0001085146-19-002871.txt : 20191112
0001085146-19-002871.hdr.sgml : 20191112
20191112171408
ACCESSION NUMBER: 0001085146-19-002871
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DLD Asset Management, LP
CENTRAL INDEX KEY: 0001578299
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17749
FILM NUMBER: 191210766
BUSINESS ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 917.476.3194
MAIL ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001578299
XXXXXXXX
09-30-2019
09-30-2019
false
DLD Asset Management, LP
80 BROAD STREET
SUITE 1600
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-17749
N
Naveen Dhuper
CFO / CCO
347-735-5115
/s/ Naveen Dhuper
New York
NY
11-11-2019
0
79
1976518
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ACADIA PHARMACEUTICALS INC
COM
004225108
1370
38100
SH
Put
SOLE
38100
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
9460
263000
SH
Call
SOLE
263000
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
16788
515453
SH
SOLE
515453
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
294960
78774000
PRN
SOLE
78774000
0
0
ALLERGAN PLC
SHS
G0177J108
35341
210000
SH
SOLE
210000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
758
50000
SH
SOLE
50000
0
0
ANTERIX INC
COM
03676C100
12135
335600
SH
Call
SOLE
335600
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
61059
18234000
PRN
SOLE
18234000
0
0
AVANTOR INC
6.25 PFD CNV SR
05352A209
1604
30000
SH
SOLE
30000
0
0
AVANTOR INC
COM
05352A100
147
10000
SH
Put
SOLE
10000
0
0
AXOVANT GENE THERAPIES LTD
COM
G0750W203
2033
315700
SH
Call
SOLE
315700
0
0
BIOGEN INC
COM
09062X103
70668
303400
SH
Call
SOLE
303400
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1537
22800
SH
SOLE
22800
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
404
6000
SH
Call
SOLE
6000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1820
27000
SH
Put
SOLE
27000
0
0
BOOKING HLDGS INC
COM
09857L108
300
153
SH
SOLE
153
0
0
BOOKING HLDGS INC
COM
09857L108
1962
1000
SH
Put
SOLE
1000
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
138605
81263230
PRN
SOLE
81263230
0
0
CALLON PETE CO DEL
COM
13123X102
436
100000
SH
Call
SOLE
100000
0
0
CAMBREX CORP
COM
132011107
7140
120000
SH
SOLE
120000
0
0
CARA THERAPEUTICS INC
COM
140755109
3013
164900
SH
Put
SOLE
164900
0
0
CARBON BLACK INC
COM
14081R103
5980
230087
SH
SOLE
230087
0
0
CELGENE CORP
COM
151020104
44685
450000
SH
SOLE
450000
0
0
CLEVELAND CLIFFS INC
COM
185899101
108
15000
SH
Put
SOLE
15000
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
3850
3500000
PRN
SOLE
3500000
0
0
CORINDUS VASCULAR ROBOTICS I
COM
218730109
939
219479
SH
SOLE
219479
0
0
DISCOVERY INC
COM SER C
25470F302
2740
111300
SH
SOLE
111300
0
0
EL PASO ELEC CO
COM NEW
283677854
7816
116524
SH
SOLE
116524
0
0
ENTERA BIO LTD
*W EXP 06/27/202
M40527117
162
324672
SH
Call
SOLE
324672
0
0
ENTERA BIO LTD
SHS
M40527109
919
369000
SH
SOLE
369000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
1596
525000
SH
SOLE
525000
0
0
GENESEE & WYO INC
CL A
371559105
6909
62516
SH
SOLE
62516
0
0
GENOMIC HEALTH INC
COM
37244C101
5426
80000
SH
SOLE
80000
0
0
GOSSAMER BIO INC
COM
38341P102
1712
102000
SH
Call
SOLE
102000
0
0
GOSSAMER BIO INC
COM
38341P102
4339
258600
SH
Put
SOLE
258600
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
7822
68000
SH
Put
SOLE
68000
0
0
HOWARD HUGHES CORP
COM
44267D107
1426
11000
SH
SOLE
11000
0
0
ILLUMINA INC
COM
452327109
2190
7200
SH
SOLE
7200
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
1509
202000
SH
Call
SOLE
202000
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
3031
69634
SH
SOLE
69634
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
2003
84200
SH
SOLE
84200
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
1793
1500000
PRN
SOLE
1500000
0
0
MEDICINES CO
COM
584688105
165737
3311400
SH
Put
SOLE
3311400
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
33509
22000000
PRN
SOLE
22000000
0
0
MILACRON HLDGS CORP
COM
59870L106
5001
300000
SH
SOLE
300000
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
56222
31409000
PRN
SOLE
31409000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
863
44900
SH
SOLE
44900
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
5160
1000000
SH
SOLE
1000000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
85
25000
SH
SOLE
25000
0
0
PIVOTAL SOFTWARE INC
COM CL A
72582H107
4476
300000
SH
SOLE
300000
0
0
PRESIDIO INC
COM
74102M103
3211
190000
SH
SOLE
190000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
1496
1000000
PRN
SOLE
1000000
0
0
RETROPHIN INC
COM
761299106
6457
557100
SH
Put
SOLE
557100
0
0
RETROPHIN INC
NOTE 2.500% 9/1
761299AB2
36803
47488000
PRN
SOLE
47488000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
2373
31500
SH
Put
SOLE
31500
0
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
88275
66000000
PRN
SOLE
66000000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
13820
142500
SH
SOLE
142500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
296820
1000000
SH
Put
SOLE
1000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
74205
250000
SH
Call
SOLE
250000
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
206
2500
SH
Put
SOLE
2500
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
206
2500
SH
SOLE
2500
0
0
SQUARE INC
NOTE 0.375% 3/0
852234AB9
122449
44853000
PRN
SOLE
44853000
0
0
SUNTRUST BKS INC
COM
867914103
244
3543
SH
SOLE
3543
0
0
SYMANTEC CORP
COM
871503108
4017
170000
SH
SOLE
170000
0
0
TALLGRASS ENERGY LP
CLASS A SHS
874696107
3021
150000
SH
SOLE
150000
0
0
TELADOC HEALTH INC
COM
87918A105
2099
31000
SH
SOLE
31000
0
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
3060
3000000
PRN
SOLE
3000000
0
0
TWILIO INC
NOTE 0.250% 6/0
90138FAB8
1675
1000000
PRN
SOLE
1000000
0
0
UNDER ARMOUR INC
CL C
904311206
3265
180100
SH
SOLE
180100
0
0
VERSUM MATLS INC
COM
92532W103
413
7800
SH
Put
SOLE
7800
0
0
VIACOM INC NEW
CL B
92553P201
6197
257903
SH
SOLE
257903
0
0
WABCO HLDGS INC
COM
92927K102
28572
213625
SH
SOLE
213625
0
0
WAYFAIR INC
CL A
94419L101
2468
22000
SH
Put
SOLE
22000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
20734
80000
SH
SOLE
80000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
43828
20941000
PRN
SOLE
20941000
0
0
WORLD WRESTLING ENTMT INC
NOTE 3.375%12/1
98156QAB4
123935
41940000
PRN
SOLE
41940000
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
30840
26275000
PRN
SOLE
26275000
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
1032
50000
SH
Put
SOLE
50000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
15249
449819
SH
SOLE
449819
0
0