039 37795000 PRN SOLE 37795000 0 0 CITRIX SYS INC COM 177376100 18499 190375 SH SOLE 190375 0 0 CLIMATE REAL IMPACT SLUTINS COM CL A 187171103 637 64835 SH SOLE 64835 0 0 CNX RES CORP COM 12653C108 823 50000 SH Put SOLE 50000 0 0 CNX RES CORP NOTE 2.250% 5/0 12653CAG3 16862 11500000 PRN SOLE 11500000 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 636 64835 SH SOLE 64835 0 0 CONTRAFECT CORP COM NEW 212326300 931 306300 SH Put SOLE 306300 0 0 CONX CORP COM CL A 212873103 427 43210 SH SOLE 43210 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 6122 250000 SH SOLE 250000 0 0 COVETRUS INC COM 22304C100 1191 57409 SH SOLE 57409 0 0 CRIXUS BH3 ACQUISITION CO *W EXP 10/04/202 22677T110 168 990000 SH Call SOLE 990000 0 0 CRIXUS BH3 ACQUISITION CO CLASS A COM 22677T102 19523 1980000 SH SOLE 1980000 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 425 43220 SH SOLE 43220 0 0 EBIX INC COM NEW 278715206 338 20000 SH Call SOLE 20000 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 26671 19000000 PRN SOLE 19000000 0 0 ENVESTNET INC COM 29404K106 1451 27500 SH Put SOLE 27500 0 0 ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 10812 12500000 PRN SOLE 12500000 0 0 ETSY INC COM 29786A106 4392 60000 SH Put SOLE 60000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 19751 17250000 PRN SOLE 17250000 0 0 EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 2 21625 SH Call SOLE 21625 0 0 EVEREST CONSOLIDATOR ACQ COR CL A COM 29978K102 432 43250 SH SOLE 43250 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 631 64835 SH SOLE 64835 0 0 FIGURE ACQUISITION CORP I *W EXP 03/31/202 302438114 96 217375 SH Call SOLE 217375 0 0 FIGURE ACQUISITION CORP I COM CL A 302438106 9243 943209 SH SOLE 943209 0 0 FIRST HORIZON CORPORATION COM 320517105 546 25000 SH SOLE 25000 0 0 FISKER INC CL A COM STK 33813J106 1713 200000 SH Put SOLE 200000 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 4254 120000 SH SOLE 120000 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 406 41500 SH SOLE 41500 0 0 FORTRESS VALUE ACQUISI CORP COM CL A 34964K108 422 43210 SH SOLE 43210 0 0 FRONTIER INVESTMENT CORP CLASS A ORD SHS G36816109 629 64875 SH SOLE 64875 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 635 64835 SH SOLE 64835 0 0 FTAC ZEUS ACQUISITION COR *W EXP 04/15/202 30320F114 4 21625 SH Call SOLE 21625 0 0 FTAC ZEUS ACQUISITION COR CLASS A COM 30320F106 428 43250 SH SOLE 43250 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 39738 22000000 PRN SOLE 22000000 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 50 618750 SH Call SOLE 618750 0 0 GALATA ACQUISITION CORP SHS CL A G3R23A108 12226 1237500 SH SOLE 1237500 0 0 GAMES & ESPORTS EXPRNC ACQ C *W EXP 12/01/202 G3731J127 2 21625 SH Call SOLE 21625 0 0 GAMES & ESPORTS EXPRNC ACQ C CLASS A ORD SHS G3731J119 434 43250 SH SOLE 43250 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 3754 120000 SH SOLE 120000 0 0 GENWORTH FINL INC COM CL A 37247D106 35 10000 SH SOLE 10000 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 425 43220 SH SOLE 43220 0 0 GOLD FIELDS LTD SPONSORED ADR 38059T106 547 60000 SH SOLE 60000 0 0 GOLDEN FALCON ACQUISITION CO CL A 38102H109 426 43220 SH SOLE 43220 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 423 43210 SH SOLE 43210 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 406 41500 SH SOLE 41500 0 0 GUESS INC COM 401617105 6110 358500 SH Put SOLE 358500 0 0 GUESS INC NOTE 2.000% 4/1 401617AD7 32568 33064000 PRN SOLE 33064000 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 3549 50000 SH Put SOLE 50000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 18294 19500000 PRN SOLE 19500000 0 0 HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 424 43210 SH SOLE 43210 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 1396 50000 SH SOLE 50000 0 0 HUDSON EXECUTIVE INVES III COM CL A 44376L107 437 44597 SH SOLE 44597 0 0 HUNT COMPANIES ACQUISITIO *W EXP 99/99/999 G46482124 3 21625 SH Call SOLE 21625 0 0 HUNT COMPANIES ACQUISITIO CL ACOM G46482108 435 43250 SH SOLE 43250 0 0 IMAX CORP COM 45245E109 2956 175000 SH Put SOLE 175000 0 0 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 13428 15003000 PRN SOLE 15003000 0 0 INTELLIGENT MEDI ACQSITN COR *W EXP 11/05/202 45828D114 3 21625 SH Call SOLE 21625 0 0 INTELLIGENT MEDI ACQSITN COR CLASS A COM 45828D106 433 43250 SH SOLE 43250 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 138 10000 SH Put SOLE 10000 0 0 IVERIC BIO INC COM 46583P102 1927 200000 SH Put SOLE 200000 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 425 43205 SH SOLE 43205 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1104 10000 SH Put SOLE 10000 0 0 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 6031 6450000 PRN SOLE 6450000 0 0 KARUNA THERAPEUTICS INC COM 48576A100 1265 10000 SH SOLE 10000 0 0 KARUNA THERAPEUTICS INC COM 48576A100 1265 10000 SH Put SOLE 10000 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 855 86500 SH SOLE 86500 0 0 KIMBELL TIGER ACQUISITION CO *W EXP 09/15/202 49436K114 4 21625 SH Call SOLE 21625 0 0 KIMBELL TIGER ACQUISITION CO COM CL A 49436K106 433 43250 SH SOLE 43250 0 0 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 609 62250 SH SOLE 62250 0 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 423 43210 SH SOLE 43210 0 0 LCI INDS COM 50189K103 15499 138500 SH Put SOLE 138500 0 0 LCI INDS NOTE 1.125% 5/1 501812AB7 22272 24475000 PRN SOLE 24475000 0 0 LEAP THERAPEUTICS INC COM 52187K101 575 500000 SH SOLE 500000 0 0 LHC GROUP INC COM 50187A107 14017 90000 SH SOLE 90000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 45319 26100000 PRN SOLE 26100000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 102931 87367000 PRN SOLE 87367000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 2066 25000 SH Put SOLE 25000 0 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 32707 11915000 PRN SOLE 11915000 0 0 LONGVIEW ACQUISITION CORP II COM CL A 54319Q105 423 43250 SH SOLE 43250 0 0 LULULEMON ATHLETICA INC COM 550021109 2725 10000 SH Put SOLE 10000 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 19530 14000000 PRN SOLE 14000000 0 0 LXP INDUSTRIAL TRUST COM 529043101 564 52525 SH SOLE 52525 0 0 M3 BRIGADE ACQUISITION II CO *W EXP 03/09/202 553800111 23 124600 SH Call SOLE 124600 0 0 M3 BRIGADE ACQUISITION II CO COM CL A 553800103 9810 1000000 SH SOLE 1000000 0 0 MANDIANT INC COM 562662106 1091 50000 SH SOLE 50000 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 427 43220 SH SOLE 43220 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 3635 62590 SH SOLE 62590 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 10342 178000 SH Put SOLE 178000 0 0 MIDDLEBY CORP COM 596278101 2506 20000 SH Put SOLE 20000 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 21281 18750000 PRN SOLE 18750000 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 2004 200443 SH SOLE 200443 0 0 NATERA INC COM 632307104 6730 190000 SH Put SOLE 190000 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 20668 16668000 PRN SOLE 16668000 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 6556 6750000 PRN SOLE 6750000 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 12434 167500 SH Put SOLE 167500 0 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM 65413D105 632 64835 SH SOLE 64835 0 0 OAK STR HEALTH INC COM 67181A107 317 19300 SH SOLE 19300 0 0 OAK STR HEALTH INC COM 67181A107 493 30000 SH Put SOLE 30000 0 0 OMNICELL COM COM 68213N109 1708 15000 SH Put SOLE 15000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 26016 20325000 PRN SOLE 20325000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 42248 22500000 PRN SOLE 22500000 0 0 PARSONS CORP DEL COM 70202L102 4043 100000 SH Put SOLE 100000 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 14327 13500000 PRN SOLE 13500000 0 0 PATRICK INDS INC COM 703343103 1295 25000 SH Put SOLE 25000 0 0 PEABODY ENGR CORP COM 704551100 7997 375000 SH Put SOLE 375000 0 0 PLANTRONICS INC NEW COM 727493108 5555 140000 SH SOLE 140000 0 0 PLIANT THERAPEUTICS INC COM 729139105 881 110000 SH Call SOLE 110000 0 0 POWERUP ACQUISITION CORP *W EXP 05/23/202 G7207P129 4 21625 SH Call SOLE 21625 0 0 POWERUP ACQUISITION CORP CLASS A ORDI SHS G7207P103 432 43250 SH SOLE 43250 0 0 PROGRESS SOFTWARE CORP COM 743312100 453 10000 SH Put SOLE 10000 0 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 11152 11250000 PRN SOLE 11250000 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 639 64835 SH SOLE 64835 0 0 PROTARA THERAPEUTICS INC COM STK 74365U107 461 157349 SH SOLE 157349 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 1513 100000 SH SOLE 100000 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 13100 70000 SH SOLE 70000 0 0 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HOLDINGS INC COM 82968B103 307 50000 SH Put SOLE 50000 0 0 SLAM CORP CL A SHS G8210L105 430 43750 SH SOLE 43750 0 0 SNAP INC CL A 83304A106 459 35000 SH Call SOLE 35000 0 0 SOUND POINT ACQUISITION CORP *W EXP 02/25/202 G8274F119 3 17300 SH Call SOLE 17300 0 0 SOUND POINT ACQUISITION CORP CLASS A ORD SHS G8274F101 347 34600 SH SOLE 34600 0 0 SOUTH JERSEY INDS INC COM 838518108 2390 70000 SH SOLE 70000 0 0 SOUTHWEST AIRLS CO COM 844741108 2169 60000 SH Put SOLE 60000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 43503 36750000 PRN SOLE 36750000 0 0 SWITCH INC CL A 87105L104 8623 257400 SH SOLE 257400 0 0 TEGNA INC COM 87901J105 7423 354000 SH SOLE 354000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 3158 200000 SH SOLE 200000 0 0 TENNECO INC CL A VTG COM STK 880349105 4805 280000 SH SOLE 280000 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 429 43750 SH SOLE 43750 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 428 43750 SH SOLE 43750 0 0 TRAVERE THERAPEUTICS INC COM 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